Banking Archive » March, 2011

Banking - March, 2011

401 articles

• E-Trade Beats Investors' Securities Fraud Claims
• Lehman Wants More Info From Creditors Seeking $20B
• BofA Sued Over Countrywide Mortgage Problems
• NY Court Revives Medicor Claims Against UBS Units
• Madoff Trustee Fights JPMorgan Bid To Move $6B Suit
• Rajaratnam Atty Accuses Witness Of 'Playing Coy'
• Buffett Looks To Control Spin After Exec's Departure
• New Stream Wants To Bar Investor Group From Ch. 11
• Republicans Push CFTC To Slow Creation Of Swap Rules
• Lehman Gets Real Estate Investors' Fraud Suit Tossed
• MasterCard Names Sidley Partner As New Deputy GC
• Freddie Mac Dodges Securities Class Action
• Wachovia, Atty Group End $120M Contract Row
• Judge Tosses $3B Madoff Feeder Fund Action
• Brokers Lose Bid To Block Fed's Pay Rule Change
• Considering Another Tax Holiday For Foreign Earnings
• NY Approves Merger Of Insurance, Bank Regulators
• Judge Snips Dow Corning MDL Claims Over Merrill ARS
• Madoff Employees Can't Shake Fraud Charges
• West End Fights Bid To Appoint Ch. 11 Trustee
• Sidley Hit With $12M Malpractice Suit Over Citi Ties
• AHLH Disclosure Statement Sent Back For Revisions
• Ex-Bank Employee Pleads Guilty In Muni Bond Probe
• JPMorgan Whistleblower Fights Bid To Toss Suit
• House Panel Picks At Dodd-Frank Implementation
• Madoff Victims Win $1.1M From Cohmad VP
• Eaton Vance Beats Investor's Broker Pay Suit
• 5th Exec To Plead Guilty Over $2B Taylor Bean Fraud
• Merrill Brokers' Race Bias Suit Over Bonuses Tossed
• SEC OKs Risk Retention, Compensation Rules
• Web Tightens Around Gupta In Galleon Trial
• Judge Refuses To Kick Trustee Off Madoff Case
• Texas Bank Loses Bid To Split Up Investors' Fraud Suit
• Deutsche Bank Dropped From La. Pacific's ARS Suit
• Big Brother Is Watching, And He Pays Really Well
• BofA Beats Merrill Shareholders' Derivative Suits
• Orchard Brands Scores $90M Exit Loan Agreement
• Lender Says Bogus KPMG Audit Enabled $525M Default
• Shareholders Sue BofA Over Foreclosure Practices
• Most Of Subprime Suit Against ING Tossed Again
• J&G Attys Hammer Key Tax Plot Witness Over Plea Deal
• Opus Slaps Ex-Trader With Trade Secrets Suit
• Mortgage Insurer Fights Countrywide Arbitration Bid
• AmEx Can't Dodge Currency Fee Price-Fixing Suit
• 7th Circ. Revives Investor Suit Over Cadant Loans
• Deutsche Bank, Fitch, S&P Can't Escape ARS Suit
• Visa, MasterCard Hit With Canadian Antitrust Action
• FDIC Backs 5% Risk Retention For Most Mortgages
• Ex-CFTC Deputy General Counsel Joins Baker Botts
• Apax Wins Toss Of Bank Rate Listing Antitrust Suit
• Ex-Galleon Employee Says Rajaratnam OK'd Tips
• Saudi Conglomerate Hits US Man With $9B Fraud Suit
• Oppenheimer To Settle Stockbrokers' OT Suit For $2M
• An Ounce Of Prevention For Problems With No Cure
• The Uncertain State Of Class Action Waivers
• Argentine Bank Not Liable For $2.2B Judgments: Judge
• NY Judge Won't Reconsider MF Global Coverage Ruling
• Judge Won't Step Down From Ex-AIG Execs' Fraud Case
• CreXus Rejects Starwood Bid, Eyes $575M Offering
• Rajaratnam, US Spar Over Trader's Testimony
• SEC Wins Freeze Of $14M In Acorn Capital Fight
• Judge Tosses Ex-Galleon Marketing Exec's Wage Suit
• Lehman Loses UK Suit Over $4M In Swap Payments
• Judge Consolidates Goldman Suits, Taps Lead Counsel
• Syncora Gets Quick Win In Suit Over $666M In MBS
• MetLife To Sell Taiwan Life Insurance Unit For $180M
• Simpson Reps Walter Investments In $1B Loan Co. Buy
• UBS Can't Shake Highland Claims Over Lyondell DIP
• 'Money Man' Radio Host Settles SEC Fraud Suit
• Convicted Goldman Techie Denied Bail Amid Appeal
• MBIA Suit Over $1B CDO Deal Survives
• Citigroup Loses Trademark Fight In Fed. Circ.
• Judge Misread MBIA Policies, Insurers Tell 2nd Circ.
• US Bank Blasts Creditors Over TerreStar FCC Licenses
• UBS Escapes ERISA Stock Drop Action
• 2nd Circ. Prods Credit Suisse Over ARS Award Protest
• High Court Won't Hear $12M Electronic Banking Fight
• NetBank Execs Seek Ruling On Investors' Hedge Claims
• NY Judge Steps Away From Hevesi Case
• Deutsche Bank Worker Blames J&G Attys For Tax Plot
• OT, Wage Action Against Franklin First Moves Forward
• State Street Tries To Pare Subprime MDL Suit
• Investor Tells 2nd Circ. Amaranth Lacked Controls
• Madoff Trustee Blasts 'Unprofessional' Removal Bid
• Agency Merger May Put New Cop On Wall Street Beat
• C&R Financial Ponzi Schemer Hit With $5M Penalty
• WTO To Hear US Claims Over China Steel Duties
• Dallas Banker Fights To Overturn 25-Year Sentence
• Deutsche, BNP Contract Claims Against BofA Cut Short
• Hedge Fund Operators Get 7 Years For Fraud
• Apax Funds To Pay $762M For Yellow Media Unit
• SEC Sues Fund Chief To Halt $14M Ponzi Deal
• Wells Fargo Settles With Sims In $7M Muni Bond Suit
• West End Financial Threatened With Ch. 11 Trustee
• State Street Settles $2.7M MBS Case
• Ex-Goldman Programmer Appeals 8-Year Sentence
• La. Investors Sue SEC Over Stanford Failures
• Call Shows Rajaratnam Knew Of Clearwire Deal: Feds
• Stanford Drops Suit Against US Officials
• BofA, Citi Settle Heller Ehrman Claims For $20M
• Ballard Spahr Adds Parsons Behle Securities Vet
• FDIC Sets Its Sights On Failed Banks' Law Firms
• Schneiderman May Remain Wall Street's Sheriff
• Assessing SEC Power In Administrative Proceedings
• 1st Circ. Puts An End To Longest NYSE Arbitration
• Jaffe Tries To Enforce $550M Deal In Madoff Case
• NY AG Opposes Hevesi's Bid To Recuse Judge
• Texas Bank Seeks Quick Win In Investors' Fraud Suit
• NYC Money Manager Gets Up To 9 Years For $7M Fraud
• NYC Foreclosure Proposal To Hit Citi, BofA Ballots
• Investor Group Seeks Removal Of Madoff Trustee
• OptionsXpress Shareholders Challenge $1B Schwab Bid
• HIG Picks Up Teleflex's Marine Biz For $122M
• MAK 1, Officers Told To Pay $60M For Ponzi Scheme
• Judge OKs Lehman's $957M Deal With German Affiliate
• KeySpan, Morgan Stanley Antitrust Action Tossed
• Blankfein Says Goldman Director Gave Rajaratnam Tips
• Scottrade, Travelers End Suit Over $14M Hacking Loss
• Deutsche Bank Sued Over $23M In Unpaid Swaps
• Greenberg Traurig Beats Illegal Tax Shelter Claims
• Judge May Nix Primary Global Consultant's Bail Bid
• Ex-Intel Exec Admits Sharing Tips With Rajaratnam
• Ex-AIG Chief Hits Chinese Ad Co. With Fraud Suit
• Brokers Fail To Split Suits Over Fed Pay Rule Change
• Ala. Man Gets 25 Years For Securities Fraud
• Judge OKs $34M Countrywide Reinsurance Settlement
• NYSE, Deutsche Boerse Deal May Face Long EU Review
• German Court Orders Deutsche Bank To Pay Over Swaps
• Ex-Global Express Chief Gets 12 Years In Fraud Case
• Judge Sinks Shareholder Action Against Franklin Bank
• Gensler Calls For 'Consistency' In EU Swap Reform
• H&R Block Can't Shake Jackson Hewitt Ad Suit
• KPMG Auditors' Overtime Action To Remain In NY
• FDCPA Liability: Do Lawyers Need Protection Too?
• Expanding Forex Enforcement
• US Tries To Limit Fees In $760M Farm Loan Bias Deal
• WaMu Disclosures Key To Ch. 11 Vote
• Mets Owners Cry Foul Over Madoff Trustee's $1B Suit
• Ex-Intel Exec Gave Clearwire Tips To Rajaratnam: US
• Freshfields Reps Liberty In €3.2B EQT Unit Buy
• High Court Denies $200M Hedge Fund Insurance Suit
• Ex-JPMorgan Exec Contests DOJ Intervention Bid
• Holland & Knight Adds Ex-Pol To DC, Fla. Offices
• Ambac, US Name Mediator In $700M Tax Dispute
• Ex-UBS Banker Gets 2 Years For Insider Tips
• High Court Rejects Banks' Appeal Of Fed FOIA Ruling
• $55M Fraudster Georgiou Denied New Trial
• Supreme Court Rebuffs Cleveland Subprime Case
• Simpson Reps Schwab In $1B OptionsXpress Buy
• 5 Marketing Lessons From Howrey's Graveside
• To Infinity And Beyond: Rule 8210
• Okla. Ponzi Schemer Hit With $16M CFTC Penalty
• Judge Rejects $21M Securities America Settlement
• Lehman Trustee Files $1.3B Suit Against Citi
• Medco Sued Over CalPERS Bribery
• Madoff Trustee Now Wants Over $1B From Mets Owners
• Texas Group Sues Advisers Over Competing Plant Bid
• Judge Backs $2.8M Penalty In Insider Trading Suit
• US Asks Court To Quash Subpoenas In Walsh Hearing
• Ex-NY Comptroller Seeks Further Delay of Sentencing
• Oxford, SEC Sign Consent Deal In Forex Fraud Fight
• Madoff Trustee Sues 'Faithless' Austrian Consultant
• Ex-Goldman Programmer Gets 8 Years For Code Heist
• Adelphia, Banks' $42M Grid Interest Deal OK'd
• Banks Appeal Dismissal Of MBIA Restructuring Suit
• Convicted Tax Schemers Ordered To Prison
• Korean Insurer Hits Goldman With $47M Securities Suit
• Morgan Stanley Hit With ERISA Class Action
• Ex-Goldman Exec Sues SEC Over Galleon Action
• ProShares Says Investors Knew ETF Risks
• Check Your Insider Trading Policies
• The Danger Of Fiduciary Status For Valuation Firms
• Insurer Accuses US Bancorp Of $47M MBS 'Heist'
• Ex-Isilon CFO Loses Bid To Toss SEC Case
• BofA, Citi, Barclays Subpoenaed In LIBOR Probe
• NY Court Revives Veritas Claims V. Ex-Stakeholder
• J&G Partner Says He Faked $2B In Losses For Clients
• 7th Circ. Vacates Subprime Broker's 12-Year Sentence
• Prosecutors Want More Prison Time For Ex-UBS Trader
• Rajaratnam Had Inside Details On Aegis Deal: Tapes
• Quicken Triumphs In Loan Officers' Overtime Action
• BofA, Fifth Third Aided $70M Insurance Fraud: Concord
• AIG Beats Derivative Suit In 2nd Circ.
• Audit Watchdog Eyes Failures Ahead Of Economic Crisis
• 1st Circ. Nixes FirstBank Appeal In Merger Fraud Suit
• The ABCDEFs Of Building Client Loyalty
• FDIC Sues Ex-WaMu Brass, Wives For Wrecked Bank
• NY AG Names New Securities Watchdog
• Reinsurer's Losses Disprove Kickback Suit: Wells Fargo
• Ex-Chase Worker Seeks Class Cert. In Wage Suit
• In Re Bear Stearns — 1 Concealment, 3 Results
• Ex-Goldman Programmer Loses Bid For New Trial
• BofA, Countrywide Dodge 2nd Suit Over Risky MBS
• Madoff Investor's Heirs Fight Bid To Vacate Settlement
• Ill. Stock Fraudster Pays $4.8M To Settle SEC Case
• Primary Global Defendant Makes Another Bail Bid
• Murdoch's Bid To Buy Daughter's Co. Is Nepotism: Suit
• TARP Created 'Too Big To Fail' Moral Hazard: Watchdog
• National Lampoon CEO Accused Of $230M Fraud
• Ex-Worker Sues Wells Fargo Over NY Check Deductions
• Settling Doesn't Always Net Discount, Study Says
• GOP Denies 'Cynical' Effort To Gut Dodd-Frank Act
• Lehman Asks For Tentative Ch. 11 Plan Hearing Date
• 4th Exec Cops To $2B Taylor Bean Fraud
• Warren Defends Consumer Financial Protection Bureau
• House Panel Demands Docs On SEC Atty's Madoff Ties
• UBS, Red Zone End Six Flags Row For $11.6M
• 11th Circ. Nixes St. Paul Win In Bank's Bond Suit
• Defense Sharpens Attack On Key Galleon Witness
• Facebook, RIM, BofA Hit With Messaging Patent Suit
• Investment Firm Operated $45M Ponzi Scheme: CFTC
• Funds Hit Porsche With $1B Suit Over VW Takeover Bid
• MoFo Snags Kramer Partner For NY Investment Practice
• Banks, Merchants, Consumers Spar In Durbin Suit
• New Stream Investors Lose Discovery Bid
• Morgan Stanley Reaches $127M ARS Deal In Colo.
• Rajaratnam Got Inside Info On Goldman Talks: Tapes
• Regulators Fight Injunction In Securities America Suit
• UBS' $686M Suit V. Hedge Fund Still Has Legs: Atty
• Juno Advisers Stole $1.8M From Clients, SEC Says
• FDIC Sets Up Clawback Rules For Failed Bank Execs
• CFTC Mulls End To Registration Exemptions
• CFTC Accuses Queen Shoals Execs Of $22M Forex Fraud
• BNY Mellon Still On Hook For $1B Lyondell Suit: Funds
• Sens. Propose $10B Bank To Fund Infrastructure
• House GOP Introduces Dodd-Frank Revisions
• GSC Trustee Wants Kaye Scholer Fees Slashed
• A Short Guide To FATCA
• DOJ, SEC, Others Probe UBS Over Rate Manipulation
• GTEC Investor Sues Ares To Block $315M Takeover
• New Stream Files Rival Ch. 11 Against Investors
• Kansas Atty Cops To $2.5M Investment Scheme
• Calif. UBS Client Sentenced In Tax Evasion Case
• US Seeks Prison Term For Ex-Goldman Code Thief
• 5th Circ. Nixes Latest Stanford Bond Appeal
• DOJ Probes Foreclosures On Military Families
• Former NY Regulators Slam Approval Of MBIA Split
• Dallas Financier Gets 25 Years In $50M Fraud Case
• 2010: OFAC's Big Year
• Ex-Taylor Bean Prez Pleads Guilty In $2B Fraud Case
• Madoff Trustee Struggles To Serve Kohn Defendants
• Chase Arbitration Bid Fails In Appraiser OT Action
• FDIC Appeals $1.3M Ruling In WaMu Severance Suit
• Minn. Court Enjoins $47M Forex Fraudster
• Ex-Fannie Mae CEO May Face Subprime Probe
• PayPal Settles Payment IP Suit For $7.5M
• Tax Evader Pleads Guilty In Sweep Of UBS Clients
• Howrey Attys Scatter To Arnold & Porter, Covington
• Innkeepers Wins Judge's OK For $1B Auction Proposal
• Judge OKs E&Y Subpoena In Taylor Bean Fraud Suit
• Alleged Ponzi Schemer Says SEC Is Fishing For Docs
• Sunwest Receiver Settles $3.8M Loan Dispute
• Know The Rules On Both Sides Of The Pond
• German Bank Says UBS CDO Was Designed To Fail
• UBS Touted Fraudulent Medicore Investments: Atty
• UK Man Pleads Guilty In $43M Shell Stock Scam
• Rajaratnam Dangled Job For Inside Tips: Witness
• Ponzi Schemer Nadel Withdraws Appeal In 2nd Circ.
• GC Should Have Recused Self In Madoff Case: SEC Chief
• Credit Suisse Settles Investor Class Action For $70M
• Examiner OKs $2.6M Weiland Fee In Fremont Ch. 11
• Jackson Hewitt In Talks On Potential Prepack Ch. 11
• Spotlight On FINRA Rule 4530
• Not So Sweet 16
• Ex-SAC Fund Manager Denies Insider Trading Charges
• Collecting ZIP Codes Could Haunt You
• Schapiro Pushes $1.4B SEC Budget Request
• Q Investments Unit Loses SJ Bid In Icahn Contract Row
• Brokers Challenge Fed's Commission Pay Rule Change
• Ex-Prudential Broker Settles SEC Market Timing Suit
• Morgan Stanley ARS Disclosures Take Stage In 2nd Circ.
• NY Judge Stays Ex-BDO CEO's Arbitration
• Orrick, Calif. Bank Win Toss Of Bond Class Action
• Fairfield Sentry Battles HSBC, Others Over Venue
• TPG Associate Blasts Key SEC Witness In Trading Suit
• US Puts Rajaratnam At Center Of 'Corrupt Network'
• American Capital Can't Nix Insurers' Heparin Suit
• UK, Iceland Arrest 9 In Kaupthing Collapse Probe
• Pryor Cashman Can't Shake $42M Malpractice Suit
• Madoff Trustee Sues French Bank For $430M
• Ex-NY Comptroller's Corruption Sentencing Delayed
• Barclays Shakes Off €400M CDO Fraud Suit In UK
• BNY Mellon Finagled Forex Rates, Suit Says
• Distributors Sued Over Visa, MasterCard Gift Cards
• Mass. Targets Fund Over Use Of Expert Network Info
• Cadwalader Tries To Sink $70M Nomura Malpractice Suit
• Barclays, Buyers Rigged Bids In Del Monte Deal: Suit
• Schwab Can Face Calif. Claims In MBS Suit: Judge
• Case Study: Credit Agricole V. American Home
• How To Avoid The FCPA Hook For 3rd-Party Misconduct
• UBS Client Pleads Guilty To Tax Evasion
• Fraudster Got 20 Years For Mortgage Scam, Feds Say
• Hevesi Wants Judge Recused Over Conflict Of Interest
• Adviser Seeks $6.7M For Estrella Loan Deal
• 2nd Circ. Refuses To Nix Wachovia Appeal Of CDS Suit
• Blankfein Among Possible Galleon Trial Witnesses
• Countrywide Can't Blame MBS Loss On Crash: MBIA
• CFPB Enforcer Vows To Curtail 'Abusive' Lending
• GreatBanc Faces Another Setback In Tribune ERISA Suit
• JPMorgan Brings On New Home Lending GC
• AmEx Can't Bar Merchants' Class Action: 2nd Circ.
• Ex-Goldman Worker Pleads For Mercy In IP Theft Case
• Ex-Winston Atty To Admit Role In Starr's Ponzi Scam
• Ex-Ala. Mayor Asks 11th Circ. To Flip Bribery Verdict
• Investors Seek $320M In New Stream Ch. 11
• Alleged Real Estate Fraudster Tries To Save Defenses
• NY Jury Finds Ex-Oil Exec Guilty In Stock Conspiracy
• Concert Financer Gets 2 Years For $50M Ponzi Plot
• Investor Suit Over Dynex Bonds Granted Class Cert.
• Loss Causation And 'Holder' Claims In Fraud Suits
• Ex-UBS Banker Seeks Leniency In Insider Trading Suit
• Hedge Fund Boss Loses Bid To Review $3.8M Penalty
• SEC Targets Fundraiser Over $194M Forex Fraud
• Hogan Rehires House Counsel For DC Corporate Group
• FINRA Fines Southwest Over MSRB Violations
• BNY, Wells Fargo OK'd To Intervene In $21M Ponzi Deal
• MBIA Seeks KO In Contract Suit Over $1B CDO Deal
• Madoff Feeder Fairfield Goes On Recovery Rampage
• Morgan Keegan Liable In Madoff Feeder Case: FINRA
• Tousa Creditors Lose $316M Loan Appeal
• Class Certified In Tribune Takeover ERISA Suit
• SEC Locates Galleon Defendant In India
• No Ethics Breach In SEC Staffer's Job Change: Report
• High Court Won't Hear Fraudster's $20M Diamond Case
• SEC Sues Fla. Co. Over $23M In Uninsured Mortgages
• UBS Wins Bid To Block Alleged Tax Evader's Arbitration
• SEC Launches Probe Of Ex-Top Atty's Madoff Ties
• Lichtenstein Wins $16M In Bank Dispute With Turkey
• SBM Money Manager Resolves $21M SEC Fraud Claims
• Blackstone Sues Taro For $6M In Unpaid Merger Fees
• Former Hartford-Linked Broker Arrested For $4M Fraud
• 2nd Circ. OKs Toss Of Genesco Investor's UBS Suit
• Ex-Wachovia Bank Manager Cops To Stealing $14M
• C-Bass Disclosure Statement Wins Court Approval
• Tapes Prove Ex-Goldman Director Is Galleon Tipster: US
• Citi Exits Payment IP Suit With $7.5M Deal
• BofA Senior Lawyer Heads To Simpson Thacher
• Eubelius, Linklaters Rep KBC In $737M Centea Sale
• 10 Ways Dodd-Frank Will Impact Community Banks
• Chase Faces OT Action From Calif. Bank Workers
• Investor Sues Broadwind Energy Over Inflated Stock
• Mass. Targets Two Offshore Cos. Over Forex Schemes
• Arbitration Upheld In Southridge $8M Redemption Spat
• Highland To Face $686M UBS Suit Over Rigged Deal
• CFTC Fines Fraudster $47M For Investment Scam
• Schwab Ducks Northstar Claims Over Risky Securities
• WaMu Wins Tax Refunds Off Thrift Deals In 9th Circ.
• Del. High Court Upholds Barnes & Noble's Poison Pill
• Senator, Congressman Probe SEC Counsel's Madoff Ties
• We Did Our Jobs, Ex-Jenkens Attys Argue In Tax Case
• Jury Pool Tainted By SEC Action, Rajaratnam Claims
• CBOE Triumphs In Hybrid Trading Patent Spat
• Conn. Bill Would Set Up Complex M&A Docket
• Irked Customers Battle Madoff Trustee In 2nd Circ.
• Ex-E&Y Employee Can Bring OT Action, Judge Says
• Ameriprise Settles Securities Suits For $27M: Atty
• Ex-Taylor Bean Exec Drops Deutsche Bank Subpoena
• HSBC Pays $5.5M To Exit Payment Processing IP Suit
• UBS Adviser Stole $3M For Cars, Hookers, Feds Claim
• Rule 2010: FINRA's Long Arm
• THL To Pay $145M To Settle Refco Claims
• HSBC Hit With Class Action Over Overdraft Fees
• UBS Tries To Quash Convicted Tax Evader's $9M Claim
• RBS Sued Over Predecessor's Alleged $912M Fake Loan
• Judge Scraps Bail For Insider Trading Suspect Jiau
• AIG Takes In $9.6B With MetLife Stake Sale
• NM Real Estate Co. Faces SEC Fines For Alleged Fraud
• Ponzi Schemer Seeks To Cut $24M Restitution Proposal
• Lehman Strikes $2M Deal With American Eagle, Tribe
• Madoff Trustee Hits Jewish Group With Clawback Suit
• Tenn. Commodities Fraudster To Pay $36.6M Penalty
• Celebrity Adviser Starr Gets 8 Years For Fraud
• Brazilian Investor Sues Citi For $34M
• La. Atty's Prison Term Stayed In Tax Fraud Case
• 9 Indicted In Bribe Scheme That Busted Credit Union
• Suit Against $3B EMS Sale Targets BofA Merrill Lynch
• Bank Fights FDIC Decision To Nix Tax Refund Loans
• Stanford Takes Speedy Trial Allegation To 5th Circ.
• SEC Allows More Input On Clearing Agency Rule
• The Fiduciary Duty Of Insurance Brokers In NY
• Judge Tosses ARS Class Action Against Citigroup
• Former Colonial Bank Exec Pleads Guilty To $2B Fraud
• Merrill Unit Faces $16M Suit Over Madoff Ties
• HSBC Halts Foreclosures Amid US Repo Probe
• Merrill Lynch Sold $167M In Toxic MBS, Allstate Says
• Madoff Trustee Sues To Recover $2.1B From Tremont
• Ex-UBS Banker Charged In Tax Evasion Conspiracy
• $137M BofA Muni Bond Settlement Put On Hold
• Adelphia Settles Banks' Grid Interest Claims For $42M
• Fund Manager Settles SEC 'Side Pocket' Suit For $14M
• Goldman, Carlyle Trim Buyout Antitrust Action
• UBS Key To Suit Over $13M Debt Deal, Funds Say
• SEC Accuses Calif. Attorney Of Role In $11M Fraud
• Barclays Buys Egg UK Credit Accounts From Citigroup
• FINRA Sanctions On Rise As Fines Drop, Study Says
• 2nd Circ. Must Reject Investors' Madoff Suit: UBP
• Maynard Cooper Founding Partner Jumps To Regions
• SEC Targets Ex-Goldman Director In Galleon Case
• House GOP Applauds Obama On Housing Plan
• Investors In Ameriprise Unit Seek To Block $21M Deal
• Know Your D&O Policy