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Banking - March, 2010
276 articles
- CFTC Finalizes New OTC Derivative Class
- E&Y, KPMG Escape Fund Investors' Madoff Claims
- Morgan Stanley Wriggles Out Of Suit Over $66M In ARS
- SemGroup Litigation Trust Seeks $56M Recovery
- After Settlements, Ciena Capital Eyes Ch. 11 Exit
- Schottenfeld Group, SEC Reach $1.2M Galleon Deal
- Shareholder Suit Accusing AIG Of Waste Tossed
- AT&T, Others Win Dismissal Of Network Patent Suits
- International Accounting Standards For US Cos.?
- Fremont General Shareholder Suit Tossed
- Ex-Arnold & Porter Partner Gets Probation In Tax Case
- Obama Signs Student Loan Overhaul
- BofA, Merrill Hit With New Gender Pay Bias Action
- Stanford Asks To Switch Lawyers
- High Court Backs Gartenberg In Mutual Fund Fee Fight
- Australian Creditors OK'd To Sue Over Lehman Losses
- H&R Block Settles Loan Officer OT Case
- Wachovia Hedge Fund Spat Sent To FINRA Arbitration
- National Australia, AXA Shake Hands On $12.2B Deal
- Wells Fargo FLSA Collective Suit Restricted To Ill.
- Madoff And The Scope Of SIPA Protection
- Royal Bank Of Scotland To Pay £29M Price-Fixing Fine
- Bain Capital Faces Store Manager FLSA Class Action
- Coverage For CPA Denied In Pension Plan Fracas
- EADS Gets Case Over Airbus A380 Delays Grounded
- Ohio Investment Adviser Charged With Futures Scheme
- Eaton Vance Broker Payments Illegal: Derivative Suit
- Ex-IBM Exec Cops To Conspiracy Charge In Galleon Suit
- Justices Grill Attys In Foreign-Cubed Case
- Jury Hits US Bank For $27M In Check Imaging IP Suit
- 11th Circ. Sides With BofA In Prime Broker Case
- Istar Can't Nix Shareholder Class Suit Over Offering
- HSBC Sells $1.3B In Notes Amid UK Brightening Skies
- JPMorgan Tech Support Workers' OT Suit Crashes
- WaMu Files Ch. 11 Plan Without FDIC's Blessing
- Kirkland Reps Madison Dearborn In $915M BWAY Deal
- Law Firm's ERISA Suit Against State Street Tossed
- Granting Third-Party Releases Under Chapter 15
- Credit Card Cos. Seek Open Market In China
- Fla. City Sues Wachovia Over $15M Lehman Loss
- Fund Investors Can Look At Dickstein Docs: Judge
- US Bank Managers Lose Class Cert. Bid In OT Suit
- Bill Offers Ponzi Scheme Tax Relief To Small Investors
- The DOJ Truth-Seeking Mission
- Solow Should Repay $86M Loan To Citigroup: Court
- Fifth Third Bank SLUSA Fight Heads To High Court
- DOJ Mostly Off Hook For Derivatives FOIA Requests
- SEC To Probe Funds' Use Of Derivatives
- Cerberus Buys Health Care Group For $830M
- Ex-Davis Polk Atty Tapped To Lead SDNY Fraud Unit
- SEC Enforcement Finally Fills Chief Accountant Job
- Execs Push CFTC To Reject Metals Trading Limits
- Dubai World Proposes Plan To Restructure $23.5B Debt
- No CAFA Removal For Counterdefendants: 7th Circ.
- Muni Derivatives Suit Against 16 Firms Moves Ahead
- DIP Lenders' Delays Forced Loan Default: Phila. News
- Lenders, Colony Capital To Acquire Station Casinos
- DLA Piper Adds 19-Lawyer Corporate Team In Italy
- Foreclosures Can Pose Hidden Enviro Risks For Banks
- Atlanta Fund Manager Fessed Up To Fraud: Suit
- Contract Suit V. Ex-Amaranth Unit Barred In India
- SEC Warns First Horizon Exec About Sentinel Claims
- PCAOB To Weigh Auditor, Board Communications
- BNY Gets Shot At Enforcing Arden Noncompete Deals
- Case Study: Pendergest-Holt
- Feds Nab UBS Banker In Alleged Insider Trading Plot
- Lake Dow To Pay $24M For Aurora Fund Fraud
- Ex-Madoff Director, Programmers Deny Aiding Fraud
- Ambac Eyes Bankruptcy As State Takes $35B In Assets
- Teva's $70M ARS Suit Against Deutsche Tossed
- Acacia Unit, Discover Resolve Credit Card IP Spat
- Argentina Gives Hedge Funds Slip In Assets Battle
- Mass. Reaches $3B Loan Deal In Countrywide Probe
- Lehman, IRS Settle Tax Disputes For $125M
- Rajaratnam Wins Stay On DOJ Wiretap Evidence
- Mortgage Loan Officers Not Exempt Under FLSA: DOL
- Insurer Must Cover JPMorgan's $22.5M Enron Claims
- Wells Fargo Snaps Up GMAC Factoring Unit
- UK Agency Makes 7th Arrest In Insider Trading Probe
- When Is A Cautionary Statement Not Meaningful?
- Credit Suisse Ordered To Pay $354M Over ARS
- Ex-IBM Exec Waives Indictment In Galleon Case
- Audit Workers Gain Class Status In Deloitte OT Case
- Schwab, Investors Face Questions Over Mutual Fund
- Hedge Fund Ex-Employees Can't Squash Contract Suit
- Examiner Fights To Unveil Players In Lehman Auction
- Pay Czar Seeks Further Cuts For Top Bailout Execs
- Ch. 13 Debtor Can Purge Student Loans: High Court
- Lehman To Access $3.1M In Previously Frozen Funds
- Insurer Lodges Appeal In D&O Spat With Failed Bank
- Retail Managers Hit Union Bank With OT Suit
- Workers Seek OK On FLSA Deal With Delta Financial
- Challenging Reduction Of Home Equity Lines Of Credit
- Securities America Sued Over $2B Med Cap Fraud
- Madoff Victims Take 'Net Equity' Ruling To 2nd Circ.
- Tribune Seeks To Hold Bondholder Trustee In Contempt
- AIG Agrees To $9M Lehman Derivatives Swap Deal
- Ex-AIG CEO's Investment Co. Sells AIG Stock For $278M
- Dodd Financial Reform Bill Headed To Senate Floor
- Venture Capitalists Fall Prey To Fiduciary Suits
- Nadel Receiver Inks $1.2M In Investor Settlements
- DataTern Cuts SunTrust From Database Patent Suit
- Credit Rating Firms Tossed From Lehman Suit
- House Bill Would End Direct Student Lending By Banks
- Ashland Appeals Dismissal Of Oppenheimer ARS Suit
- SEC Warns Firms After JP Morgan Muni Bond Probe
- 7th Circ. Puts Sentinel Trustee Back On BoNY Warpath
- Fed Must Give Bloomberg, Fox Bailout Info: 2nd Circ.
- Lehman Creditors Fight Barclays Over $45B Asset Sale
- Fiduciary Duty For Brokers A Bad Call, Attys Say
- SEC Case Against Former Gabelli Managers Trimmed
- Broidy Can't Halt $1.3M Fee Dispute With Gibson Dunn
- 5 Issues To Watch In Finance Bill Markup
- Payday Loan Contract Bars Class Action, Court Says
- Wells Fargo Fights Class Cert. In FLSA, ERISA Suit
- Funds Accused Of Vote Manipulation In Fremont Case
- FINRA Expels Broker-Dealer Linked To $485M Ponzi
- DOL Orders Tennessee Commerce To Pay Ex-CFO $1M
- Salesmen Lodge OT Suit Against CDH Group
- When Elephants Fight: Participant Lender Disputes
- Metavante, Lehman Settle $7M Claim Over Swap Deal
- Stone Barn Manhattan Inches Toward Liquidation
- BofA Sues For Coverage Of 4,500 Title Defect Claims
- 'Fly' Swatted With Injunction In Brokerage News Spat
- Court Won't Refer Rothstein Claims To Ch. 11 Trustee
- NY Insurance Bill Plays Down Rating Agencies' Role
- Democratic Fundraiser Cops To $292M Bank Loan Fraud
- FINRA Enforcement Chief Plans Her Exit
- Kerkorian Firm To End Insider Trading Suit For $8M
- Limits On Analyst-Banker Communications Remain
- Ex-Fieldstone GC's Whistleblower Suit Thrown Out
- State Insurance Chiefs Face Grilling Over Holding Cos.
- Dismissal Of FINRA Merger Class Actions Appealed
- Prosperity Bank Strikes Deal In Messaging Patent Suit
- Obtaining Advance Waivers In PE Transactions
- Holland & Knight Can't Avoid Nadel Malpractice Claim
- Subprime Action Against Canadian Imperial Bank Nixed
- Forte Ponzi Receiver Points To Investor Red Flags
- American Home Asks To Settle $17M In Sale Claims
- FHLB Seeks $19B ARS Refund From BofA, Others
- Madoff Computer Programmers Charged In Ponzi Case
- Barclays Sues Ex-Lehman Units Over $34M In Fees
- Asarco Fights Barclays $9.2M 'Discretionary' Fee Bid
- Heartland Ends Payment Processing Antitrust Case
- Freddie Mac Submits To Taylor Bean's Examination Bid
- Most Of ERISA Suit Against State Street Tossed
- Dutch Pension Fund Takes Aim At BofA, Merrill Deal
- Senate Targets China Over Currency Manipulation
- House To Examine Lehman's Regulators
- Skadden Advises Citi On $216M Primerica IPO
- Claims Pared In BofA Mortgage Rate Disclosure Suit
- TitleMax Disclosure Statement Wins Court Approval
- FINRA Priorities And FINRA Results
- Middleman Fund Added No Value To MarketXT: Judge
- Lloyd's Must Cover Stanford Defense: 5th Circ.
- Citigroup Plan Participants' ERISA Claims Trimmed
- Madoff Kin Say They're No Bernie, Want Suit Tossed
- Law Debenture, JPMorgan Spar Over Tribune LBO Fees
- FCCD Interfered With $65M Loan To Hotel: State Street
- On The Rise: Corporate Carveouts In The US
- Phoenix Sues Ambac, Others Over Steep Bond Rates
- Credit Suisse Blasts Bank's $22M Contract Suit
- Ambac's Breach Suit Against Utility Agency Survives
- 3rd Ex-CDR Worker Admits To Bid-Rigging Conspiracy
- Lehman Files Ch. 11 Plan, Will Launch New Branch
- JPMorgan Wins Dismissal Of Credit Insurance Dispute
- Dodd Reveals Financial Reform Bill Amid Criticism
- Ex-NY Bank Exec First To Be Charged With TARP Fraud
- Starwood Objects To Competing Plan For Extended Stay
- CFIP Spars With Citi, US Bank Over Swap Agreement
- Ex-Macquarie Adviser Admits Market Manipulation
- BlackRock's Anthracite REIT Files For Ch. 7
- A New Market Access Rule For Broker-Dealers?
- White House Homes In On New Fed Nominees
- Credit Suisse Securities Suit Still In Play
- WaMu Settles $4B Dispute With JPMorgan: Report
- Petitioners Seek Early Remand For Foreign-Cubed Case
- Co-Defendant Seeks Severance From Rajaratnam Trial
- CBOE To Go Public With $300M Offering
- Fund Manager Says SEC PIPEs Suit Comes Up Short
- 2nd Ex-CDR Employee Cops To Conspiracies
- Demand Letter Stymies McGraw-Hill Derivative Suit
- Citizens United: A Congressional Opportunity
- Vanderbilt Pay-For-Play Fraud Cost NM $288M: Suit
- Ex-Boston Provident CFO Pleads Guilty To $3M Fraud
- K&L Gates Partner Joins Foley Private Equity Team
- Lehman Manipulated Balance Sheet, Examiner Finds
- Regions Financial Can't Shake ERISA 401(k) Suit
- Fund Underwriter Execs Dodge Implied Statement Claim
- Dodd Will Forge Ahead With Finance Bill
- Treasury Should Have Let GMAC Go Bankrupt: Report
- Northern Trust ERISA Suit Survives Bid To Toss
- TQP Hits New York Mellon, Others Over Data Patent
- Taylor Bean Creditors Say BofA Snubbed Contract
- Suit Over UBP Madoff Losses Tossed For Preemption
- Basel II Capital Rules: Here We Go Again
- Judge Queries Del. Court On Merrill Derivative Suit
- Dykema Bests Malpractice Suit Appeal
- Tax Assets Spark Unusual Plan Fight In Fremont Ch. 11
- Fed. Circ. Upholds $356M In Damages For Anchor
- Pension Fund Exec Pleads Guilty In Pay-To-Play Case
- Citigroup Dodges Arbitration Over Swap Write-Down
- Conn. AG Hits Moody's, S&P With Subprime Suits
- Sens. Introduce Volcker Bill Despite Weak Support
- $2B NY Medicare Fraud Suit Tossed
- CFTC Accuses C&R Financial Of Running Forex Ponzi
- Western Union Strikes Deal In Actus E-Payment IP Suit
- Office Depot, Epix Can Exit $70M Deal: 3rd Circ.
- SEC Targets Ex-Trader Over Stock Loan Kickbacks
- Corrected: $4M Mediated Settlement To Targus Upheld On Appeal
- Energy Groups Seek Exemption From OTC Reform
- Ambac Appeals Remaining Claims In Shareholder Suit
- IBEW Fund Sues Goldman Over Pay Practices
- Smurfit Judge Orders Hearing On $4.3M Bond Payment
- Madoff Cash In/Cash Out Ruling Heads To 2nd Circ.
- PBGC Fights Aleris' Plan Over $91M Claim Treatment
- Receiver Targets Stanford Ally For Ponzi Gains
- Trustee in NPG Ch. 11 Wants Blackstone To Tell All
- King & Spalding Grabs Two More From Orrick
- Ga.'s Take On Holmes V. Grubman
- More Banks Sued In Wolf Run's 3rd Web Patent Suit
- Former Bank Of Montreal Director Settles with CFTC
- CFTC Ban On Fraudster Must Be 'Proportionate': Judge
- Insurer Hits Roadblock In Sanford Coverage Case
- Supreme Court Narrows Scope Of Speedy Trial Act
- BNY Mellon Buys BHF Asset Servicing Arm For $343M
- Lehman, Creditors Slam Minibond Appeal Effort
- High Court Dashes Commodity Pool Jurisdiction Appeal
- 2nd Fraud Scheme Gets Texan 25-Year Sentence
- Ex-Thornburg Execs, Orrick Partner Face Fraud Suit
- Bondholder Group Sues Banks Over Tribune Buyout
- Colonial Sues FDIC Over Tax, Property Proceeds
- First Allied Settles SEC's Supervision Claims For $2M
- Del. High Court Seeks Input On AIG Claims Against PwC
- Examiner Backed In Bid To Unseal Lehman Report
- Reed Smith Scores Finance Partner From Sonnenschein
- The Regulation Of Private Fund Advisers
- AIG To Pay $6.1M Over Anti-Black Lending Bias Claims
- UBS Agrees To Buy Back $200M In ARS In Texas Deal
- Schulte Hits Back At FDIC Over Colonial Fees Issue
- Attorneys Fear Return Of Outside Compliance Monitors
- Kazakh Bank Gets OK For US Bankruptcy Protection
- AmEx Loses Bid To Toss Drugstores' Antitrust Suits
- European Court Nixes UBS Suit Over Madoff Plot
- 2nd Circ. Cuts Off Merrill Lynch Wire Transfer Case
- Bloomberg Fights Subpoena In Barclays Suit V. Web Site
- Oppenheimer Can't Make Deutsche Parent Arbitrate ARS
- Shareholder Class Action Against State Street Tossed
- 3rd Circ. Tosses E-Filing Fee Suit Against Tax Cos.
- Former Atheros Exec Pleads Guilty In Galleon Case
- MetLife Sues Ex-Workers, Rival Over Poaching
- DOJ Probing Hedge Funds' Bets Against Euro: Report
- Former Top AIG Corporate Counsel Joins DLA Piper
- Private Equity Firm Offers $2B In Novell Takeover Bid
- SEC, IRS Form Municipal Bond Oversight Committee
- Fund Sues Banks Over Support Of Lancelot Fraud
- JPMorgan Settles Suit Over Secure Network Patent
- FDIC Lambastes Schulte's Bid For Colonial Payday
- Accenture, Guidewire Patent Fight Stayed For Bilski
- Superseding Stoneridge
- Dow Pens Sale Of Plastics Unit To Bain For $1.6B
- $6M Oneida Ch. 11 Claim Spat Heads To 2nd Circ.
- Class Actions Over FINRA Merger Tossed
- Fremont, Others Nix Claims In Reserve Securities MDL
- Doeren Mayhew Accountants Blast $250M Ponzi Suit
- Plaintiffs Appeal Dismissal Of ARS Antitrust Class Suits
- Morgan Stanley Hits Back In $245M CDS Contract Spat
- Gagosian Gallery Makes Play For $3M Stanford Bullion
- Attorneys General Make Last-Ditch Plea for CFPA
- Lehman Gets Partial Win In Spat With Mortgage Lender
- High Court Rejects Argentine Attachment Appeal
- Fraudster's Wife Agrees To Release $20M In Assets
- MSCI To Purchase RiskMetrics For $1.6B
- Madoff Trustee's Cash In/Cash Out Method Gets OK
- Goldman Rejects Shareholders' Compensation Demands
- Another ERISA Action Dismissal