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Latest News in Compliance
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October 29, 2026
A Connecticut trader and his firm agreed Thursday to pay over $900,000 to the U.S. Securities and Exchange Commission to resolve claims that they made Ponzi-like payments to investors and misled them about trading returns and pre-initial public offering holdings.
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October 29, 2026
Two Democratic senators on Thursday launched an investigation into allegations that Meta Platforms' "smart" glasses capture sensitive images of users and bystanders without their consent and use the data to train the tech giant's artificial intelligence models.
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October 29, 2026
New York Gov. Kathy Hochul signed a law Wednesday that creates a regulatory framework restricting artificial intelligence chatbots' emotional interactions with minors, spurring swift pushback from business groups, which criticized the legislation for allegedly being unconstitutionally vague and overly broad.
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October 29, 2026
A Hawaii federal judge ruled in favor of the U.S. Navy over an environmental group's claims it violated the Clean Water Act by discharging fuel into Pearl Harbor, saying there's no reasonable likelihood that the Navy will continue to do so.
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October 29, 2026
The federal contractor that runs an immigration detention center near Denver is coming out swinging against Colorado's attempt to kill its suit challenging a state law requiring extra inspections, saying its claims cannot be considered premature just because the state has not enforced the law yet.
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