Securities

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Latest News in Securities

  • May 26, 2020

    Ares Management Pays $1M To Settle SEC Insider Info Claim

    Ares Management LLC, a private equity firm and registered investment adviser, will pay $1 million to settle a claim that it didn't enforce policies that would prevent the misuse of material nonpublic information, the U.S. Securities and Exchange Commission said Tuesday.

  • May 26, 2020

    Justices' SEC Disgorgement Ruling May Shape FCPA Matters

    The U.S. Supreme Court’s upcoming opinion in Liu v. U.S. Securities and Exchange Commission may call into question when Foreign Corrupt Practices Act settlements should be subject to disgorgement, say Matthew Rutter and Neal Hochberg at Charles River Associates.

  • May 26, 2020

    Objector Fights $15M Deal In American Realty-Tied REIT Suit

    Abraham Fruchter & Twersky LLP is repping the only investor to object to a $15 million deal reached with the sponsor of American Realty Capital Properties over a real estate investment trust, a settlement the shareholder called "a relatively minor amount of total potential damages."

  • May 26, 2020

    Latest Deals In Libor Suit Boost Lenders' Recovery To $35M

    A Manhattan federal judge signed off Tuesday on settlements worth $4 million between lenders who accuse a group of global banks of rigging Libor and three of the defendant banks, JPMorgan Chase, Bank of America and UBS, bringing the lenders' total recovery to $35 million.

  • May 26, 2020

    Warner Music Group Plans IPO To The Tune Of $1.7B

    Media giant Warner Music Group Corp. on Tuesday set a price range on an estimated $1.7 billion initial public offering, represented by Debevoise & Plimpton LLP, setting the stage for the largest U.S. IPO since February.

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