Securities

Securities Law360 provides breaking news and analysis on securities law and corporate governance. Coverage includes high-stakes shareholder litigation, government enforcement actions, and related policy developments.



Sign up for a 7-day FREE trial today!



Latest News in Securities

  • December 15, 2017

    Tilton Says Zohar Funds Tried To Preempt Her Claims

    Private equity magnate Lynn Tilton asked a Delaware federal court Thursday to take over a state-court suit filed by three investment funds that are wrestling with her for control of several businesses, saying the funds are trying to undermine her action against them in New York federal court.

  • December 15, 2017

    Trustees Seek Help In Splitting $4.5B JPMorgan RMBS Deal

    Units of Wells Fargo and other banks went back to New York state court Friday to ask for guidance on how they, as trustees for a slew of residential mortgage-backed securities trusts, should distribute the $4.5 billion they expect to receive soon from a settlement between JPMorgan and a group of investors in the trusts.

  • December 15, 2017

    Broker With Criminal Past Fights Detention On Ponzi Charges

    A Boston magistrate judge hesitated Friday to release a Cape Cod resident charged with spending the last five years defrauding investors, apprehensive of the man’s criminal history.

  • December 15, 2017

    $75M Alliance HealthCare Merger Elicits Appraisal Suit

    An investor in radiology and oncology services firm Alliance HealthCare Services Inc. filed an appraisal petition Friday in Delaware Chancery Court, seeking a court valuation of the investor's shares in the company following its $75 million acquisition by investment holding funds.

  • December 15, 2017

    EU Mulling Crackdown On Retail Sales Of Risky Investments

    The European Union’s financial regulator on Friday said it is considering prohibiting the sale to retail investors of risky financial products known as binary options and placing restrictions on sales of another product called rolling spot forex contracts.

See more Securities news

Securities

Areas of Coverage

  • AGENCIES
  • U.S. Securities and Exchange Commission
  • U.S. Commodity Futures Trading Commission
  • U.S. Department of Justice
  • Self-regulatory organizations
  • State and international securities regulators
  • POLICY & REGULATION
  • Dodd-Frank Act
  • Employee Retirement Income Security Act
  • Investment Advisers Act
  • Investment Company Act
  • Private Securities Litigation Reform Act
  • Foreign Corrupt Practices Act
  • Sarbanes-Oxley Act
  • Securities Act
  • Securities Exchange Act
  • Securities Investor Protection Act
  • International banking legislation and regulation
  • ENFORCEMENT
  • Fraud investigations
  • Insider trading charges
  • LITIGATION
  • Accounting and securities fraud suits
  • Shareholder class actions, including derivative suits
  • Suits over mortgage-backed securities, credit-default swaps, and other high-risk assets
  • Proxy battles and hostile takeover suits
  • Securities disputes in bankruptcy cases
  • ERISA suits
  • PROFILES
  • Personnel moves
  • Profiles of securities practices

Readership

  • Securities and white collar lawyers at top law firms
  • Corporate counsel and compliance officers at Fortune 1000 companies
  • Information experts at law firms, agencies, and companies
  • Policymakers at federal and state agencies
  • Judges and court staff across the U.S.
  • Professors, students, and library staff at every accredited law school in the U.S.
  • Attorney and law firm marketing professionals