Asset Management - August, 2026

147 articles

Simpson Thacher-Led Franklin Templeton Wraps $1.5B CFO
Adviser, Startup To Pay SEC $266K For Taking Client Data
Entertainment-Focused VC Firm Wraps $250M Fund
Coal Producer Must Face Suit Over Retirement Plan Fees
Deutsche Bank Freed From Fed's 2017 Forex-Rigging Order
SEC Scraps Broker's Fine But Backs Trade-Clearing Ban
Firm Investor Sues In Chancery Over Alleged 'Corporate Coup'
SEC Rulemaking Radar: The Rubber Meets The Road
CFPB Complaint Portal Overhaul Signals Changing Priorities
KKR Lobs $9B Takeover Offer At UGI, Plus More Rumors
Being In A Band Made Me A Better Lawyer
German Entrepreneur's Dad Can't Nix SEC Tab, 1st Circ. Rules
9th Circ. Sides With PennyMac In Fixed LIBOR Fallback
3rd Circ. Urged To Revisit Arbitration Doctrine In Award Fight
Outcome Health Execs Owe $270M And Counting For Fraud
SEC Seeks $850K From Disbarred Calif. Atty
OCC Advancing Stablecoin Rule At 'Great Speed,' Gould Says
Gallagher Knocks Out 401(k) Stable Value Fund Suit
Notable Q2 Updates In Insurance Class Actions
Electric Vehicle Biz ALSO Secures $150M Series D
SEC Sued In Fight Over $4.8M Victim Fund Payout
Deloitte Can't Shake Leave Bias Suit From Ex-Manager
Jones Day Adds Former McGuireWoods Litigator In Pittsburgh
Med Co. Director's Fiduciary Claims Not Covered, Judge Says
Willkie, Latham Guide Defense Tech Firm Lyntris' $298M IPO
Law School's Missed Lessons: Surviving A Long Trial
Black & Decker Retiree Seeks Cert. In BlackRock ERISA Suit
Franchise Group Trust Seeks $700M Over Take-Private Deal
Exchanges Ask SEC To Delay Trade-Through Rule Withdrawal
Goldman Buying LCN In Up To $410M Deal Steered By 3 Firms
Orrick, Kirkland Steer Weave's $650M Take-Private
What B. Riley Dismissal Teaches About Governance Litigation
BioMarin Buying Alesta Therapeutics For Up To $490M
Alerus, Telecom Co. Settle Fight Over ESOP Sale
Nexo Sanctioned Over Purge Of Emails, Slack Messages
Upping Fed, FDIC's Insider Loan Cap May Ease Bank Burdens
Greenberg Traurig-Led PE Shop Closes $440M Inaugural Fund
AI Biz Fort Robotics To Go Public Via $556.6M SPAC Deal
Catching Up With Delaware's Chancery Court
2 Firms To Lead Skechers Investor Suit Over $9.4B 3G Deal
Big Banks Reach $86.4M Deal In Mexican Bond-Rigging Suit
Hospital Employees Seek Class Cert. In Retirement Funds Suit
Hartford HealthCare Told To Double-Check Privilege Claims
11th Circ. Revives Royal Caribbean 401(k) Fund Suit
Clifford Chance Pushes To Send Clawback Suit To Arbitration
7th Circ. Reverses Alcoa Union Retirees' Lifetime Benefits Win
AIG Ex-Execs Win Ruling That Parent's FP Loan Was Equity
5th Circ. Backs Investment Co.'s Sanction In Highland Ch. 11
4th Circ. Altria Decision Spotlights Risks From ERISA Docs
Fla. Judge Rejects PE Investors' Bid To Block Asset Sale
Bezos-Backed Group Inks $7B Deal For Liverpool FC Stake
9th Circ. Says Film Industry Pension Fight Needs 2nd Look
SEC Staff Halt Responses To Proxy Proposal Exclusion Bids
Taxation With Representation: Miller Thomson, Bennett Jones
SEC Scraps Friday Meeting To Propose Crypto Regulations
BNY Should Face Stanford Ponzi Suit In NJ, Judge Says
Serena Williams Loses Bid To Register 'Serena Ventures' TM
Boeing Beats Suit Over Board's 737 Max Safety Oversight
CIBC Deal Ends Hedge Fund's Pharma Stock Spoofing Suit
777 Partners Gets New DIP Offer After Contentious Hearing
Wolfspeed Escapes Investor Suit Over 'Optimistic' Projections
7 States Urge Feds To Reject $85B UP, Norfolk Southern Deal
Exec Gets 2 Years For Role In $380M Ponzi Scheme
SEC May Vote To Ease Pay-To-Play Rules This Year
5th Circ. Narrows Tax Break Ruling For Limited Partners
Going To Hardcore Shows Makes Me A Better Lawyer
CodeRabbit Hits $1.5B Valuation After $143M Funding Round
AI Coding Startup Lovable Raises $400M At $13.3B Valuation
DC Physician Group Settles ERISA Plan Mismanagement Suit
Goldman Sachs To Buy NEOS Investments For Up To $2.25B
How Axing SEC Trade-Through Rule Could Reshape Markets
What Regulatory 'Reputation Risk' Purge Means For Banks
Ex-Raymond James Adviser Fined After Taking $947K In Gifts
Clean Harbors Snags EnviroServe In $470M Cash Deal
Lakers Poised For Record $12.5B Sale To Former Disney CEO
VC Fund Says SEC Has Spun 'Innocent' Lapses Into Fraud
Navigating The Limits Of Calif. Justices' Public Pension Ruling
Canadian Banks Selling Moneris To Francisco For $1.4B
'Joker' Producer Pleads Not Guilty To $100M Investment Fraud
Apollo Sports Capital Plugs $2.6B Into NY Yankees
NYDFS Swedbank Order Offers Lessons On Candor
Worker Says Meijer Can't Duck Suit Over Tobacco Use Fee
SEC Prepared To Introduce Crypto Regulations This Week
Industrial Retailer Settles Ex-Workers' 401(k) Forfeiture Suit
6 Firms Steer CA$6.7B Sale Of H&R REIT
Plumbing Co. To Pay $13.75M To End ESOP Suit
9th Circ. Backs Unum Win In Worker's Long-COVID Fight
Trump Pick Confirmed To NCUA As Hauptman Joins PCAOB
Muddy Waters Wants Claim Cut From $14M Whistleblower Suit
SEC Alleges Adviser Defrauded Investors In Pre-IPO Offerings
Ex-Altria Worker Gets Partial 4th Circ. Win In 401(k) Fight
Arkansas Medical System Escapes Target-Date 401(k) Suit
2 Firms Advise Ryman's $1.38B Fla. Luxury Resort Buy
Fox Gives DOJ More Time To Review $22B Roku Deal
Rethinking Risk And Value In Private Credit Disputes
How To Limit Trading Risk When AI Accesses Nonpublic Info
Sidley, Simpson Thacher Steer $1.5B Sale Of Yacht Retailer
4 Firms Guide TPG Mortgage's $117M Cherry Hill REIT Buy
Investment Firm 777 Partners Hits Ch. 11 To Handle $2B+ Debt
IRS, Treasury Plan To Float Regs For Retirement Matches
Shippers, Rivals Want UP, Norfolk Southern Deal Rejected
Lessons From 5 Months Of DOJ Corporate Policy Deals
Trump Renews Bid To Oust Fed's Cook Over Mortgage Claims
Judge Says BofA, Merrill Needn't Account For Disputed $7.5B
Cooley Leads 2 Biotech Firms Pricing IPOs Totaling $496M
Taxation With Representation: Slaughter And May, Covington
Cornell Can't Strike Jury Demand In Recordkeeping Fee Suit
ERISA Recap: 6 Important Rulings From July
Dream Finders Inks $2.2B Beazer Deal After Months Of Pursuit
Fintech Seeks OCC Trust Charter For Crypto Loan Servicing
3 Firms Guide Reusable Spacecraft Maker's $380M SPAC Deal
$219 Million TV Azteca Debt Arbitration Against Mexico Tossed
Disbarred Atty And Son Must Face $17M SEC Fraud Suit
Blockchain Cybersecurity Co., CEO Settle SEC Suit For $1.2M
Shein Eyes $40B Valuation Via Hong Kong IPO, More Rumors
John Deere Says Severance Program Isn't ERISA Plan
5 Financial Statement Fraud Red Flags To Spot Post-Sripetch
EasyJet Agrees To $7.7B Apollo Buyout, Castlelake Bows Out
Being A Sommelier Makes Me A Better Lawyer
DOJ Pulls ISS Letter, Signals Possible Antitrust Enforcement
Fenwick-Led Attovia Therapeutics Prices Upsized $289M IPO
High Court To Hear Intel 401(k) Suit Arguments In October
Loomis Sayles Pulls Plug On $70M Suit Against Citi
Inside SEC Crypto Vault Statement's Securities Law Warning
Court Wrongly Nixed $750K Tax Debt Collection, 6th Circ. Told
G Squared Closes Largest Fund Yet With $2.3B In Tow
Investors Say Transportation Biz HGIM Ignored Books Demand
AT&T 401(k) Suit Heads To Trial On Service Provider Fees
Prologis REIT Prices $2.1B Stock Offering To Back Segro Buy
Tech Co. 401(k) Faces Bias Suit Over Worker's Eco Beliefs
Kirkland-Led Gryphon Investors Wraps $770M Fund
Five Below Investors Win Class Cert. In Growth Potential Suit
OCC Seeks To Loosen Rules On Sharing Supervisory Data
SpaceX Investor Seeks OK Of Award In K5 Global Feud
4 Mass. Rulings You May Have Missed In July
AI Co. Yellow.ai To Go Public Via $550M SPAC Deal
ADP Will Pay $48M To 401(k) Plan Participants In ERISA Suit
T-Mobile Hit With Class Action Over Retirement Fund
10th Circ. Denies Challenge To SEC's AML Enforcement Power
FTC Deadlock Means Quantum Chips Merger Goes Untouched
Manulife Comvest Wraps $5.4B Credit Fund
Bermuda Firm Owes UK Tax In £41M Dispute, Tribunal Rules
Catching Up With Delaware's Chancery Court
KKR Buying Integer For $5.7B In Kirkland, Davis Polk-Led Deal
Debevoise-Led KKR Raises $19.2B For Infrastructure
UBS Fined $125M For Anti-Money Laundering Failures
Law360 Names 2026's Top Attorneys Under 40

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Asset Management - August, 2026