Asset Management Archive » March, 2026

Asset Management - March, 2026

130 articles

• SEC Won't Reconsider Upholding Ex-Broker's FINRA Fines
• SIFMA, Other Orgs Weigh In On SEC's 'Small Entity' Proposal
• OFAC Fines Broker $1.1M Over Apparent Sanctions Violations
• BlackRock Must Face Ex-VP's Whistleblower Retaliation Suit
• Ex-Edward Jones Adviser Cops To Embezzlement Of $9.5M
• JPMorgan Says Arbitration Pact Stands Despite Atty's Gaffe
• BlackRock, State Street Want GOP States' ESG Suit Pared
• House Panel Advances Bill Aimed At Curbing ERISA Litigation
• Mich. Judge Denies SEC Win On Crowdfund Fraud, Urges Deal
• How DExit, Mandatory Arbitration Could Alter IPO Outlook
• Gradient Wraps $220M AI-Focused Venture Fund
• Duke Beats 401(k) Suit Over Use Of Forfeited Funds
• Sands Capital Wraps $1.1B Global Innovation Fund
• PBGC Keen On Dishing Out Opinion Letters, Director Says
• Boeing Investors Secure Class Cert. In 737 Max Fraud Suit
• 6th Circ. Revives FedEx, Kellogg Mortality Table Suits
• BofA Reaches Deal In Epstein Enabling Class Action
• WisdomTree Snags Atlantic House In $200M Deal
• Colorado Pushes For Early Win In Fight Over Sick Leave Law
• Perpetual Selling Wealth Unit To Bain Capital For Up To $424M
• The Benefits Of Choosing A Niche Practice In The AI Age
• 4 Firms Guide Crypto Firm Abra's $750M SPAC Merger
• SEC Enforcement Head Resigns After 7 Months
• Catching Up With Delaware's Chancery Court
• Orion Wraps 4th Metals-Focused Fund With $2.2B In Tow
• Public Storage Inks $10.5B Deal To Create Industry Giant
• Triton Clinches €5.5B For 6th Fund In Largest Raise To Date
• Senior Housing REIT Janus Living Seeks $703M From IPO
• SEC Denies SAC Capital Tipster's Bid To Cancel Industry Bans
• C3.ai Investor Suit Over IPO Claims Gets Final Trim
• 4th Circ. Genworth Ruling Raises Bar For ERISA Class Actions
• Voyager Acquisition's 2nd SPAC Seeks To Raise $220M
• CSX Can't Get Quick Appeal In Fired Worker's FMLA Suit
• Hong Kong Seeks Easier Listing Rules To Spur IPOs
• Taxation With Representation: Paul Hastings, Duane Morris
• Fed's Bowman Previews Plan To Rewrite Bank Capital Rules
• NJ AG Fines Firm $375K For Lax Fraud Prevention Procedures
• Feds Rip 'Incoherent' SBF Claim Of Political Weaponization
• Democrats Vow To Oversee DOJ's Reported Binance Inquiry
• Steep Senate Majority Passes Landmark Housing Bill
• Icahn Outbid By $7B Caesars Offer, And Other Rumors
• Investors Sue Florida Trading 'Savant' Over Ponzi-Style Fraud
• Chancery Dissolves Litigation Funder Amid Partner Deadlock
• United Airlines Agrees To Pay $27.5M To End ERISA Suit
• TV Network Founder, IRS Seek Settlement In $18M Tax Case
• SoftBank-Backed PayPay Downshifts To $880M IPO
• Podcasting Makes Me A Better Lawyer
• Justices Shouldn't Touch $15.6M Pension Ruling, Fund Says
• PNC Bank, Coin Dealer Sued Over $400K Elder Fraud Loss
• Tether, Bitfinex Appeal Class Cert. In Bitcoin Rigging Suit
• AG Watch: Ohio Targets DEI Policies
• Level Equity raises $293.5M For Its Software-Focused Fund
• 3M Dodges Workers' Suit Over Retirement Fund Roster
• Ara Energy Buying US, European Fuel Assets For $875M
• Texas Crypto Exec Seeks To Vacate $141M Wyoming Judgment
• Iowa Defends 5th Circ. Appeal Of Schwab Antitrust Settlement
• 4th Circ. Backs W.Va.'s Trans Care Coverage Exclusion
• CVS Can't 'Relitigate' Price-Gouging Class Cert.
• Ackman's Pershing Square Seeks IPO To Raise Up To $10B
• Medtronic Expands Vascular Device Line With $550M Deal
• Kirkland-Led Truelink Capital Wraps $2B Fund Above Target
• Genworth Unravels 401(k) Fund Suit Class Cert. At 4th Circ.
• Atkins Promises End To 'Duplicative' SEC-CFTC Enforcement
• Nexthop AI Hits $4.2B Valuation After $500M Funding Round
• Assessing Ruling On SEC Industry Bars In Post-Jarkesy World
• Judge Won't Strike Edited Photo In Ohtani Baseball Fight
• Bitcoin Classes Should Be Modified, Judge Says In Opinion
• GoodVision AI To Go Public Through $180M SPAC Merger
• Canadian Funds Can't Block IRS Bank Summons, Court Says
• 3 Firms Advise On Talkspace's $835M Planned Sale To UHS
• AI Startup Nscale Hits $14.6B Valuation, Backed By Nvidia
• Sullivan & Cromwell Advises Agilent On $950M Biocare Buy
• Critical Minerals Biz Goes Public Via $4.7B SPAC Deal
• Calif. Judge Blasts Ex-Venture Capitalist In Axing SVB Suit
• EisnerAmper Settles SEC Allegations Over Infinity Q Audit
• FinCEN Hits Canaccord With Record $80M Broker-Dealer Fine
• SEC Ordered To Release Info On Text Messaging Sweeps
• Lost Mail Helps State Street Exit Judgment In Crypto Case
• NC Biz Court Won't Take On Insurer's $20M Judgment Dispute
• Texas Justices To Weigh LLC Exemption For Ch. 7 Appeal
• Energy Trade Group Workers Score Class Cert. In 401(k) Suit
• Treasury Regs Clarify $1,000 Payments To Trump Accounts
• Baker McKenzie Guides Servier On $2.5B Oncology Deal
• Cleary, Davis Polk Lead Diabetes Biz MiniMed's $560M IPO
• Pfizer Gets OK For $29M SEC Payout From Insider Case
• Tokenized Securities Get Same Capital Treatment, Feds Say
• Ex-Wells Fargo Worker's Atty Fee Bid Denied, For Now
• How Banks Can Apply FinCEN Beneficial Ownership Relief
• Tire Co. Can't Break Free From Ex-Worker's 401(k) Suit
• Atty's Scheduling Error Dooms Appeal In AT&T Forfeiture Suit
• Enviri, Veolia's $3B Clean Earth Deal Gets US Antitrust Nod
• ERISA Recap: 6 Developments To Remember From Feb.
• Galvanize Caps $370M Fund To Decarbonize Real Estate
• SpaceX Taps Citigroup For Planned IPO, Plus More Rumors
• Volunteering With Scouts Makes Me A Better Lawyer
• Chubb, BJ's Wholesale Sued Over Proxy Ballot Exclusions
• Ex-NFL Player Challenges Adviser's Late Payment Demand
• NC Judge Trims Co.'s $116M Investment Coverage Dispute
• Law School's Missed Lessons: In Court, It's About Storytelling
• How Leveraged Lending Pivot May Alter Bank Risk Oversight
• Construction Co. Hammers Out Deal In 401(k) Fee Suit
• Retirees' TIAA Rollover Advice Fee Suit Trimmed
• Kensington Capital SPAC Raises $200M For Auto Ventures
• SEC, PCAOB Auditor Enforcement Plummeted In 2025
• Ex-SEC Attys Back Disgorgement Limits Before High Court
• Former Iowa Biz President Convicted Of Bankruptcy Crimes
• Wealth Management Firm Sued Over 5.7M Record Breach
• SoftBank-Backed PayPay Launches Plans For $1B IPO
• How Recent Del. Rulings Clarify M&A Deal Fraud Carveouts
• Ex-Morgan Stanley Adviser Guilty Of Defrauding NBA Clients
• Aligning Microsoft Tools With NYC Bar AI Recording Guidance
• Judge Appoints Receiver For Crypto Co. Over $328M Scheme
• 3rd Circ. Upholds Dismissal Of $800K Union Pension Suit
• FINRA Guide Refines Rules Of The Road For Negative Consent
• 3 Firms Build $3.25B Sale Of MW Components, CPM
• 3 Firms Steer Canadian REIT's $441M Go-Private Acquisition
• Union Fund Drops Boston Globe Pension Dispute
• Kirkland-Led O2 Closes 5th Fund With $670M In Tow
• 11th Circ. NextEra Ruling Broadens Loss Causation Standard
• FINRA Fines Goldman Subsidiary $1.3M Over Order Execution
• 5th Circ. Presses McDermott Shareholders On Direct Claim
• SEC Drops Negligence Suit Against Ex-View CFO
• Where 5th Circ. Ruling Fits In ERISA Arbitration Landscape
• Senate Banking Dems Call For Binance Deal Compliance Probe
• Navigating Exclusion Decisions After SEC's No-Action Change
• 5 Different AI Systems Raise Distinct Privilege Issues
• Cadwalader Continues Restructuring Growth With UK, US Duo
• Kirkland-Led Bregal Sagemount's 5th Fund Hits $3.5B Limit
• NextEra Inks $8M Deal In 401(k) Fee, Forfeiture Suit
• 2 Firms Steer Warburg Pincus' $1B Global Eggs Investment