Asset Management Archive » March, 2026

Asset Management - March, 2026

260 articles

• Del. Chancery Tosses B. Riley Investor Loss Suit
• Del. Judge Won't Nix $60M Casablanca Hotel Award Case
• Anesthesia Parent Can't Duck Antitrust Suit, But Affiliate Can
• DOL's Push To Curb 401(k) Suits Could Face Court Challenges
• ADP Partly Dodges ERISA Suit Over $7.8B 401(k) Plan
• SEC Nabs Consent Judgments In Kaman Insider Trades Suit
• Senate Dems Probe Musk's Alleged Role In CTA Retreat
• Auto Platform Carvix To Go Public Via $1B SPAC Merger
• Debevoise-Led StepStone Clinches $3.1B Vehicle
• Lack Of Harm Dooms Ex-Estate Firm Partner's Bid For Notices
• Engineering Co. Executives, Board Prevail In ESOP Fight
• Getting The Most Out Of Learning And Development Programs
• Clifford Chance Structured Finance Partner Jumps To Kirkland
• Burford Considers Arbitration After 2nd Circ. Tosses $16B Win
• Blumenthal Questions SEC Over Crypto Cases, Ryan Exit
• FINRA Sanctions Upheld At 6th Circ. Against Unregistered CEO
• Swiss Re Can't Shut Down 401(k) Forfeiture Suit
• SEC Workers Cite Concern Job Cuts Left Knowledge Gaps
• VICI Inks $144M Sale-Leaseback In Canadian Casino Co. Buy
• Inflexion Secures €4.5B For 7th European Buyout Fund
• Investment Firm Fined For Ads Pitching Copycat Portfolios
• Cleary-Led Blackstone Wraps Record $6.3B Life Sci Fund
• AI And Threats To Privilege In Financial Sector Probes
• 'A-C-T' Agenda Signals New Regulatory Era At SEC Speaks
• Deloitte Must Face Suit Over Philanthropists' Tax Bill
• AI Presents A Make-Or-Break Moment For Outside Counsel
• Justices Turn Away Case Over SEC Receivership Powers
• DOL Rule Would Expand Alternatives In Retirement Plans
• Lockheed's 'DIY' 401(k) Funds Lagged Rivals, Court Told
• BofA Will Pay $72.5M In Deal Ending Epstein Ties Allegations
• Elizabeth Holmes Gets 11-Year Prison Sentence Cut By A Year
• Phillies Player Cries Foul On Parents Over MLB Pay Control
• Split Fed Gives Morgan Stanley OK For European Arm Reorg
• 2nd Circ. Tosses $16B YPF Judgment Against Argentina
• Latest Inflection Point SPAC Leads 3 Offerings Totaling $520M
• Apollo, BlackRock Deny Asking Kirkland To Abandon Optimum
• Polsinelli Hires Practice Head From McDermott In NY
• UK Litigation Roundup: Here's What You Missed In London
• CrossCountry Wins REIT Bidding Contest With All-Cash Deal
• United Bank's $2M Deal In ESOP Suit Clears Final Hurdle
• When Class Certification Issues And Crypto Nuance Collide
• Weak Data Dooms Brookfield 401(k) Fund Suit, Judge Says
• Hospital Escapes Ex-Workers' 401(k) Forfeiture, Fund Suit
• Kirkland-Led Transcend Bought By Otsuka In $1.2B Deal
• Watching Hallmark Movies Makes Me A Better Lawyer
• Southwest Can't Fly Past Workers' Retirement Plan Suit
• FINRA Fines Broker-Dealer $600K For Off-Channel Violations
• Investment Fraudster Gets 6½ Years For Swindling Clients
• SEC Urges Justices To Keep Disgorgement Powers Intact
• Musk's SpaceX Eyes $75B IPO Raise, Among Other Rumors
• Satellite Biz Xona Wraps $170M Series C Funding Round
• 2nd Circ. Reopens Mortgage-Backed Securities ERISA Suit
• Advent Commits $1B To Defense Tech Companies
• AI Doc Ruling Got Privilege Analysis Wrong
• Assessing Potential Legal Claims From Private Credit Turmoil
• Shield AI Hits $12.7B Valuation, Buys Defense Biz Aechelon
• Paul Weiss, Skadden Guide $22B US Life Insurance Merger
• UBS Must Face Class Action Over Low-Yield Sweep Accounts
• Tax-Credit Cliff Sparks M&A Rush For Clean Energy
• S. Korea, Elliott Dispute Over Samsung Merger Set To Restart
• FINRA Constitutionality Case Belongs In 4th Circ., Judge Says
• Ex-Partner Seeks 2,000 Client Notices In NC Estate Firm Fight
• Arxis Files IPO As More Defense Firms Seek Public Listings
• FSOC Seeks To Rein In Too-Big-To-Fail Labels In Latest Pivot
• After Overhaul Nixed, FTC, DOJ Mull New Merger Rulemaking
• Osler-Led Sherweb Secures CA$125M Minority Investment
• 3 Canadian Law Firms Steer $6.5B Boralex PE Buyout
• Ecolab Trims But Can't Escape Mortality Table Pension Suit
• How Iran War Might Reshape Proxy Contests This Year
• Kirkland Leads Pritzker In $385M Inaugural Fund Close
• NY Regulator's Fintech Unit Chief Is Ex-BigLaw, CFPB Analyst
• Iowa Asks 5th Circ. To Ax 'Uncertain' Schwab Antitrust Deal
• Game Developer Seeks To Toss Suit Over NFT Delay
• FINRA CEO Highlights New Clearinghouse For Cyber Threats
• 2nd Circ. Won't Recharge Solar Panel Co. Investor Suit
• Compliance Chiefs Offer Insight On AI In Financial Services
• Ga. Exec Cops To Role In Alleged $380M Ponzi Scheme
• Health Co. Escapes Workers' 401(k) Forfeiture Suit In La.
• What FINRA Enforcement Changes Mean For Investigations
• Union Fund Asks High Court To Preserve 2nd Circ. Win
• Regulator Bars Connecticut Atty From Investment Advising
• Haynes Boone Partner Duo Named Leveraged Finance Co-Chairs
• Baker Botts-Led Energy Drilling Firm HMH Eyes $231M In IPO
• Commonwealth Financial To Pay $5M To Settle SEC Suit
• Janus Agrees To Bolstered Trian, General Catalyst Proposal
• J&J Amici Seek Clarity On Goldman Precedent For Class Cert.
• SEC's Atkins Promises Changes To Adviser Pay-To-Play Rule
• Agentic AI Use May Trigger Existing Consumer Finance Laws
• SEC Guidance Further Solidifies Status Of Tokenized Assets
• Sidley, Kirkland Steer $1.1B Sale Of EyeSouth's Retina Biz
• REIT Bidding War Advances With 'Superior' Offer, New Entry
• Catching Up With Delaware's Chancery Court
• BJ's Says Pension Fund Oversteps With Climate Study Ask
• Lead Edge Wraps Software-Focused Fund With $3.5B In Tow
• Paul Hastings' Funds Growth Continues With Paul Weiss Atty
• UBS Gets Final OCC Nod For US Arm To Be National Bank
• BofA Hit With 2nd Class Suit Over Alleged $328M Crypto Scam
• Feds Don't Have To Reveal Probe Of BofA's Epstein Ties
• Chubb Moves To Toss Shareholder's Climate Proposal Suit
• Top SEC Enforcer Signals Continuity After Ryan Departure
• 5 Tips For Navigating Your Firm's All-Attorney Summit
• CFTC's No-Action Relief Fuels Energy Market Competition
• Cooperator Rechnitz Can't Avoid Jail At SDNY Resentencing
• PE Firms Map Exits Early As Routes To Liquidity Get Murkier
• Seyfarth Real Estate Team Adds Charlotte City Council Member
• 3 Firms Pilot Senior Housing REIT Janus Living's $840M IPO
• Taxation With Representation: Clifford Chance, Davis Polk
• Eye On ERISA: A Chat With King & Spalding's Darren Shuler
• Realty Income, Apollo Target Single-Tenant Retail In $1B JV
• Oil Company Sues X Critic Over Assets Amid Investor Suit
• SEC Sued Over Proxy Exclusion Policy Change
• Fed. Circ. Rejects Last Challenge To Squires' Discretion
• SEC Looks To Beef Up Rulemaking Staff For Reg S-K Reforms
• Del. High Court Revives Banker's Pay Claims Against Firm
• Tulane Panel Flags Growing Political Influence On Dealmaking
• Two Harbors REIT Fields Buyout Offer To Rival UWM Bid
• 6 Noteworthy Changes From SEC Enforcement Manual Update
• Financial Firms Must Face Suit Over Adviser's Thefts
• Prologis, GIC Ink $1.6B Build-To-Suit Logistics JV
• Ex-Workers Ask 11th Circ. To Overturn ERISA Exhaustion Rule
• Feds' Capital Rule Overhaul Would Give Break To Banks
• Coaching Soccer Makes Me A Better Lawyer
• LA Driver Used $2M COVID Loan For Crypto, DOJ Says
• FINRA Says Compliance Chief Took Part In Pre-IPO Fraud
• BofA Faces Suit Over Alleged $328M Crypto Ponzi Scheme
• DOL Tweaks ERISA Regs After Fiduciary Rule Lawsuits End
• Elliott Discloses 'Significant' Stake In Japanese Shipper Mitsui
• Law School's Missed Lessons: The Human Element
• Security Biz Xbow Valued At $1B Following $120M Fundraise
• 8th Circ. Seems Skeptical About Nix Of Wells Fargo 401(k) Suit
• SEC Won't Reconsider Upholding Ex-Broker's FINRA Fines
• SIFMA, Other Orgs Weigh In On SEC's 'Small Entity' Proposal
• OFAC Fines Broker $1.1M Over Apparent Sanctions Violations
• BlackRock Must Face Ex-VP's Whistleblower Retaliation Suit
• Ex-Edward Jones Adviser Cops To Embezzlement Of $9.5M
• JPMorgan Says Arbitration Pact Stands Despite Atty's Gaffe
• BlackRock, State Street Want GOP States' ESG Suit Pared
• House Panel Advances Bill Aimed At Curbing ERISA Litigation
• Mich. Judge Denies SEC Win On Crowdfund Fraud, Urges Deal
• How DExit, Mandatory Arbitration Could Alter IPO Outlook
• Gradient Wraps $220M AI-Focused Venture Fund
• Duke Beats 401(k) Suit Over Use Of Forfeited Funds
• Sands Capital Wraps $1.1B Global Innovation Fund
• PBGC Keen On Dishing Out Opinion Letters, Director Says
• Boeing Investors Secure Class Cert. In 737 Max Fraud Suit
• 6th Circ. Revives FedEx, Kellogg Mortality Table Suits
• BofA Reaches Deal In Epstein Enabling Class Action
• WisdomTree Snags Atlantic House In $200M Deal
• Colorado Pushes For Early Win In Fight Over Sick Leave Law
• Perpetual Selling Wealth Unit To Bain Capital For Up To $424M
• The Benefits Of Choosing A Niche Practice In The AI Age
• 4 Firms Guide Crypto Firm Abra's $750M SPAC Merger
• SEC Enforcement Head Resigns After 7 Months
• Catching Up With Delaware's Chancery Court
• Orion Wraps 4th Metals-Focused Fund With $2.2B In Tow
• Public Storage Inks $10.5B Deal To Create Industry Giant
• Triton Clinches €5.5B For 6th Fund In Largest Raise To Date
• Senior Housing REIT Janus Living Seeks $703M From IPO
• SEC Denies SAC Capital Tipster's Bid To Cancel Industry Bans
• C3.ai Investor Suit Over IPO Claims Gets Final Trim
• 4th Circ. Genworth Ruling Raises Bar For ERISA Class Actions
• Voyager Acquisition's 2nd SPAC Seeks To Raise $220M
• CSX Can't Get Quick Appeal In Fired Worker's FMLA Suit
• Hong Kong Seeks Easier Listing Rules To Spur IPOs
• Taxation With Representation: Paul Hastings, Duane Morris
• Fed's Bowman Previews Plan To Rewrite Bank Capital Rules
• NJ AG Fines Firm $375K For Lax Fraud Prevention Procedures
• Feds Rip 'Incoherent' SBF Claim Of Political Weaponization
• Democrats Vow To Oversee DOJ's Reported Binance Inquiry
• Steep Senate Majority Passes Landmark Housing Bill
• Icahn Outbid By $7B Caesars Offer, And Other Rumors
• Investors Sue Florida Trading 'Savant' Over Ponzi-Style Fraud
• Chancery Dissolves Litigation Funder Amid Partner Deadlock
• United Airlines Agrees To Pay $27.5M To End ERISA Suit
• TV Network Founder, IRS Seek Settlement In $18M Tax Case
• SoftBank-Backed PayPay Downshifts To $880M IPO
• Podcasting Makes Me A Better Lawyer
• Justices Shouldn't Touch $15.6M Pension Ruling, Fund Says
• PNC Bank, Coin Dealer Sued Over $400K Elder Fraud Loss
• Tether, Bitfinex Appeal Class Cert. In Bitcoin Rigging Suit
• AG Watch: Ohio Targets DEI Policies
• Level Equity raises $293.5M For Its Software-Focused Fund
• 3M Dodges Workers' Suit Over Retirement Fund Roster
• Ara Energy Buying US, European Fuel Assets For $875M
• Texas Crypto Exec Seeks To Vacate $141M Wyoming Judgment
• Iowa Defends 5th Circ. Appeal Of Schwab Antitrust Settlement
• 4th Circ. Backs W.Va.'s Trans Care Coverage Exclusion
• CVS Can't 'Relitigate' Price-Gouging Class Cert.
• Ackman's Pershing Square Seeks IPO To Raise Up To $10B
• Medtronic Expands Vascular Device Line With $550M Deal
• Kirkland-Led Truelink Capital Wraps $2B Fund Above Target
• Genworth Unravels 401(k) Fund Suit Class Cert. At 4th Circ.
• Atkins Promises End To 'Duplicative' SEC-CFTC Enforcement
• Nexthop AI Hits $4.2B Valuation After $500M Funding Round
• Assessing Ruling On SEC Industry Bars In Post-Jarkesy World
• Judge Won't Strike Edited Photo In Ohtani Baseball Fight
• Bitcoin Classes Should Be Modified, Judge Says In Opinion
• GoodVision AI To Go Public Through $180M SPAC Merger
• Canadian Funds Can't Block IRS Bank Summons, Court Says
• 3 Firms Advise On Talkspace's $835M Planned Sale To UHS
• AI Startup Nscale Hits $14.6B Valuation, Backed By Nvidia
• Sullivan & Cromwell Advises Agilent On $950M Biocare Buy
• Critical Minerals Biz Goes Public Via $4.7B SPAC Deal
• Calif. Judge Blasts Ex-Venture Capitalist In Axing SVB Suit
• EisnerAmper Settles SEC Allegations Over Infinity Q Audit
• FinCEN Hits Canaccord With Record $80M Broker-Dealer Fine
• SEC Ordered To Release Info On Text Messaging Sweeps
• Lost Mail Helps State Street Exit Judgment In Crypto Case
• NC Biz Court Won't Take On Insurer's $20M Judgment Dispute
• Texas Justices To Weigh LLC Exemption For Ch. 7 Appeal
• Energy Trade Group Workers Score Class Cert. In 401(k) Suit
• Treasury Regs Clarify $1,000 Payments To Trump Accounts
• Baker McKenzie Guides Servier On $2.5B Oncology Deal
• Cleary, Davis Polk Lead Diabetes Biz MiniMed's $560M IPO
• Pfizer Gets OK For $29M SEC Payout From Insider Case
• Tokenized Securities Get Same Capital Treatment, Feds Say
• Ex-Wells Fargo Worker's Atty Fee Bid Denied, For Now
• How Banks Can Apply FinCEN Beneficial Ownership Relief
• Tire Co. Can't Break Free From Ex-Worker's 401(k) Suit
• Atty's Scheduling Error Dooms Appeal In AT&T Forfeiture Suit
• Enviri, Veolia's $3B Clean Earth Deal Gets US Antitrust Nod
• ERISA Recap: 6 Developments To Remember From Feb.
• Galvanize Caps $370M Fund To Decarbonize Real Estate
• SpaceX Taps Citigroup For Planned IPO, Plus More Rumors
• Volunteering With Scouts Makes Me A Better Lawyer
• Chubb, BJ's Wholesale Sued Over Proxy Ballot Exclusions
• Ex-NFL Player Challenges Adviser's Late Payment Demand
• NC Judge Trims Co.'s $116M Investment Coverage Dispute
• Law School's Missed Lessons: In Court, It's About Storytelling
• How Leveraged Lending Pivot May Alter Bank Risk Oversight
• Construction Co. Hammers Out Deal In 401(k) Fee Suit
• Retirees' TIAA Rollover Advice Fee Suit Trimmed
• Kensington Capital SPAC Raises $200M For Auto Ventures
• SEC, PCAOB Auditor Enforcement Plummeted In 2025
• Ex-SEC Attys Back Disgorgement Limits Before High Court
• Former Iowa Biz President Convicted Of Bankruptcy Crimes
• Wealth Management Firm Sued Over 5.7M Record Breach
• SoftBank-Backed PayPay Launches Plans For $1B IPO
• How Recent Del. Rulings Clarify M&A Deal Fraud Carveouts
• Ex-Morgan Stanley Adviser Guilty Of Defrauding NBA Clients
• Aligning Microsoft Tools With NYC Bar AI Recording Guidance
• Judge Appoints Receiver For Crypto Co. Over $328M Scheme
• 3rd Circ. Upholds Dismissal Of $800K Union Pension Suit
• FINRA Guide Refines Rules Of The Road For Negative Consent
• 3 Firms Build $3.25B Sale Of MW Components, CPM
• 3 Firms Steer Canadian REIT's $441M Go-Private Acquisition
• Union Fund Drops Boston Globe Pension Dispute
• Kirkland-Led O2 Closes 5th Fund With $670M In Tow
• 11th Circ. NextEra Ruling Broadens Loss Causation Standard
• FINRA Fines Goldman Subsidiary $1.3M Over Order Execution
• 5th Circ. Presses McDermott Shareholders On Direct Claim
• SEC Drops Negligence Suit Against Ex-View CFO
• Where 5th Circ. Ruling Fits In ERISA Arbitration Landscape
• Senate Banking Dems Call For Binance Deal Compliance Probe
• Navigating Exclusion Decisions After SEC's No-Action Change
• 5 Different AI Systems Raise Distinct Privilege Issues
• Cadwalader Continues Restructuring Growth With UK, US Duo
• Kirkland-Led Bregal Sagemount's 5th Fund Hits $3.5B Limit
• NextEra Inks $8M Deal In 401(k) Fee, Forfeiture Suit
• 2 Firms Steer Warburg Pincus' $1B Global Eggs Investment