Capital Markets Archive » July, 2014

Capital Markets - July, 2014

141 articles

• Blackstone-Backed Drug Tech Co. Raises $823M In IPO
• Swedish Drug Co. Meda Pays $3.1B For Rottapharm
• Target Taps Ex-Pepsi Exec As CEO Amid Post-Breach Woes
• Dealmakers Q&A: Mayer Brown's Jen Carlson
• Dealmakers Q&A: Seward & Kissel's Craig Sklar
• Tyson Aims To Raise $2.3B To Back $8.55B Hillshire Buy
• Forex Investors Say Record Justifies Big-Bank Cartel Suits
• Law360's SEC Survival Guide: The Subpoena
• SEC Names New Associate Director Of International Affairs
• Study Finds Calif. Firms Dominated US IPO Market In 2013
• Hess Plans To Spin Off Assets In Oil-Rich Bakken Region
• Dealmakers Q&A: Moses & Singer's James Alterbaum
• A Case For Synthetic Investment In US Real Estate
• Death Rattle For Unfinished Business Claims?
• FINRA Levels Churning Charges Against Brokerage, Reps
• Barclays Dark Pool Scrutiny Prompts Investor Class Action
• Big Banks Shed Loans Under Regulatory, Business Pressure
• CFTC To Hammer Out Deal With RBC Over Wash Trading
• Electra Snubs Sherborne's Bid To Join Board, Review Firm
• Activists Notch Win In Darden Fight, Vow To Keep Up Battle
• Dealmakers Q&A: Troutman Sanders' Larry Cerutti
• Cross-Border IPOs Double In First Half Of 2014, Study Says
• Law360's SEC Survival Guide: Approaching The Agency
• Darden Restaurants Ensures 3 Board Seats For Starboard
• Ingredients Right For Healthy Food Chains' IPOs, Experts Say
• The Rich Look To Get Richer With Upped PE Allocation
• Securities Attys Press SEC On Muni Disclosure Effort
• Herbalife, Allergan Lead To Questions Over Ackman Strategy
• Facebook Says SEC Won't Bring Enforcement Action Over IPO
• RE Rumor Mill: Salesforce, Blackstone, JFK Airport
• Dealmakers Q&A: Greenberg Traurig's Darrell Windham
• MSRB Advances Muni Adviser Supervision Proposal To SEC
• SEC To Consider Application For Alternative-Trading SRO
• PE-Backed Findus Eyes $269M PIK Dividend Recap
• Deals Rumor Mill: BSkyB, SodaStream, Islandsbanki
• Deal Value Soars To $982B In 1st Half Of 2014, Study Says
• Barclays Fires Back At NY AG's Dark Pool Claims
• SEC Denies Whistleblower Award In $18M Harbinger Case
• SEC Wins Few Friends With Money Market Fund Rules
• Canada Telecom Co. Taking Atlantic Unit Private In $4B Deal
• WilmerHale Nabs Bingham Tax Pro For Boston Office
• 4 Years After Dodd-Frank, Insurance Regulation Still In Flux
• Quinn Emanuel, Berger & Montague To Helm Gold Fix Cases
• Traders Double Down On Allegations Against CME Group
• SEC Approves Money Market Fund Reforms
• 5 Things To Watch For As SEC Decides Money Market Rules
• CFTC Proposes Tweaks To ICE Futures' Market Surveillance
• Insider Trading Claims Settled Against Investor Relations Exec
• Ex-CFTC Commish Joins High-Frequency Trading Firm's Board
• When You Are Responsible For Your Book Of Business
• SEC Needs Stronger Whistleblower Rules, Ex-Official Says
• SEC's Dodd-Frank Duties Fade As Other Reforms Take Focus
• New MSRB Dept. Revamps Monitoring Of Market Structure
• Norton Rose Fulbright Nabs 3 Ex-Cadwalader Regulatory Pros
• Baker Botts Hires Ex-Locke Lord Corporate Atty In Houston
• Dodd-Frank Still A Boost To Law Firm Billables 4 Years In
• SEC Won't Allow Ex-Dell CFO To Return To Accounting
• Blackstone-Backed Catalent Aims For $935M IPO
• Deals Rumor Mill: General Atlantic, Line Corp., Alibaba
• 5 Insights From Pfizer Chief Litigation Counsel Michael Parini
• Powerful Tools For Discovery And Litigation Strategy
• New Russia Sanctions Signal Beginning Of US Clampdown
• Deals Rumor Mill: Siemens, Shire, Murphy Oil
• SEC Blasts 'Big Short' Money Manager's 'Grab Bag' Defense
• SEC Chair White Trumpets Agency's Dodd-Frank Record
• 'Sopranos' Star's Ex-Hubby, Others Charged In Microcap Fraud
• Orbitz Further Freed of PE's Reign With Latest Stock Sale
• OPINION: Let's Financially Reward Law Firm Diversity
• SEC's Piwowar Stokes Long-Simmering FSOC Turf Battle
• SEC On Track To Lock Down Money-Market Fund Reforms
• FINRA Eyes Longer Deadline For Nontrade REIT Valuations
• Latham & Watkins Lures Ex-Vinson & Elkins Corporate Atty
• Former NM Governor Settles SEC Microcap Fraud Claims
• Broad & Cassel Adds International Pro To Corporate Group
• Dealmakers Q&A: Rutan & Tucker's Gregg Amber
• Treasury Chief Wants More Cybersecurity At Financial Firms
• SEC Enforcement Passes Midterms, But Big Tests Lie Ahead
• Bankrupt Forex Hedge Fund Nails $18.5M Deal With CEO
• Four Years After Dodd-Frank, Ex-Senator Wary Of Law Tweaks
• OPINION: Advance Conflict Waivers Send Wrong Message
• Sen. Levin Tells SEC To Ban Stock Market Conflicts Of Interest
• Real-Time Reporting Lowers Muni Bond Spreads, Report Says
• Foley Nabs Ex-Pillsbury M&A, Securities Pro In LA
• Finders Can Put The Brakes On Capital Raising
• Dealmakers Q&A: Chadbourne & Parke's Talbert Navia
• High-Frequency Firm Blasts SEC's Trading Increments Test
• Amended Sabine-Forest Oil Merger Deal Raises Eyebrows
• SIFMA Pushes Market Reform, Cutting Fees On Broker-Dealers
• Sullivan & Worcester Adds Ex-Winston Partner To NY Office
• Jones Day PE Atty Jumps To Morris Manning's Tech Group
• Dealmakers Q&A: Gibbons' Frank Cannone
• British Banks To Pony Up $2B Over Interest Hedging Sales
• Ex-SEC Director Says Market Reform Doesn't Depend On Gov't
• Debevoise Reps Envision In 2nd Offering, Netting CD&R $1B
• Fund Lobbying Group Taps SEC Official As General Counsel
• Deals Rumor Mill: Alibaba, Telefonica, Cemex
• SEC Official Doubts Chicago Fed's High-Frequency Trade Ideas
• Deals Rumor Mill: Airbus, WH Group, KKR
• UK Watchdog Targets Asset Managers' Use Of Client Funds
• Phillips 66 Ups Capital Budget To $3.9B To Fund Deals
• CBRE Brokers $229M Berkshire, TruAmerica, Allstate Deal
• Legal Forms And IP Rights: Yours, Mine, Ours Or Theirs?
• UK Watchdog Fires Up Financial Markets Competition Study
• FINRA 'Flash Boys' Probe Presages Order Routing Reform
• Republic Seals $255M Refinancing Deal For DC Office Tower
• Debt-Heavy Private Equity Deal Valuations Hit Record High
• Deals Rumor Mill: Quiron, Televisa, Green Street Advisors
• Dealmakers Q&A: Gibson Dunn's Jeffrey Chapman
• Dealmakers Q&A: Mayer Brown's Jon Van Gorp
• SEC Charges Calif. School District In Muni Bond Initiative
• 'The Big Short' Money Manager Fights SEC Claims
• Second Half PE Forecast: Get In While It's Hot
• Troutman Sanders Nabs RE, M&A Partner In Shanghai
• Pepper Hamilton Nabs Ex-Reed Smith M&A, Securities Pro
• Deals Rumor Mill: Barclays, North Star Realty, SSP
• SEC Lacks Tech Savvy To Police Markets, Experts Tell Senate
• Barnes & Thornburg Grows Minn. Office With Bond Atty Hire
• 5 Insights From Home Depot GC Teresa Roseborough
• Alternative Mutual Funds In SEC Spotlight As Sweep Looms
• Exchanges, Asset Managers Ask For Limited Market Regs
• Lexington Partners Raises $1B For Middle-Market Fund
• FINRA Wants OTC Investors To Have The 411 On Form 211
• Sen. Levin Urges SEC To Fix Swap Reporting, Records Plan
• Deals Rumor Mill: American Apparel, BHP Billiton, Alibaba
• Dealmakers Q&A: Jones Day's Scott Cohen
• Lawyers And Email: Ethical And Security Considerations
• Deals Rumor Mill: American Apparel, AbbVie, Lululemon
• BNP Gets SEC Adviser Waiver Over Commissioner's Dissent
• Dealmakers Q&A: Cleary Gottlieb's Pamela Marcogliese
• Regent Capital Closes $7.2B Global Buyout Fund
• Ex-Jefferies Trader Denied New Trial After Fraud Conviction
• Deals Rumor Mill: Samsung, Shutterfly, BMW
• Venture Capital Deals Growing In Size, Report Says
• VIDEO: What Investment Managers Should Know About AIFMD
• CFTC Gives Swap Dealers Reprieve From Reporting Rule
• PE Keeps Booming As Exits Hit $138B, Dry Powder At $1.2T
• Deals Rumor Mill: ConvaTec, United Biscuits, ING
• FINRA Shines Light On Private Corporate Debt Trades
• SEC Calls For More Investment Adviser Examiners
• Strategic Hotels Secures $120M Loan For Four Seasons DC
• Expansive ESMA Effort, Brief Window For Review