Asset Management Archive » March, 2023

Asset Management - March, 2023

483 articles

• NY Judge Tosses CarLotz Investors' Post-SPAC Suit, For Now
• FDIC Accuses Bank CEO, 2 Others Of SBA Lending Scheme
• SEC Faces Broad Pushback On Market Reform Proposals
• Fund Slams FCC's Procedural Maneuvers In $8.6B Tegna Deal
• Inside The Largest PE Funds From 2023's First Quarter
• Two Whistleblowers Awarded Over $12M By SEC
• Don't Miss It: Latham, Crone Law Lead Week's Hot Deals
• Judge OKs $12.5M 401(k) Deal, With Class Attys Getting $4.2M
• 11th Circ. Orders Ch. 7 Court To Rethink Bank's Stock Interest
• Taxation With Representation: Shearman, Vinson, Wilson
• Pfizer Led Top 10 M&A Deals Of Q1 As Values Hit Record Low
• CFPB Proposal Could Revolutionize Credit Card Late Fees
• Wigdor Asks To Drop Out Of Rape Suit Against Ex-Apollo CEO
• UK Litigation Roundup: Here's What You Missed In London
• SEC Keeps Heat On Cos. Seeking To Bar Investor Proposals
• Greensill Capital Ch. 11 Trustee Sues BofA For $4.3M In Del.
• Peloton Investors Spin Out Of Court, For Now
• Private Equity Deals Getting Closer Antitrust Scrutiny
• NJ Man Wants No Jail Time In Pandion Insider Trading Case
• Mass. Securities Cop Probes First Republic Execs' Stock Sales
• NJ Broker Charged With Trading On Insider SPAC Information
• Genesis Global Says Digital Assets Are Safe In Ch. 11
• Female M&A Panel Says Creativity, Diversity Key To Survival
• Swiss Exec Pleads Guilty To Role In Hiding $60M From IRS
• NC Judge Clips Claims In BofA Cardholders' Forex Rate Suit
• Coty Inc. Stockholders Settle $1.7B Controller Deal For $35M
• Kimberly-Clark Must Face Workers' ERISA Suit
• Ex-Fugees Rapper Made $100M In Influence Scams: Prosecutors
• Pa. Superior Court Says Late Debt Collection Letters Are OK
• US Banking Industry Fears Zap Optimism For 2023 M&A Rally
• Cannabis Lender Secures $100M Additional Capital
• TD Bank Sued Over Real Estate Ponzi Scheme Client
• 9 Years Post-Ritchie, Some Clarity On Texas Fiduciary Duties
• Fox Ex-Producer Case Is A Lesson In Joint Representation
• 6th Circ. Backs Goldman's Win In $54M Ruby Tuesday Suit
• Kirkland Steers Close Of Prysm Capital's $305M Growth Fund
• Deals Rumor Mill: Amazon, Musk, Commanders
• Accel-KKR Raises $5.3B Across 2 Tech-Focused Funds
• Bankman-Fried Pleads Not Guilty To Bevy Of New Charges
• Media Union Wants In On $8.6B Tegna Deal Fight At DC Circ.
• Highland Capital Can Block Shareholder Suit, 5th Circ. Holds
• Latham, Kirkland, Pillsbury Advise Webhelp-Concentrix Talks
• Senate Bill Would See FDIC Claw Back Failed Bank Exec Pay
• Gensler Says SEC 'Stretched Thin' By Crypto Crackdown
• NY Prosecutors Drop Ex-SocGen Execs' Libor Rigging Case
• Why The SVB Collapse Is Not A 2008 Repeat Story
• 2 Firms Steer Tech-Focused Blank Check Firm's $60M IPO
• Beware The Rocket Ship: How SEC Is Scrutinizing Emoji Use
• Inside The Emergence Of 'Bridge Banks'
• Practical Tips For Managing Bank D&O Liability Risk
• How Employers Can Leverage Retirement Law Changes
• Trump-Linked SPAC Gains Reprieve After Delisting Threat
• DOL Can't Transfer Suit Over ESG Investing Rule Out Of Texas
• Broker Sought Fake ID To Flee $150M Fraud Case, Feds Say
• Wis. Tribe Can't Escape Bankruptcy Rules, Justices Told
• Energy Co. Investors Nab Partial Class Cert. Over $6.1B Deal
• Barclays Duped Buyers Into Unregistered Securities, Suit Says
• Crescent Point Will Acquire Spartan's Alberta Assets For $1.2B
• 10th Circ. Revives RICO Suit Against Life Insurer
• CFTC Chair Warns Of 'Disaster,' Mass Layoffs If Budget Is Cut
• Ex-Sales Reps. Say Company Owes Them Amid FTC Action
• Crypto Co. Gets $1.56M Final Judgment Against Bitcoin Dealer
• SEC Details Compliance, Marketing Pitfalls For New Advisers
• Envestnet Adds 3 New Board Members After Activist Criticism
• DC Circ. Asked To Force FCC's Hand On $8.6B Tegna Deal
• Stanford Law Protest Highlights Rise Of Incivility In Discourse
• Real Estate Rumors: Epicenter, Andrew Hall, Empire
• Nixon Peabody Guides RE Social App In $150M SPAC Merger
• White & Case Settles $8.3M SPAC Merger Fee Suit
• German SpaceTech Biz Collects $165M In Fundraising Round
• The Road Ahead For Crypto Legislation In New Jersey
• Dish Gets Suit Over 401(k) Investment Lineup, Fees Tossed
• Robotics Co. Beats Former Exec's Stock Options Suit
• Bankman-Fried Hit With FCPA Charge As Feds Drop 'Hammer'
• Blue Stone Hits Chicago Firms With $3M Defamation Suit
• Fed's Barr Says SVB Failure Was 'Textbook Mismanagement'
• 'Here For Crime': CFTC Suit Puts Spotlight On Binance's CCO
• ​​​​​​​Mortgage Co., Owner Ordered To Pay $31M To Lender
• 7th Circ. Judge Asks If Ancestry Sale Enough To Trigger GIPA
• Chancery Combines Suits Seeking Visa Docs About Porn Sites
• SEC Says NY Law Firm Facilitated $8.4M Ponzi Scheme
• 5 Firms Guide Chinese Electric Vehicle Biz $1.2B SPAC Merger
• Cigna Beats RICO Claims In ERISA Drug Prices Suit
• Energy Transfer To Buy Lotus Midstream Ops In $1.45B Deal
• Ropes & Gray-Led Parthenon Lands $4.5B For 7th Fund
• Is ESG Conduct Exempt From Antitrust Scrutiny?
• Natixis 401(k) Plan Suit Merits Class Status, Judge Advises
• Dispute Prevention Strategies To Halt Strife Before It Starts
• 'Poorly Suited' Magna ERISA Plaintiffs Can't Lead Class
• Student Debt Collector To Pay $45K For Witness Nondisclosure
• Brookfield-Led Group To Buy Origin Energy In $12.4B Deal
• Catching Up With Delaware's Chancery Court
• Infinity Q Boss Regrets Fraud Plea, Faults Arnold & Porter
• First Citizens To Buy Failed Silicon Valley Bank From FDIC
• CFTC Sues Binance Over 'Sham' Crypto Compliance Program
• Wachtell-Led Salesforce Avoids Proxy Fight With Elliott
• Winston & Strawn Picks Up Cadwalader Corporate Pair
• Ex-Goldman Exec Ordered To Forfeit $35.1M In 1MDB Case
• Ex-Trader Trims CFTC's Swap Price Manipulation Suit
• Ga. Investment Adviser Cops To $110M Fraud Scheme
• Customers Ask To Pause Kroger's $25B Albertsons Deal
• Citigroup Investor Suit Over $400M OCC Fine Axed, For Now
• GOP Senators Say Fed Missed Signs Of SVB's Poor Health
• SEC Weighs Requiring More Disclosure From Private Startups
• 7th Circ. Northwestern Ruling Eases ERISA Pleading Standard
• FTX Customers Seek Ruling On Crypto Account Ownership
• FinCEN Issues First Guidance On Beneficial Ownership
• Gov't Using Stall Tactics, Litigation To Quash M&A, Attys Say
• Icahn Calls Illumina's Grail Move 'A New Low' Amid Proxy War
• Space Startup's Ex-CEO Must Face SEC's Fraud Suit
• Ex-Dialysis Co. Execs Can't Dodge SEC Accounting Fraud Suit
• CFIUS Head Urges Voluntary Submissions By Dealmakers
• UK Litigation Roundup: Here's What You Missed In London
• Wells Fargo Must Face 3 Ga. Counties' Fair Housing Suit
• Don't Miss It: Cleary, King & Spalding Guide Week's Hot Deals
• Deutsche Bank Settles Suit Over $1.6B In Madoff Claims
• Pilots Press 3rd Circ. To Flip Loss In Military Leave Suit
• 5th Circ. Ruling Leaves Open Questions On FCPA Liability
• Class Seeks $4.2M For Attys In Universal Health 401(k) Suit
• Washington State Justices Uphold Capital Gains Tax
• Short Seller's Defamation Suit Should Be Tossed, Judge Says
• 7th Circ. Partially Revives Northwestern Workers' ERISA Battle
• Debt Buyer To Pay $27M Over CFPB's 'Repeat Offender' Claim
• SEC Sues Sales Agents In $410M Investment Firm Fraud Case
• New Cases Give Insight On Corporate Resolution: DOJ Official
• Terraform CEO Arrested Abroad, Charged Over $40B Loss
• House GOP Can't Override Biden's Veto Of ESG Rule Rollback
• Tribal Group Switches Religious Bias Suit To Focus On Race
• FTX Asks To Sell Startup Equity Back To Mysten For $96M
• BlockFi To Move $236M Out Of Silicon Valley Bank In Ch. 11
• Debt Availability Poses Key Challenge To M&A Activity
• Three Arrows Co-Founder Ordered To Answer Subpoena
• Masimo Unveils Board Changes Amid Politan Suit In Delaware
• NC Adviser Took Bad Bets From Bible Study Buddy, SEC Says
• Kirkland Steers STG's Close Of $4.2B Tech-Focused PE Fund
• What NY Banks Should Know About Virtual Custody Updates
• Practical Skills Young Attorneys Must Master To Be Happier
• Ex-Exec's ERISA Suit Over Stock Options Comes Up Short
• Toshiba Board Accepts Consortium's $15.2B Takeover Bid
• Parsing The New Enforcement Moment At SIFMA Conference
• Deals Rumor Mill: Commanders, FTX, Baxter International
• Paul Weiss Corp. Chair Calls FTC, DOJ Officials 'Anti-Deal'
• SDNY Judge Places Subpoena Restrictions On Prosecutors
• Next Steps For Counsel Under Latest DOJ Disclosure Policy
• Ex-Morgan Stanley Adviser Accused Of Scamming NBA Pros
• Coinbase Says It Will Likely Face SEC Action Over Digital Assets
• 2nd Circ. Revives Pro Se Litigant's Trust Interference Suit
• FTX Reaches $404M Clawback Deal With Investment Firm
• Fed's Powell Sees 'Clear' Need For Stronger Bank Oversight
• Chancery Won't Redo AmerisourceBergen Opioid Suit
• SVB And FDIC May Be At Cross-Purposes In Ch. 11
• Pomerantz Named Lead Counsel In Coupang Investor Suit
• Sunak Releases Tax Details After Opposition Pressure
• Qihoo Sees $9.3B Investor Suit Trimmed
• Engine Capital Sends Parkland A Laundry List Of Criticisms
• 2 Firms Lead Force Pressure Control's $240M SPAC Merger
• Trump-Tied SPAC Fires CEO Amid Mounting Scrutiny
• GOP Banking Chair Urges Caution On Broader FDIC Coverage
• Banks And Beneficial Ownership: Striking The Right Balance
• SEC Expands Push To Require Electronic Filings
• 2 Firms Steer JP Morgan's Buy Of VC-Focused Software Biz
• 3 PE Firms Clinch Separate Funds Totaling Around $1.13B
• DOL Reopens Comments On Transaction Waiver Proposal
• John Wood Unit, FlexPATH Face $38M Bench Trial Over 401(k)
• Rite Aid Hit With Investor Suit Over DOJ Opioid Action
• Treasury Gets Crypto Mixer Sanctions Suit Sent To Austin
• SVB Financial Gets Ch. 11 Nod For $100M Cash Use
• Meta Execs Accused Of Enabling 'Rampant' Human Trafficking
• BDO Can't Nab Early Win In 401(k) Mismanagement Suit
• Yale Wants 2nd Circ. To Nix Jury Trial In ERISA Case
• Feds Seek Up To 6 Years For 2 JPMorgan Spoofers
• Wells Fargo To Settle Ponzi Suit Claims For $26.6M
• Yellen Says Even Smaller Banks Could Get Deposit Backstops
• Trump Can't Delay Trial In NY AG's 'Simple' Fraud Case
• Archegos Judge Nixes Prosecutorial Misconduct Allegations
• GOP Eyes Override Vote After Biden Vetoes ESG Resolution
• Treasury Clarifies Eligibility For Chips Tax Credit
• Citadel Securities, Others Want Biotech Spoofing Suit Nixed
• Israeli Fintech Valued At $3.5B Months After Failed SPAC Deal
• DiCello Levitt Opens In Calif. With 5 Attys From Robbins Geller
• OneCoin Legal Chief Extradited In $4B Fraud Prosecution
• Troubled California Debt Law Firm Seeks Ch. 11 Protection
• Utilizing Advance Notice Bylaws In Activist Investor Defense
• Australian Agriculture Tech Co. Braiin Inks $215M SPAC Deal
• Perkins Coie Steers Close Of $605M SaaS-Focused Fund
• SVB Can't Transfer Accounts From Silicon Valley, FDIC Says
• AME Church, Plan Managers Can't Escape Retirement Suit
• Justices Won't Hear Terraform Appeal Over SEC Subpoenas
• Regulators Extend SVB Bidding, Give OK To Signature Deal
• FDIC Wants Failed Signature Bank's FTX Fraud Suit Paused
• Orrick To Rep Ex-SVB CEO In Shareholder Suits
• Texas Bars HSBC From State Pensions Over ESG Policy
• FTX, Alameda Sue Bahamian Entity Over Ch. 11 Owner Claims
• Issuer Risks To Address In Private Securities Transactions
• FleetCor Inks Deal With Activist To Change Board, Review Biz
• Armstrong Teasdale Adds Ex-Bank Legal Chief In St. Louis
• 3 Firms Steer Tanker Services Provider's $261M SPAC Merger
• Illumina Says Icahn Nominees Would 'Damage' Core Business
• SEC's Proposed Custody Rule Changes And What They Mean
• Catching Up With Delaware's Chancery Court
• Deerpath Capital Clinches 6th Fund With $1.5B Committed
• Justices Won't Touch $115M Pension Withdrawal Battle
• Biden Uses Veto To Preserve DOL Rule On ESG Investing
• SEC Says Mass. Money Manager Hid Annuity Commissions
• Proskauer-Led JMI Equity Closes $2.4B Growth Equity Fund
• Ex-Baker Donelson Atty Cops To Stealing From Client Estate
• Digital Asset Bank Hits Wall In Bid To Secure OCC Charter
• Yale Loses Bid To Take ERISA Row To Judge Instead Of Jury
• Sen. Cruz Asks SVB, SF Fed If 'Woke' Priorities Led To Failure
• For-Profit Coding School Hit With Student-Led Class Action
• HMH-Veritas Deal Hid 'Secret' Investors, Del. Petitioners Say
• Finance Co. Must Face Rival's Defamation Claim
• SVB's Fall Portends Even Leaner Times For Private Startups
• LIV Tour Resists Anti-Competitive Claims From PGA Tour
• Shareholder Activism Landscape Changed By Universal Proxy
• Senators Call FinCEN Beneficial Ownership Rule Too Onerous
• Women, Minority-Owned Firms Jump In 2022 Despite Market
• WeWork Restructuring Debt With SoftBank, Others
• ABA Opinion Should Help Clarify Which Ethics Rules Apply
• Dangers Of Privilege Waivers From External Auditor Requests
• Biden Says It Should Be Easier To Punish Failed-Bank Execs
• 8th Circ. Backs 25-Year Term For Investment Fraudster
• Don't Miss It: Norton Rose, Winston Lead Week's Hot Deals
• UK Litigation Roundup: Here's What You Missed In London
• Silicon Valley Bank Parent Files For Ch. 11 In NY
• Yellen Defends Depositor Rescue As Sens. Debate SVB Bust
• Kyle Roche Hidden Video May Be Deepfaked, Expert Says
• Bogus Fund Operator Fleeced Investors Out Of $4M, SEC Says
• Credit Suisse's Latest Financial Woes Launch Investor Suit
• Ex-BlackRock Trader Sues Over Firm's ESG, Diversity Efforts
• DeSantis, Abbott Separately Target Biden On ESG Investment
• BigLaw Attys Predict More Securities Trials As Industry Roils
• TikTok Says ByteDance Sale Won't Address Security Concerns
• NY AG Says Trump Wants Fraud Case Delayed For 2024 Run
• Deals Rumor Mill: SVB, Trump's Truth Social, Michael Jordan
• SEC Mormon Church Action Is Form 13F Reporting Reminder
• Ex-Goldman Banker Can't Subpoena Trading Pal, Feds Say
• SVB Hit With Another Investor Suit For Hiding Financial Woes
• How Crypto-Friendly Bank Failures Will Change Tech Industry
• FTX Paid Bankman-Fried, Other Execs $3.2B Before Ch. 11
• Feds Flag Sports Investor's Gambling Spree After Crypto Plea
• Benthos Says It Is Still Missing Docs From Jailed Atty
• Latham-Led Saudi Fintech Co. Lands $150M From Goldman
• 4 Ways To Reboot Your Firm's Stalled Diversity Program
• Boston Children's Can't Escape Retirement Plan Fee Suit
• Crypto Biz Says Its NBA NFTs Are Not Unregistered Securities
• How Lenders And Borrowers Can Prepare For Libor's End
• Credit Suisse Taps Central Bank For $54B Liquidity Boost
• SEC Says Oil Exec Splurged Investor Cash On Luxury Travel
• Shareholders Seek Sanctions In Telecom Co. Award Fight
• Divided SEC Advances Trio Of Cybersecurity Rule Proposals
• Judge Upholds Ch. 9 Restructuring Bid For Struggling Pa. City
• Bank Failures Shine Light On Corporate Governance Risks
• Gramercy Says Peru Hasn't Paid $100M Arbitration Award
• Celsius Ch. 11 Creditors Object To $3M Request For Atty Fees
• Former Investor Suing Gamer Biz CEO For Unfavorable Sale
• Wells Fargo Unit Axed Director Over ADA Request, Suit Says
• Icahn Says Illumina Stance 'Insulting' As Proxy War Brews
• Top Questions, And Lessons, After Banking's Wild Weekend
• DOJ's Google Sanctions Motion Shows Risks Of Auto-Deletion
• Haynes Boone, Other Firms Augment Teams Over SVB Fallout
• Firms Battle To Steer Clayton Dubilier-Cornerstone Deal Suits
• Attys Score $4.5M Award In Yen-Libor Benchmark-Rigging Suit
• SEC's Crypto Suit Shines Light On Novel Securities Theory
• Ex-Wells Fargo Exec To Plead Guilty In Fake Account Scandal
• Investor Blasts Freshpet $350M Capital Raise In Fragile Market
• Sanctions Enforcement Around The G-7: View From The US
• Dems Float Hearings, Trot Out Banking Bill In Post-SVB Push
• Signature Bank's Closure Was Not Tied To Crypto. Or Was It?
• Ill. Bank Agrees To Settle Ponzi Scheme Suits For $9M
• SVB Receivership Has A Big Advantage Over Ch. 11 — Speed
• 5 Things To Know About The Atty Heading SVB 'Bridge Bank'
• Ritchie Bros. And IAA Shareholders Greenlight $7.3B Merger
• Holland & Knight Hires Real Estate Capital Markets Atty In NY
• 1-800-Flowers Investor Suit Tossed After 2nd Circ. Remand
• SEC Says Owner Used Investor Funds As Private Piggy Bank
• Credit Suisse Spots 'Weaknesses' In Its Financial Reporting
• SEC Approach In Wahi Presents New Challenges For Crypto
• Eos Energy SPAC Investor Sues B. Riley Sponsor In Del.
• What To Expect From A Litigation Finance Industry Recession
• 4 Firms Guide Mexican Developer's $810M SPAC Merger
• Goodwin Expands Investment Group With Stradley Ronon Atty
• Simpson Thacher-Led Blackstone Buying Cvent In $4.6B Deal
• BlockFi, FTX In Talks To Pause Robinhood Stock Fight
• Casino Co., Plan Manager Must Face Suit Over $1.6B 401(k)
• Apollo Funds Taking Univar Solutions Private In $8.1B Deal
• Paul Hastings, Wilson Sonsini Steer $1.5B Momentive Deal
• Jane Doe Says JPMorgan, Deutsche Can't End Epstein Suits
• SVB Failure Spurs Fed Soul-Searching, Political Blame Game
• How Public Companies Are Responding To SVB's Collapse
• SVB, Execs Hit With 1st Shareholder Suit Over Implosion
• Hospital Network Strikes $6M Deal In Sweeping ERISA Suit
• SPAC Investor Sues Over 'Abysmal' $16B Mortgage Biz Merger
• Moelis Stockholders Sue In Chancery To Break CEO's Control
• FTX Says Ch. 11 Progress Justifies Plan Filing Extension
• SVB Flameout May Spur Gov't Probes With Social Media Twist
• UBS Says Trust's Mismanaged Funds Suit Must Be Arbitrated
• Bessemer Reaches $5M Deal In 401(k) Self-Dealing Suit
• BlockFi Wants Suits Paused So Execs Can 'Focus' On Ch. 11
• A Look At The Feds' Extraordinary Reaction To SVB Collapse
• Key Considerations For Taxpayers Deducting Crypto Losses
• Catching Up With Delaware's Chancery Court
• 'Fear' Of Saudi Law Goes Both Ways In LIV, PGA Suit
• Illumina Hit With Proxy Contest By Activist Investor Carl Icahn
• Work Product Doctrine Protects NY Firm In $30M Loan Spat
• Aeries Goes Public At $656M Market Cap Via SPAC Deal
• SVB Parent Forms Restructuring Committee After Collapse
• Convicted Crypto Founder Seeks Release Amid Fraud Appeal
• SVB's UK Unit Sold To HSBC By Regulators For £1
• Feds Step In To Protect Depositors As Another Bank Falls
• Judge Sets Receiver For Firm Allegedly Run By Disbarred Atty
• SEC's Republicans Decry 'Bespoke' Rejection Of Bitcoin ETP
• SVB's Swift Demise Unsettles The Private Financing Sector
• Justices Likely To Hear Case That 'Cast Cloud' On SEC Courts
• Wall Street Group's Finance Director Stole $490K, Feds Say
• Edward Jones Gets SEC Inquiries In Wall Street Texting Probe
• Don't Miss It: Cravath, Latham Lead Week's Hot Deals
• Ex-Kirkland Corporate Partner Rejoins Faegre Drinker
• Pot Investor Brings Wash. Residency Rule Fight To 9th Circ.
• SEC Scores Win In $170M Real Estate Ponzi Scheme Suit
• SBF Judge Still Worried About 'Inventive' Bail Workarounds
• Merrill Lynch Fraudsters Each Get 1 Year In Prison
• Tech Co. Airship, SPAC Sign Letter Of Intent For $290M Merger
• 3 Firms Chosen For $43B Discovery-AT&T Suit In Del.
• Highland Ch. 11 Remand Reinforces Gatekeeping Availability
• Morvillo Abramowitz Hires SDNY Prosecutor Of Michael Cohen
• The Far-Reaching Impacts Of 'NFTs Can Be A Security' Ruling
• UK Litigation Roundup: Here's What You Missed In London
• Taxation With Representation: Gibson Dunn, Wachtell, Davis
• All Eyes On Regulators As SVB Failure Tests Bank-Crisis Prep
• SEC Needs To Support Crypto Gatekeepers
• Video Game M&A Stays Resilient Amid Wider Slowdown
• Fla. Judge Mulls Tossing Shaq, Naomi Osaka From FTX Suits
• GOP Sharpens Knives For CFPB As High Court Review Looms
• Register With SEC? Crypto CLO Tells Congress It Ain't Easy
• SEC Says The Game's Over For Rapper-Endorsed Crypto Co.
• Black Rifle Coffee Can't Shuck Would-Be Investor's Suit
• Two Counsel Teams Vie To Lead $43B Discovery-AT&T Suit
• PCAOB Says Crypto Reserve Reports Can't Be Trusted
• Judge Says No Contract Claims Against Celsius Affiliates
• SEC To Weigh Cybersecurity, Tech Proposals Next Week
• SEC Asks Justices To Hear New Challenge To In-House Courts
• Mortgage Exec Says Stolen Doc Not Secret, Seeks Quick Win
• FINRA Enforcement Continued Downward Trend In '22: Report
• FTX Floats $4M Ch. 11 Bonuses That Freeze Out SBF, Insiders
• House Panel Focuses On Expanding JOBS Act Benefits
• FINRA Fines Webull $3M For Lax Trading Approval Oversight
• FTX Investors Drop Sullivan & Cromwell Subpoena
• Business Software M&A Slowing Amid PE Retreat
• Fed's Barr Says Strong Fundamentals Can Curb Crypto Risks
• Deals Rumor Mill: Deutsche Bahn, Subway, Boardriders
• Biden Budget Pledges To Transform Behavioral Health Crisis
• Ex-Goldman Exec Gets 10 Years For 1MDB Corruption
• Bankman-Fried Floats Trial Delay Amid Cascade Of Evidence
• Securities Settlements Rose In '22 As SEC Role Waned: Report
• Benton Heir Says He Was Kept In Dark On Streisand Sale
• CFTC Head Signals No Rush For A Climate Change Agenda
• Judge Won't Consolidate Investor Suits Against FTX
• Attys Seek $6M Fees For Steering $30M ProPetro Investor Deal
• AmEx Could Face Shareholder Vote On Abortion Ban Risks
• ESOP Managers Can't Force Airline Workers To Arbitrate Suit
• Ex-SEC Commissioner Lee Joins Whistleblower Law Boutique
• Oppenheimer Blocks 4 From Arbitrating Ponzi Claims
• Receiver Can Seek $12M From Brokers Over Ponzi Scheme
• 2nd Circ. Reinstates REIT Co-Founder's $3.2M Decision Appeal
• Petrobras Tells DC Circ. FSIA Bars Investor Fraud Suit
• How S&P 100 Cos.' Human Capital Disclosures Are Evolving
• Crypto Bank Silvergate To Shut Down And Liquidate
• Celsius Gets More Time For Exclusive Ch. 11 Plan Rights
• Celebrities Say FTX Suit Doesn't Belong In Florida State Court
• Thoma Bravo's Offer 'Insultingly Low,' Magnet Investor Says
• Kirkland Leads Ares $375M Brand Management Firm Infusion
• Pot Investors Say Sham Sale Revelations Caused Stock Drops
• Block & Leviton Gets $525K For Bitcoin Mining Settlement
• 2 Firms Drive Electric Powertrain Maker $306M SPAC Merger
• Fried Frank Steers Close Of Permira's €16.7B Buyout Fund
• Blackstone, Thomson Reuters Sell £2B In LSEG Shares
• Political Tumult Isn't Deterring Corporate ESG Efforts
• Fed's Powell Says Capital Standards Will Be 'Strong,' Tailored
• Senate Antitrust Panel Keeps Up Pressure On Tech Platforms
• Senate Considers Heightened Disclosures For Crypto Miners
• PWM Ch. 11 'Toggle' Plan For Chicago Tower OK'd In Del.
• 2 Firms Steer $150M Women's Tennis, CVC Capital Partnership
• Judge Slams 'Poorly Suited' Plaintiffs' Bid To Lead Magna Suit
• DC Circ. Questions SEC Over Bitcoin ETF Approval Process
• Ritchie Bros. To Offer Dividend If $7B IAA Merger Is Approved
• ERISA Considerations In A Dynamic ESG Landscape
• Hedge Fund Manager Priest Denied Rehearing From 1st Circ.
• How To Keep Up With The SEC's Breakneck Rulemaking Pace
• TPG Makes $1.22B Offer For Australian Funeral Services Co.
• Grayscale Sued In Del. For Docs On Crypto Biz, Assets
• Kinesic Capital Proposes Value Creation Plan To ON24 Board
• Ex-Merrill Lynch Traders Face 4 Years Under Fraud Guidelines
• Casino Queen Execs Can't Sink Workers' ESOP Suit
• Latham Adds 3 New Partners Between New York, DC Offices
• McDermott ERISA Benefits Expert Jumps To Nossaman In LA
• Former Highland CEO Loses Bid To Recuse Texas Judge
• Kraft Heinz Investor Sues Board Over Cost-Cutting 'Failure'
• PokerStars Parent Owes SEC $4M For Russian FCPA Breaches
• Hsu Calls For Global Supervision To Halt Crypto 'Shell Games'
• Nonprofit To Face Suit Over Retirement Record-Keeping Fees
• Feds Suggest Limiting Sam Bankman-Fried To A Flip Phone
• Alameda Research Sues Grayscale In Del. To Unlock $9B
• SEC Accuses Miami Crypto Fund Adviser Of $100M Fraud
• SEC's Uyeda Decries Attempts To 'Overregulate' Markets
• Clients Blast Vanguard For Failing To Manage Climate Risk
• Latham Guides Golden Entertainment On $361M Gaming Sale
• 4 Firms Steer A Pair Of SPAC Mergers Exceeding $1B Value
• The Limits Of Arbitration Provisions In The ERISA Context
• Real Estate Rumors: Urban Green, Cafaro, Sequoia Equities
• Justices Leave Questions Open On Dual-Purpose Atty Advice
• How Celsius Customers May Use Tracing To Recover Deposits
• Angelo Gordon Clinches $1.3B Market Dislocation Fund
• Silver Lake, CPPIB Lob $12.4B Takeover Bid At Qualtrics
• Identical Twins Defrauded $5M From 60 Clients, SEC Claims
• How Fed's Crypto Denial Fits Into Broad Regulatory Movement
• New Policies And Programs Can Help Seal Smaller M&A Deals
• Activist Investor Rips Into Comscore, Wants Director Gone
• Catching Up With Delaware's Chancery Court
• Crypto Is 'Major Question' Only Appellate Courts Can Answer
• No Proxy Fight With Bath & Body Works, Third Point Says
• Vistra To Buy Energy Harbor In Deal Valued At $6.7B In Total
• High Court Won't Hear Workers' Pension Suit
• LinkedIn To Pay $6.75M To End Ex-Workers' 401(k) Suit
• Feds Say Ex-Goldman Exec Should Get 15 Years For Bribery
• SEC Fines Unregistered Firms $7.3M Over Pre-IPO Share Sales
• Battle Over ESG Means Balancing Act For Benefits Plans
• Ripple Says High Court Tax Decision Undermines SEC's Case
• China's Rollout Of Overseas Listing Reforms Could Be Bumpy
• Investment Bank, Insurer Appeal $60K Stock Suit Ruling
• Silvergate Bank Wants FTX Customer Suits Kept Separate
• Tech, Media-Focused SPAC Cancels $75M IPO Plans
• Coinbase Buys Crypto Arm Of Conn. Hedge Fund One River
• Don't Miss It: Willkie, Dykema Gossett Lead Week's Hot Deals
• Trumps Want NY AG's Fraud Suit Delayed To Review Evidence
• Equinor To Buy Suncor Energy's UK Assets For $850M
• Abu Dhabi Gas Lands Largest Global IPO Of The Year At $2.5B
• Financial Data Act Pushes Reporting Protocol Into New Era
• Determining Cryptocurrency Ownership In Bankruptcy
• 118th Congress: Investigative Tools And Potential Defenses
• SEC's Order Competition Rule Is Regulation By Speculation
• UK Litigation Roundup: Here's What You Missed In London
• 401(k) Participant Drops Data Breach Suit Against Plan Admin.
• Investment Biz Buys €26M Stake In Irish Financial Adviser
• 2 Firms Steer Battery Tech Co. Sakuu's $705M SPAC Merger
• Booz Allen Beats 401(k) Mismanagement Suit For Good
• Sens. Press Crypto Giant Binance On 'Disturbing Allegations'
• 'Massive' FTX Asset Shortfall Emerges In Ch. 11 Probe
• SEC's Investor Panel Tackles Private Markets Surge
• Judge Details What Can Be Redacted In LIV, PGA Tour Texts
• Nova Wildcat Strikes Deal On DIP, Ch. 11 Sale, Worker Pay
• Investors Sue Software Co. Named In Meta Surveillance Report
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• Profs, Tribal Groups Say Tribes Immune In Bankruptcy Cases
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• Senate Passes Resolution To Kill ESG Investing Rule
• ​​​​​​​EQT, Canadian Fund Buy Digital Infrastructure Co. For $3B
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