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Latest News in Securities
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July 02, 2026
The Texas-based CEO of a purported pharmaceutical company and his daughter will pay nearly $2 million to end the U.S. Securities and Exchange Commission's claims accusing them and several others of participating in a $92 million penny stock fraud scheme.
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July 02, 2026
The Pennsylvania Supreme Court has agreed to hear a case challenging the constitutionality of the state's in-house securities enforcement proceedings, joining at least two other state supreme courts that have agreed to hear similar challenges since the U.S. Supreme Court handed down its Jarkesy decision that limited in-house enforcement at the U.S. Securities and Exchange Commission.
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July 02, 2026
A California federal court has ordered a cannabis business and two of its executives to pay nearly $43 million in a suit brought by the U.S. Securities and Exchange Commission for allegedly raising more than $50 million from investors based on what the SEC alleged was "wildly inflated financial information."
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July 02, 2026
A Semtech Corp. stockholder has sued the company in Delaware Chancery Court, accusing it of imposing "massive" and unlawful new disclosure requirements for stockholder actions by written consent.
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July 02, 2026
As investors in Argentine oil and gas exploration company YPF SA gear up for a multibillion-dollar arbitration against Argentina, disputes still remain over exactly what discovery from a parallel proceeding in New York can be used in the arbitration, according to documents filed Thursday.
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