Asset Management Archive » September, 2026

Asset Management - September, 2026

183 articles

• Oura Can't Force Ex-CEO's Stock Option Suit To Arbitration
• Texas Judge Says Perot's VC Firm Can't Be Held To Handshake
• CFTC, Ex-HSBC Exec Set For Trial In Swap Manipulation Suit
• Don't Miss It: Simpson Thacher, Latham Steer Hot Deals
• Taxation With Representation: Kirkland, Latham, McDermott
• Hugging Face Attack Is A Warning To The Securities Markets
• Fed Pitches Stablecoin Issuer Rules In Latest Genius Act Push
• SEC Says Truck Leasing Co. Owner Ran $127M Ponzi Scheme
• CFTC Allows Tokenized Investments, Blockchain Records
• SEC May Preview Accredited Investor Changes Next Week
• FINRA Fines Vanguard $950K For Account Reporting Issues
• PE Funds Use AI To Tailor Strategies Amid Heavy Competition
• $16M Note Leads To Fraud Charges For Booted Housing Boss
• Texas Utility Commission Looks To Quash Coal Subpoena
• Mortgage Co. Escapes Ex-Workers' 401(k) Forfeiture Suit
• PE And Activist-Driven Moves Lead The Week's Deal Rumors
• SPAC Settlements Drove Down Chancery Deal Values In 2025
• Full 5th Circ. Tough On Aetna's Bid To Arbitrate Aramark Suit
• Enterprise AI Biz Valued At $6.4B After Latest Funding
• Troutman Adds Finn Dixon Investment Management Leader
• Tracking Texas: When A Promissory Note Is Not A Security
• Playing Bid Whist Makes Me A Better Lawyer
• AML Takes Center Stage In Financial Crime Enforcement
• SEC Issues Wave Of Industry Bars Over Past Violations
• Pension Worker's Scheme Targeted Law Enforcers, SEC Says
• Ohtani Ball Holder Can Add Claim For $4.4M From Sale
• Federated Hermes Can't Evade 401(k) Self-Dealing Claims
• Healthcare Co. Trims But Can't Escape Retirement Plan Suit
• GoldenTree Plugs $482.5M Into Colorado Ski Resort Project
• Houlihan Lokey Taps Ex-AIG, Viacom Atty As Legal Chief
• The Time Is Right To Simplify Overlapping Broker-Dealer Regs
• Judge Dismisses Son's Bid To Recoup Parents' Tax Payments
• Bessemer Secures $5.75B In New Capital To Back Founders
• Calif. Bill Goes Too Far In Trying To Regulate Attorney AI Use
• State Pols Urge Justices To Rein In Kalshi's Sports Offerings
• SEC Fines Broker-Dealer Over System Security Failures
• SEC E-Delivery Plan Draws Access Concerns, Enviro Praise
• NY Brokerage Must Pay $1.6M In FINRA Supervision Action
• Healthcare AI Biz Valued At $900M After $100M Series C Round
• Trump Admin Sued Over $289M In Soon-To-Lapse CDFI Funds
• Yale, Biohaven Seek $23M Atty Fee After Trade Secrets Win
• Alphabet's Bid To Pare Ad Tech Suit Stalls Over Discovery
• Dialysis Co., Workers Agree To Resolve 401(k) Forfeiture Suit
• Data Center Power Provider Accelevation Eyes $660M IPO
• Binance Plugs $100M Into Latham-Led Blockchain Co. Circle
• Endeavor, Silver Lake Sue To Block Appraisal Claims
• FTX Trust Says SkyBridge Can't Collect $53M In Ch. 11 Claims
• Latham, Milbank Guide AI Hyperscaler Nscale's IPO Plans
• Catching Up With Delaware's Chancery Court
• Smart-Ring Maker Oura Launches $2.1B IPO Plan
• Shipbuilder Sinks Forfeiture Claims In 401(k) Fee Suit
• 2nd Circ. Seems Hesitant To Kick PwC Bias Suit To Arbitration
• SEC Prepares To Relax Fund Cross-Trading Limits
• Crypto Firm, Ga. Investor Reach Deal To End Fraud Suit
• 4 Firms Steer $1.6B Priority Technology Take-Private
• Real Estate Platform WT Realty Lands $600M SPAC Merger
• Fed 'Risk Aversion' Contributed To SVB's Failure, Report Says
• Latham, Skadden Guide Orion180 Insurance's $240M IPO
• Oppenheimer Customers Win Final Approval For $70M Deal
• Dems Seek Probe Of Suspect Comments On DOL Proposal
• Latham Steers Industrial REIT Rexford On $1.2B Portfolio Sale
• Cooley-Led Electra Therapeutics Prices Upsized $350M IPO
• Taxation With Representation: Davis Polk, Latham, Sullivan
• Claims In Tech Exec's Stock Theft Suit Sent To Arbitration
• Ex-YPF Investors Take Argentina To ICSID Over 2012 Seizure
• 9th Circ. Revives Laos' $5M Enforcement Bid In Casino Case
• Rail Giants Point To Shipper Support For $85B Merger
• Broker TradeZero Fined Over Data Breach Tied To Chatbot
• Inovalon Investors Reach $44M Deal Over $7.3B Take-Private
• Firm Partners Can't Get Employment Tax Break, 2nd Circ. Says
• 7th Circ. Backs Concrete Co. In $23M Pension Exit Fight
• Siguler Guff Secures $3B For Small Buyout Strategy
• Alteryx Stockholders' 'Cleansing' Vote Dooms $4.4B Sale Suit
• Fla. Auto Dealer Resolves Suit Alleging 401(k) Mismanagement
• OpenAI Aims For $1.2T Valuation, More Rumors
• StraightPath-Linked Stockbroker Gets 4.5 Years For Fraud
• How AI Fraud Alerts May Raise Banks' Elder Exploitation Risk
• Goldman Unit Funded Compass Lexecon Raid, Suit Says
• State Bank Supervisor Group Issues AI Exam Framework
• 1st Circ. Seems Torn Over Health Plan Surcharge For Smokers
• Troutman, Latham Lead $585M Midstream Assets Sale
• Liberty Mutual Escapes Suit Over Forfeited 401(k) Funds
• Law School's Missed Lessons: Cultivating Good Judgment
• DOJ Letter Rescission Portends Proxy Firm Antitrust Risk
• DLA Piper, Latham Steer $1.4B Driverless Vehicle SPAC Deal
• Debevoise-Led Portage Wraps $600M Venture Fund
• Lender Alleges Housing Official Ran $2.4M Ponzi Scheme
• Dems Block Crypto Bill Over Ethics Concerns
• Bessent Teases Higher AML Reporting Thresholds For Banks
• Workers Want Investment Bank Pay Suit To Go On
• Goldman Sachs' Flagship PE Fund Raises $9.6B
• Charter Can't Escape Ex-Workers' 401(k) Forfeiture Suit
• PSG Equity Wraps €4.4B Europe-Focused Fund
• Empery Digital Loses Bid To Appeal Proxy Fight Ruling In Del.
• Crypto Bill Faces Wide Criticism Ahead Of Initial Vote
• NY Flags AI Models As Cyber Risk Review Factor For Banks
• CFTC Touts 'Record' Year With $150M To Whistleblowers
• FINRA Pressed To Tighten 'Finfluencer,' AI Communications
• Quinn Emanuel Ends Ex-Binance CEO Suit Over $1.5M Bill
• Latham, Skadden Prep Bamboo Insurance's $700M IPO Target
• UBS Can't Nix Trust's Fee Claim Over Alleged Concealment
• Desktop Metal Noteholders Hit Nano With $115M Fraud Suit
• Dell-Backed Group Taking Baldwin Private In $7.7B Deal
• Ex-Edward Jones Adviser Gets 7 Years In Embezzlement Case
• CVS Renews Bid To Escape Investors' AI Use Suit
• SEC Fines Canadian Firm $750K Over AML Reporting Failures
• Prediction Markets' High Court Clash Looks More Imminent
• 3 Firms Guide Firstborn Top Capital's $1.1B SPAC Merger
• Don't Miss It: Cooley, Latham Steer Hot Deals
• Cooley, Investor Settle NJ Malpractice Suit Over Startup Deal
• Ill. Judge Makes Adviser's $3.2M Loan Fraud Judgment Official
• Taxation With Representation: Paul Weiss, Troutman, Wachtell
• Attorneys Using AI May Have Ethical Duty To Redact Docs
• Ex-Tech Co. Workers Nab Class Cert. In 401(k) Fee Suit
• Social Media-Focused Fund Founder Bilked Clients, Feds Say
• Bankman-Fried Asks Justices To Review His Fraud Conviction
• Treasury Clearinghouse's Stress Fund Delayed By SEC Review
• Latest Crypto Bill Draft Updates DeFi Rules But Not Ethics
• Fed Colluded With Wall Street On New Capital Rules, Suit Says
• Insurer Wants Quick 8th Circ. 401(k) Forfeiture Suit Appeal
• Ill. Bond Trader Gets 16 Years For $30M Firm-Tanking Fraud
• AI Biz Motive Secures $1.3B From General Catalyst
• Assessing The Early Days Of Woodcock's SEC Tenure
• TPG, Blue Owl, CVC Exploring Deals, And More Rumors
• Frazier Life Sciences Adds $1.1B To Its Public Fund
• Juggling And Unicycling Make Me A Better Lawyer
• Texas Justices Deny Bid To Undo $37M Arbitration Award
• Liberty Mutual Gets Green Light For $13.4M 401(k) Suit Deal
• 3 Firms Build Peterson Partners' $510M Continuation Fund
• Biz Group Says Centene 401(k) Suit Threatens Investor Choice
• Nuclear Energy Firm HGP Going Public Via $1.2B SPAC Deal
• Class Settlement MDL Plaintiffs Say Cos. Hinder Disclosure
• DOJ Deepens Probe Into Fox's $22B Roku Deal
• Lowenstein Sandler Adds ExodusPoint GC As NY Partner
• J.P. Morgan Asset Management Wraps $1.1B Real Estate Fund
• Planning For The Impact Of FinCEN's CTA Rollback
• Faulty Fee Comparisons Doom Ameritas Workers' 401(k) Suit
• Troutman, Wachtell Guide $8.1B IRT-Centerspace REIT Merger
• Freddie Mac Asks 6th Circ. To Rehear Financial Crisis Case
• Simpson Thacher-Led Cinven Wraps €2.3B Strategic Fund
• Biz Groups Ask 8th Circ. To Nix Wells Fargo ERISA Suit
• Auto Industry Group Gets DOL Green Light For Health Plan
• DOL Issues Mental Health Parity Enforcement Guidance
• SEC Sues Proxy Adviser Firm ISS For Client Voting Records
• Quantitative Trader's Trade Secret Trial Pushed To November
• Venable Adds Ex-SEC Commissioner Crenshaw To DC Office
• Fed's Capital Rule Proposal Could Help Banks Stay Mutual
• Apogem Clinches 11th PE Fund With $597M In Tow
• Ex-Geico Agents Can't Get More Discovery In Benefits Dispute
• Philips North America Can't Shake 401(k) Fund, Forfeiture Suit
• 777 Partners Gets OK To Ditch 6 Leases In Ch. 11 Case
• SEC's Adit Case Maps 5 Fault Lines In Pre-IPO Funds
• SEC Says Adviser Used Investor Funds For Gambling, Trips
• Fla. Judge Finds Atty, CEO Hindered Forex Ponzi Receiver
• ERISA Recap: 5 Appellate Rulings To Know From August
• Latham, Simpson Thacher Steer Oura's Expected $2.5B IPO
• GAO Flags Bank Disclosure Review Gaps After 2023 Failures
• SEC Moves To Scrap 'Pay-To-Play' Political Donation Rule
• Australian Mineral Biz To Go Public Via $500M SPAC Deal
• Lithia Motors Gets Trim Of 401(k) Forfeiture, Fund Suit
• Leon Black Says 'Intrusive' Epstein Subpoenas Are Invalid
• Curaleaf, Aurora Clash Over Merits Of $272M Hostile Bid
• Husch Blackwell Gets Early Win In Ex-Partner's 401(k) Suit
• KKR Buying Garage Door Co. In $2B Deal, Plus More Rumors
• 3 Firms Steer Autonomous Truck Tech Co.'s $800M SPAC Deal
• Ballet Makes Me A Better Lawyer
• Banks Can Discuss Fraud Without Disclosing SARs
• GOP Bill Would Alter CFPB Funding, Curb Enforcement
• PayPal Lets Tech 'Invisibly' Track Venmo Users, Suit Says
• Cruise Says GM Investors Can't Pursue Robotaxi Fraud Suit
• Meijer Escapes Suit Over Health Plan Fee For Tobacco Users
• TabaPay Secures $155M As It Plans To Buy Transact Bank
• Wonderful, An AI Operating System Provider, Raises $550M
• SEC Sends White House Plan For Retail Private Market Access
• Ex-CEO Of Bankrupt Diamond Co. Hit With SEC Allegations
• Crypto Investment Firm Accused Of Fraud Must Face Ga. Suit
• SEC Plans To Bless Transfer Agents' Blockchain Use
• Fenwick-Led GoPro Merges With Starman In $285M Deal
• Orgs Say 401(k) Forfeiture Suit Ignores Fed. Regulations
• HSF Kramer Added To $1B King & Spalding Malpractice Suit
• SB Energy Launches Plans For Anticipated $5B IPO
• Ireland Proposes Retail Investment Accounts With Flat Tax
• Keurig Dr Pepper Selling Chobani Stake, Facility For $925M