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Asset Management - February, 2019
295 articles
- Steelworker Pension Wants Renco To Pay $89M Penalty
- Judge, Not Jury, To Hear Workers' ERISA Suit Against MIT
- Ex-Nikko Execs Fight Bid To Ditch Their Suit Against CEO
- Millennium's $35M Clawback Suit Survives In Del. Bankruptcy
- CFTC Says 21-Year-Old Led A Forex Investment Fraud
- Real Estate Rumors: Apple Hospitality, Columbia, Landmark
- Senate Urged To Ease Investor Rules For Private Offerings
- Atty's Metal Manipulation Claims Are Untimely, 2nd Circ. Says
- Sterling REIT Buys DC Retail Center From Regency For $40M
- Pension Funds Press Utilities To Go Zero-Carbon By 2050
- Kraft Heinz Hid SEC Probe In $16B Stock-Drop, Investor Says
- 2nd Circ.'s Madoff Foreign Clawback Ruling Boosts Trustees
- Ex-Wilmington Trust Execs Can Remain On Bail During Appeal
- Mass Tort Firm Seeks To Strike Class Claims In 401(k) Suit
- OCC Takes Aim At NY Regulator's Fintech Charter Suit
- CFTC Won't Appeal Futures Manipulation Trial Loss
- Ex-Cushman Worker Gets 1 Year For Role In Contract Scheme
- Ocwen Names New GC Amid Ongoing Legal Headaches
- Online Retailer Sues VC For $11M Over Partner's Malfeasance
- Robbins Geller Scores Lead In Nissan Pay Scandal Action
- Intel Plans Seek High Court Clarity On ERISA Filing Deadline
- Pathway Capital, Ore. Pension Fund Form $250M PE Vehicle
- Hong Kong Bars Ex-China Brokerage Exec Over IPO Breach
- Hertz Slams Investors' Last-Ditch Bid To Revive Fraud Suit
- Hughes Hubbard Steers Wipro's $110M HR Biz Sale To Alight
- Smart Contract Coders May Face Aiding And Abetting Risk
- Fund Manager Swindled $10M From Investors, Jury Says
- Credit Suisse Taps New Compliance, Risk Czars
- Windstream Gets Judge's OK To Tap $400M In DIP Funds
- Chemical Co. Sued For Allegedly Abusing Retirement Plans
- Vanderbilt Settles Workers' ERISA Class Action
- Zohar Funds' Debt Agent Approved Over Tilton Objections
- Lenders Say Asset Manager Aided $360M Transmar Scam
- Real Estate Rumors: Neverland Ranch, KLNB, TF Cornerstone
- Chinese Online Brokerage Futu Primes $120M IPO
- Ex-National Lampoon CEO's Partner To Pay SEC $2.87M
- AXA Pays $238M For 831-Room Australian Hotel Portfolio
- IRS To Extend Spinoff Guidance Program Past Original Cutoff
- How A US Discovery Statute Can Affect Cayman Litigation
- Gov't Apathy Toward Prosecutorial Misconduct Is Alarming
- SEC Puts Stop To $3.6M Alternative Investments Scheme
- Wealth Management Co. YieldStreet Gets $62M In Funding
- AT&T Won't Get Redo On Bid To Kill Retirement Plan Fee Suit
- Cornell Workers Fight School's Quick Win Bid In ERISA Suit
- Platinum Trial Delayed At The Last Minute Over 'Medical Issue'
- Nine West's Ch. 11 Plan OK'd After Sweetened Creditor Deal
- Big Banks Fixed Freddie, Fannie Bond Prices, Investors Say
- Crypto Fund Says Investor Lost Right To Inspect Books
- VW Asks Redo In Bid To Ax Bondholder Emissions Fraud Suit
- Investors Can't Bring Tender Offer Suits, Ex-SEC Heads Say
- 4 Amicus Briefs Back Goldman In 2nd Circ. Class Cert. Appeal
- Windstream Files Ch. 11 Following $310M Judgment
- Investment Group Settles DOJ Claims It Favored Visa Workers
- Feds Want Former Och-Ziff Exec's Atty DQ'd In Fraud Case
- Brambles Sells Reusable Plastic Containers Biz For $2.51B
- Ex-American Apparel CEO's $100M Hedge Fund Row Tossed
- Madoff Trustee Can Claw Back Foreign Transfers: 2nd Circ.
- Barclays, Deutsche Oppose Redo Bid In Libor Antitrust Suit
- 4 Things Smaller Banks Can Do To Prep For Libor's End
- Colony Capital Sells Industrial Portfolio To Nuveen For $136M
- Venture-Backed Medical Device Biz Launches $75M IPO
- 2nd Circ. Pension Calculation Fight Has High Stakes For Cos.
- McKinsey Ch. 11 Settlement Adds To Disclosure Conundrum
- Feds Seek $38M In Latest 1MDB Forfeiture Actions
- 3rd Circ. Says Debt Buyer Counts As Collector Under Fed. Law
- State Street May Face SEC Suit Claiming Client Overcharges
- T-Mobile Worker Accuses Fidelity Of 401(k) Kickback Scheme
- Japan's Largest Bank Rife With AML Issues, US Feds Say
- Morgan Stanley Veteran Gets 18 Months For Insider Trading
- Jeweler Laundered Money In $2B Indian Bank Fraud: Probe
- DeVry Reaches $16M Settlement With Directors In Ads Suit
- Pulling Up Stakes: Orrick, McGuireWoods, King & Spalding
- Xerox Fails In Bid To Dodge Fujifilm's $1B Federal Merger Suit
- Firm Must Face Malpractice Suit Over Embezzled Investment
- Real Estate Rumors: Kushner, Tommy Hilfiger, Elon Musk
- WuXi Accused Of Shorting Investors In Go-Private Deal
- Asset Management Group Of The Year: Schulte Roth & Zabel
- 3 Lessons From A Crypto Mock Trial
- Blockvest Reversal Makes Clear That ICOs Are Securities
- Tracing Puerto Rico's Journey Through Bankruptcy
- 5th Circ. Tells Judge To Rein In Chase Wage Class Notices
- HK Regulators Tout 'Front-Loaded' Approach To Tackle Fraud
- Rare Disease Biotech Mereo BioPharma Pulls $70M US IPO
- Revised Deal In GC Cover-Up Case Scores Judge's Final OK
- BNY Mellon Wants Closed Trusts Booted From Tax Fee Suit
- McKinsey Wants Critic's Co. Out Of ANR Ch. 11 Case
- Feds Seek $813M From Convicted Ponzi Schemer
- Ocwen Financial Settles Investment Funds' Stock-Drop Suit
- Bond-Fixing Dispute Belongs In US Courts, Investors Say
- Asset Management Group Of The Year: Paul Weiss
- Fired Markel Execs Hit Company With $77M Pair Of Suits
- Milling Co. Sold Inflated Stock To Pension Plan, Suit Says
- SEC's Plan To Spur IPOs A Boost But Not A Game Changer
- Would-Be Investment Pro Gets 1 Year For Insider Trading
- Ex-Visium Trader Ducks Jail After Rakoff Cites Cooperation
- Credit Suisse Must Face Investors' Risk Management Suit
- Charges Of Bad Market Access Controls End In $625K Fine
- Ex-State Street Exec Decries Evidence Used To Convict Him
- Brown Rudnick Slips Liability In Biz Owners' ESOP Tax Suit
- Anthem Unit Agrees To Settle 401(k) Class Action
- Link REIT Drops $982M On Chinese Shopping Mall
- Give Your Recession Obsession A Break
- Yale Says Lack Of Injury Dooms Workers' Class Cert. Push
- Asset Management Group Of The Year: Fried Frank
- Goldman Shareholders Sue Directors Over 1MDB Scandal
- Emulex Will Likely Dictate Venue For Merger Shareholder Suits
- A Chat With McDermott COO John Yoshimura
- Caesars To 'Carefully Evaluate' Icahn's Calls For A Sale
- When An SEC Settlement Leads To Disqualification By FINRA
- Ex-Barclays Chair In Dark Over Secret Qatar Fees, Jury Told
- US Bank Can't Save RMBS Suit, Keeps 2nd Chance In Another
- Gibson Dunn Close To DQ Bid Toss In Privileged Doc Drama
- SEC Floats Letting All Cos. 'Test The Waters' Before IPOs
- Franklin Templeton Workers Want $14M ERISA Suit Deal OK'd
- Inside The War Between Papa John's And Its Ousted Founder
- Real Estate Rumors: Pablo Peon, KD Sagamore, PineBridge
- Asset Management Group Of The Year: Dechert
- Royal Park Loses 2nd Cert. Try In BNY Mellon MBS Suit
- The Problem With 'Optimal' Diversity
- HIG Closes €673M European Real Estate-Focused Fund
- SEC Can't Ignore State Action On Fiduciary Rules
- McKinsey Pays $15M For Failing To Disclose Ch. 11 Conflicts
- What An Economic Analysis Reveals About ERISA Litigation
- High Court Won't Wade Into USC's ERISA Arbitration Battle
- The $1B Question: Can Puerto Rico Afford Its Bankruptcy Bills?
- Puerto Rico's Law Firms Find Their Footing After Disaster
- Puerto Rico Fed Board Was Illegally Appointed: 1st Circ.
- Sears Creditors May Probe Sale Of $900M In Debt To Cyrus
- Judge OKs $1.2M Deal Ending Fidelity Workers' Wage Suit
- 'Fearless Girl' Artist Sold Unauthorized Statues, TM Suit Says
- Ex-Hedge Funder Avoids More Prison For KIT Digital Fraud
- China Luxury Car Dealer Says Securities Suit Lacks Legal Heft
- 7th Circ. Asked To Revive RICO Suit Against Seyfarth
- Plane Co. Asks Chancery To Break Grip Of Bogus Legal Rep.
- SEC Charges 4 In Elaborate Microcap Stock Fraud
- SEC Nudges Cos. Toward More Robust Diversity Disclosures
- Jurisdiction Key In 2nd Circ.'s Reviving Of US Bank-BofA Row
- Goldman Launches 2nd Appeal Of Class Cert. In 2nd Circ.
- FTC Wants More Info On Boston Scientific's £3.3B BTG Buy
- Ex-Goldman Exec Agrees To Face 1MDB Charges In US
- Sprawling $1B Platinum Case Finally Going To Trial
- SEC's Evidence In Brokerage Fraud Suit Lacking, Judge Says
- Appraisal Arbitrage Dimmed By Delaware Rulings
- Great Eastern Energy Hits Ch. 11 In Del. With $61M Debt
- Real Estate Rumors: UDR, Tribune Media, Knotel
- Industrial Logistics Properties Drops $905M On 2 Portfolios
- Asset Management Group Of The Year: Cleary Gottlieb
- Former Stockbroker Gets 15 Months In Prison In Plea Deal
- Puerto Rico Fed. Board Sues For Island Senate's Financial Info
- FHFA Nominee Backs 30-Year Mortgage, Broader Reform
- Citigroup Class' Attys Spar Over $2.3M Fee In 401(k) Row
- Blockvest's ICO Promo Ruled A Security After Second Look
- Opt-Out Releases Prove Problematic In Aegean Marine Ch. 11
- Kasowitz Benson, Pachulski Can Rep White Eagle In Ch. 11
- Magistrate Tells Court Not To Ax Suit Over Lowe's 401(k) Plan
- Ex-Workers Can't Sue Over $4M Investment Loss: 7th Circ.
- SEC Takes Back Approval Of Clearinghouse Capital Plan
- Aberon Capital Boss Denies $20M Hedge Fund Racket
- Perrigo, Ex-Execs Left 'Financial Bloodbath,' $555M Suit Says
- Elliott Advisors Offers Alternative To $10.1B EDP Takeover
- New Complaint Can't Save Suit Over Gannett 401(k) Plan
- Gene-Editing Co. Cibus Delays IPO, Citing Market Conditions
- Maker-Taker Fees In A Fragmented Equity Market
- NYC Fund Boss Admits To $22M Belize Airport Fraud
- Aegean Marine Fights Pushback Over Ch. 11 Plan Releases
- NYU Workers Fight To Revive $358M ERISA Suit
- Ditech Cleared To Tap $1.9B Ch. 11 DIP Package
- Asset Management Firm CEO Admits $20M Investment Fraud
- TIAA Tells Chancery It Doesn't Owe Earnout In Nuveen Deal
- MoFo, Kasowitz Steer $122M Downtown Brooklyn Loan
- CFTC Publishes 1st Exam Cheat Sheet, Plans More Checks
- Deals Rumor Mill: Flexport, Onex Corp., Nexstar Media
- CFO Pleads Not Guilty To Stealing Ill. Family's Millions
- Norton Rose Steers Banking Co. Starling's $96M Fundraise
- PCAOB Enforcement Actions Decline As Board Faces Change
- Waypoint's $445M Ch. 11 Sale Of Choppers To Macquarie OK'd
- Platinum's Huberfeld Gets 2.5 Years In Bribery Case
- Ex-Goldman Sachs Exec Says Former Partner Owes $1.5M
- Eaton Vance Seeks To Narrow ERISA Suit
- Petrobras, Wells Fargo Securities Deals Rank Among Top 100
- 3 Ways Shareholder Activists Will Shape M&A In 2019
- JAB Lobs $1.7B Offer To Bolster Stake In Cosmetics Biz
- BlueBay Closes $6.8B M&A-Focused Direct Lending Fund
- Wells Fargo Tries To Escape TelexFree Ponzi Scheme MDL
- Robbins Geller Seeks Lead In Kitchen Co. Stock-Drop Suits
- Fresh Takes On Seeking Costs And Fees Under Rule 45
- Investcorp Drops $330M On 8 Apartment Complexes
- Reg Rollbacks Seen As Bit Player In $28B BB&T-SunTrust Deal
- GE Retirement Plan Participants Want ERISA Suit Kept Intact
- Platinum Exec Can't Halt Trial Over Jury Info Leak Claims
- PE-Backed Lab Supplier, Med Device Co. File IPOs
- BlackRock Units Beat $1.2B Suit Over 'Excessive' Fees
- Robbins Geller Seeks Lead In Action Over Nissan Pay Scandal
- Investor Urges UK Food Delivery Co. Just Eat To Explore Sale
- After Losing Sale Fight, Sears Creditors Seek Speedy Finish
- Schwab Can't Shake Fiduciary Claim In 401(k) Plan Dispute
- CalSTRS Anchors Impactive Capital With $250M Investment
- Judging A Book: Smith Camp Reviews 'Echo Of Its Time'
- Securities Class Action Filings Show No Signs Of Abating
- One Woman's Attempt To Rebuild After Hurricane Maria
- 'Now Is The Real Crisis': Puerto Ricans Struggle For Disaster Aid
- Looking To Start Over, Storm-Tossed Lawyers Land In Fla.
- Madoff Investors Lose $41M Clawback Fight At District Court
- Kasowitz Benson, Pachulski Challenged In White Eagle Ch. 11
- Deutsche Cooperator Skirts Prison In Libor-Rigging Case
- BNY Mellon Moves Charity's Fee Dispute To Pa. Federal Court
- Latham Reps Blank Check Co. RMG On $200M IPO
- Deals Rumor Mill: Nielsen, Addison Lee, Reliance Industries
- 1 Global Notes Ruled Securities, Keeping SEC Suit Alive
- Momentive Disrupts Intercreditor Agreements And Reorgs
- Ex-Union Boss Gets 58 Months For Taking Hedge Fund Bribes
- Agencies Want Fewer Volcker Rule Restrictions
- UK Litigation Roundup: Here's What You Missed In London
- The Role Of Data Analytics In Mass Torts
- In Spite Of Objections, ESL's $5.2B Bid For Sears Approved
- SPAC IPO Market Expected To Stay Strong In 2019
- Platinum Exec Wants Trial Halted Pending Media Leak Review
- Gannett Faces Proxy Fight After Snubbed $1.4B Offer
- Approved Ch. 11 Trust Targets Execs, Firm For Fraud Claims
- Bitcoin Biz-Linked Pump-And-Dump Schemers To Pay $2.3M
- Duke Workers' $10.7M ERISA Deal Gets 1st OK On 2nd Try
- Chamber Opposes Spoofing Case Against Deutsche Traders
- 'The Mooch' Talks Mayhem, Con Law, Lessons From Harvard
- Van Doorne, Simmons & Simmons Steer 240,000-Sq.-Ft. Deal
- Real Estate Rumors: PIMCO, Servcorp, Bell Partners
- Heitman Wraps Up $1.1B Real Estate Fund
- Brexit Triggers $6.3B Net Outflow From UK Equity Funds
- Ex-Linkwell Execs Sanctioned Over Deposition No-Shows
- Solar Co. Broke Deal By Selling Boston Projects, Partner Says
- 2018's Top 5 Activists And Their Biggest Plays Of The Year
- Action Items For Retirement Plan Sponsors In 2019
- Chase Unlikely To Take Hit In Alleged $17M Workspace Scam
- Jefferies Uses New York Law To Escape Texas Investors' Suit
- Homebuilder Says Stock Plan Deals Didn't Hurt Employees
- Atlanta Office Building Trades Hands For $58M
- Sheppard Mullin Lures Morgan Lewis Finance Pro
- Adviser Dodges DeVry Univ. Shareholder's Insider Trading Suit
- Why Proper Document Redaction May Be An Ethical Duty
- Brokers, Advisers Face New State Fiduciary Standards
- Novo Banco Looks To Ax Hedge Fund's Debt Default Suit
- Barclays To Disclose Trader Data In $850M Metals Trading Suit
- Ill. CFO Lived Luxury Life With A Family's Millions, Feds Say
- Fed Says 2019 Stress Tests Will Include Biggest Jobless Jump
- Wall Street Wants Backup To Fight Fraud Targeting Seniors
- Reed Smith Hires Former BNY Mellon Manager, UBS Director
- Feds Resist Judge's Call To Retrace Paul Weiss Libor Probe
- Allstate Asks 7th Circ. To Not Give Defamation Row New Life
- HFF Secures $36.6M To Finance Ohio Warehouse Portfolio
- Late Objections Rankle Judge, Delay Contractor's Sentencing
- Charles Schwab Says 9th Circ. Must Compel ERISA Arbitration
- 'Stars Aligned' To Allow FullBeauty's Breeze Through Ch. 11
- Real Estate Rumors: Klingbeil, CapitalSource, New Mountain
- A Look At FINRA's New 529 Plan Self-Reporting Initiative
- Bernstein Litowitz To Helm Opko Health Pump-And-Dump Suit
- Why I Became A Lawyer: A Refugee's Journey Of Firsts
- Nasdaq, 300 Public Cos. Urge SEC To Update Proxy Rules
- Platinum Affiliates Scoff At 'Heavier' $1B Liquidator Suit
- Ex-Union Leader Deserves 5 Years For Bribery, US Says
- SEC Exams Chief Puts Focus On New Technology, New Firms
- 1st Circ. Ponders 'Possible' Meaning In Fidelity Market Case
- Wells Fargo Escapes TelexFree Ponzi Scheme MDL
- Goldman Tells Chancery Revived Suit Could Open Floodgates
- Puerto Rico Gets Green Light For $18B Sales Tax Debt Plan
- Judge DQs Atty For Man Implicated In $364M Consumer Scam
- Sycamore Under Attack As Nine West Ch. 11 Trial Opens
- Northrop Grumman Seeks Quick Win In ERISA Fee Suit
- Land Development Co. A $350M Ponzi Scheme, Investors Say
- Zohar Defends, Tilton Objects To New Agent In Del. Ch. 11
- Sears Faces Challenges To $5B Sale Plan, Store Closures
- Forex Market Maker, Creator Escape FXCM Class Action
- Calif. Judge Nixes Bid For Convicted VC To Repay $5.5M
- Ex-SEC Senior Counsel, Crypto Expert Joins Seward & Kissel
- 2nd Circ. Lets IBM ERISA Suit Go On Despite Cert Petition
- FullBeauty Wins Quick OK For $900M Ch. 11 Plan
- Papa John's Gets Up To $250M In Starboard Investment Deal
- Deals Rumor Mill: Starboard, Smart & Final, Palo Alto
- Brookfield Buys SoCal Industrial Property For $45.5M
- Keeping PR Strategy Communications Privileged: Part 2
- As Puerto Rico Recovers, Courts Heed Lessons Of Disaster
- Aegean Marine Hit With Suit Over Alleged $300M Fraud
- Idaho Sen. Unveils Outline For Housing Finance Reform
- Indirect Investors May Lose Out Under New Pass-Through Regs
- Eye On ERISA: Q&A With Goodwin Procter's James Fleckner
- 9th Circ. Lifts Injunction On Ex-Paron Exec In CFTC Suit
- Deals Rumor Mill: Delta, Papa John's, Disney
- Nine West Pleads Case For Ch. 11 Plan OK Ahead Of Trial
- Univ. Of Miami Backs Stanford Investor's Clawback Appeal
- Investors Seek $2.74M After Investment Firm's Risky Bets
- UK Litigation Roundup: Here's What You Missed In London
- Indonesian Shipping Giant To Rework $437M Debt Load
- NY Tax Minutes: Wayfair, Executive Budget, Goldman Offshore
- Ascribe Capital Closes Securities-Focused Fund With $825M
- Taxation With Representation: Wachtell, Vinson, Simpson
- Keeping PR Strategy Communications Privileged: Part 1
- The Latest On Defending ERISA Fiduciary Breach Claims