Capital Markets Archive » June, 2014

Capital Markets - June, 2014

141 articles

• Packed IPO Pipeline Suggests Busy Summer, Experts Say
• Deals Rumor Mill: KKR, AbbVie, Fiat Chrysler
• Carlyle, TPG Plan Healthscope Exit With $2.4B IPO
• SEC Suspends KPMG Auditors After TierOne Bank's Failure
• American Apparel Fights Charney's 'Self-Interested' Power Bid
• BlackRock May Face SEC Suit Over Energy Trader Conflict
• FINRA Arbitration Plan Stirs Concerns On Enforcement Agenda
• SEC Tells Mutual Funds To Dumb Down Prospectus Filings
• Carlyle Closes CLO Funds Totaling $1.17B
• CFTC Extends Comment Period For Position Limits Rule
• Bracewell Welcomes Ex-Vinson & Elkins Tax Pro In Houston
• SEC Loses First COO For Enforcement, Chief Counsel
• Kirkland & Ellis Guides 3 Hong Kong IPOs
• 4 Things Every Law Firm Should Do Upon A Cyberbreach
• Barclays Dark Pool Suit Paves Way For Coming Crackdown
• Financing Green: The Rise Of The Green Bond
• Top SEC Official Wants Quick Steps On HFT, Dark Pool Regs
• LSE Puts Up $2.7B For Asset Manager Russell Investments
• Bharara's Criminal Investigations Head To Step Down
• Halliburton To Stoke Spats Over 'Price Impact' Standard
• SEC Clears Overseas Swaps Rules Amid Loophole Concerns
• Deals Rumor Mill: Del Taco, China Post Group, Aetna
• Low Rates Drive Risky PIK Financing To Pre-Crisis Levels
• UK Accuses Ex-Schroders Trader Of Insider Dealing
• NY AG Sues Barclays Over Dark Pool Fraud
• SEC To Test Increasing Tick Size For Small-Cap Stocks
• Monsanto Unveils $10B Buyback After Dropped Inversion Deal
• Insider Cases Force Hedge Funds To Button Up
• Goodwin Procter Adds Capital Markets Expert To NY Office
• Arnstein & Lehr Nabs M&A, Securities Pro In Chicago
• CFTC Reauthorization Bill OK'd Over White House Opposition
• FINRA Pulls Proposed Rule On Broker Recruitment Disclosure
• Halliburton Deflates Hopes For 'Basic' Reform
• ValueVision Replaces CEO, Shuffles Board Amid Proxy Fight
• $2.4B IPO Lets CVC, Permira Cash Out On AA
• Squire Patton Boggs Nabs 2 Asia-Focused Corporate Partners
• KKR's Latest Bet On First Data Leaves PE Firm Exposed
• Deals Rumor Mill: Shire, Monsanto, Lululemon
• SEC Says 'Big Short' Money Manager, Firm Should Pay $16.5M
• Renewed Confidence Drives Hot Market For PE-Backed IPOs
• Deals Rumor Mill: Verizon, Lafarge, Google
• 4 Ways To Prevent A Regulatory Filing Blunder
• SEC Head Unveils Plan To Better Bond Market Transparency
• Vision Financial Markets Barred From NFA Over Misconduct
• UK Agency Unveils New 'Enhanced Supervision' For All Firms
• KKR's Debt-Laden First Data Corp. Raises $3.5B
• FINRA Aims To Cut Industry Presence On Arbitration Panels
• Littler Nabs Ex-Haynes And Boone Employment Pro In Dallas
• Deals Rumor Mill: Lloyds, Meritech, EFG Hermes
• Female Powerbrokers Q&A: Williams Mullen's McCarroll
• SEC Signals Change In Equity Market Structure Regulation
• UK-Based LLP Partners Now Enjoy More Protections
• Wall Street Execs Urge SEC Tests On High-Frequency Trading
• Private Equity Favors Senior Debt As Deal Multiples Rise
• Ex-Gen Re Atty Cleared To Practice Before SEC Again
• American Tire Files For $100M IPO In Latest TPG Exit
• Female Powerbrokers Q&A: Davis Wright's Kelli Sager
• Female Powerbrokers Q&A: Bush Seyferth's Cheryl Bush
• Broker Conflicts Probed At High Frequency Trading Hearing
• CFTC Chair Taps Ex-Covington Atty, Hill Aides For Key Roles
• A New Era Of Japanese Corporate Governance
• Female Powerbrokers Q&A: Proskauer's Monica Shilling
• Female Powerbrokers Q&A: Levine Sullivan's Gayle Sproul
• Global Recovery Serves Up Fatter M&A Deals, Report Says
• Trading Venue IEX Hires Ex-SEC Director In Exchange Push
• Alibaba Reveals Strategy Behind Billion-Dollar Deals
• Deals Rumor Mill: Grocery Outlet, Telefonica, Alibaba
• SEC Brings 1st-Ever Whistleblower Retaliation Case
• FINRA Fines Merrill Lynch $8M, Orders $24M In Restitution
• Female Powerbrokers Q&A: Nexsen Pruet's Marguerite Willis
• Female Powerbrokers Q&A: Steptoe & Johnson's Flanery
• Spain's Merlin Rides REIT Wave With $2B IPO Target
• Deals Rumor Mill: Siemens, Alibaba, American Securities
• Female Powerbrokers Q&A: Sterne Kessler's Eldora Ellison
• A Close Look At Overriding Royalty Interest Transactions
• SEC Commissioner Calls For Updated Broker Capital Rules
• UK To Jack Up Market Abuse Sanctions Amid Libor Scandal
• British Retailer B&M Raises £1B In IPO
• Deals Rumor Mill: Siemens, Imperial Tobacco, Amaya
• SEC Settles With Atty Over Real Estate Offering Fraud
• First Swap Dealer Exams Expected To Probe Compliance Chiefs
• Adopt Value Or Be Left In The Ash Heap Of History
• Thompson Hine Nabs Ex-Goodwin Corporate Finance Pro
• Female Powerbrokers Q&A: Bryan Cave's Chris Cesare
• Female Powerbrokers Q&A: Gordon & Rees' Leslie Benitez
• SAC's Steinberg Hit With SEC Administrative Proceeding
• SEC Gets Earful On Target-Date Fund Risk Disclosures
• The Hidden Costs Of Spreadsheets In Risk Management
• Deals Rumor Mill: Siemens, Etihad, IBM
• GoPro Looks To Raise Up To $427M In IPO
• Alibaba Unveils US Marketplace, Chinese Mobile Co. Deal
• Female Powerbrokers Q&A: Gardere's Kim Yelkin
• Female Powerbrokers Q&A: Proskauer's Margaret Dale
• Regulators Turn Their Eyes Toward Dark Pools
• Michael Best Brings In Ex-Miller Canfield Transactional Pro
• UK Finalizes Post-Lehman, MF Global Client Asset Rule Fixes
• Euronext's Value May Hit $2.4B In IPO
• CFTC Taps Zuckerman Spaeder Partner As Enforcement Chief
• Deals Rumor Mill: SIG, B&M, Bouygues
• PE-Backed GoDaddy Aims To Raise $100M In IPO
• Female Powerbrokers Q&A: Thacker Martinsek's Martinsek
• Female Powerbrokers Q&A: Rutan & Tucker's Kathy Jenson
• New CFTC Heads Face Lean Times, Steep Fights Ahead
• CalPERS, NY Comptroller Bid To Split Netflix Head Roles Fails
• The Purpose Of Proposed Rule 37(e)
• Ex-SEC Chair Cox Wants To 'Bury' Global Accounting Standard
• European PE Finally Recovers As Economy Brightens
• Female Powerbrokers Q&A: Michael Best's Kerryann Minton
• SEC's Enforcement Division Won't Wait For Market Reforms
• British Video Game Retailer Raises $203M In IPO
• Regulation Crowdfunding — Still Stuck
• SEC Accuses Wedbush, Officials Of Market Access Violations
• NY 'Dark Pool' Operator To Pay $2M To Settle SEC Charges
• Female Powerbrokers Q&A: Husch Blackwell's Hanaway
• Foreign Swap Dealers Get CFTC Rule Compliance Extension
• SEC Setting Unrealistic Agenda For Trading Reform
• French Retailer Casino Mulls IPO For New E-Commerce Unit
• SEC Head Plans Major Reforms For High-Frequency Traders
• Keys To Successful Legal Outsourcing
• Alibaba Drops $192M On Soccer Club In Shopping Spree
• Female Powerbrokers Q&A: Brown Rudnick's Louise Verrill
• Nixed Rakoff Ruling Won't Foil SEC Plan To Make Cos. Fess Up
• Prologis Raising $541M In IPO Of Mexican REIT
• PE Funds Keeping Options Open With Dual-Track Exits
• Andrews Kurth Reps Trinity In Premium Pet Food Co. Sale
• Blackstone Hopes Third Time's A Charm For Travelport IPO
• Deals Rumor Mill: CVC, Lenovo, Hutchison
• Volkswagen Raises $2.7B In Share Sale To Fund Scania Buy
• FINRA Hits Barclays, Goldman, Merrill With $1M Fines
• Female Powerbrokers Q&A: Hanson Bridgett's Linda Klamm
• Conflict Mineral Filings To Draw Harsher Spotlight
• Buchanan Ingersoll Adds Finance Pro To Philly, NY Offices
• Massad Confirmed As CFTC Chief By Senate
• SEC To Tackle Proxy Adviser Conflicts In New Guidance
• How To Control Your Law Firm's Real Estate Costs
• Deals Rumor Mill: DIA France, Kontera, Triton
• 5 Insights From Nationwide Chief Legal Officer Pat Hatler
• FINRA Begins Shining Light On 'Dark Pool' Data
• Oil Companies May Face Risk Of Stranded Assets
• PE-Backed Aussie Toiletry Maker Aims For $638M IPO
• Chicago Charter School Settles SEC Doc Suit Over $38M Bond