Asset Management Archive » September, 2023

Asset Management - September, 2023

416 articles

• CFTC Fines Goldman, JPMorgan, BofA Swap Dealers $53M
• Banks Must Continue Fighting Hedge Fund's Spoofing Claims
• Deutsche Bank ESG Fine May Be Preview Of SEC Climate Rule
• CFTC Says Forex Pool Bilked $7.1M From Participants
• Voyager Aviation Gets $801M Aircraft Fleet Sale Approved
• SEC Fines Osaic Adviser Units Over Custody Rule Violations
• Investors Drop Case Against Terraform Over Crypto Collapse
• Trump To Face NY AG As 'Fraud' At Trial, His Empire At Stake
• Pro Say: A Cheat Sheet For The New Supreme Court Term
• SEC Fines Advisers For Undisclosed Conflicts Of Interest
• Orrick-Led EV Maker Lands $150M From Existing Investor
• Avoiding The Ethical Pitfalls Of Crowdfunded Legal Fees
• US Says Atty Owes $6.4M In Unpaid Employment Taxes
• Tornado Cash Saga Presents Thorny Issues For Fintechs
• SEC Sues FTX Auditor For Violating Independence Rules
• 'Administrative State' Attacks Soar To High Court Crescendo
• JPMorgan Says Couple's $20M Suit Is 'Investor's Remorse'
• UK Litigation Roundup: Here's What You Missed In London
• 4 Argument Sessions ERISA Attys Should Watch In October
• Interactive Brokers, Others Fined $100M Total Over Texting
• Three Arrows Capital Co-Founder Arrested In Singapore
• DE Shaw Fined $10M For Impeding Potential Whistleblowers
• First-Time Advocates Dominate High Court's Fall Schedule
• Taxation With Representation: Skadden, Ropes & Gray
• 5 Supreme Court Cases To Watch This Fall
• London SPAC's $1B Planned Brazil Mine Purchase Called Off
• Justices To Review Circuit Split Over Corp. Disclosure Duty
• HSF Steers Investor's €730M Bid For 49% Of Cellnex Nordic
• Temasek's True Light Capital Clinches Debut $3.3B Fund
• Gemini Confirms $282M Withdrawal, Denies Winklevoss Link
• Wash. High Court Favors State 5-4 In Eviction Ban Challenge
• SEC Fines Citi Units $1.9M For Reg BI Disclosure Lapses
• OCC Has Eye On Bank Risk Management In 2024 Exam Plan
• Crypto Users Take Landmark 'Scam Token' Loss To 2nd Circ.
• Celsius Judge Questions Value Of Token Offer In Ch. 11 Plan
• Deals Rumor Mill: Manchester U, Warriors, Citigroup China
• Judge Won't Force Utah Credit Union To Rebrand In TM Row
• Appeals Court Denies Trump Bid To Stay $250M NY Fraud Trial
• Real Estate Rumors: Microsoft, PPG Development, Acadia
• Adviser Says SEC Stretching Law Too Far With Annuity Case
• Xerox Buys Out Activist Carl Icahn's Stake For $542M
• Eastman Chemical To Sell Texas City Operations For $490M
• Stratasys Shareholders Sink $1.8B Desktop Metal Deal
• SBF Faces 'Long Sentence,' Could Be Flight Risk, Judge Says
• Trump Cries Foul As $250M NY Fraud Trial Looms
• How Looming Gov't Shutdown Could Put IPO Recovery On Ice
• Retirement Services Co. To Face Jury Trial In ERISA Class Suit
• SEC Doles Out $1.5M In Fines Over Insider Reporting Failures
• Schulte Roth Sues SPAC For $1.9M After Scuttled $2.6B Deal
• Dems Urge SEC To Keep Scope 3 Disclosures In Climate Rule
• SEC Settles Fraud Claims Against Cybersecurity Co.
• SEC Pursues Crypto Case In-House Despite High Court Battle
• Splunk Investors' $30M Deal Over Growth Strategies OK'd
• On Deck In JPML: Major Cyberattack, Uber Sexual Assaults
• Ex-Bear Stearns Trader-Turned-Gov't Witness Avoids Prison
• Jury, Court Reject Developer's Claims In Acquisition Spat
• 2 Cases May Expand CFPB's Reach On Deceptive Practices
• Latham Lands Two Former Fried Frank M&A Partners
• Rhode Island Bank Agrees To $9M DOJ Redlining Settlement
• Fla. Man Gets 6 Years For Epstein Probe Scheme
• Alfa Financial Engages New PE Firm After EQT's £615M Bid
• Integrated Wellness SPAC Announces Termination Of Merger
• Gov't Shutdown Would Block New IPOs, SEC's Gensler Says
• Jury Rules For SEC In $144M Penny Stock Fraud Case
• Industry Ventures Snags $1.7B Across 2 Tech-Focused Funds
• FTC Says Celsius Founders Can't 'Jettison' Its Crypto Suit
• Hospital Network Must Give Nurses Benefit Communications
• AssetMark To Pay $18M Over SEC Financial Conflict Charges
• SEC Says Purported Real Estate Investor Ran $17.5M Fraud
• BlockFi's Ch. 11 Plan Confirmed With Opt-Out Releases Intact
• SEC Fines Asset Manager For Undisclosed Business Interests
• Ch. 11 Lenders Are Flexing Their Muscles — At Their Own Risk
• Seyfarth Sees More 'Seller-Friendly' Middle-Market M&A Terms
• 10th Circ. ERISA Ruling Is Promising For Self-Funded Plans
• SEC Says Diamond Seller Used Investor Funds To Gamble
• SiriusXM Enlists Debevoise To Weigh Liberty Biz Combo Offer
• Don't Believe SEC Witnesses In $144M Fraud Case, Jury Told
• Trump Found Liable For Fraud In NY Attorney General's Case
• Bittrex To Move Ahead On Ch. 11 With DOJ Objection Dropped
• SEC Suspends Ex-Marcum Partner, Ga. CPA For Audit Failures
• Macfarlanes-Led ECI Clinches 12th Buyout Fund At $1.2B
• Sierra Space Valued At $5.3B After Landing $290M In Funding
• The 2023 Law360 Pulse Social Impact Leaders
• Why Law Firm ESG Is Likely Here To Stay
• Platinum Co-Founder Gets Overvaluation Verdict Pared To $2.8M
• Estee Lauder Agrees To Pay $975K To End ERISA Suit
• What Large Language Models Mean For Document Review
• Kirkland-Led PE Firm Closes Record $1.7B Agribusiness Fund
• Jail Is No Place To Prep For Trial, Bankman-Fried Tells Judge
• 'Man On The Run' Takes 1MDB Scandal To The Big Screen
• Finance Firm Wants Ex-Exec Sanctioned For Discovery Leak
• Fresh Round Of Objections Hits Celsius Ch. 11 Plan
• UK Financial Adviser Must Face CBD Takeover Suit In NY
• NJ Firm, Owner Settle SEC's $1M Cherry-Picking Claims
• Workers Seek OK Of $1.3M Deal Over Excessive 401(k) Fees
• SEC Fines Mass. Firm $1M Over Convertible Bond Disclosures
• CFTC Puts Clamps On CPA Connected To $58M Forex Fraud
• SEC Says Small Adviser Falsely Claimed To Manage Trillions
• Trusts Lose Class Cert. Bid In BNY Mellon Fund-Selection Suit
• Sustainability-Focused SPAC Global Lights Files $60M IPO
• Catching Up With Delaware's Chancery Court
• VC Firm Clinches $250M Oversubscribed Sophomore Fund
• PE-Backed German Defense Contractor Seeks $515M IPO
• Amazon, Anthropic Team Up Via $4B Partnership
• Sports-Based SPAC Ceases Operations After Failed Merger
• Participating In Living History Makes Me A Better Lawyer
• SEC Fines Deutsche Bank Unit $25M For ESG, AML Violations
• SEC Fines Broker-Dealer For Slacking On Reg BI Compliance
• SEC Suit Accuses 4 Of Taking Part In $196M Ponzi Fraud
• 4 Takeaways For Benefits Attys After Judge Clears ESG Rule
• Judge Calls Some Of Trump's Args 'Crazy' In NY Fraud Case
• Goldman Sachs To Pay $12M For Trade Data Reporting Gaffes
• Alphabet Wants Investor Suit Over DOJ Action Tossed
• PE Adviser To Pay $1.6M To Settle SEC Conflict Allegations
• Judge Delivers Clarity In Ambac RMBS Suit Against US Bank
• Stratasys Investor Raises Alarm About Desktop Metal Deal
• SPAC To Liquidate After Failed Merger With Casino Owner
• Fenwick, Celebrities Seek To Toss FTX Investors' Suit
• Private Equity Owners Can Remedy Law Firms' Agency Issues
• Labaton Sucharow Will Lead Norfolk Southern Investor Suit
• Norwegian Marketplace Site's Shares Jump After Takeover Bid
• CFTC Denies Betting Site's Election Gambling Proposal
• Holland & Knight Adds Pair Of Chicago Real Estate Pros
• Citadel Securities To Pay SEC $7M In Short-Selling Case
• Texas Judge Won't Block Biden Admin's ESG Investing Rule
• Bankman-Fried Will Stay In Jail Ahead Of Trial, 2nd Circ. Rules
• DOJ Tackling Voluntary Self-Disclosure In M&A, Official Says
• SEC Investor Panel Backs Tougher Human Capital Disclosures
• Shell Says Proposed ERISA Class Too Broad To Be Certified
• Adviser To Pay $1.5M To End Claim He Stole From MLB Client
• Investors Urge Discovery Of Movie Mogul's Wife In Award Spat
• FTX Opens New Ch. 11 Clawback Suit In Del. Seeking $157M
• Celsius Reaches Ch. 11 TRO Deal With Crypto Staking Firm
• Bankman-Fried's Expert Witnesses Rejected By Judge
• SEC Dings Atty For Role In Promoting $1.5M Crypto Offering
• SEC Says Adviser Lost Crypto Account Keys, Hid Investments
• Actuarial Co. To Pay $7.75M In Retirement Plan Privacy Suit
• Deals Rumor Mill: Disney, Mallinckrodt, XFL-USFL
• Leon Black Says Wigdor Has 'Blind Eye' To Client's 'Delusions'
• Ex-Allianz Exec Says $6B Fraud Charges Too Thin On Detail
• Senate Hearing Hints At Brewing Divide Over AI Regulation
• Convicted Ex-JPMorgan Spoofer To Appeal 6-Month Sentence
• 11th Circ. Asked To Force IRS Probe Of Whistleblowers' Claims
• CFTC Has No Jurisdiction In Archegos Case, Judge Says
• 'Cautious Optimism' Abounds As Tech IPOs Return To Life
• Union Pension Fund Urges 1st Circ. To Uphold $1.7M Win
• Feds Say $13M Ponzi Scheme Targeted Tongan Community
• BlockFi Whittles FTX Ch. 11 Claim From $5B To $500M
• Swap Dealer Fined By CFTC Admits Disclosure Failures
• Investors Say They Need Cadwalader Files For Fraud Defense
• Bittrex Drops Ch. 11 Bid For Sanctions Against Fla. Agency
• Celsius Approved To Pay Ch. 11 Fees For Employee Witnesses
• Ex-Graham Capital Trader Seeks To Exit 2-Year Noncompete
• MJ Capital Board Member Gets 9 Yrs For $190M Ponzi Scheme
• Mass. Robinhood Ruling Will Affect Broker-Dealers Nationwide
• Ex-Gartner GC Joins RPCK To Lead Social Enterprise Group
• How To Protect Atty-Client Privilege While Using Generative AI
• Insurer Wins By Default In $2.2M Escrow Fraud Dispute
• SPAC Buys Printing Co. Tied To Abu Dhabi Wealth Fund
• SEC Can't Nab Partial Win In Penny Stock Fraud Suit
• PNC Employees Ink $6.1M Deal In 401(K) Suit
• Goldman Sachs Secures Over $15B For 2 Secondaries Funds
• SEC Finalizes Truth-In-Advertising Rule For ESG Funds
• Goodwin, Sidley Lead Klaviyo's $576M IPO
• SEC Enforcers Say They Look Beyond Labels In Crypto Cases
• SEC Urged To Drop 'Irreparable' Predictive Data Rule Proposal
• SEC Says Advisers Misled Charter School, Real Estate Fund
• SEC, Adviser's Estate Reach Terms To End $29M Ponzi Suit
• Archegos, Hwang Can't Beat SEC's Market Manipulation Suit
• Celsius Is In Settlement Talks On Ch. 11 TRO Changes
• SEC's 'Swing Pricing' Plan Gets Slammed At House Hearing
• SEC Sues NY Investment Firm Tied To Russian Oligarch
• Two Del. Suits Seek Info On $462M Paratek Deal's Losing Bids
• How New Lawyers Can Leverage Feedback For Growth
• Prime Core Gets OK To Seal Customer Names In Ch. 11 Filings
• Bankman-Fried's Parents Profited Off FTX Fraud, Suit Claims
• DLA Piper Lands Investment Funds Trio From White & Case
• 2nd Circ. Unlikely To Free Bankman-Fried After Diary Leak
• Big Banks Financed Vale's Pollution Of Brazil, Suits Say
• Ex-BigLaw Atty Loses Bid For New Crypto Laundering Trial
• Wells Fargo Beats $800M Investor Suit Over 2018 Fund Purge
• US Wants $15M Suit Against IRS Agent Tossed
• Raymond James Rep Didn't Report AML Red Flags, SEC Says
• Boeing Can't Ditch 737 Max Securities Fraud Suit, Judge Says
• Schott Pharma's IPO Could Be Germany's Largest Of '23
• JPMorgan Can't Ax Ex-Worker's $1.4M Arbitration Award
• Union Fund Says Adviser Pushed $30M Bad Investment
• Newmont Secures 2 More Approvals For $19.5B Newcrest Buy
• Generative AI Platform Writer Closes $100M Funding Round
• Catching Up With Delaware's Chancery Court
• Couple Can't Claim Theft Losses For Loans To Friend
• NFL QB And Influencers To Settle In FTX Collapse Suit
• Some Foreign Cos. To Report Beneficial Owners, FinCEN Says
• A Cautionary Tale Of Flawed Debt Accounting And SEC Fines
• Gamehaus, SPAC Ink $500M Deal Guided By 6 Law Firms
• ESG Around The World: Australia
• Lumen Hit With Securities Suit Over Toxic Cable Disclosures
• L3Harris Says Its 401(k)s Are 'Solid Performers' In Worker Suit
• Batteries Biz Commits To SPAC Deal Despite Nasdaq Warning
• Lyft Pays $10M To Ditch SEC's Stock-Sale Reporting Claims
• SEC Tells 5th Circ. Kroger Vote Moots Conservative Proxy Suit
• Fox Watches More Defamation Cases Pile Up In Chancery
• Puerto Rico Bank In Bribery Scandal Fined $15M By FinCEN
• ​​​​​​​Latest ERISA Standard Ruling Could Lead To More Dismissals
• Ex-Wells Fargo Exec Avoids Jail For Role In Fake Accounts
• SEC Says Binance.US Dodging Inquiry Into Customer Assets
• Conn. Adviser To Pay SEC $3.5M In Cherry-Picking Case
• Don't Miss It: Sidley, Willkie Guide Week's Hot Deals
• Citadel CEO Subpoenas ProPublica Over Tax Data Leak
• Teacher Gets 9 Yrs. For $2M Ponzi Scheme With Mother-In-Law
• Trump Seeks Delay Of NY Fraud Trial, Aims To Nix Claims
• UK Litigation Roundup: Here's What You Missed In London
• What Makes NFTs Securities? SEC Cases Point To Marketing
• SEC Looks Ready To Greenlight 'Greenwashing' Rule
• FTX Says BlockFi Trying To Dodge Claims In Ch. 11 Plan
• 2nd Circ. Won't Unfreeze Accounts Linked To $36M Scheme
• Republicans Rip 'Extreme' Bank Capital Plan As Dems Waver
• Highland Capital Seeks Contempt For Ex-Exec In Stalking Suit
• First Post-Cochran Suit Against SEC In-House Courts Dropped
• Debt Collector Violated Collection Rules, Fla. Consumer Says
• Abcam Founder Opposes Danaher Deal, Wants Board Gone
• Archegos Duo Can't Subpoena Fraud Victims, Feds Say
• Databricks Valued At $43B After More Than $500M Fundraise
• Compliance Hires Roundup: Regions Bank, Enbridge & More
• Sbaiti To Lead Barclays Unregistered Securities Investor Suit
• Latham, V&E Advise Vital Energy On $1.2B Oil Field Expansion
• AmeriLife Hires Ex-MetLife Compliance Executive
• Conn. Atty Fights To Preserve Suit Against Ex-Firm, Client
• Private Fund Advisers Should Prep Now For New SEC Rules
• Asset Manager Considerations For Soliciting Calif. Pensions
• ArentFox Schiff Adds Ex-Fannie Mae Finance Atty In SF
• Twitter Legal Fees Suit Offers Crash Course In Billing Ethics
• UK Probes $7.9B Cameco, Brookfield Deal For Westinghouse
• HSF-Led Hipgnosis To Sell Music Catalogs For $465M
• Biscayne Capital Exec Pleads Out In $155M Fraud Case
• SEC Proposes Security, Access Improvements For EDGAR
• SEC's Gensler Warns Of Potential AI-Driven Financial Crisis
• Chopra Says CFPB High Court Loss May Risk Housing Havoc
• 2nd Circ. Dismisses 'Untimely' Rio Tinto Investor's Appeal
• Hilton, Fallon, Bieber Want Out Of Bored Ape NFT Suit
• Empower Finance App Can Keep Its Name, For Now
• Aetna, Optum Can't Challenge ERISA Class Cert. Ruling
• Manufacturer Orgs. Sue SEC Over Private Biz Disclosure Rule
• Why It's Time To Regulate Plan Data As An Asset
• Carlyle Says 'Ungrounded' $344M Del. Tax Suit Should Go
• Prime Trust Parent's Sale Plan To Wrap Ch. 11 By December
• 6 Firms Steer $372M In Deals For Carbon Credit, Software Cos.
• FTX Gets Go-Ahead To Sell $100M In Crypto A Week
• Major League Pickleball Unites With Rival In PE-Backed Deal
• EB-5 Center 'Misunderstands' Approval Rule, Feds Argue
• The Long Reach Of Proposed Security-Based Swaps Rule
• Integra Downplayed FDA Factory Warnings, Investor Suit Says
• SPAC Cancels $306M Merger With Electric Powertrain Maker
• Challenge To Private-Funds Rule Could Test SEC's Authority
• TPG Invests $336M In Data Management Biz
• Blumenthal Subpoenas Saudi Fund's US Hub In Golf Probe
• Calif. Lawmakers Pass Pioneering Carbon Disclosure Bill
• HNA Seeks 2nd Circ. Reversal Of $185M Award
• Adviser To Sport Stars Settles SEC's Registration Claim
• DeSantis Says Immunity Bars Suit Over Fla. City Utility Board
• DOL Braces For Hostile Reception To Fiduciary Rule Rewrite
• SEC Says Investment Co. Didn't Reveal Marine Financing Risk
• Bankman-Fried Can't Get Out Of Jail To Prep For Trial
• McDermott-Led H.I.G. Clinches $5.5B Middle Market LBO Fund
• PacWest Investor Says Bank Understated Rate Hike Exposure
• SEC's Gensler Calls On Congress To Fund AI, Crypto Efforts
• Deutsche Bank Can't Undo $95M Verdict Over Ponzi Scheme
• SEC Sues Virtu Over Information Security Safeguards
• SEC Fines Marcum Partner Over Audit Quality Failures
• Redbox Class Suit Brands Apollo Global Sale Terms Unfair
• Real Estate Rumors: Mohamed Hadid, Toro, Apollo Global
• 11th Circ. Backs Denial Of Severance For Ex-CSX Exec
• Transaction Risks In Residential Mortgage M&A Due Diligence
• Former FTX GC Taps Crisis Experience To Build New Boutique
• Ga. Panel Considers Indemnity In $43M Family Trust Row
• Former Acting OCC Head Rejoins O'Melveny As Fintech Pro
• 2 Accused Of Fraud Tell Jury Stock Enterprise Seemed Legit
• TSMC Buys Stake In Intel Biz, Invests $100M In Chipmaker IPO
• EV Battery Co. Lyten Raises $200M In Series B Equity Round
• NVIDIA Can't Shake ERISA 401(k) Management Suit
• OneCoin Co-Founder Gets 20 Years For $4B Crypto Fraud
• Ropes & Gray-Led BV Investment Clinches $1.75B PE Fund
• Furniture Retailer Noble Hits Ch. 11 With $85M Sale Offer
• SEC Fines 9 Investment Firms Over Marketing Rule Violations
• SBF Cites 5th Amendment In Bid To Stall FTX Customers' Suit
• JetBlue Cuts Another Deal Over Spirit Merger Worries
• Can 'Green Tech' SPAC Deals Buck The Overall Downturn?
• Sculptor Capital Investor Sues Board Over $639M Rithm Deal
• SEC Fines Real Estate Adviser For Compliance Shortfalls
• Voyager Reaches Post-Confirmation Intercompany Claim Deal
• Insurers, Ga. Adviser Settle Easement Scheme Coverage Suit
• Catching Up With Delaware's Chancery Court
• Mark-To-Market Appropriate For Crypto Traders, Tax Attys Say
• FTX Sues To Claw Back $100M From Virgin Islands Firm
• ABA's Money-Laundering Resolution Is A Balancing Act
• Secret Phones, Code Names Behind Stock Scheme, Jury Told
• Union Fund Trustees Fight Takeover Order In DOL-Filed Case
• How Del. Cos. Weighed Officer Exculpation This Proxy Season
• DOL's Revised Fiduciary Rule Sent To White House
• Goodwin-Led Klaviyo Targets $499M IPO As Pipeline Builds
• Cooley-Led Instacart Launches Plans For $594M IPO
• Fed Official Says Stablecoin Policy Isn't 'Hurdle' To Banks
• Feds Say Bogus Fund Chief Scammed $5M With AI Trading Lie
• 3 Firms Guide AI Co.'s Plans To Go Public Via SPAC Merger
• Utah Trader Admits To $2M SEC, CFTC Bitcoin Trading Claims
• FDIC Asks Judge To Nix Venture Capitalist's Suit Against SVB
• CFTC Enforcement Cases May Force DeFi To Comply Or Leave
• Wells Fargo Investors Land Final Approval Of $1B Deal
• 2 High Court Cases Could Upend Administrative Law Bedrock
• SEC Fines Another Firm For Impeding Whistleblowers
• Trump Overstated Net Worth By Up To $3.6B, NY AG Alleges
• Aequitas Ex-CEO Gets 14 Years For $300M Ponzi Scheme
• US Wants To Block $75M TV Network Sale In Estate Tax Case
• With Equity Markets Down, Venture Lending Provides Solution
• Bankrupt Nova Wildcat Seeks Conversion To Ch. 7 Liquidation
• Off The Bench: Sports & Betting Legal News You Can't Miss
• Future Of NFTs Uncertain As SEC Takes Hawkish Approach
• Ares Leads Virgin Voyages' $550M Funding Round
• Taxation With Representation: Wachtell, Kirkland, Latham
• UK Litigation Roundup: Here's What You Missed In London
• Don't Miss It: Sidley, Wachtell Lead Week's Hot Deals
• 2nd Circ. Says REIT Can't Open 'Backdoor' To Suing Advisers
• NY Credit Union Gets Final OK On $2.2M Overdraft Fee Deal
• Fla. Judge Says State Owes No Interest On Unclaimed $26.24
• Quantum Computing Poses Cyber Risk, Fed Official Warns
• SEC Says Data Co. CEO Misused IPO Funds On Family, Others
• 4 Firms Guide Artemis' Purchase Of Creative Artists Agency
• Old Dominion Beats Ex-Worker's 401(k) Mismanagement Suit
• Ex-Traders At 7th Circ. Deny Knowing Spoofing Was Criminal
• Federal Law Blocks Fraud Suit Over Empower's Sales Tactics
• Chancery Rules Out Order To Close In $2.6B Casino SPAC Suit
• 'You Can't Fake Funny': Brief Says Musk Skit Tanked Dogecoin
• Conservative Groups Back Brokerage's Call To Muzzle FINRA
• Del. Justices Mostly Back Chancery On 'Incurable Voidness'
• Regulators Should Unmask DeFi Operators, Global Body Says
• Shell Oil Judge Recommends Certifying Classes In 401(k) Suit
• SEC Unit Discloses How It Picks Which Advisers To Examine
• Law Firm Professional Development Steps To Thrive In AI Era
• 5 Takeaways From SEC's First Marketing Rule Action
• Hamilton Insurance Files Confidential IPO As Pipeline Grows
• Nixon Peabody Adds REIT Partner From Riemer & Braunstein
• Securities Firms Sichenzia Ross, Carmel Milazzo To Merge
• Fox Rothschild Adds Trust And Estates Partner In Del.
• Ex-3rd Circ. Judge Joins Blank Rome From Schnader Harrison
• Astara Capital Clinches Inaugural Fund Above Target At $312M
• Summit Materials To Merge With Argos USA In $3.2B Deal
• Deals Rumor Mill: Great Wall Motor, Carlyle, Amer Sports
• Previewing Big Changes To NY's Finance Cybersecurity Rules
• Ex-FTX Exec Cops Plea, But Not Cooperating Against SBF
• Blackstone, Thomson Reuters Sell £2.2B In LSE Shares
• $167.5M CBS Class Settlement OK'd In Del. Viacom Deal Suit
• Telecom Shareholders Ordered To Halt Rogue Arbitrations
• SBF Can't Go Free While Appealing Detention, 2nd Circ. Says
• Cadwalader Files Off-Limits In $5M Investor Fraud Case
• Fired Wells Fargo Exec Fights To Keep Retaliation Suit Alive
• Accounting Board Updates Standards For Crypto Holdings
• FTX Examiner Report OKs $111M In Professional Fees
• AI Co. Valued At $200M In Merger With Andretti-Backed SPAC
• Texas Tells 5th Circ. SEC Can't Act As National Conscience
• HP Investor Attys Get $1.9M Fee For Supply Glut Deal
• Trade Group Says SEC Overstepped In Annuities Sales Suit
• Prison Worker Admits To Bribe Scheme Linked To Rajaratnam
• Ga. Judge Pauses Block Of Ban On Trans Youths' Health Care
• Grayscale Urges SEC To Approve Bitcoin ETF Post Appeal Win
• Trump Can't Delay Oct. Trial In NY AG's $250M Tax Fraud Case
• Cos. Pledge Up To $3B As Part Of US Battery Cell Venture
• Nutter Adds Ropes & Gray Associate To Boston Office
• Feds Want 30-Year Sentence For OneCoin Co-Founder
• Biden's 3 Fed Picks Clear Final Hurdles As Senate Confirms
• SEC's New Rules Likely Will Affect Cyber, D&O Insurance
• If Binance Criminally Charged, Crypto Exchanges May Exit US
• Simpson Thacher Guides Bridgepoint On £835M ECP Deal
• 3 Firms Guide $14B Enbridge Buy Of Dominion Energy Units
• Malaysia Says Feds Flouting Deal To Return Ex-Goldman Exec
• Muni Bond Cop Objects To Judicial Sideswipe In FINRA Case
• Striking Down SEC Courts Would Hurt States, Justices Told
• SEC Fines 5 Investment Firms Over Custody Rule Violations
• 1 Year Sought For Ex-Wells Fargo Exec In Fake Account Case
• Proterra Sued For Allegedly Hiding Post-SPAC Merger Risks
• Mich. Judge Backpedals Previous Decision In Property Case
• Emergent Gets Investor Suit Over COVID Vaccine Trimmed
• Bankman-Fried Jail Appeal 'Trivializes' Diary Leak, Feds Say
• Hedge Fund Compliance Head Joins Lowenstein Sandler
• Ex-CFTC Whistleblower Chief Joins Phillips & Cohen
• Investor Applauds As Health, Office REITs Call Off Merger
• Trump, Attys Need Sanctions For Rehashed Args, NY AG Says
• Ex-SEC Enforcement Atty, SVB Counsel Joins Venable In LA
• Akin-Led Viper Energy Paying $1B For PE-Held Oil Interests
• Chicago Bears Rookie Sues Investment Group Over NIL Pact
• Investors Say Cannabis Co. Board Hid SEC Investigation
• Georgia-Based CT Developer To Go Public Via SPAC Merger
• Natural Gas Cos. Reach $885M Deal Led By V&E, Gibson Dunn
• PE Firm Pays $20.5M To Settle Inadequate Disclosure Charges
• Chipmaking Giant Arm Readies Plans For Potential $4.7B IPO
• Catching Up With Delaware's Chancery Court
• SEC Fines Adviser, CEO For Repeat Custody Rule Violations
• Investor's Challenge Of $5M KKR Stock Buy Fails In Chancery
• SEC Says Man Used Trickery To Pump JC Penney Debt Shares
• Trade Groups Sue To Block SEC's Private Fund Rule
• LATAM Airline Creditors Claim Aircraft Auction Was Rigged
• Discover Hit With Investor Suit Over Compliance Woes
• SEC Reissues Demand For Centralized Stock Market Data
• Banks' $500M Stock Loan Antitrust Deal Gets Initial OK
• Ga. Asks Court To Rethink Block On State's Trans Health Ban
• September Brings 5 Appellate Benefits Arguments To Watch
• Ponzi Schemer Stanford's Early Release Bid Denied Again
• Crypto Trader Strikes Deal To End SEC 'Academy' Scam Claim
• GOP Lawmakers Urge DOL To Abandon Fiduciary Rule
• Insurer Must Cover Mich. Town's Benefits Breach, Panel Says
• Finance Co., Insurance Unit Hit With Suit Over Data Breach
• 2nd Circ. Ruling Is Good For Syndicated Lending Stability
• Cremation Co.'s Ex-Worker Urges No Toss Of 401(k) Fee Suit
• Robinhood Buys Back $605M Of Seized Bankman-Fried Stock
• UK Litigation Roundup: Here's What You Missed In London
• Attys Prepare For IPO Pickup As Market Shows Signs Of Life
• PE Attys Vital As Slow Fundraising Market Spares No One