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Banking - December, 2010
252 articles
- Financial Services Cases To Watch In 2011
- Financial Services Regulation To Watch In 2011
- Considering New Expert Disclosure Requirements
- UBS Must Pay CNA Exec $2.2M For Lehman Losses
- Marshall & Ilsley Shareholders Sue Over $4B BMO Deal
- Calif. Tech Consultant Pleads Guilty In Trading Probe
- MBIA Gets OK To Use Stats In Countrywide Fraud Suit
- WaMu Bondholders Take JPMorgan Suit TO DC Circ.
- Judge Approves Lipstick Building Ch. 11 Prepack Plan
- Insurers Keep JPMorgan Bond Fraud Suits Alive
- Former UBS Banker Cops To Tax Fraud
- Leonard Green's $1.6B Jo-Ann Buyout Triggers Probes
- Ohio Teachers Sue Wachovia Over $24M Sigma Loss
- 3 Traders Face Penalties Over Odyssey, Liberty Plots
- Marsh Can't Shake $17.5M Fraud Suit
- SEC's Heightened Adviser Registration Requirements
- Hedge Fund Manager Targeted Over Stock Deal
- Ex-UBS Banker Gets Time Served For Insider Trading
- Lenders Push Life Settlement Co. LTAP Into Ch. 11
- JP Morgan Settles Fla. Securities Claims For $25M
- American Apparel Denies Withholding Financial Info
- Forex Trader Gets 15 Years For $37M Ponzi Scheme
- NJ Investment Firm Accused Of $40M Ponzi Scheme
- GlobeTel Strikes Deal With SEC In $119M Fraud Case
- Judge Won't Split Discovery In SemGroup Action
- Ex-UBS Banker Pleads Guilty To Insider Trading Scheme
- Pegasus Hedge Funds, Execs Settle SEC Fraud Claims
- Ex-Seyfarth Atty Slams DOJ Allegations Of Tax Fraud
- Obama Inks $250B Short-Term Funding Bill
- Using E&O Insurance In Foreclosure Litigation
- Ghost Of Arthur Andersen Haunts Ernst & Young
- Lehman Swap Counterparties Win $91M Ruling In UK
- Cynergy Data Ch. 11 Plan OK'd Over Ex-CEO's Protests
- Oppenheimer Can't Shield Internal Docs: Mass. Judge
- Former Madoff Aide Jailed After $5M Bail Revoked
- Simpson Thacher Reps TD Bank In $6.3B Chrysler Deal
- Bankruptcy Judge OKs Ambac's Use Of Funds
- SEC Unveils New Registration Rules For Muni Advisers
- Judge Freezes Ga. Fund Manager's Assets In Fraud Suit
- 11 States Join DOJ Suit Over Merchant Fees
- Senate Sends Short-Term Spending Bill To House
- US Places New Sanctions On Iranian Banks
- Stays Without Borders In Chapter 15?
- Deutsche Bank To Pay $553M For Tax Shelter Plot
- ICP Bid To Toss CDO Fraud Case Falls Short
- Receiver Seeks $12.5M From Ex-Stanford Brass
- Judge Delays Shareholder Vote In $1B Oracle-ATG Deal
- Prosecutors Want 2nd Mental Exam On Stanford
- Lancer's Garvey Makes 2nd Bid To Toss Fraud Case
- NY Investment Bank Fights For $3.4M Philly News Fee
- Morgan Stanley Hit With Investment Advice Suit
- Cuomo Sues Ernst & Young Over Lehman Audits
- Winston & Strawn, Starr Sued By Ex-William Morris CEO
- Ambac Shouldn't Maintain Investments, Trustee Says
- Convicted Tax Schemers Call For Fresh Trial
- Limited Partners In Bankrupt Madoff Funds Ask To Sue
- BNY Mellon Sues Santander Over Debt Interest Rate
- Regions' $3M Title Claim Against First American Stands
- Case Study: US V. Woolf Turk
- States Accuse BofA Of Deceptive Mortgage Practices
- Merkin's Madoff Feeder Fund Faces Another Suit
- Judge Nixes WaMu Shareholder's Bid To Unseal Docs
- Ex-Jefferies Fund Chief Gets 6 Years For Trading Scam
- Suits Pile Up Over JPMorgan, HSBC Silver Claims
- 2nd Circ. Bars Priceline From $336M Class Deal
- Ciena Settles Fraud Suit Over SBA Loans For $26M
- JDJ Reno Skirts Bankruptcy With AmFin Deal
- Dymas Gets On Board For Cynergy Ch. 11 Plan
- Barclays Knew Lehman Assets Were Off Limits: SEC
- 7th Circ. Won't Revisit Conrad Black Convictions
- BMO To Double US Size With $4B Marshall & Ilsley Buy
- BofA Settles ERISA Action For $21M
- Picower Widow To Give Back $7.2B In Madoff Profits
- Overstock Accuses Goldman, Merrill Of Short Sale Plot
- Secure Axcess Sues BofA, Other Banks Over Web Patent
- Senate Scraps $1.1T Spending Bill
- 5th Circ. OKs Freeze On Stanford Brokers' Assets
- Advanta Disclosure Statement Gets Court OK
- Plaintiffs Blast $137M BofA Deal In Muni Bond MDL
- US Answers Mandell Dismissal Bid With New Charges
- Ex-Winston Atty Targeted For Role In Ponzi Scheme
- SEC Accuses Wachovia Brokers Of $8M Fraud Scheme
- Cleary Reps AmEx In €496M Deal To Buy Rewards Co.
- TransUnion Beats Class Bid In Faulty Credit Score Suit
- Garrison Parks 4 Debt-Laden Properties In Ch. 11
- Judge Nixes WaMu Workers' FLSA Action V. JPMorgan
- GOP Report Blames Financial Crisis On Mortgage Losses
- $10M In Clawbacks OK'd In Westgate Fraud Suit
- Ex-Frontier CEO Says US Misused Depositions
- 5 Strategies For Avoiding Wiki Situations
- BofA Fights $590M Ruling Over Lehman Seizures
- Feds Charge 4 Consultants In Insider Trading Probe
- CFTC Unveils Revised Swap Exchange Facility Rules
- France To Buy Areva's STMicro Stake For €695M
- Lexington Buys $730M In Lloyds Private Equity Assets
- Goldman Bests Investor's $15M Suit Over Madoff Losses
- Lehman Bondholders Push Rival Reorganization Plan
- Ohio AG To Head Enforcement At New Consumer Bureau
- 2 Firms Strike Deals In NY Pension Corruption Probe
- 4 More Madoff Associates Deny Fraud Charges
- Ex-Lehman HR Head Seeks $1.4M For Lost Pay Raise
- Ex-Cynergy CEO Seeks $60M In Defense Costs
- Hebrew Boys Get Decades For Unholy $80M Scheme
- Lancer Exec Says High Court Ruling Bars $200M Case
- SEC Advances Rules On OTC Derivatives Market
- In-House Lawyers Attack SEC Whistleblower Program
- Teva's $70M ARS Suit V. Deutsche Tossed For Good
- Canada Targets Visa, MasterCard Over Merchant Rules
- Senate Unveils $1.1T Omnibus Spending Bill
- Lehman, BNY Mellon Unit Settlement Ends UK Case
- Wells Fargo Settles Pick-A-Payment Suit For $50M
- Australia Gives Blessing To $8.2B ASX-SGX Merger
- Union Fund Targets LPS Directors Over Robo-Signing
- What Congress Has Done Re: (Re)Insurance So Far
- Ex-UBS Banker Charged With Tax Evasion Conspiracy
- Hines Nurseries Wins Final $11M Of DIP Facility
- Skadden Reps HCP In $6.1B Nursing Home Deal
- Ex-Gryphon Workers Strike Deal In SEC Fraud Case
- XL, BofA, Others Want Payback From $50M Fraudster
- Audit Board Proposes $15M In Broker-Dealer Fees
- Morgan Stanley Says Ex-Manager Stole Employees
- New York Life Sued Over Alleged Madoff Losses
- Plaintiffs Seek Class Cert. In Credit Suisse Suit
- Swiss Financial Co. SIX Fined $7M In Antitrust Probe
- Madoff Recovery Efforts Net Law Firms $44M
- Goldman Appeals Loss In $21M Bayou Arbitration Case
- Death Knell Of Placement Agent Outcome-Based Pay
- Credit Suisse Escapes Claims In National Century MDL
- Ex-GE Capital Exec Gets 10 Years In Fraud Case
- US Atty Sues Over Alleged NY House-Flipping Fraud
- Settlement OK'd In Wachovia Call Center OT Case
- Madoff Son's Suicide Won't Stop Suits, Trustee Says
- Creditor Squabble Pushes Back GSC Sale Bid
- PE Firm Founder Sues Madoff Feeder Fund
- Feds Unhappy With Madoff Employee's Bail Proposal
- Judge Nixes Shareholder Suit Over Morgan Stanley Pay
- 'Unfocused, Numb' Stanford Seeks Competency Hearing
- Setoffs In Bankruptcy
- ABN Amro Hit With Fine For Bad Financial Advice
- Ex-Canopy CEO Admits To Wire Fraud In $93M Scheme
- Lenders Seek To Force South Edge Into Ch. 11
- DoubleLine Cooperates With Probe In TCW Row
- Lehman, Nortel Forced To Cover $3.6B In Pension Debt
- Goldman's Tourre Says SEC Case Has 'Fatal Defects'
- Bankrupt QOC Wins Approval Of Wells Fargo Deal
- Jury Convicts Goldman Code Theft Defendant
- Ameriprise Fee Class Action Finally Flatlines
- Judge Nixes Final Claim In State Street ERISA Suit
- Merrill Lynch Squandered Funeral Investments: Suit
- Morrison Cohen Reps North Castle In Atkins Sale
- Madoff 'Criminal Soul Mate' Hit With $60B Fraud Suit
- WikiLeaks Host Threatens To Sue Visa, MasterCard
- Colo. Co. Says SEC To Blame For $19M In Madoff Losses
- Goldman IP Defendant's Atty Calls US Case Baseless
- Priceline Challenges $336M Currency Fee Deal
- Ex-BofA Workers Took Client Info To Dynasty, Suit Says
- 3 Ex-UBS Execs Indicted In Muni Bond Fraud Suit
- Broker-Dealers Have No Duty To Noncustomers
- Feds Fight Ex-Frontier CEO's Bid To Nix Fraud Charges
- Lehman's ADR Procedures Bid Inspires Objections
- MasterCard Adds Travelex Unit In $458M Deal
- Visa Europe Settles Antitrust Suit With EU, Drops Fees
- CFTC Delays Vote On Swap Exchange Facility Rule
- Ponzi Schemer Nadel Fights For Right To Appeal
- AmEx Hit With Patent Suit Over Contactless Cards
- Madoff Trustee Wants $1B From Citigroup, Other Banks
- Parmalat Founder Gets 18 Years For Fraud
- Aldus Equity, Top Lobbyist Settle Pay-To-Play Probe
- SEC, CFTC Lay Out Concerns About Tech, Resource Gap
- Discover Seeks To Toss Fla. Hidden Fees Class Suit
- AHM Bankruptcy Judge Tips US Atty To Possible Fraud
- Mayer Brown Private Equity Team Jumps To DLA Piper
- LandAmerica Can Keep 'Privileged' Docs From CDC
- EU Pushes Prison For Major Financial Violations
- High Court Grills Credit Card Plaintiffs' Counsel
- Madoff Trustee Seeks $635M From UK Unit, UBS
- Marsh Wants Bail Terms Eased In $20M Fraud Case
- US Says Goldman IP Defendant Infringed 'Wheel'
- Petters Victim Asks High Court To Rule On Restitution
- MBIA Targets Morgan Stanley In Latest MBS Suit
- Ball To Snap Up Aerocan For €221M
- Ex-First Security VP Gets 5 Years In $5M Fraud Case
- WaMu Makes Final Push In Support Of Ch. 11 Plan
- CRE Capital, Owner To Pay $26M In Forex Ponzi Suit
- Madoff Trustee Strikes $550M Settlement With Shapiro
- Judge Again Denies Bid To Dismiss Ivy ERISA Suit
- Another Firm Says It's Not Target Of US Trading Probe
- Investors Tell High Court Janus Is Liable For Funds
- Stanford Still Wants Out Of Prison As Trial Nears
- Carlyle To Snap Up Majority Stake In Claren Road
- 2nd Circ. Won't Lift Lehman Stay For SunCal
- Fed. Circ. Reverses Western Union's $16M Patent Win
- Bryan Cave, AmEx Tax Shelter Case Pared Down Again
- US Won't Seek Prison For KB Homes Backdater
- BofA To Pay $137M In Muni Bond Bid-Rigging Probe
- CFTC Loses Bid For Quick Win In Capital Blu Fraud Suit
- Refco MDL Special Master Says Many Claims Should Go
- 2nd Circ. Questions ARS Harm In Butler Appeal
- Anderson Kill Hooks Dickstein Shapiro IP Vet
- SEC Pushes To Beef Up Broker-Dealer Custody Rules
- The End Of Class Actions? Not Likely
- Debevoise Grabs Former NY Insurance Superintendent
- Colo. Fund Manager Gets 40 Years For Ponzi Scheme
- Ex-Madoff Employee Needs Co-Signers To Make Bail
- DOJ Touts Nationwide Investment Fraud Sweep
- UBS Insider Trader Wants Time-Served Sentence
- UBP To Pay $470M-Plus To Avoid Madoff Litigation
- Investors Renew Class Action Against Lehman Directors
- BofA Allowed To Ditch Counsel In Lehman Case
- Demystifying Alternative Fee Arrangements
- Janus Ruling Hinges On Who 'Makes A Statement'
- FINRA Hits Citi With $2.4M Ruling Over Mat Five Fund
- Shareholders Say WaMu Can't Hide Behind Privilege
- AIG's Nan Shan Unit Gets 3 New Bids
- Sky CEO Wants Charges Tossed, Cites F-Cubed Ruling
- SEC Advances Proposals For Swaps Oversight
- 15-Year Sentence Reinstated For National Century Exec
- SEC Drops Case Against 2nd Smart Online Exec
- Ex-UBS Banker Charged In Muni Bond Probe
- A Look At Illinois Foreclosure Reform
- 9th Circ. Revives 2 Dozen Suits Over IPOs
- SEC Defers Five Dodd-Frank Offices Over Budget Issues
- Courtroom Sealed At Ex-Goldman Programmer's Trial
- Bentley Receiver Asks High Court To Hear Ponzi Suit
- RSL Investors Lose Bid To Go After Lehman Insurer
- WaMu Adviser Defends Pivotal Deal In Ch. 11 Plan
- TCW Targets DoubleLine Trust In New Trade Secret Suit
- Managers Of Bogus Hedge Fund Cop Guilty Plea
- JPMorgan Cries Fraud, Sues Lehman Over $25B Loan
- What's Due Process Got To Do With It?
- Judge Lets $600M Citigroup Unit Sale Move Ahead
- $6.4B Suit Implicates JPMorgan In Madoff Fraud
- Fifth Third To Settle Overdraft Suit For $9.5M
- Conversion Evidence Battle Ends In DOJ's Favor
- 8 Years In Prison Enough For Smart Online Exec: SEC
- Investors Sue Principal Over Fund Redemption Dates
- Funds Defend Securities Suit In WaMu Bankruptcy
- SEC, CFTC Hit MexGroup With 1-2 Punch
- Ex-NYC Council President Cops To Tax Charge
- Judge Won't Toss $20M Bayou Award Against Goldman
- Federal Wins Dismissal Of $5M Omega Coverage Suit
- Callaway Accountants Take OT Suit To High Court
- Fraudster Asks High Court To Overturn Conviction
- Day Pitney Atty Wins Exit From UBS Trading Case
- CFTC OKs Proposed Rule Regulating Swaps Market
- Lehman Seeks To Expunge $469M In Claims
- Hedge Funder Snared In $35M Black Diamond Fraud
- E&Y Asks High Court To Rule On Insurance Law's Reach
- 2nd Circ. OKs 5 Years, $30M For Mortgage Fraudster
- Merrill Shakes Some Claims Over $237M ARS Bonds
- Money Manager Starr's Sentencing For Fraud Delayed
- The SEC's Lessons For Medical Consultants