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Latest News in Compliance

• March 25, 2026

  FSOC Seeks To Rein In Too-Big-To-Fail Labels In Latest Pivot

  Federal regulators moved Wednesday to curb their authority to subject large asset managers, insurers and other nonbank firms to heightened, bank-like supervision, proposing guidelines that would reinstitute tougher standards for these too-big-to-fail designations.

• March 25, 2026

  After Overhaul Nixed, FTC, DOJ Mull New Merger Rulemaking

  The Federal Trade Commission and the U.S. Department of Justice are not giving up on attempting to overhaul the "insufficient" half-century-old merger notification form after its replacement was just struck down by a Texas federal judge, with the agencies now seeking public comment as they mull "a new rulemaking process."

• March 25, 2026

  DOE Worker Who Took Buyout Admits To Attempted Bribery

  An ex-U.S. Department of Energy employee who accepted the Trump administration's "fork in the road" deferred resignation offer last year pled guilty Wednesday to trying to bribe a former co-worker to steer contracts to his new company, federal prosecutors announced.

• March 25, 2026

  Judge Trims SEC Fraud Case Over Cancer Drug Claims

  A Massachusetts federal judge greenlighted U.S. Securities and Exchange Commission claims against two of three former pharmaceutical executives accused of concealing from investors the U.S. Food and Drug Administration's "harsh critiques" about a cancer drug.

• March 25, 2026

  Foreign Aides' RICO Labor Suit Against PruittHealth Hits NC

  A Tennessee federal judge has agreed to transfer to North Carolina a year-old class action in which foreign workers say a healthcare system and recruiter trapped them in punitive contracts and buried them in grueling labor, after a judge said the action could have been filed in the Tar Heel State in the first place.

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