Asset Management Archive » June, 2026

Asset Management - June, 2026

274 articles

• Ex-SVB Exec Defends Bank's Risk Appetite In FDIC Trial
• Gibson Dunn, White & Case Lead KKR's $4.2B EDF Biz Deal
• SEC, CFTC Fine 2 Firms $5M For Off-Exchange Trades
• EagleBank To Pay $9.7M In Latest DOJ Nonprosecution Deal
• Securities Cos. Hit With Spoofing Suit In Florida
• SEC Explores Rules For Novel ETFs As Filings Surge
• Florida Car Wash Operator Secures $200M PE Investment
• Eversheds, K&L Gates Guide Empower's $340M Milliman Buy
• Plumbing Co. ESOP Trial Averted By Settlement Deal
• Roberto Clemente's Sons Ask Justices To Review TM Dispute
• Buchalter Real Estate Partner Joins Holland & Knight In LA
• Prediction Market Case Will Test US Insider Trading Reach
• 2 Ex-Clifford Chance Attys Say Firm Wants To Claw Back $6M
• Flexpoint Ford Raises $460M For SageSure Continuation Fund
• Mitsubishi Chemical Settles Ex-Workers' 401(k) Fund Suit
• Digital Realty Pays $3.5B For Blackstone Data Center Shares
• Power To The Paralegals: Burnout As A Structural Problem
• High Court Gives Fed Independence A 'Fragile' Reprieve
• Ex-SVB Exec Concedes 'Excessive Risks' As FDIC Trial Opens
• Harvey Gulf CEO Sued In Chancery Over Alleged Control Grab
• BNY Mellon Investors Can Appeal Loss In Self-Dealing Suit
• Chinese Exile Guo Gets 30 Years For $1.4B Fraud
• 3 Firms Build $752M Sale Of Cardinal Natural Gas Businesses
• Ill. Law Firm MSO Bill Clashes With Court Power, Ethics Rules
• Korn Ferry Buys PE-Backed AMS In $1.1B Deal
• Auto Repair Co. To Pay $750K To End 401(k) Forfeiture Suit
• High Court Lets Fed's Lisa Cook Keep Job For Now
• Justices Turn Away Case Challenging SEC's 'Gag Rule'
• 'Millennial VC' Says Atty Failure Warrants New Fraud Trial
• PACER Fees Will Rise To Fund Cyber Defense Upgrades
• Wells Fargo Customers Denied Class Cert. In Cash Sweep Suit
• Wash. Healthcare Firm's Ex-CEO Admits To Embezzling $24M
• SEC Awards $20M To Securities Fraud Whistleblower
• Skadden, Cleary Guide Silver Miner Sinda's $213M IPO
• Fintech Execs Tell 11th Circ. Token Wasn't Security
• 5 ERISA Cases To Keep An Eye On In The Second Half Of 2026
• High Court To Issue Big Decisions In Term's Final Days
• 3rd Circ. Decision Sheds Light On BIPA Bank Exemption
• 11th Circ. Told Loan Program Wasn't Commodities Investing
• Taxation With Representation: Sidley, Paul Weiss, Kirkland
• 3 Firms Steer Cargo Drone Co.'s $800M SPAC Merger
• Don't Miss It: Sidley, Cooley Steer Hot Deals
• UK Litigation Roundup: Here's What You Missed In London
• State Courts Must Be Gatekeepers Of Expert Testimony
• CFPB Updates Online Complaint Process To Stem 'Abuse'
• FDIC Calls For Narrower Resolution Plans, Assessment Cuts
• Ellenoff, Morgan Lewis Lead NuCube's $500M Go-Public Deal
• Delta Retirees Want Benefits Class Cleared For Takeoff
• Fintech Airwallex Valued At $11B After $320M Funding Round
• Kan. Proxy Adviser Law Blocked For Viewpoint Discrimination
• California Trader Admits To $1.3M Securities Spoofing Scheme
• Netflix Urges Justices Not To Disturb 9th Circ. ERISA Docs Ruling
• Capitalizing On Increased Retail Access To Alternative Assets
• White & Case Leads Aerospace Parts Biz's Upsized $919M IPO
• Novo Nordisk Gets 401(k) Investment Suit Narrowed
• Moshing Makes Me A Better Lawyer
• Is The SEC Entering Fight Over Prediction Market Oversight?
• Ex-SEC Chief Litigation Counsel Joins Norton Rose
• SEC Says Sales Agents Aided Fla. $56M Real Estate Fraud
• Morgan Stanley Gets Initial OCC Nod To Launch 'Digital Trust'
• Engineer Traded Off Microsoft's Nuclear Plans, Feds Say
• Dem Lawmakers Probe SEC On Brokerage AI Agents
• Split 2nd Circ. Denies Bail To NYPD Bribery Case Cooperator
• SEC Pressed To Curtail Hedge Fund, VC Reporting Rules
• Cleary-Led Korean Tech Giant SK Hynix Targets $29B US IPO
• Investment Fund Hit With Class Action For Claimed $60M Loss
• Why Highly Specialized Experts May Risk Exclusion At Trial
• Wells Fargo Forfeiture Suit Falls Short Again
• Agentic AI And Securities Law: The Machine As A Manipulator
• Big Banks Clear Fed Stress Tests Amid Capital Rule Overhaul
• FDIC Proposal Takes Bank-Like AML Approach To Stablecoins
• A Midyear Look At Antiterrorism Act Jurisprudence And Policy
• 'Hard-Money' Lenders Guilty Of Stealing Upfront Fees
• Landmark Housing Bill Heads To Trump After House Vote
• Hedge Fund To Pay Avis $650M In Short-Swing Profit Fight
• Feds' Capital Revamp Has A Dodd-Frank Problem, Critics Say
• SEC Urged To Adopt CAT To Fix Market Surveillance Tool
• Stock Bought Too Late For Breakup Fee Suit, Judge Says
• UnitedHealth Trims But Can't Escape 401(k) Forfeiture Suit
• SEC Sends E-Delivery Proposal To White House
• Class Certified In Konica Minolta Workers' Severance Dispute
• Vimeo Owner Bending Spoons Launches Plans For $1.6B IPO
• Investors Say Franklin's Putnam Unit Overvalued Funds
• ADP Strikes Deal In Sweeping 401(k) Class Action
• Ropes & Gray Picks Up Paul Weiss Financial Services Pro
• Clifford Chance Adds Ex-V&E Debt Finance Atty In Houston
• Justices' ICA Ruling Provides Certainty For Regulated Funds
• AI Heightens Old Compliance Risks For Investment Advisers
• Menlo Ventures Raises $3B To Back AI Companies
• Energy Fuels, VAC Ink $1.9B Magnet Deal Steered By 4 Firms
• Drawing A Line Between Settlement Pressure And Extortion
• Senate Overwhelmingly Passes Landmark Housing Legislation
• OCC Pitches Anti-Illicit Finance Rules For Stablecoin Issuers
• SEC Signals Interest In Novel ETF Rulemaking
• 3 IPOs Could Raise $791M Combined As Listings Surge
• Responding To US Labeling Brazilian Gangs As Terrorist Orgs
• 3rd Circ. Backs Quest Over Claims Of Bad 401(k) Management
• Securities Class Cert., 5 Years After Goldman Ruling
• AI Inference Biz Raises $1.5B In Series F Funding Round
• What Fed's Fast Track To Account Access Means For Fintechs
• Paul Weiss, Kirkland Steer $10.9B AbbVie, Apogee Deal
• Ex-Wells Fargo Rep Can't Get Whistleblower Pay At Fed. Circ.
• SEC, CFTC Could Change Dodd-Frank Swap Rules
• Skadden, Troutman Lead First Carolina Bank's $69M IPO
• Trump Accounts Not Subject To ERISA, DOL Says
• Ohio Justices Clear Interactive Brokers Of $25M Scheme
• Goodwin, Latham Lead Biotech Kardigan's $400M IPO
• A Lender's Guide To Fraud: Identifying Risks
• 5 Big ERISA Litigation Developments From 2026's First Half
• DeepSeek's Valuation Soars To $50B, Plus More Rumors
• Accenture Unveils $4.2B Cybersecurity Software Buying Spree
• FTX Trust Cleared For $600M Disputed Claim Fund Reduction
• Founding An Autism Academy Made Me A Better Lawyer
• OCC Warns Charter Hopefuls Against Incomplete Applications
• CME's Trial Win Sticks In Members' $2B Trading Rights Case
• FINRA Expels NY Firm, Bars Founders Over Churning Scheme
• Citigroup Says Foreign Bondholders Can't Bring RICO Suit
• Paul Weiss-Led Data Center Operator Csquare Files IPO Plans
• Luxottica, Ex-Worker End Pension Suit Over Annuity Benefits
• SEC Faces Call To Write Rules For Crypto Wallet Apps
• Agentic AI And Securities Law: The Vanishing Defendant
• Medical Spa Investment Co. Files Ch. 11 With $10M+ Debt
• 3 Firms Guide Quantum Tech Co. EigenQ's $3B SPAC Merger
• Rule Of Law Requires Gov't Engagement With Bar, Not Retreat
• Mark Cuban Urges 6th Circ. To Rehear Case Against FINRA
• Nationwide Aims To Decertify 50K ERISA Class Ahead Of Trial
• Align Capital Secures $1.1B Across 2 New Funds
• How Nasdaq's 23/5 Rule Will Alter Public Offering Strategies
• Kirkland-Led Clearlake Wraps $14.8B Flagship Fund
• 2 Firms To Lead Target Investor Suit Over Pride Month Merch
• Skadden Adds Investment Management Trio In DC, Abu Dhabi
• NC Man Must Pay $36K To End SEC's Suit Over 'Free-Riding'
• The Paradoxical Duty To Adopt AI When You Can't Bill For It
• 6th Circ. Says Auto Mogul Must 'Pay Up' In Lengthy Loan Spat
• Funds' High Court Win Could Curb Investor Activism
• Glass Lewis Says Ky. Proxy Law Violates 1st Amendment
• PE Giants Face Dem Scrutiny Over Data Center Investments
• Sex Bias Led To Unequal Pay, Firing, Says Ex-PNC Director
• 3 Firms Steer Andrew Peller's CA$579M Go Private Deal
• Salesforce Paying $3.6B For Fin In AI Customer Service Push
• Sripetch May Prove To Be An Empty Victory For The SEC
• Wells Fargo, Ocwen Lose 2nd Circ. Rehearing In ERISA Suit
• Aerospace Engine Maker Targets $700M IPO
• Catching Up With Delaware's Chancery Court
• 3 Firms Steer $2.75B Nuvei, Payoneer Global Payments Deal
• Abry Clinches $780M Continuation Fund For Health Tech Biz
• Weil, Goodwin Advise On Fox Corp.'s $22B Roku Deal
• 2nd Circ. Backs Bankman-Fried's 25-Year Fraud Conviction
• Jane Street Used Tips To Dodge Losses, Terraform Says
• 9th Circ. Says Kroger Shoppers 'Obtained No Relief' For Fees
• DC Judge Refuses To Wipe DOJ's Powell Subpoena Loss
• JAMS Chief Executive Says Mass Arbitrations On The Rise
• Insider Trading Defense May Draw On 'Varsity Blues' Playbook
• Former Pot Co. Execs And Wrigley Heir Settle Stock Fraud Suit
• SEC Disgorged Fund Distribution Is Next Query After Sripetch
• Taxation With Representation: Gibson Dunn, Davis Polk, S&C
• Direct Fed Payment Access Finally In Sight For Fintechs
• Trader Admits Fib To SEC, Avoids $600M Fraud Trial
• Gibson Dunn, Davis Polk Launch SpaceX's Record $75B IPO
• Workers Hit Chiron Financial With Unpaid Wage Suit
• Sports Prediction Co. Wins CFTC OK To Launch Event Market
• Another GOP Nominee For SEC Could Violate Law, Dems Say
• CFTC Eyes Faster 30% Whistleblower Awards In Small Cases
• KKR, Partners Back Helix AI Infrastructure Venture With $10B
• SEC Proposes Rescinding Trade-Through Rule
• Ohtani Ball Fight 'Could Easily Be Settled,' Fla. Judge Says
• Via Transportation Hit With Investor Suit Over $493M IPO
• Cancer Diagnostics Firm Ignite Inks $150M SPAC Merger
• Lawmakers Reintroduce Bill To Rein In Big Tech Platforms
• New State AI Laws Create Dual Misrepresentation Risk
• US Chamber Says ERISA Suit Could Shrink 401(k) Choices
• B. Riley Buyout Suit Nears $4.35M Settlement
• 11th Circ. Won't Revisit Delta Pilots' Military Bias Suit
• Cow Horse Makes Me A Better Lawyer
• Justices Curb Private Lawsuits Against Investment Funds
• Rakoff Frees Big Banks From Investors' Tricolor Fraud Suit
• O Brother, Where Art DAO? Jurisdiction Issues Abound
• Goodwin, Covington Lead Parabilis' $670M Upsized IPO
• Warren Asks SEC To Delay SpaceX IPO Over 'Troubling' Risks
• 5 Firms Guide AI Startup Robseek's $1B SPAC Merger
• Agentic AI And Securities Law: Steps Congress Should Take
• Data Security Biz Valued At $12B After $600M Funding Round
• Gibson Dunn Leads Data Center Power Provider's $600M IPO
• RI Adopts Rule Taxing Second Homes Valued Above $1M
• Ares Wraps $8.5B Alternative Credit Fund
• Figure, Sixth Street Team Up On $717M Kiavi Mortgage Deal
• Kalshi To Start Requiring Employer Info For Certain Markets
• FDIC's Hill Eyes Resolution Planning, Assessment Changes
• OCC Says Fidelity's Crypto Bank Doesn't Need State Licenses
• Latham, V&E Lead WhiteHawk Minerals' Upsized $200M IPO
• SEC Flags Improper Investment Adviser Conflict Disclosures
• 5 Firms Advise On Apollo-Led $35B Broadcom AI Financing
• Software Biz Beacon Wraps $225M Funding Round
• Cognizant Settles Suit Over 401(k) Investment Management
• Apollo SLC Opposes Bid To Oust Judge In $570M Payout Suit
• Novanta Buys Riverpoint In $1.45B Deal Steered By 3 Firms
• The Law360 400: A Look At The Top 100 Firms
• 3 Disgorgement Questions Linger After Justices' SEC Ruling
• Checking For AI Errors Is Now A Two-Way Street
• Feds Abandon $300M Fraud Case Against Prophecy CEO
• 8th Circ. Backs SD Forum For Deadwood Tobacco TM Suit
• Catching Up With Delaware's Chancery Court
• Clearing House To Pay $40.7M Over 'Slush Fund' Claims
• White & Case, Reed Smith Lead $1.2B Space SPAC Deal
• Adviser AI Use Under Scrutiny In NJ Securities Review
• Freshfields-Led Arcline Bids $535M For Continental Aerospace
• SEC Enforcement Reforms Must Address Post-Wells Limbo
• Skadden-Led First Carolina Bank Unveils Plan For $82.5M IPO
• Lessons For Banks From Recent FCA Enforcement Trends
• 'Hard-Money' Lenders Stole Millions In Fees, Feds Tell Jury
• Class Attys Want $11.6M In Fees From $35M Teva Inhaler Deal
• Bankman-Fried Seeks Trump Pardon On FTX Fraud Conviction
• Investment Adviser Took Millions From Clients, SEC Says
• Fla. Judge Tosses Nearly All Counts In PE Fund Dispute
• Wamco Inks $100M SEC Deal Over 'Cherry-Picking' Scheme
• Justices Signal Openness To Future SEC Disgorgement Cases
• FINRA's 'Absolute Immunity' Claim Fails, Broker-Dealers Say
• Activist Warns SpaceX Investors Over Valuation, Governance
• Health Funds Ink $5.5M Generic Drug Deal With Breckenridge
• The Biz Court Digest: Shoring Up Corporate Law In Maryland
• How End Of SEC 'Gag Rule' Affects Free Speech Certiorari Bid
• Defense Tech Biz Valued At $2.2B After $200M Funding Round
• Polsinelli Hires Career Gunderson Dettmer Lawyer In SF
• Taxation With Representation: Simpson Thacher, Fried Frank
• Banks Should Reassess Warehouse Lines Amid Credit Stress
• Fla. High Court Backs Accounting Methods In Utility Rate Hike
• 2nd Circ. Rejects Bid To Rehear $16B YPF Argentina Ruling
• Anthropic, DeepSeek Pivot To New Financing, More Rumors
• Catalent Investors Say No Objections To $78M Deal, Fee Bid
• Citron Founder Verdict Tests Reach Of 'Half-Truth' Fraud
• US Middle Market PE Surge Expected After Strong 2025
• NY AG Must Preserve Cohen Docs In Trump's Civil Fraud Case
• Data Center Power Co. Innio Prices Upsized $2.4B IPO
• Competing At Poker Makes Me A Better Lawyer
• SEC Disgorgement Powers Stay Intact After High Court Fight
• Balwani Takes Theranos Conviction Challenge To Justices
• SDNY's Clayton Warns Of Foreign Social Media Sway
• KeyBank, Investment Advisers Settle Suit Alleging Client Theft
• SpaceX Launches Plans For Massive $75B IPO
• Crescent Capital Wraps $10.8B Direct Lending Fund
• Private Lender Verification Lessons From Recent Fraud Cases
• Pillsbury Hit With Suit Over Alleged $145M Loan Fraud
• 5 Things Associates Must Ask About Their Firm's Merger Plan
• Lithia Motors Can't Ship 401(k) Forfeiture Suit To Ore.
• BigLaw Insider Trading Defendants Have Big-Name Legal Help
• Uncertainty Looms After Justices' Withdrawal Liability Ruling
• Kirkland-Led Defense Firm Applied Aerospace Inks $650M IPO
• 4 Firms Steer Sixth Street's $1B Investment In Kpler
• Paul Weiss, Weil Steer $1.9B Wellington-Hartford Funds Deal
• Ex-NRA Chief LaPierre Loses Appeal Of $4.4M Fine, Ban
• Paul Weiss Hires Deals Pro From Dechert In NY
• Virtu Insider Buyback Suit Survives Dismissal Bid
• Aspiration Co-Founder Gets 14 Yrs In $248M Fraud Scheme
• Raymond James, Ex-VP Wrap Up Sex Bias Case
• DOL Alternative Investing Pitch Draws Nearly 50K Comments
• 2 'Rocket Dockets' And The Rules That Propel Them
• SEC Floats Strategic Plan For Next Four Years
• Kirkland-Led Wingman Clinches $215M Debut Fund
• PE-Backed Arxis Buys Omnetics, MagCanica For $890M
• CFTC Awards More Than $8M To 5 Whistleblowers
• Texas Crypto Group Ordered To Halt Unregistered Token Sales
• 11th Circ. May Lower Bar For Getting ERISA Claims To Court
• Feds Scrub 'Reputation Risk' From Raft Of Banking Guidance
• Lenders Charged With $15M Fraud To Tell Jury Biz Was Legit
• SEC Must Clarify Crypto Guidance For Investment Advisers
• Attys Should Aid Clients' AI Use While Safeguarding Privilege
• Citron Founder Convicted Of Manipulating Stock Prices
• UK Fintech OpenPayd To Go Public Via $1.15B SPAC Deal
• Feds Must Share Info On Source Code They Say Was Stolen
• What End Of SEC Settlement Gag Rule Means For Defendants
• 2 Firms Advise Data-Center Power Generator's $600M IPO
• NC Biz Court Bulletin: Referee Tapped, CEO To Be Deposed
• GM Investors Seek Cert. In Cruise AV Securities Fraud Suit
• Mich. Panel Backs Conversion Ruling Against Disbarred Atty