Asset Management Archive » June, 2024

Asset Management - June, 2024

262 articles

• Chevron's End Is Just The Start For Energized Agency Foes
• Stock Clearing Orgs Slam Firm's 'Bizarre' Constitutional Attack
• In Chevron Case, Justices Trade One Unknown For Another
• Ontrak Exec Conviction Shows Trading Plans Aren't Shields
• Ackman's Pershing Square Sets $50 IPO Price On New Fund
• As Election Looms, M&A Attys Advise To 'Stay The Course'
• 3 Biggest Benefits Policy Developments From 2024's 1st Half
• What 2 Rulings On Standing Mean For DEI Litigation
• 4 Important Events In Bank Regulation: A Midyear Review
• 4 Things To Know As New SPAC Rules Take Effect
• Taxation With Representation: Kirkland, Vinson, Skadden
• Skiing And Surfing Make Me A Better Lawyer
• Advisers Can Avoid Gaps In SEC Marketing Rule Compliance
• 4 Firms Guide Pair Of IPOs Totaling $457M
• Texas Bank Moves For Partial Win In Ginnie Mae Loan Suit
• High Court Liberals Warn Jarkesy's Reach Will Be Widespread
• B. Riley-Linked SPAC To Settle Del. Class Action For $8.5M
• 11th Circ. Upholds Radiology Practice's FMLA Suit Win
• 4th Circ. Dismisses Chinese Currency Issues In $3.6M Award
• DOL Benefits Chief Defends Fiduciary Rule Before GOP Panel
• Deals Rumor Mill: Boeing, Blackstone, Bosch
• Yale Tells 2nd Circ. Workers Aren't Owed ERISA Jury Trial
• Unpacking The Circuit Split Over A Federal Atty Fee Rule
• Sichenzia Ross Guiding Fuel Cell Co. On $130M SPAC Merger
• Kirkland, V&E Build $2.55B Sale Of Uinta Basin Assets
• Justices Limit SEC's Use Of In-House Courts
• BlackRock Can't Escape Saba Capital's Voting Bylaws Suit
• 5th Circ. Says SEC Must Reconsider Axing Proxy Regulations
• BofA COVID Benefit Card Suit Trimmed After Prior Order Axed
• Conn. Trader's Brother Cops Plea In $30M Brazilian Oil Plot
• Judge Trims 2nd Attempt At Crypto Lender Loan Suit
• Ex-Ameriprise Father-Son Duo Agree To Return Biz Info
• Chamber Backs 9th Circ. Call To Nix SEC's 'Gag Rule'
• Online Comic Platform Leads 2 IPOs Raising $390M Total
• IP Co. Breaching Investment Laws, Shareholder Alleges In Del.
• 11th Circ. Urged To Toss $62M Order Against Forex Co. CEO
• Big Banks Cleared Fed's Stress Tests, Despite 'Higher Losses'
• Atty Agrees To Withdraw Mid-DQ Hearing In NC Biz Court
• Latham, Goodwin Lead Cold Storage Giant's IPO Filing
• $10B AIR-Blackstone Deal Set To Close After Investor Nod
• Warburg Pincus Plugs $350M Into Data Connectivity Co.
• A Picture Of Office Sector Distress
• Archegos Duo Won't Testify In $36B Market Distortion Trial
• Warhol, Monet Artwork Forfeited To US In 1MDB Clawback
• Public Pensions Have Personnel Authority, Calif. Panel Rules
• Archer Aviation SPAC Deal Blasted As 'Sham' In Chancery Suit
• SEC Accuses Ex-CEOs Of Duping Market In $138M Offering
• FTX Gets OK To Seek Creditor Votes On Ch. 11 Plan
• Broker's Lax ACH Monitoring Led To $330K Theft, FINRA Says
• Hedge Fund Exec Avoids Prison After Forex-Rigging Trial
• Firm Accused Of Raising $12M On Fake Investment Claims
• Fintech Exec Gets 3 Yrs In Crypto Market Manipulation Plot
• Banks As Crypto Custodians May Rest On SEC Bulletin's Fate
• IRS Apologizes To Hedge Fund Founder Over Leaked Tax Data
• After A Brief Hiccup, The 'Rocket Docket' Soars Back To No. 1
• Meadow Partners Raises $530M For Latest Real Estate Fund
• Indian AI Data Center To Go Public In $2.75B SPAC Merger
• GM Financial Pulls FDIC Industrial Bank Application, For Now
• Billionaire Drops Case Against IRS Over Tax Info Leak
• Teamsters Fund Must Face Pension Conversion Suit
• McDermott Investors See Partial Cert. In $6B CB&I Deal Suit
• Fintech Exec Gets 45 Months For Crypto Market Manipulation
• A Framework For Investigating Commercial Loan Fraud
• Catching Up With Delaware's Chancery Court
• DOL Still Mulling Changes To Pension De-Risking Guidance
• Defense Contractor Gresham Inks $83M SPAC Merger
• Cooley-Led Therapy Developer Alumis Aims For $300M IPO
• Shipping Co. Agrees To Pay $225K To Resolve 401(k) Fee Suit
• Recruitment Trends In Emerging Law Firm Frontiers
• 2nd Circ. Reopens Insider Trading Suit Against Hedge Fund
• Under Armour To Pay $434M To End Securities Fraud Claims
• Crypto Vet With FTX Ties Launches Fintech Policy Think Tank
• 11th Circ. Backs Fla. Agency Win In Ex-Warden's FMLA Suit
• Chase Didn't Stop Fraudulent Transfers, Fla. Biz Owner Says
• 8 Firms To Lead 4 IPOs Totaling $806M As Action Heats Up
• Kona Ice Nabs $533K In Toppings Dispenser Patent Trial
• American Airlines Can't Shake ESG Retirement Class Action
• Ontrak Founder Convicted In Novel Insider Trading Case
• 3 Firms Build $540M Take-Private Sale Of Healthcare Data Biz
• 5 ERISA Cases To Watch In 2024's Second Half
• Attys Eye $1.4M Slice Of State Street Retirement Plan Deal
• Glassblowing Makes Me A Better Lawyer
• Del. House Sends Controversial Corp. Law Changes To Gov.
• Kraken Unlikely To Escape SEC's Crypto Exchange Case
• Ontrak Founder's Insider Trading Case Goes To Calif. Jury
• Chancery Preserves Most Of Hertz Shareholder Buyback Suit
• 6 Firms Build Hydrogen Developer's $1.6B SPAC Merger
• What DOL Fiduciary Rule Means For Private Fund Managers
• Deals Rumor Mill: Carlyle-KKR, Didi IPO, Open AI
• DOL Benefits Head Plans To Attend House Oversight Hearing
• AssetMark To Buy $12B In Assets From Financial Services Biz
• What 11th Circ. Fearless Fund Ruling Means For DEI In Courts
• Money, Money, Money: Limiting White Collar Wealth Evidence
• Unpacking The Latest Tranche Of Sanctions Targeting Russia
• How Associates Can Build A Professional Image
• Ex-BVI Ports Director Gets 9 Years For Drug Smuggling Plot
• Ex-Twitter Workers Seek Class Cert. In Arbitration Fee Fight
• Del. House Panel Splits On Senate-Passed Corp. Law Change
• 4 Firms Steer Family-Owned Baker Europastry's IPO Plans
• CFTC Awards $8M To Whistleblower Behind Multiple Actions
• Archegos Trader Doubles Down On Hwang Accusations
• Considerations For Cooperation Contracts In Loan Trades
• Social Media Stock Promoter Beats Trader's Suit For Good
• Emerging Trends In ESG-Focused Securities Litigation
• Perkins Coie Names Private Capital And Fund Formation Chair
• Hamilton Lane Closes Its Largest-Ever Fund With $5.6B In Tow
• Mich. AG To Pursue Deadlocked Charges In Carhartt Atty Case
• African Gold Miner To Go Public Via $500M SPAC Merger
• Cooley Adds Ex-Kirkland Global Fund Formation Atty In NY
• Firms Must Rethink How They Train New Lawyers In AI Age
• HP Escapes 'Novel' 401(k) Suit Over Use Of Forfeited Funds
• BDO's $2.25M Deal Ending 401(k) Suit Gets Final OK
• CFPB Reaches $7M Deal In Suit Over Ex-Exec's Money Moves
• Pastor Tied To NYC Mayor Gets 9 Years For Fraud Conviction
• PennyMac 'Shocked' Investors With Post-Libor Fix, Suit Says
• Ex-CNBC Pundit Caught After Years Of Dodging Fraud Claims
• SEC Fines Unlicensed Brokers $2.7M In Microcap Stock Case
• Exxon Investor Deal Ends Suit Over Emissions Proposal
• Next Steps After 5th Circ. Nixes Private Fund Adviser Rules
• Catching Up With Delaware's Chancery Court
• Think Like A Lawyer: Always Be Closing
• Justices To Hear Nvidia Case On Securities Pleading Standard
• Fed Limits Bank's Fintech Dealings Over Risk Concerns
• Ga. CPA Admits To Role In $1.3B Tax Fraud Scheme
• SEC Fines Pa. Adviser In Marketing Rule Action
• 5th Circ. Says Jury Instructions Deeply 'Flawed' In Tax Suit
• Providers' $12M Suit Against Cigna, Multiplan Trimmed
• Expected Developments From Upcoming Basel Capital Rules
• Continuation Funds: What You Need To Know
• Australian Biotech Firm Telix Pharmaceuticals Pulls US IPO
• 4 Big ERISA Decisions From The 1st Half Of 2024
• Takeaways From Nat'l Security Division's Historic Declination
• Deciphering SEC Disgorgement 4 Years After Liu
• Cooley-Led Diagnostics Firm Tempus AI Raises $411M IPO
• Prudential Investors Get Final OK On $35M Settlement
• SEC's Gensler Rethinking AI Advising, Crypto Custody Regs
• Updates To CFTC Large Trader Report Rules Leave Questions
• Retirement Sponsor Strikes Deal To End 401(k) Fee Suit
• Data Center Developer Secures Upsized $9.2B Investment
• Blackstone's $10B AIR Buy Gets Nod From Top 2 Proxy Firms
• Deals Rumor Mill: Paramount, Cineworld, Kraken IPO
• JP Morgan Closes Debut Life Sciences Fund At Over $500M
• Playing Chess Makes Me A Better Lawyer
• Hedge Fund Manager Cops To $3M Fraud Scheme
• Oppenheimer, Cybersecurity Co. Settle $12M SPAC Bill Spat
• FDIC Head Must Go To Change Status Quo, GOP Reps. Say
• 1st Circ. Finds PREPA Bondholders Have $8.5B In Valid Liens
• Judge Won't Trim $18M Shareholder Settlement Coverage Suit
• SPAC Dealmakers Expect Modest Pickup After Market Bottom
• Worker Hits Lumber Co. With 401(k) Fee, Investment Suit
• SEC Says Texas Crypto Cases Aren't Related To Fraud Suit
• 11th Circ. Won't Rehear Ruling In Pratt & Whitney Cancer Case
• Forte Biosciences Reaches $2M Deal To End Chancery Suit
• 32 AGs Urge Justices Take Up Okla. PBM Law Fight
• Freshfields Adds Ex-Kirkland, Davis Polk Attys In New York
• Brazil's Suzano Buys Minority Stake In Lenzing For $248M
• How SEC Could Tackle AI Regulations On Brokers, Advisers
• GameStop Raises More Than $2.1B In Share Sale
• How M&A Attorneys Can Best Serve Self-Funded Searchers
• Litigation Inspiration: Attys Can Be Heroic Like Olympians
• 4 Firms Steer $3.7B Canadian Banking Merger
• Shareholders To Settle Discovery-AT&T Merger Suit In Del.
• Amplitude Execs Face Suit Over Post-IPO Share Inflation
• 2nd Circ. Cites Macquarie In Booting Suit Over Go-Private Deal
• Ontrak CEO Told Broker To Sell Shares Quickly, Jury Hears
• SIFMA, Missouri Seek Early End To Anti-ESG Rules Suit
• DC Circ. Affirms Petrobras' Immunity Denial In Fraud Case
• Hedge Fund Anson Settles With SEC Over Cannabis Shorts
• HashiCorp Hit With Investor Suit Over $6.4B Sale To IBM
• Capital One Will Face Savings-Rate MDL In Its Home District
• Slow IPO Recovery Expected To Accelerate In 2025
• AlphaSense Valued At $4B After $650M Investment Round
• FINRA Fines Brokerage TradeZero Over 'Finfluencer' Promos
• Mattel Wants Out Of Suit Over Forfeited 401(k) Funds
• Heinz Charity Says Ex-Adviser Stole Almost $1M Via Sham Co.
• A Deep Dive Into The Evolving World Of ESG Ratings
• Jones Day Lands Alston & Bird Financial Markets Atty In LA
• Dentons Hires Former In-House Compliance Chief In Indy
• Lean Into The 'Great Restoration' To Retain Legal Talent
• Swedish Software Co. IFS Buying Copperleaf In CA$1B Deal
• Pension Fund Repays PBGC $8M In Excess Financial Aid
• Exxon Says Activist Investor Could Still Target Core Business
• 3 Takeaways From Cigna's Win In 9th Circ. Rehab Claim Fight
• Judge Unseals Some Testimony Of Trump Tax Info Leaker
• Conduent Buys Back $132M Of Shares From Carl Icahn
• What The NYSE Proposed Delisting Rule Could Mean For Cos.
• Catching Up With Delaware's Chancery Court
• Citgo Retirees Secure Amended Class Cert. In ERISA Suit
• Elliott Presses Southwest Airlines For Leadership Changes
• Ontrak CEO Had Anxiety Over Souring Cigna Deal, Jury Told
• Speech Pathologists Say BakerHostetler Bungled Biz Deal
• Terraform Funder Must Face Class Claims In Illinois
• 6th Circ. Revives Investors' Suit Over Leech Tishman Advice
• Goodwin, Cooley Lead J&J-Backed Neurological Firm's IPO
• White & Case, Latham Lead Aramco's $11.2B Stock Offering
• Support Co. Can't Revive Suit Blaming Lindberg For Lost Biz
• Carhartt Heir's Atty Cleared On 2 Counts; Deadlock On Rest
• Boeing Saga Underscores Need For Ethical Corporate Culture
• DLA Piper Steers Tech-Focused SPAC's $250M Filing
• Shein's Pursuit Of London IPO Proves US-China Rift Persists
• Faegre Drinker Hires K&L Gates Investment Management Head
• Emboldened SEC Spells Double Trouble For Defense Bar
• Former Allianz Unit Exec Admits Role In $6B Fund Fraud
• Davis Polk Guides Emerson On $3.5B Copeland JV Exit
• Health Co. CEO Sold Stock Amid Souring Cigna Deal, Jury Told
• Treasury Eyes AI As OCC Chief Calls For More 'Accountability'
• White Collar Boutique Sued By Ex-Client Over Representation
• Calif. Judge Pauses Wells Fargo Investor Row Over State Case
• Ameriprise Says Father-Son Ex-Reps Stole Client Info
• SEC Sued For Info On Text Message Sweeps
• Investors Say Fund Preyed On Alums For RICO Scheme
• Simpson Thacher, Latham Guide Waystar's $968M IPO
• AT&T Says Pension De-Risking Move Expressly Allowed
• Key Takeaways From 2024 Accountants' Liability Conference
• 5 Firms Steer Pair Of Cross-Border IPOs Totaling $230M
• Fishing Makes Me A Better Lawyer
• Haynes Boone Guides Natural Gas Producer's SPAC Merger
• Dems Urge SEC To Double Down On Climate Enforcement
• Wells Fargo Sued For Allegedly Aiding $300M Ponzi Scheme
• SEC Risk Alert Outlines Broker-Dealer Exam Process
• AI Co., Biotech Prep IPOs Worth $602M As Novelis Delays
• Archegos Ex-Exec Who Sued Fund Testifies At Founder's Trial
• Parsing Controversial Del. General Corporation Law Proposals
• A Healthier Legal Industry Starts With Emotional Intelligence
• Texas To Launch Stock Exchange Backed By $120M Capital
• Attys For NY Life Workers Want $6.3M Cut Of $19M Deal
• StepStone Clinches Record $3.3B VC Secondaries Fund
• 5th Circ. Private Funds Ruling Could Rewrite SEC Agenda
• Ontrak CEO Shed $20M In Stock With Insider Info, Jury Hears
• GOP Spending Bill Aims To Cut SEC Budget, Nix Climate Rule
• NBA-Tied NFT Co. To Pay $4M Over Buyers' Securities Claim
• On 2nd Bite, Apple Investors Get Initial OK For $490M Deal
• Apollo Leading $11B Investment For 49% Stake In Intel JV
• Regions Bank Escapes Ex-Ruby Tuesday Execs' Benefits Suit
• Ga. County Wants 11th Circ. To Rethink Trans Care Ban Ruling
• Chancery Pauses Meta Suit While Calif., Texas Cases Continue
• Kirkland-Led PE Firm Closes Inaugural Fund At Nearly $300M
• To Make Your Legal Writing Clear, Emulate A Master Chef
• Jury Still Deadlocked Over Carhartt Atty's Embezzlement Trial
• SEC Shutters Salt Lake City Office, Shifts Cases To Denver
• Takeaways From SEC's New Data Breach Amendments
• Circuit Judge Writes An Opinion, AI Helps: What Now?
• Widow's 'Elderly' Claim For Atty Fee Can't Stand, Trustees Say
• Archegos Jury Note Demands Info After Atty's COVID Absence
• FTX, IRS Propose Settling $8B Tax Fight For Just $885M
• 11th Circ. Backs Freeze Of Grants For Black Women Only
• Green Groups Drop Their Challenge To SEC's Climate Rule
• Treasury Aims To Salvage Corp. Transparency Act At 11th Circ.
• Everton's Sale To Embattled PE Firm Off The Table, For Now
• Fla. Judge Won't Trim Mercer's Suit Against Ex-Adviser
• Catching Up With Delaware's Chancery Court
• Vanguard Investors Want Class Cert. In Tax Liability Fight
• Archegos Bets Moved Stock Prices Like A 'Magnet,' Jury Told
• Biotech Firm, Mobile App Prepare To Enter IPO Fray
• Sullivan, Simpson Guide Ackman's Pershing On $1B Sale
• Holland & Knight Hires 3 Ex-Loeb Partners In LA
• Atty May Face Suspension In State Street Billing Row
• Chamber Backs Insurers' Suit To Block DOL Fiduciary Rule
• TIAA Can't Escape Retirees' Rollover Advice Fee Suit
• Former Trucking Worker Urges Class Status In 401(k) Fee Suit
• High Court Won't Hear Arguments On Madoff Clawback Math
• Blockbuster Summer: 10 Big Issues Justices Still Must Decide