Asset Management Archive » December, 2021

Asset Management - December, 2021

212 articles

• The Most-Read Legal Industry Guest Articles Of 2021
• SocGen, BNP Beat Suit By Cuban Bank Heirs, For Now
• Investor Balks At Reddit-Based Brief In Ackman SPAC Spat
• Goldman Takes 3rd Shot At Nixing Cert. For Investor Class
• First Republic Wants Wealthy Customer's Theft Suit Tossed
• Expect More Auditor Enforcement Actions From SEC In 2022
• Loeb & Loeb To Guide Malaysia-Focused SPAC's $100M IPO
• Fund Manager's Late Appeal Pandemic Excuse Rejected
• DOL Warns Retirement Managers About Private Equity's Risks
• Co.'s Easement Suits Not Covered By Insurance, Court Told
• A Law Firm Leader's Guide To Seeking Effective Feedback
• Reed Smith-Advised Health Care SPAC Makes $75M Offering
• How SEC Proposal Would Change Stock Buyback Landscape
• January 1MDB Trial Slated To Proceed, Despite Virus Surge
• IAnthus, Gotham Green Want Investors' Latest Pot Suits Axed
• SEC Taps Law Prof, Ex-Ropes Atty For Key Regulatory Spot
• Natixis Can't Sink Suit Alleging 401(k) Mismanagement
• JPMorgan, Traders Finally Get OK On $60M Spoofing Deal
• Prudential Says Refiled ERISA Class Action Still Falls Short
• China Mobile Eyes $7.6B Shanghai Listing After US Delisting
• Early Asset Forfeiture Is Key Part Of Criminal Defense Plans
• Ropes & Gray Plans LA Office, Adds Paul Hastings PE Atty
• Ex-GPB Capital CEO Sues In Chancery For Legal Fees
• NatWest's Trading Unit Pleads Guilty To Spoofing Markets
• Meitar-Advised Cyber Authorization Biz Nabs $75M In Series C
• Mayer Brown-Led TJC Nabs $5B For Top Fund In Firm History
• Electric Truck Co. Nikola To Pay $125M To End SEC Probe
• White & Case, Skadden Steer SPAC Deal For $2.4B Air Taxi Biz
• SEC Fights Hemp Co.'s Bid To Dismiss $11M Scalping Suit
• Chamber Backs Home Depot In Massive ERISA Class Action
• Ill. Accounting Firm Sued For Late Disclosure Of Data Breach
• $200M JPMorgan Fine Signals Broader Regulatory Crackdown
• SEC Fines PE Firm $4.5M For Fee Overcharges
• Firm, Employees Agree On Divvying Chubb Defense Funds
• SEC's Return To No-Action Letters Will Bring Transparency
• American Finance Trust To Buy $1.3B In Grocery, Retail Assets
• Pension Fund Fights Sanctions Bid In ERISA Row
• SenseTime Restarts IPO Plans After Being Blacklisted By US
• Blockchain Infrastructure Biz Figment Worth $1.4B In Series C
• Embracing ESG: Whirlpool CLO Talks Structural Improvement
• Trends That Defined Real Estate In 2021
• SEC Republican Commissioner Roisman To Step Down
• BNP Sells Bank Of The West In $16.3B Deal Built By 3 Firms
• Investing Portal Settles Out Of SEC's 1st Crowdfunding Case
• SDNY Judge Says Feds Misled Her In Hedge Fund Case
• Fla. High Court Is Wrong To Ban CLE Diversity Requirements
• How US Is Leading On Cryptocurrency Scrutiny
• Investor Seeks Del. TRO For NJ Hospitals' 'Fire Drill' Deal
• 3 Firms Shape Rezolve's $2B Go-Public SPAC Deal
• Hong Kong's New SPAC Regulations To Go Live In January
• 2 SPACs Raise Combined $300M In IPOs Steered By 4 Firms
• PNC Ducks Suit For Good Over Alleged Role In $75M Scheme
• IPO Stampede Powered Record Capital Markets Activity In '21
• JPMorgan Fined $200M For Not Retaining Staff's Texts, Emails
• UK Litigation Roundup: Here's What You Missed In London
• Trump's Social Media SPAC Exec Accused Of 'Brazen' Fraud
• OCC Urges Largest Banks' Top Brass To Address Climate Risk
• 3 Firms To Guide Private Equity Firm TPG's IPO
• Lawyers Must Prepare For Contract Tech Co. Consolidation
• Texas Bank To Pay $8M Fine Over Money Laundering Lapses
• Bondholders Say Don't Delay $118M Venezuelan Debt Case
• US Broadened Reach Of Targeted Sanctions In 2021
• Gibson Dunn, Winston Rep Rubicon's $1.7B SPAC Deal
• Deals Rumor Mill: Telecom Italia, Colgate Energy, MoneyGram
• Biden Taps 2 For CFTC, Behnam Confirmed As Agency Chair
• SEC Seeks To Stabilize Money Market Funds, Swaps Trading
• SEC Takes Aim At Corporate Insider Abuses In New Proposals
• PRS REIT Drops $80M On 3 Development Sites In UK
• RR Donnelley Dumps Atlas For Chatham's $2.3B Bid
• Ex-OppenheimerFunds Analyst Admits Making Inside Trades
• Crypto Bank Anchorage Tops $3B Valuation In Series D
• Ex-McKinsey Partner Pleads Guilty To Insider Trading
• Cannabis Investor Sues Mich. Firm In Del. Over Option Block
• Ledn Grabs $70M, Plans Bitcoin-Backed Mortgage Service
• 5 Alt Data Best Practices After SEC Enforcement Action
• Health Care Tech Platform Co. Valued At $3.2B After Series E
• BigLaw's Big Guns Of Revenue Keep Growing
• SEC Returns To Written 'No Action' Letters In Policy Flip
• CFPB's Chopra Isn't Backing Down In FDIC Board Fight
• Treasury Seeks AML Info Ahead Of Yellen Report To Congress
• U.S. Sanctions Barred Payments On $118M Debt, PDVSA Says
• CFPB Suit Over Unfair Debt Collection Practices Can Proceed
• Bitcoin Investment Firm Valued At $7B In Funding Round
• Milling Co. Can't Slip ERISA Suit Over $244M Stock Sale
• SEC Wants Claims In 1st Crowdfunding Case Kept Alive
• How Firms Can Adapt Amid COVID's Shifting Legal Needs
• TD Ameritrade Clients Can Bring Short Sale Tax Suit As Group
• 'Outrageous' Forex Fraud Lands Trader 2-Year Sentence
• 5 Firms Vie To Lead Insider-Trading Suit Over Archegos Crash
• COVID-19 Didn't Cause Tangible Damage, Zurich Argues
• Despite DOL Proposed Rule, ESG Investing Faces Barriers
• Key Commodities Trends To Watch In 2022
• Prestige Draws Young Attys, But Keeping Them Takes Work
• Full 5th Circ. Reopens Challenge To SEC Judges' Removability
• Teamsters Pension Fund Wants $4.8M From NY Businessman
• Crypto Giant Binance To Shutter Singapore Platform
• SEC's Republican Members Rip Gensler Rule Review Agenda
• 12 AGs Back DOL's Proposed ESG Retirement Investing Rule
• Fla. Investor Asks 11th Circ. For Do-Over On $1.9M Tax Penalty
• NY Adviser Hit With Fraud Verdict For Hiding Dad's SEC Ban
• FINRA Strikes $3M Deal With Wells Fargo Units
• Terreno Realty Drops $61M On Va. Industrial Property
• Embracing ESG: Synchrony Counsel Talk Role Of Legal Teams
• Fla. Firm Seeks Early Win In Missing Escrow Funds Case
• Balance Seems To Elude Justices In Northwestern ERISA Case
• Judge Won't Nix Alcohol References In Suit Over Boat Crash
• Prestige Leaders: A Look At Our New Law Firm Ranking
• The 2021 Law360 Pulse Prestige Leaders
• Prestige Leaders: Sizing Up Firms By Revenue
• Ares Closes Latest Debt Fund With $14B In Investable Capital
• Chancery Won't Let Polychain's 'Sweeping' Redactions Stand
• Chatham Says RR Donnelley Isn't Being Fair In Bidding War
• Real Estate Rumors: Fifteen Group, Ladder Capital, DRA
• DOJ Levies Rare Commodities-Based Insider Trading Charges
• Clayton Utz Guides Blackstone's Australia Logistics Buy
• Investor Class Cert. Win Offers Post-Goldman Insight
• Facebook Whistleblower Saga Caps Historic Year For Tipsters
• Republican Senators Bash DOL's ESG Retirement Proposal
• Crypto Company B2C2 Appoints Justice Dept. Veteran As GC
• Fertitta Entertainment, SPAC Call Off Planned $6.6B Merger
• Taxation With Representation: Ashurst, Freshfields, Gibson
• UK Litigation Roundup: Here's What You Missed In London
• Short Sale Verdict Shows Need For Better Portfolio Disclosure
• Dechert Grabs Large Share Of 2021 Single-Family CMBS Deals
• Getty Images Inks $4.8B SPAC Deal Driven By 4 Firms
• Ex-Merrill Adviser Asks To Block JP Morgan's Client Poaching
• Glenn Agre Guides Dispute Against Israeli VC Firm Founder
• SEC's Chair Expresses Concern Over SPAC Deals
• Workers' Attys Get $1M Cut Of $4M Koch ERISA Deal
• Deals Rumor Mill: Porsche, DuPont, Uber
• What Shifting Crypto Policy Means For Banks, Market Players
• Biden Seeks Higher Penalties For Attys Enabling Corruption
• Libya Wants US Bank Records For $100B Gadhafi Asset Hunt
• WilmerHale Steers Jeb Bush-Led SPAC's $200M IPO
• SEC Fights Alleged Penny Stock Fraudster's Dismissal Bid
• Angelo Gordon Venture Sells Maryland Property For $66M
• Goodwin-Led Advent Closes $4B Tech-Focused Fund
• Ex-OmniView CEO Gets 11 Years For Penny Stock Fraud
• For Junior Lawyers, Authenticity And A Solid Pitch Are Key
• Davis Polk-Led Fintech Startup Nubank Debuts With $2.6B IPO
• Crypto CEOs Press Lawmakers For Clear, But Narrow, Regs
• Fannie, Freddie Investors Win Class Cert. For Stock Profit Suit
• Del. Justices Uphold $5.8B Hotel Deal Default Ruling
• CFPB Urges States To Enforce US Consumer Protection Laws
• Texas Land Co. Sued For Docs On Director's Equity Share
• Chinese Lung Cancer Biotech Lands $200M In Funding
• Reps. Explore Curbing Tax Tactics Shown In Pandora Papers
• CFPB Says Racial, Religious Bias Showed In Recent Lending
• Goldman Investors Again Win Cert. After High Court Review
• Honeywell Investors Strike $10M Deal In Asbestos Suit
• Eversheds Guides Cannabis-Focused REIT In $100M IPO
• A Compliance Primer For Attorneys Outsourcing Legal Work
• Morris Manning, MoFo Guide Modiv's $84M IPO Filing
• CFPB Adopts Rule To Smooth Libor's End In Consumer Loans
• 2nd Circ. Could Revive Nigeria's Docs Bid In $10B Award Fight
• FINRA Fines Wells Fargo $2.25M Over Customer Data Issue
• SSE Rejects Call For Separation Of Renewables Unit
• Biden's OCC Pick Omarova Bows Out Amid Senate Opposition
• Manafort Pal Seeks No Time For Bribery Conviction
• Accounting Firm Overstated Insurer's Finances, Suit Says
• 4 Firms Guide Weather Security Platform's $1.2B SPAC Merger
• Armada Hoffler Pays $246M For Most Of Baltimore Property
• Gibson Dunn Pilots Fintech-Focused SPAC's $300M IPO
• Woodbridge Investor To Face $37M Bankruptcy Clawback
• Lewis Brisbois Adds Corporate Law Partner In DC
• US Treasury Proposes Rule To Crack Down On Shell Cos.
• Stroock Adds 2 Partners In Real Estate, Corporate Groups
• 4 Firms Shape Biosimilar Biz Alvotech's $2.3B SPAC Deal
• When And How To Depose Fact Witnesses Remotely In 2022
• FinCEN Eyes Rules To Curb Money Laundering In Real Estate
• SEC Hits Dialysis Co., Execs With Accounting Fraud Claim
• Justices Skeptical Of Workers In Northwestern ERISA Battle
• Ex-Directors In Woodbridge Ponzi Scheme Settle For $3.7M
• Real Estate Rumors: BlackRock, Atlas Capital, Garchik
• Day Pitney Taps Ex-Robinson & Cole Group Chair As Counsel
• The State Of Article III Standing In ERISA Cases
• Embracing ESG: PayPal CLO Talks Gauging Impact And Intent
• OCC Report Warns Banks Of Growing Cyber, Climate Risks
• Trump's Social Media SPAC Merger Probed By SEC, FINRA
• Hedge Fund Priest Seeks Total Victory Over SEC Stock Suit
• Skadden-Led Genesys Lands $21B Valuation In Financing
• SEC Seeks Docs In Probe Of $11.75B Lucid Motors SPAC Deal
• JPMorgan Beats 'Frivolous' Suit Claiming Trust Fraud
• Kentucky Pension Fund Says It Can't Be Sued In Delaware
• Real Estate Rumors: City National, HIG, Century Homebuilders
• Energy M&A Roared Back To Life In 2021
• GOP Senator Decries Gensler's Crypto Stance As Vague
• More Chinese Companies Expected To Follow Didi's Delisting
• Advent, GIC Drop $8B Bid For Swedish Drugmaker Sobi
• Sidley Pilots $200M IPO For FanDuel Alums' Gambling SPAC
• Taxation With Representation: Skadden, Latham
• UK Litigation Roundup: Here's What You Missed In London
• AmEx Business Travel Unit Hits $5.3B Value In SPAC Deal
• In Farewell, Fed's Quarles Warns Of Risks In Crisis Lending
• Asset Manager Defiance Launches 1st ETF Focused On NFTs
• SEC Finalizes Rule Aiming To Keep Foreign Issuers In Check
• Blackstone REIT Lands $690M In Financing From 2 Banks
• Compliance Lessons For PE Sponsors Amid SEC Scrutiny
• Funerary Co. Investor's Suit Alleges Conflicted Stock Moves
• Real Estate Fraudster Gets 5 Years In $58M Rip-Off Of Clients
• Performance Sports Investors Score $13M Deal In Fraud Suit
• Asset Manager Abrdn Inks £1.49B Interactive Investor Buy
• Crown Spurns $6.2B Blackstone Bid, Is Open To Further Talks
• Gensler Eye To Eye With Clayton On SEC Role In Crypto Regs
• Clover Health Sued In Del. Over Merger Disclosure Failures
• Cole, Mintz Levin Steer $84M Boston-Area Multi-Housing Sale
• Judge Told SEC's Penny Stock Fraud Suit Is Time-Barred
• Crypto Scam Suspect Wants Jail Calls With Wife Out Of Trial
• Supermarket Income REIT Buys Sainsbury's Store For $101M
• Delaware Justices Grill Great Hill, Plimus On Atty Fee Duel
• SEC's Robo-Adviser Focus May Foreshadow Crackdown
• Latham, Skadden Lead SPAC Deal For $1.3B Energy Co. Voltus