Asset Management Archive » October, 2026

Asset Management - October, 2026

206 articles

• 'Why Would I Deceive You?': Fact-Checking The Holmes Doc
• Ex-Wells Fargo Director Seeks $1M Fee Award After Appeal
• The SEC Is Reading Your Corporate AI Disclosures
• SEC Fines Adviser Over Conflicts Of Interest, Disclosures
• Pharma Supplier Sues To Undo $52M Minority Stake Deal
• 4th Circ. Probes Class Cert. In Utility Group 401(k) Fee Suit
• Leonard Cohen Trustee Doesn't Need Court's OK To Sue Firm
• How AI Could Help Judges Spot Their Own Biases
• Assessing Hidden Risk Of Administrative Agency Settlements
• 3 Ways Burgeoning AI Use Can Trip Up Benefits Providers
• Cooley-Led Kalshi Hits $40B Valuation With $1B Series G
• Treasury Asked To Narrow Crackdown On Fund Strategies
• Block Investors Win Cert. In Biz Growth, Compliance Suit
• Judge Seems Unswayed By Fears SEC Seeks 'Enemies List'
• BP Board Members Could Favor Biz Break-Up, More Rumors
• Parsing The Lowest SEC Enforcement Stats In Over A Decade
• Cravath, Kirkland Steer $15.3B ADT Take-Private Deal
• Serval Valued At $3B After $150M Series C Round
• DOL Finalizes Pharmacy Benefit Manager Fee Disclosure Rule
• Endeavor Sues Icahn Over 'Illegally Acquired' Shares
• Firehawk Defense Hits $1.4B Valuation After Latest Funding
• SEC Rejects Rengan Rajaratnam's Bid To End Adviser Ban
• Midterm Elections Outlook For Financial Services
• Pharma Co. Settles Workers' 401(k) Forfeiture Suit
• Judge Sides With Feds In Pair's $1.6M Tax Penalty Dispute
• Trian-Led Investment Group Offers $1.4B To Acquire Wendy's
• 3 Strategies To Reduce AI Sycophancy In Legal Work
• 6 Firms Advise On Ares' $2.6B MidCap Financial Buy
• IRS Asks 1st Circ. To Toss Shuttered Bank Owner's Claims
• Ex-Worker Sues M&T Bank Over 401(k) Fund In New Jersey
• Paul Weiss-Led BCE Sells Stake In New Tower Biz For $1.74B
• Amazon Says 'Net Impression' Can't Support Seafood Suit
• Calif. Appeals Court Nixes Arbitration Of Ex-Tech's PAGA Suit
• Key Risk Assessment Gaps To Note From NY Cyber Guidance
• Weil Loses 2 Regulatory Partners To Skadden In NY, DC
• Advent Secures $30B Across Its 2 Latest PE Funds
• Where SEC's Transfer Agent Plan Would Change Compliance
• 3 Firms Steer Obesity Drugmaker Corxel's $377M SPAC Deal
• Heitman Settles Suit Over Ex-Worker's $1.4M Plan Payout
• Empery Faces Limited Restrictions In ATG Proxy Fight
• 2nd Circ. EFAA Ruling Shifts Employer Litigation Strategy
• The Future Of PCAOB Enforcement After Post-Jarkesy Win
• Catching Up With Delaware's Chancery Court
• Eyewear Co. Escapes Lawsuit Over 401(k) Stable Value Fund
• Wilson Sonsini, Freshfields Advise Anthropic's IPO Filing
• Feds Urged To Nix Bank Examiner Limits Over AI Cyber Risks
• 5th Circ. Weighs Iowa Bid To Toss Charles Schwab Settlement
• 'Millennial VC' Loses New Trial Bid Over Alleged Atty Failure
• SEC Fines Fund Adviser Over Outdated ID Theft Program
• Del. Chancery OKs $250M Activision Settlement, $60M Fees
• Crypto.com Hires Ex-Western Union Global Compliance Head
• Del. Forum Selection Clause Sinks IQVIA's NC Poaching Suit
• Ex-Broker-Dealer Cops To $1.5M Insider Trading Scheme
• Don't Miss It: Kirkland, Latham Steer Latest Hot Deals
• 3rd Circ. Ruling Opens Door For Fraud-On-The-Market Rethink
• Investor Says 'Failing' Real Estate PE Firm Hid Fund Losses
• Conn. Investment Adviser Admits To $3.3M Brokerage Fraud
• Holland & Knight Legal Profession Head On MSO Dealmaking
• SEC To Check Firms' Preparedness For AI Cyberattacks
• Skechers Accused Of Using Tariffs To Shortchange Investors
• PE Giants In Talks With NFL As Nscale Gets Heat Over IPO
• The SEC Crypto Proposal Rests On A Term No One Can Define
• Treasury Proposes Barring Big Investors From Buying Homes
• Epstein Aides Deny NM's Claims They Enabled Sex Trafficking
• Ropes-Led GEM Clinches $685M Independent Sponsors Fund
• Navigating Dueling Regulations For Bank Investment Advisers
• Being In The Peace Corps Made Me A Better Lawyer
• Snap Financial Reaches $664M Settlement With Red States
• VC Firm Vintage Raises $920M Of Fresh Capital
• Providence Health Gets Green Light For 401(k) Forfeiture Deal
• PBM Fee Disclosure Rule Clears White House Review
• Opening Up Fraud Talks With Customers After SAR Guidance
• Measuring Shareholder Harm In Death Spiral Convertibles
• Fund Manager Challenges Chancery's Congo Palm Oil Ruling
• NM Accuses Epstein's Aides Of Enabling Sex Trafficking
• Pantheon Wraps $6B PE Secondaries Fund
• CFTC's Selig Says Agency Is Building AI To Police Markets
• Eton Park, Petersen Can't Keep Argentina Docs In $16B Case
• Paul Hastings Leads Monomoy's $589M Family Fund Close
• Atty Used Legal Cred To Prop Up Ponzi Schemes, DOJ Says
• Conn. Man Admits To Gambling Away Crypto Investors' Money
• Del. Ruling Shows How AI Meeting Transcripts Can Backfire
• Davis Polk-Led Ara Wraps Inaugural $2.5B Energy Fund
• 6 Firms Advise On Prudential's $4B Brazil, Mexico Sale
• Justices Urged To Hear Case Targeting FINRA Enforcement
• SEC Official Tells Advisers Not To Wait For AI Guidance
• 5 Firms Build Migraine-Focused TriGemX's $600M SPAC Deal
• CoinFund, Co-Founder Clash Over $230K Equity Cashout
• BDO $1.3B ESOP Fight Dismissed On Standing Grounds
• Adviser In Easement Suit Looks To Shed Malpractice Claim
• Architecture Consulting Co. Inks $750K Deal In ERISA Suit
• Biz Groups Back Health System's Win In 401(k) Forfeiture Suit
• Kirkland-Led EnCap Clinches $3.5B Continuation Vehicle
• OCC Plan May Bring Data Sharing Flexibility, Diligence Issues
• KKR, Ares Units Agree To $2.9B Infinity Transportation Deal
• Texas Court Revives REIT's Claims Over Short Seller Article
• GAO Wants Better Federal Office Occupancy Data Collection
• Target Says It Warned Investors About Pride Merch Backlash
• Del. High Court Backs Gard In Litigation Funding Fight
• City Therapeutics' Upsized $200M IPO Joins Biotech Wave
• Taxation With Representation: Freshfields, Morgan Lewis
• Planning For D&O Exclusions As Risks Mount For Banks
• Fla. Auto Dealer To Pay $209K To Wrap Up 401(k) Suit
• Why The SEC Proposed Rescinding Its 'Pay-To-Play' Rule
• Fund Firms Lose $10M Fee Bid After Short-Swing Trial Win
• Boeing Beats Investment Fund's 737 Max Fraud Suit For Good
• Texas Appeals Court Says Perot VC Suit Belongs In Biz Court
• OrbiMed Closes 2 Latest Funds With Combined $3B In Tow
• NYC Comptroller Urges Anthropic To Ease Risks Before IPO
• General Atlantic Targets IPO At $10B Valuation, More Rumors
• Parsing The Latest Signals On FTC Section 5 Enforcement
• International Paper Weighs EMEA Sale As Bidders Emerge
• Exec Who Tried To Buy UK Soccer Club Cops To $500M Fraud
• 4 Firms Steer $6.1B CCC Intelligent Solutions Take-Private
• Founder-Focused VC Firm Closes $333M Fifth Fund
• Litigation Funding Partners Clash Over Shift In Del. High Court
• Carpenters Broker $9.25M Deal In $250M Pension Loss Suit
• Trustee Asks 1st Circ. To Nix Shuttered Bank Owner's Claims
• BlackRock, Baillie Gifford Back ICON In $200M Series D
• What Lawyers Should Know Before Accepting Crypto Payment
• Cognizant's $2.8M 401(k) Deal Hits Speedbump
• Sidley Taps Kirkland Atty As Private Equity Funds Co-Leader
• Dodgers Owner's Insurers Hid Affiliate Loans, Suits Say
• Investors Claim Private Equity Fund Won't Redeem Cash
• 2nd Circ. Seems Doubtful Of RTX Corp. Investors' Appeal
• 5th Circ. Backs Ginnie Mae On Reverse Mortgage Liens
• Willkie-Led Cardinal Buys Hughes Brothers In $358M Deal
• Bay Point Sues Del. Fund For Books And Records
• BofA Fined $1.21B Over 'Widespread' AML Compliance Issues
• Indicted Ex-Housing Boss Pleads 5th In Bond Fracas
• Restaurant-Focused PE Firm Wraps $201.5M 3rd Fund
• 11th Circ. Lowers Bar For Getting ERISA Claims Into Court
• Warren Presses Fed For Details Of Early SVB Report Access
• TRex Bio Leads 2 Drugmakers Pricing IPOs Totaling $162M
• Latham-Led Consonance Clinches $1.35B Healthcare Fund
• SEC Proposes Restoring Funds' Ability To Cross-Trade Bonds
• ERISA Recap: 6 Notable Decisions From September
• Don't Miss It: Sidley, Gibson Dunn Steer Latest Hot Deals
• Macquarie Offers CMA Fix For Meter Reading Deal
• Del. Justices Back ATG In Empery Proxy Fight
• Clean Energy Data Center Developer Inks $300M SPAC Merger
• UK Litigation Roundup: Here's What You Missed In London
• Calif. Banking Brief: All The Notable Legal Updates In Q3
• Blue Owl Brass Sued Over BDC Liquidity Woes
• Kirkland-Led Aphias Wraps Inaugural Fund At $1.05B
• Coal Co. Settles Fight With Miners Over Lifetime Benefits
• How States May Enter The Shareholder Proposal Landscape
• Spectrum Equity Clinches Its Largest Fund Ever At $2.5B
• Mentalism Makes Me A Better Lawyer
• SpaceX, DeepSeek And Anthropic Top Week's Deal Rumors
• Goodyear Narrows But Can't End Nicotine Fee Suit
• 5th Circ. Ponders Stanford Scheme Receiver's $30M Fee Bid
• Latch Investors Get Final OK For Derivative Suit Settlement
• SEC Says Adviser Cherry-Picked Best Trades For His Account
• ATG Hid Alliance In Chancery Proxy Fight, Del. Justices Told
• SEC Says Climate-Tied Investor Actions May Pose Legal Risk
• Egan-Jones Taps Ex-SEC Examiner To Oversee Ratings
• Why And How To Build A Neurodiversity-Informed Practice
• DLA Piper, Loeb Guide Stablecoin Firm's $250M SPAC Merger
• How SEC Is Changing The Shareholder Proposal Landscape
• Fried Frank-Led Conversant Wraps $845M Real Estate Fund
• Kirkland-Led Sheridan Secures $1.345B For 2 Latest Funds
• CVS Can't Get Second Shot At Tossing Investors' AI Use Suit
• NC Biz Court Bulletin: Monopoly Suit Setback, Historic Deal
• Fed To Realign Bank Supervision Into 5 State-Based Regions
• 7th Circ. Told Boeing Investors Fail 'Comcast' Cert. Test
• Willkie-Led LS Power Secures $6B For Energy-Focused Fund
• Wells Fargo Hit With Target-Date 401(k) Fund, Fee Suit
• SEC's Shareholder Activism Role After The '26 Proxy Season
• 4 Firms Advise On $5.8B Option Care Health Take-Private Deal
• Justices Won't Hear Ex-Theranos Exec's Conviction Challenge
• Justices Seem To Support End To Intel 401(k) Fund Suit
• Latham-Led Energy Capital Wraps $834M Continuation Fund
• Catching Up With Delaware's Chancery Court
• Intel Case May Clarify Dismissal Standard For 401(k) Suits
• Davis Polk-Led Niobrara Clinches $1.5B Inaugural Fund
• $150M Series D Values Mortgage-Focused Fintech At $2.3B
• High Court Turns Away Delta Pilots' Military Leave Bias Suit
• High Court Won't Hear Madoff Feeder Funds' Clawback Appeal
• Justices Skip EIDP Retiree's Annuity Reduction Challenge
• Up First At High Court: Climate Torts & Munitions Disposal
• Texas Justices Won't Review Nixed $64M Credit Suisse Verdict
• Skechers Seeks To End Appraisal Claims After Settlement
• South Korea Ordered To Pay Elliott $48M In Samsung Dispute
• SEC Renews Judgment Bid Against Crowdfunding Promoter
• Roberts Wants Less Talk. Supreme Court Attorneys Disagree.
• 2nd Circ. Forges Own Path In Limited Partner Tax Ruling
• Ex-Legg Mason Worker Keeps 401(k), Leave Claims Alive
• Taxation With Representation: Hogan Lovells, Davies, Sidley
• 5 Supreme Court Cases To Watch This Fall
• 4 Argument Sessions Benefits Attys Should Watch In October
• Novartis Can't Dodge Hedge Fund Trade Secrets Suit
• SEC Fines Ex-NFL Player, Influencers Over 'White-Label' Firms
• Merrill, But Not BofA, Must Face Cash Sweep Rates Suit
• $16B Ruling Faces High Court Sovereign Immunity Challenge
• SEC Changes Quorum Requirements As Peirce Exits
• Judge 'Flummoxed' By Forum Claim In IQVIA's Poaching Suit
• Aerospace Co. Jettisons Suit Over 401(k) Management
• Ares Clinches Inaugural Structured Solutions Fund At $4.2B
• SEC Says Adviser Took $1.2M From Pre-IPO Investment Funds
• Exit Interview: SEC's Hester Peirce On Crypto, Clarity And AI
• Walgreens Closes In On $9B Boots Sale, Plus More Rumors
• Verizon Can't Shut Down 401(k) Forfeiture Suit
• CFTC's New Award Policy Punishes Whistleblower Success
• Airlines' Fight Over Colo. Sick Leave Law Heads To Trial
• Testing AI's Promise For Large-Scale Document Review