Asset Management Archive » October, 2021

Asset Management - October, 2021

256 articles

• Goldman Unit Can't Dodge Investor's Ruby Tuesday Suit
• US Trustee Brands Eagle Hospitality Ch. 11 Docs 'Convoluted'
• DOJ Reloads Key Weapon In Fight Against Corporate Crime
• Texas Bitcoin Miner Taps Kirkland For Market Debut Plans
• Real Estate Rumors: Life Storage, Safehold, Ocean Bank
• Taxation With Representation: Latham, V&E, Gibson Dunn
• SEC Fines Treasuries Clearing Agency $8M Over Risk Controls
• UK Litigation Roundup: Here's What You Missed In London
• 11th Circ. Splits But Holds In Revised FDCPA Opinion
• Israeli Trading Co. Fight Must Be Arbitrated, Court Hears
• REIT Primary Health Properties Lands $276M Loan
• SEC Says NJ Broker Stole $2.8M With Fraudulent Transfers
• Expect More Regulatory Action From Chopra's CFPB
• Cleary-Led Chipmaker's $2.6B IPO Leads Trio Of Offerings
• Avoro Capital Slams Merck's $11.5B Acceleron Deal
• Mutual Of Omaha Agent Settles In Timber Co. Ponzi Scheme
• Deals Rumor Mill: Impossible Foods, Francisco Partners, Orix
• Investment Committee Best Practices For ERISA Plans: Part 2
• Dechert, Paul Weiss Rep T. Rowe Price's $4.2B Oak Hill Buy
• State Street Compliance Pro To Join Former Wells Fargo Unit
• Schwab Clients Denied Class Cert. In Trade Orders Suit
• Madoff Trustee's Claims For $49M Clawback Survive Dismissal
• CFTC Chair Nominee Vows Leadership On Crypto, Climate
• Trump Media Co. Investors May Get Windfall From SPAC Deal
• Top Enforcement Officials Eye Individual Prosecutions, Crypto
• Del. Judge Rejects Ch. 11 Cover For Goldman In Tenn. Suit
• Fed Officials Face Fines For Trading Violations Under New Bill
• 3rd Circ. Seems Open To Reviving Prudential Fraud Claims
• Southwest Gas Mulls Carl Icahn's $4.4B Takeover Bid
• Real Estate Rumors: GLL, Weiss, Ronald McDonald House
• 3 Common Tactics For Challenging SPAC Deals In Court
• Seyfarth Helps With $95M Loan For Near-Vacant NYC Tower
• Lawyers Can And Should Commit To Climate Action
• InCloudCounsel Scores $200M Funding, Rebrands As Ontra
• Informatica Raises $841M In Return To Public Markets
• Nixon Peabody Aided Solar Co.'s $1B Ponzi Scam, Suit Says
• DOL Wins Bid To Replace Trustee For Teamsters Health Plan
• Folded Infrastructure Support Firm Hit With WARN Act Suit
• Latham-Led Electric Aircraft Developer Lands $205M In Funding
• Investment Committee Best Practices For ERISA Plans: Part 1
• Latham, V&E Drive $3.4B Deal For Phillips 66 Takeover Of MLP
• Robinhood Traders Bid For Class Cert. In App Outage Case
• 'No Excuses' For Dragging Feet On Libor, OCC's Hsu Warns
• What Enron Scandal Means To Investors 20 Years Later
• 3 Firms Rep Crestwood's $1.8B Midstream Energy Biz Buy
• Latham, Sidley Steer Claros Mortgage's Planned $134M IPO
• 1st Circ. Says Appeal Of $3M Tax Fine Faces Obstacles
• Clinical Research Biz Medable Lands $2B Valuation In Series D
• 20 Years After The Patriot Act, FinCEN Still Has Room To Grow
• Citadel Clashes With SEC At DC Circ. Over 'D-Limit' Orders
• Carlyle Group Sued For Records On $344M 'Insider' Payment
• Massive Walgreens Worker Class Inks $13.75M 401(k) Deal
• Trendy Salad Chain Sweetgreen Files Plans To Go Public
• Federal Judges Face Stricter Trade Disclosures Under New Bill
• State Street Corp. Names New Chief Risk Officer
• Parsing Boeing Decision In Light Of ESG, Caremark Trends
• Confronting Origination Credit: Why GCs Need To Speak Up
• Cooley-Led Shoe Brand Allbirds Kicks Off IPO Plans
• Proskauer Guides $155M NY Stock Exchange Building Buy
• Latham Snags Baker Botts Pro For New Austin Office
• Mirae Lands $450M CMBS Loan From Deutsche, Goldman
• Just Eat Bites Back After Investor Urges Grubhub Divestiture
• NY Nurses, Investment Manager Spar Over Arbitration Award
• U.S. Treasury Council Backs SEC's Climate Disclosure Plans
• SEC, Financial Adviser Agree To $1.9M Deal In Theft Suit
• Tax Partner Rejoins Venable's Estate Planning Group
• Blank-Check Co. Iconic Sports Leads 3 IPOs Totaling $761M
• Ascendas REIT Enters US Market With New $154M Portfolio
• AXA Fund Launches $582M Green Bond Deal
• Travelers Off The Hook For Stockholder Claims In $22M Deal
• Slack's Direct Listing Ruling Could Have Far-Reaching Impact
• DOL Proposal Signals Relaxed Rules For ESG Investing
• Aurizon Eyes Greener Biz With $1.75B One Rail Australia Buy
• State Crypto Lending Concerns Point To SEC Action Ahead
• Bank Of Ireland Absorbs Most Of KBC's Irish Biz In $5.8B Deal
• Bank Regulators Eye Updated Guidance To Fight Bias In AI
• NY Gov. Signs Law Mandating State Auto-IRA Program
• 3 Standout Campaigns From 2021's Proxy Season
• Trump SPAC Shares Explode Despite Several Trading Halts
• MySize App Sues To Stop Takeover By Investor 'Wolf Pack'
• Real Estate Rumors: Foundry, Zwicker Electric, Blackstone
• Crypto Exchange FTX Trading Valued At $25B For Series B-1
• Fed Tightens Stock Trading Rules For Officials After Backlash
• Deals Rumor Mill: PayPal, ByteDance, Houzz
• Sports-Focused NFT Biz Candy Digital Valued At $1.5B
• Mayer Brown Picks Up 3 Finance Pros From Barclays, Rivals
• Moroccan Hotelier's Starwood Agency Claims Sent Packing
• Contractual Limits On Liability Only Go So Far In Delaware
• Pot Lender Tried To 'Steal' Ownership Stake, Borrower Says
• Caltech Fights USC Workers' Subpoena In ERISA Case
• Real Estate Rumors: TA Associates, Lerner, Man Group
• Pot-Focused Pelorus Equity Group Upsizes Offering To $1B
• SEC's Lee Pushes For 'Global Solution' To Climate Disclosure
• CFPB Says Consumers Must Know Risks As Libor Nears End
• ESG Disclosure Mandate Faces Hurdles Regardless Of Path
• 3 Firms Steer Blackstone's $1.2B Deal For Spanx
• Williams Cos. Says Toss Of Del. Poison Pill Tilted Playing Field
• Financial Planning Tips For Retiring Law Firm Partners
• Canada's Coinberry Taps Ex-JPM CCO To Head Compliance
• V&E Steers Bitcoin Miner's Upsized $127M IPO
• Gensler Says SEC Has Draft Universal Proxy Proposal In Hand
• Credit Suisse To Pay $475M Over Mozambique Bribe Scandal
• Judge Asks Exxon Why Nixed NY Suit Also Dooms Texas Row
• 2nd Circ. Tosses Ex-Lehman Execs' $300M Retirement Suit
• Real Estate Rumors: Alvarez, Spitzer, Pebb Enterprises
• 6 Firms Rep Quartet Of Blank-Check Cos. Raising $561M
• Greystar Drops $2 Billion On Multifamily Portfolio
• Chilean Co. Gets Approval For Ch. 11 Bank Stock Rights Sales
• Spirit Aero's Retired CEO Wins $45M In Benefits Bench Trial
• Preparing Remote Deposition Defenses For Corporate Entities
• DOL's Proposed Rule Doesn't Make ESG Investment Risk-Free
• Fintech Co. Pismo Grabs $108M In Series B
• Real Estate Pros Look To Nix Clients' Easement Tax Fraud Suit
• 7th Circ. Ruling Offers Arbitration Clarity For ERISA Claims
• Delivery Hero Leads Nearly $1B Funding For Peer Gorillas
• Tether Action Sees CFTC Staking Territory In Crypto Oversight
• Financier Gets 17 Years For Bilking $10M From Investors
• SEC Says 'Game-Like' Trading Apps Need More Examination
• Deutsche Bank Objects To Chilean Co.'s Rights Transfer Plan
• 7th Circ. Tosses Couple's $1.4M Tax Break Suit
• Cannabis-Focused REIT Snaps Up Calif. Property For $51M
• Cancer-Focused Biotech Xilio Joins Packed IPO Pipeline
• Kahn Swick To Lead Post-SPAC Investor Suit Against CarLotz
• Ares Management Amasses $5.1B For 2nd Junior Debt Fund
• Why Law Schools Should Require Justice Reform Curriculum
• SEC Awards Total Of $40M To 2 Whistleblowers
• Rosen Law Firm To Lead Class In Robinhood MDL
• Treasury Issues Sanctions Compliance Guide Aimed At Crypto
• British Asset Manager Wins Signoff For Bitcoin ETF
• Calif. Court OKs Warrant For PetroSaudi Arbitral Win
• DOL Plan Could Make ESG Retirement Investing Hip — Again
• 5 SPACs Hit Public Markets For $875M Total
• 3 Firms Construct SPAC Deal For $2.6B Philippines Casino
• Alston Real Estate Leader Sees More Fundraising Competition
• Goodwin Snags Another Litigator From Manatt In SoCal
• Tether To Pay CFTC $41M Over Stablecoin Reserve Claims
• Starwood Snags More Than $10B For New Real Estate Fund
• Australian Regulator Lets AusNet Mull $7.4B APA Bid
• Zendesk Wants 9th Circ. To Affirm Ax Of Investors' Breach Suit
• SEC Resurrects Proposed Rules For Clawing Back Exec Pay
• After SEC Rejection, Bitwise Tries Again For A Bitcoin ETF
• Dental Co. To Pay $63M To End Investors' Price-Fixing Suit
• Pandora Papers Reveal Need For Greater Tax Enforcement
• CFTC Hits UBS With $500K Fine Over Deleted Recordings
• Real Estate Rumors: DR Horton, Harbor Group, Starwood REIT
• Mutual Funds Could Salve Fed. Judiciary's Conflict Headaches
• HSBC Fights Cayman Fund's Expanding $2B Madoff Claim
• G-7 Aims To Help Central Banks Create Digital Currencies
• Goodwin, Paul Weiss Help Dutchie Hit $3.75B Value In Funding
• Aon Beats Massive Lowe's Workers ERISA Suit At Bench Trial
• SEC's Top Enforcer Says Admissions Are Back On The Menu
• Sen. Brown Says Tenure Of Fed's Quarles Was 'Failure'
• Goldman, Morgan Stanley Acted On Insider Info, Suit Says
• GOP Sens. Warn Of Political Bias In Fed Bank President Picks
• Crypto Miner, Winery Launch Plans For 2 IPOs Totaling $175M
• Girardi Scandal Provides Important Ethics Lessons
• Real Estate Rumors: Trez Capital, ICapital Network, AEW
• 'Gamification' Exposes Major Reg BI Flaw, SEC Official Says
• Day Pitney Adds Ex-SDNY Atty To White Collar Practice In NY
• Chilean Holdco Asks To Sell Bank Share Rights In Ch. 11
• Eco-Friendly Home Marketplace GoodLeap Valued At $12B
• Fried Frank, Cooley Craft SeatGeek's $1.35B SPAC Deal
• SEC Chair Wary Of Conflicts, Bias In Predictive Data Tools
• Morgan Lewis Aids 3650 REIT's $183M Multifamily Investment
• SEC Official Warns Vast Swaths Of Economy Are 'Going Dark'
• SEC Official Urges SPACs To Disclose Conflicts Of Interest
• Wealth Management Co. Founder Sues In Del. Over 'Betrayals'
• Embracing ESG: Jabil GC Talks Compliance Preparation
• FINRA Urges Firms To Review New Money Laundering Rules
• Oracle Investors Want Class Cert. In Securities Fraud Suit
• Upshots Of Del. Holding On Appraisal Rights Waivers In M&A
• Celsius Hits $3B Valuation Despite Regulatory Scrutiny
• Hot Dog Restaurateur Leads 5 IPO Launches Exceeding $1B
• HR Software Co. Valued At $6.3B In Greenoaks-Led Injection
• Sullivan & Cromwell, Wachtell Build $8.2B Bank Tie-Up
• CFTC's Stump On Speaking Out, Crypto And Market Access
• FINRA Probes Firms' SPAC Dealings As Part Of New Sweep
• Blank-Check Co. RedBall In Tie-Up Talks With SeatGeek
• 3 Ways CLOs Can Drive ESG Efforts
• Bid To Expand Retail Access To Private Investments May Stall
• CoinFlip Is Latest Co. To Hire CCO As Crypto Scrutiny Mounts
• Real Estate Rumors: Wheelock, Apollo, X Caliber Funding
• SelectQuote Investor Says Revenue Revelations Tanked Stock
• UK Litigation Roundup: Here's What You Missed In London
• Taxation With Representation: Shearman, Latham, Boggs
• REIT Tie-Ups In 2021 Set To Be Highest In Years
• FINRA Fines Merrill Lynch Over Alleged Short Sale Issues
• CFTC's Stump Reflects On An Agency In Flux
• Judge Explains Why Intel IP Antitrust Suit Was Axed
• How Law Firms Can Rethink Offices In A Post-Pandemic World
• Medley's Ch. 11 Plan Gets OK Over Regulators' Objections
• 1st Circ. Satisfied That Hamilton Letter Is A Public Document
• Fitness Chain's Reduced IPO Tops 3 Offerings Totaling $1.3B
• FINRA Aims To Boost Routing Disclosures On Unlisted Trades
• 3 Firms Guide $200M Telecoms-Focused Blank-Check IPO
• Banking App Says It Cleared CFPB's Paycheck Advance Probe
• A Primer On DOL Probes For ERISA Plan Service Providers
• What To Expect From SEC's Equity Market Recommendations
• 8th Circ. Revives Freddie And Fannie Shareholder FHFA Suit
• Real Estate Rumors: Gold Standard, Wafra, Longpoint
• Mattel Investors Win Class Cert. In $109M Tax Expense Row
• Latham, Skadden Steer Starry's $1.66B SPAC Deal
• Deals Rumor Mill: Volvo, Francisco Partners, Telefonica
• Medley Ch. 11 Plan Supporters Clarify Cash Flow
• GOP Sen. Demands OCC Nominee's Moscow Thesis On Marx
• CCOs Play Key Role As Corruption, Supply Chain Risks Surge
• NY Fund Boss Gets 7 Years For $26M Belize Airport Scam
• Texas Justices Told Winstead Can't Dismiss Malpractice Suit
• Goldman, Investors Lay Out Cert. Fight Args For NY Judge
• Pa. Justices To Weigh Suit Over Bank's Alleged Role In Fraud
• Ex-Cred Exec Rips Efforts To Block His Bankruptcy Discharge
• Highland Capital Seeks End Of Shareholder Undervaluing Suit
• Structured Ch. 11 Dismissals Aren't Dead, Despite Jevic
• PTAB Revision Bill Offers US Makers Much-Needed Protection
• Chancery OKs $110M GCI Liberty Suit Deal, $22M Fee Award
• Real Estate Rumors: Ascentris, Charlesbank, Bridge Industrial
• Kelley Drye Helps With $61M Manhattan Hotel Loan
• NYC Fair Chance Act Updates Challenge Finance Employers
• RA Capital Lands $880M Fund For Medical Biz Investing
• SEC Probes Exchange-Traded Products For Investor Risks
• Crypto Top Of Mind For Lawmakers In Hearing With SEC Chair
• Fed's Quarles Tells Banks To 'Pick Up Pace' On Leaving Libor
• Feds Accuse Hemp Co. Executives Of $15M Investment Scam
• Medley's Ch. 11 Plan Must Overcome Court's Cash Concerns
• FINRA Fines Merrill Lynch $1.5M Over Muni Securities Issue
• Activist Hits Back At Canadian National In Proxy Fight
• Fenwick-Led Car Dealer Tech Biz Tekion Valued At $3.5B
• Singapore REIT Drops $78M On 2 US Retail Properties
• Holland & Knight, Foley Craft $471M Deal For Homebuilder
• Accused Seller Says Buyer Can't Duck $8M Fraud Defense Tab
• Pandora Papers Spark Calls To Expedite New AML Rules
• Wesco Gets ERISA Suit Over Retirement Plan Fees Tossed
• Ex-BigLaw Atty Expands Perjury Claims In OneCoin Case
• Simpson-Led Stonepeak To Buy Gas Carrier Co. In $6.2B Deal
• 3 Firms Rep In GlobalFoundries' Planned $1B IPO
• Embracing ESG: Baker Hughes CLO Talks Sustainability Team
• High Court Grounds Delta Pilots' Benefits Case Against PBGC
• Uber Must Face New Class Members' Claims In IPO Suit
• Simpson Thacher Helps KKR With $4.3B Real Estate Fund
• Kirkland-Led Summit Partners Closes $8.35B Investment Fund
• Canadian National Sets Special Meeting Ahead Of Proxy Battle
• With Chopra Poised To Take Over, What's Next For The CFPB?
• Alpha Latam Gets OK For $140M Stalking Horse Bid In Ch. 11
• Supreme Court's Return Could Deliver Conservative Windfall
• Nichols Kaster, Block & Leviton Get $3.5M For Hancock Deal
• Pro Say: A Supreme Court Term Packed With Landmark Cases
• Toomey, SIFMA Say No To New SEC 'Gamification' Regs
• Kentucky Man Gets 10 Years For Bilking $17M From Investors
• 4 Points To Watch As Regulators Revamp SPAC Rules
• Up Next At High Court: State Water Rights, CIA Black Sites
• What Mainstreaming Of Litigation Finance Means For Industry
• Canadian Hemp Co. Sheds SDNY Stock Drop Suit
• DLA Piper Loses Bid To Revisit Key Appraisal Ruling In Del.
• Taxation With Representation: Ropes, Kirkland, Latham
• UK Litigation Roundup: Here's What You Missed In London
• Kavanaugh Tests Positive For COVID, Has No Symptoms