Asset Management Archive » September, 2025

Asset Management - September, 2025

269 articles

• Merrill Lynch Denied Bid To Block Rival Firm's Launch
• New Petition Asks SEC To Nix Quarterly Reporting Rule
• US Oil Fund Beats Investor Suit Over COVID-Era Disclosures
• Credit Suisse Aided Looting Of Tech Exec's Stock, Suit Says
• Judge Casts Doubt On RICO Claim Against Real Estate Mogul
• Money Damages Off Table In American Airlines ESG Battle
• FinCEN Seeks Feedback On Financial Compliance Burden
• SEC Beats Law Prof's Suit To Protect NFTs That 'Troll' Agency
• 2 Rulings Highlight IRS' Uncertain Civil Fraud Penalty Powers
• Bain Capital-Backed SPAC Leads 3 Offerings Totaling $670M
• SEC Fine Signals Crackdown On Security-Based Swap Dealers
• Fiat Chrysler Can't Exit Workers' 401(k) Mismanagement Suit
• Altria Loses Out On $38M Refund On Foreign Subsidiaries
• Sidley-Led Gemspring Wraps $1.1B Growth Solutions Fund
• Junior Attys Must Beware Of 5 Common Legal Brief Mistakes
• AI Chipmaker's Valuation Soars To $8.1B After Funding Round
• Feds Charge Prophecy Hedge Fund CEO With $294M Fraud
• FinCEN Seeks Input On Nonbanks' Cost To Detect Laundering
• Boeing Using Rejected Args In 737 Max Fraud Suit, Fund Says
• Cayman Liquidators Lack Standing On All Claims In SVB Case
• Chancery Urged To Keep Alive Ukrainian Oligarch Suit
• Refrigeration Co. Shuts Down Employee Stock Valuation Suit
• Diamond Mogul's Daughter Escapes Tax Claims In $41M Deal
• Sidley, Hogan Lovells Guide Ares' $1B Meade Pipeline Buy
• Expect DOJ To Repeat 4 Themes From 2024's FCPA Trials
• PE-Backed Alliance Laundry Launches Plans For $700M IPO
• Va. Immigration Firm Accuses Ex-CFO Of Diverting Funds
• Catching Up With Delaware's Chancery Court
• Avenue Capital Clinches $1B Sports-Focused PE Fund
• NY's Top Financial Services Regulator Is Stepping Down
• How The SEC Has Subtly Changed Its Injunction Approach
• Duane Morris, DLA Piper Steer $1.2B Hadron SPAC Deal
• 6 Firms Advise On EA's $55B Deal With Investor Group
• Trump Says Cook Can't Rely On 'Mantra' Of Fed Independence
• Ex-Wall Street Financier, Assistant Charged With Sex Trafficking
• Atty Facing Crypto Fraud Charge Can't Block Evidence At Trial
• Swizz Beatz Can't Avoid $7.3M 1MDB Fraud Case
• SEC Eyes Tweaking RMBS Rules To Revive Dormant Market
• Del. Suit Alleges Fast-Break Betrayal In NBA Team Bid Plan
• Capital One Resolves Ex-Workers' 401(k) Forfeiture Suit
• Freshfields, Simpson Thacher Guide Oracle's $18B Bond Offer
• 4th Circ. Says NC Man's Abuse Of Trust Justifies Sentence
• 7 Firms Build GTCR's CA$3.3B Dentalcorp Take-Private
• UK Litigation Roundup: Here's What You Missed In London
• Power To The Paralegals: How And Why Training Must Evolve
• Trump Blesses Deal To Transfer TikTok To $14B US Co.
• Fed's Cook Warns Justices Of Fed Independence 'Death Knell'
• Atkins Hints At Flexible Reporting Deadlines For Public Cos.
• Perrigo Mostly Beats US In $163M Tax Refund Dispute
• GE Avoids Retirees' Lawsuit Over Pension Annuity Deal
• Disney Shareholders Demand Docs Over Kimmel Suspension
• AmTrust Investor Suits Fall Outside Excess Policy, Court Says
• Oracle, Meta Mull $20B AI Deal, As Tech Rumors Abound
• DC Circ. Backs Whistleblower In IRS Award Dispute
• Labcorp Workers Balk At Paying For Expert's Biz Class Airfare
• First Merchants, First Savings Merge In $241M All-Stock Deal
• Playing Softball Makes Me A Better Lawyer
• Second 'Drugs Made In America' SPAC Raises $500M In IPO
• Kirkland-Led Ridgemont Secures Nearly $4B For 5th Fund
• Texas Banker Says Co.'s $30M Fraud Suit Must Be Arbitrated
• Skechers Investor Seeks Chancery Appraisal Of $9.4B Deal
• FINRA To Nix Minimum Equity Requirement For Day Traders
• Kirkland, Willkie Steer IAS' $1.9B 'AI-First' Sale To Novacap
• Bank Says It's Being Blocked From Settlement Fund Market
• Merrill Lynch Accuses Ex-Staff, Schwab, Investor Of IP Theft
• Del. Justices Uphold $10.5B Zendesk Take-Private Deal
• Chancery OKs TRO In Marshall Wace-Lukka Financing Battle
• SEC Taps Longtime FINRA Exec As Trading & Markets Deputy
• Loeb & Loeb, Kirkland Guide SPAC Lafayette's $250M IPO
• IPO Suit Reinforces Strict Section 11 Tracing Requirement
• Law School's Missed Lessons: Mastering Time Management
• Battery Ventures Leads $165M Investment In Risk AI Biz
• Courts Keep Upping Standing Ante In ERISA Healthcare Suits
• RadioShack Reboot Plan Morphed Into $112M Scam, SEC Says
• Hedge Funds Call For CFTC To End Dual Registration
• LPL Financial Nabs Ex-AUSA, Eversheds Investigations Head
• FTX Trust Seeks $1B From Crypto Miner Genesis Digital
• Climate Transition-Focused SPAC Plans For $150M IPO
• Sullivan & Cromwell Guides Sempra On $10B Subsidiary Sale
• DOL Greenlights Guaranteed Income Investments In 401(k)s
• How Hyperlinks Are Changing E-Discovery Responsibilities
• Morningstar Nabs Market Data Provider CRSP In $375M Deal
• Privy Council Backs Undoing Fund's $230M Madoff Claim Sale
• AI Health Benefits Platform Secures $400M In New Funding
• Oracle To Secure TikTok Users' Data In Deal To Skirt US Ban
• Davis Polk, Goodwin Guide $675M Bitcoin Treasury Merger
• SEC Sues NC Man For 'Free-Riding' Securities Scheme
• Judge Blocks New Claims In BNY Mellon Self-Dealing Suit
• UK, US To Collaborate On Capital Markets, Crypto Policy
• Investors Dunk Battle For Portland Hoops Team In Chancery
• Chancery Orders New Doc Handover In Crypto Co. Merger Suit
• J&J Ruling Misapplied Goldman Precedent, 3rd Circ. Told
• NJ Judge Nixes Investment Fund's Bid For Emails In Bias Suit
• Catching Up With Delaware's Chancery Court
• Toy Company Eyes UBS Records Amid FINRA Arbitration
• Business Management Co. Valued At $1.5B After TPG Plug
• Atlas Holdings Buying Office Depot Owner In $1B Deal
• CFPB Proposal Defining Consumer Risk May Add Uncertainty
• PE-Backed Flood Insurance Provider Neptune Eyes $350M IPO
• Kirkland, DLA Piper Steer Thoma Bravo's $1.4B PROS Buy
• 4 Firms Build Patient Square's $2.6B Premier Take-Private Deal
• Goodwin, Latham Steer E-Commerce Co. Pattern's $300M IPO
• SEC Dem Fears 'High-Speed Collision' In Private Markets
• NC Atty Charged With Embezzlement, Elder Fund Exploitation
• Texas AG Appeals Ruling That Blocked ESG Proxy Law
• Dems Want Answers On Delayed FinCEN Adviser Rule
• FTX Trust Says Bankruptcy Laws Apply To Binance Founder
• Co. Tied To Lehman Ex-Restructuring Chief Faces Loan Suit
• Union's $3.5M OT Pension Suit Win Overturned At 3rd Circ.
• Sirva Sues Ex-General Counsel Over $2.6M Fund Transfers
• Ellenoff-Led SPAC Among 3 IPOs Seeking Total $450M
• Atkins-Led SEC Continues Focus On Private Funds
• Calif. Judge Pauses US Suit Over $380M PetroSaudi Award
• SafeMoon Ch. 7 Trustee Pitches $12M Settlement
• Conn. Banking Chief Orders $4.9M Restitution In School Fraud
• Tech Funds Sue Crypto Data Co. Over 'Pay-to-Play' Deal
• Trading Adviser, Convicted Owner Hit With $2.8M CFTC Fine
• Senate Confirms Trump's Pick To Lead DOL Benefits Arm
• Sports Group Brera Raises $300M To Launch Solana Treasury
• 11th Circ. Appears Poised To Back MetLife Benefits Denial
• Mich. Justices Won't Delay Arguments Amid Shutdown Worry
• Group Of US Investors To Buy TikTok, Plus More Rumors
• 9th Circ. Ruling Leaves SEC Gag Rule Open To Future Attacks
• Trump Asks High Court To Let Him Remove Fed's Cook
• Writing Musicals Makes Me A Better Lawyer
• NCR Pushes For Full 11th Circ. Review In Pension Payout Spat
• Credit Investment Firm Sues UBS Over Naked Juice Loan Deal
• VC-Backed Cybersecurity Biz Netskope Prices $908M IPO
• Hospital Agrees To End Retirement Plan Fee, Investment Suit
• Noteholders Say $219M Mexico Claim Can Proceed
• Chancery Approves $30M Match.com Spinoff Suit Settlement
• SEC Policy Shift Could Foreclose Some Investor Class Actions
• 11th Circ. Seems Open To Reviving Mortality Table Suit
• WaterBridge Reaches $634M IPO Pricing, Guided By 2 Firms
• Weil-Led Crux Capital Wraps $340M Inaugural PE Fund
• Adapting To Private Practice: From Va. AUSA To Mid-Law
• Husch Blackwell Used 401(k) Cash To Pay Bills, Ex-Atty Says
• Casino Giant Urges Fla. Court To Toss Bahamas Fraud Suit
• BlackRock Blames Coal Production Cuts On Falling Demand
• AI Startup Boost Run To Go Public Via $614M SPAC Merger
• SEC Blasts Thrivent's Attempt To 'Upend' FINRA Oversight
• Rebutting Price Impact In Securities Class Actions
• 7 Document Review Concepts New Attorneys Need To Know
• VarmX Partners With Biotech CSL In Deal Worth Up To $2.2B
• Roblox Safety Failures Hurt Both Kids And Parents, Suit Says
• 2nd Circ. Upholds Dismissal Of Libor Rigging Claims
• Senate Confirms Top Trump Economist To Federal Reserve
• Trump Once More Floats The End Of The Quarterly Report
• DC Circ. Says Fed's Cook Can Keep Job For Now
• House Panel To Consider Retirement, Tribal Workforce Bills
• Catching Up With Delaware's Chancery Court
• Kirkland, Gibson Dunn Advise On $1B Blackstone Energy Deal
• US, China Agree On TikTok Ownership Transfer, Bessent Says
• Stablecoin Committee Promotes Uniformity But May Fall Short
• Ex-NFL Player Nabs Default Against Firms Tied To Adviser
• Northeastern Settles Retirement Plan Fee, Investment Suit
• Saudi Fintech Hala Secures $157M Of Series B Funding
• Fed's Cook Defends Reinstatement As Trump Pushes For Stay
• Microsoft, OpenAI Ink Tentative Deal On Nonprofit Restructure
• 4 Companies Led By 5 Firms Ride IPO Wave, Raising $1.9B
• Digital Infrastructure SPAC Starts Trading After $200M IPO
• Broker Wants DC Circ. View Of FINRA Constitutionality Claim
• Agentic AI Puts A New Twist On Attorney Ethics Obligations
• Parsing Trump Admin's First 6 Months Of SEC Enforcement
• Fresh Angles On Display In ERISA Summer Filing Uptick
• Ex-Two Sigma Quant Rigged Models For $23M Profit, Feds Say
• Texas Justices Debate When Eco-Devo Public Purposes End
• Dental Supply Co.'s $84M Price-Fixing Deal Gets Final OK
• Texas Justices Wary Of Letting Developers Out Of $75M Bond
• BofA Wants Quick 4th Circ. Appeal In 401(k) Forfeiture Suit
• LifePoint Must Face Workers' 401(k) Mismanagement Suit
• Freshfields, Kirkland Advise On Advent's $4.7B Zentiva Sale
• Cooley-Led LB Pharmaceuticals Raises Upsized $285M IPO
• Being A Professional Wrestler Makes Me A Better Lawyer
• Media, Sports-Focused SPAC's $240M IPO Guided By 3 Firms
• 5th Circ. Won't Revisit Doctor's Captive Insurance Case
• Kirkland-Led Aurora Wraps 7th Fund With $2.1B In Tow
• Chinese Real Estate Co. Inks $5M Deal To End Investor Suit
• Latham-Led Stablecoin Firm Figure Prices Upsized $788M IPO
• Ex-NYPD Officer Gets 3 Years For Forex Fraud Scheme
• Del. Justices Urged To Revive $10.5B Zendesk Deal Challenge
• Airbnb Presses Bid To Toss Conservative Shareholders' Suit
• Kirkland, Kilpatrick Townsend Guide $566M Potbelly Sale
• Trump To Take Fed Gov. Cook's Removal Case To DC Circ.
• Private Equity Fund CEO Charged In $62.5M Ponzi-Like Fraud
• AI Infrastructure Startup Nebius Seeks $3B To Fuel Expansion
• SEC Rulemaking Radar: The Debut Of Atkins' 'New Day'
• Del. Justices Urged To Reverse Ad Co. Note Conversion Nix
• SEC Taps Gibson Atty To Head Corporation Finance Division
• Law School's Missed Lessons: Adapting To The Age Of AI
• PsiQuantum Valued At $7B After $1B Funding Round
• Molson Coors Kept Subpar Fund In $2B 401(k) Plan, Suit Says
• Ch. 11 Ruling Voiding $2M Litigation Funding Sends A Warning
• Skadden, Latham Lead Vimeo's $1.4B Sale To Bending Spoons
• Kirkland-Led Veritas Clinches $14.4B Tech-Focused Fund
• Kirkland Adds Fintech Regulatory Partner From McDermott
• Fed Reserve Gov. Cook Wins Removal Reprieve For Now
• Investor Tells Texas Justices UDF Claims Aren't Derivative
• CenterPoint Inks Deal To End Workers' 401(k) Fee Suit
• Ariz. Developer, Son Get Prison For $280M Sports Park Fraud
• Private Fund Adviser To Pay $9.7M To End SEC Suit
• SEC Sued To Lift Private Market Investment Cap
• Full 11th Circ. Backs Health Plan's Gender Care Exclusions
• Why Fla. Ruling Is A Call To Action For Foreclosure Counsel
• Why SEC, CFTC Crypto Rules 'Sprint' Could Be A Marathon
• 1st Circ. Urged To Nix $42M Disgorgement In Stock Scheme
• Kidney Care Co. Strive Health Secures $550M In New Funding
• What To Expect As Trump's 401(k) Order Materializes
• 4 Firms Build Horizon Quantum's $503M SPAC Merger
• Demystifying The Civil Procedure Rules Amendment Process
• CoinShares, Infleqtion To Hit Public Markets Via SPAC Mergers
• Las Vegas Man Gets 7 Years For $1.4M Fraud Scheme
• Nasdaq Seeks SEC Nod To Trade Tokenized Securities
• Securities Class Actions Had A Late Summer Appellate Bloom
• 2 Firms Steer $540M IPO For Oilfield Water Infrastructure Co.
• Bank Group Urges Supervision Reform Amid Regulatory Shift
• Calif. Says Defunct SVB Owes State Over $76M In Taxes
• New $25M Vanguard Investor Tax Case Deal Gets Initial OK
• 'Solicit' Ruling Offers Proxy Advisers Compliance Relief
• Morgan Stanley Raises $900M For Japan Real Estate Fund
• Kirkland-Led One Equity Partners Clinches $3.25B 9th Fund
• SEC Lost Year's Worth Of Gary Gensler Texts, Watchdog Says
• SEC, CFTC Set Sights On Crypto In Regulatory Collab
• Fla. Judge Trims Trump Media SPAC Exec Hacking Suit
• HCA Healthcare Can't Halt Discovery In 401(k) Forfeiture Suit
• Lindberg Challenges Receivership After $524M Arbitral Award
• Evaluating The SEC's Rising Whistleblower Denial Rate
• Paris-Based SPAC Joins US Pipeline Targeting $100M Listing
• IPO Market Gears Up For Late-Year Surge In New Listings
• Taxation With Representation: Milbank, Wachtell, Latham
• Parenting Skills That Can Help Lawyers Thrive Professionally
• Hedge Fund Shareholders Push To Dismiss $300M Asset Suit
• Asset Manager Seeks OK Of $53M Mexican Bank Award
• Trader With Middle Name 'Danger' Owes $3.8M In SEC Claims
• SEC, CFPB Rulemaking Agendas Show Deregulatory Push
• Ropes & Gray Leads Carlyle Unit's $20B Secondary Raise
• NY AG Appeals Toss Of $500M Trump Fine In Civil Fraud Case
• AARP Attys Back Suit Challenging TIAA's 401(k) Management
• 7th Circ. Doubts Investor's Priority To $2.5M In Fraud Funds
• Returning SPAC Teams Kick Off Fresh IPOs Totaling $400M
• Quantinuum Hits $10B Valuation After $600M Capital Raise
• 5 Firms Guide Rithm Capital's Crestline Buy
• Which GCs Sold Stock In August? Carlyle Group And More
• Teaching Trial Advocacy Makes Us Better Lawyers
• Gov't Backs Funds Against Activist Investor Before High Court
• Navigating Brazil's Regulations, Incentives For Green Projects
• PBM Rule Included In DOL Benefits Arm's Regulatory Update
• Cube Highways Trust Mulls $600M IPO, Plus More Rumors
• Democrats Press Trump's Fed Pick On His Independence
• C3.ai Execs Accused Of Hiding CEO's Health Impact On Co.
• Conn. Fund Manager Sentenced For $3.4M Fraud Scheme
• Arkansas Insurance Rule Beats Union Plan's ERISA Challenge
• Transit Tech Startup Via Ignites Plans For $450M IPO
• 4 Firms Steer $2.7B Sale Of Aon's NFP Wealth Biz
• Archegos Witness Avoids Prison After 'Extensive' Cooperation
• 2 Firms Advise $300M Investment In Shopping Center REIT
• Latham-Led Great Hill Clinches 9th Fund With $7B In Tow
• Fed Gov. Cook Doubles Down On Removal TRO Bid
• Speculation Can't Halt Medical Coatings Merger, GTCR Says
• Wall Street Banks Beat Revived Bond-Rigging Antitrust Claims
• Financial Firm Can't Pierce Atty-Client Privilege, Judge Rules
• Freddie Mac Beats Investor Suit Over Subprime Exposure
• Kirkland, Cleary Guide Close Of $2.3B Private Credit Fund
• Plains Takes Majority Stake In EPIC Crude In $1.57B Deal
• TMX Customers Get Final OK For $42M Data Breach Suit Deal
• Adapting To Private Practice: From Texas AUSA To BigLaw
• Davis Polk-Led Klarna Seeks $1.3B In Revived IPO Plans
• Evernorth Health Plugs $3.5B Into Shields Health Solutions
• Apollo, Brookfield-Backed Group Inks $28.2B Air Lease Deal