Securities

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Latest News in Securities

  • December 02, 2022

    AT&T To Pay $6.25M To End SEC Suit Alleging Selective Leaks

    AT&T Inc. has agreed to pay $6.25 million to end U.S. Securities and Exchange Commission claims that the telecommunications giant and three of its mid-level executives broke the law by selectively leaking company information to Wall Street analysts, the parties told a New York federal court Friday.

  • December 02, 2022

    Embattled Ex-Vitol Oil Trader Hit With More FCPA Charges

    Prosecutors filed new Foreign Corrupt Practices Act charges on Friday against a former Vitol Group oil trader who's accused of funneling bribes to Petroecuador officials to secure a $300 million fuel contract, claiming he engaged in similar crimes with Mexican officials as well.

  • December 02, 2022

    Fed Is Latest To Pitch Climate Risk Guidance For Big Banks

    The Federal Reserve on Friday released a proposal laying out high-level guidance on climate risk management for large banks, becoming the latest banking agency to begin sketching out expectations for financial institutions' efforts to prepare themselves for potential climate change impacts.

  • December 02, 2022

    CFTC Warns Overseas Swap Dealers To Heed Reporting Rules

    The U.S. Commodity Futures Trading Commission said Friday that many foreign swap dealers are filing substandard compliance reports that could land them in hot water with the agency, issuing an advisory reminding them of their obligations under U.S. law. 

  • December 02, 2022

    Attys' $39M Fee Bid Granted In Interest Rate Case

    The Lowey Dannenberg PC attorneys who brokered a $91 million settlement of investor claims that 13 major banks manipulated two Singapore interest rate benchmarks will receive nearly $38.9 million from the overall $155 million settlement fund for their work on the case, a Manhattan federal judge has decided.

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