Capital Markets Archive » July, 2015

Capital Markets - July, 2015

277 articles

• TerraForm Global Slashes Target, Raises $675M With IPO
• Forex Suit Adds Japanese, Canadian, French, UK Banks
• Don't Miss It: Hot IPOs & Firms We're Following This Week
• Gunderson Nabs Ex-DLA Partners To Boost Calif. Offices
• 10 IPOs Targeting $1.4B Ready To Rock 1st Week Of August
• Rebutting Fraud On The Market
• China Eases Rules To Let Foreign Investors Trade Futures
• London Calling: On The Cusp Of A UK Biotech Revolution
• Real Estate Rumor Mill: China, HSBC, NorthStar
• Chinese Securities Regulators To Probe Automated Trading
• 7 Keys To Improving Your Direct Examination
• Indoor Cycling Fitness Chain SoulCycle Files $100M IPO
• Rise Of Crossover Rounds: More Biotechs Eye Late-Stage Cash
• Nigerian Capital Markets Need Clearer Rules, Report Says
• Regulators Back Down On Asset Manager SIFI Designations
• Bio-Rad Says Former GC Was Fired For 'Abusive' Conduct
• BDC Master Feeder Funds On The Horizon
• Skadden-Led Blank Check Co. Beats Target With $180M IPO
• BATS Eyes New Rule To Fight Market Manipulators
• UK Bans Trader Convicted Of Libor Rigging
• Baidu To Buy Back $1B Of Shares After Price Plunge
• Dark Pool Operator Expects $20M SEC Fine
• Hotel Sector Hitting M&A Stride Amid Growth, Cheap Money
• Novartis Spins Off 3 Drugs To New UK Biopharma Company
• SEC Market Abuse Chief Leaves To Rejoin Private Sector
• Deals Rumor Mill: Siemens, Bombardier, ConAgra, Huntsman
• SEC Allows Alleged Ponzi Schemer To Sell Buffalo Home
• White House Backs Bankruptcy Option For Puerto Rico
• US Must Curb Spending Or End Up Like Greece, Expert Says
• House GOP Signals Customs Bill Will Slip Past Recess
• House Panel Votes To Cancel Fannie, Freddie CEO Pay Raise
• Feds Want AIG, Prudential, GE Capital To Improve Living Wills
• Avic Units Targeted In China's Crackdown On Sell-Offs
• US Exchanges Say Dodd-Frank Delays Drive Away Business
• FDIC Backstop Needed For Failing Banks, Experts Say
• ArcLight Raises $5.58B For Latest Energy Infrastructure Fund
• Ex-Teva Exec. Blames Firing On FCPA Probe Cooperation
• Watchdog Fines RBC, KCG For Mass Trade Reporting Errors
• Kennedy Wilson Europe Snags $329M UK Office Portfolio
• Treasury Inquiry Signals New Rules For Marketplace Lenders
• PE-Backed Construction Distributor GMS Eyes $200M IPO
• RBS Plans $2.2B Citizens Follow-On To Pare Stake Below 25%
• Mead Johnson Pays SEC $12M To Settle FCPA Claims
• Hikma To Pay $2.7B For Boehringer US Unit
• Cancer Biotech NantKwest's $207M IPO Trumps Expectations
• China To Investigate Monday's Stock Sell-Off Amid Rout
• HK Securities Watchdog Takes 1st Disclosure Case To Tribunal
• High Court's Halliburton Ruling Finally Shows Its Teeth
• Deals Rumor Mill: RBS, Hamilton Lane, Symphony, Atkins
• UK Wants Feedback On Setting Up Interchange Fee Rules
• GAO Calls For More Study Of Mortgage Rules' Impact
• Chesapeake Takes $380M Bond Buyback Ruling To 2nd Circ.
• Understanding The SEC's Compensation Clawback Proposal
• Cohen Milstein Can't See Forex Deals In Row For Lead Counsel
• China Regulators Pledge To Keep Buying Stocks Amid Slump
• Deutsche Bank, Others Can't Skirt Yen Libor-Fixing Suit
• PE-Backed Oil Refinery Co. PES Readies $250M IPO
• Deutsche Boerse Drops $805M For Forex Trader 360T
• Halliburton Investors Win Class Cert. Post-High Court Appeal
• Mid-2015 Restructuring Review: Europe And Emerging Markets
• Law360's Trial Aces Make Winning Look Easy
• Look Back: IPO Filings Week Of July 20
• Cohen Milstein Says Hausfeld Must Show Forex Futures Deals
• Canadian Toymaker Readies $169M Public Debut
• O'Melveny Reps Underwriters In REIT's $104M Offering
• Deals Rumor Mill: Square, Comcast, PAE, Barclays
• DLA Piper Grabs 4 Corporate Finance Partners In Toronto
• 11 Cos. Set Sights On $2.4B In End-Of-July IPO Rush
• Plato Enters Talks With LSEG Unit To Develop Dark Pool
• PE-Backed Amplify Snacks Readies Potential $250M IPO
• 2nd Circ. Axes Facebook Investor Suits Over IPO
• Johnson Controls' Auto Unit To Spin Off As Public Co.
• SEC Wins $250M Judgment Against No-Show Puda Coal Execs
• DC Circ. Revives Texas Bank's CFPB Challenge
• E&Y Drops Fight Over Docs From A Failed HK Listing
• REBUTTAL: The Problem With 3rd-Party Litigation Financing
• Where's The Exit? New Opportunities In China For PE Firms
• 5 Years After Dodd-Frank, Cross-Border Harmony Still Far Off
• Deals Rumor Mill: Anthem, Cigna, Darden, Airbus
• United Airlines Unveils $3B Buyback After Record Profit
• How First Data Stacks Up To Past Mega-LBO Floats
• PE Firm Veritas Buys Defense Contractor Alion
• Senate Panel OKs $20.6B Spend Bill With Dodd-Frank Changes
• Swaps Trading Regs Coming, CFTC Head Says
• 2nd Circ. Cites Creditor Risks In Involuntary Bankruptcy
• Scott & Scott Erects London Camp For Europe Forex Battle
• Belgium To Shift Taxes From Labor To VATs, Finance
• Fiat Chrysler Files IPO Plans To Spin Off Ferrari
• SIFI Process Lacks Clarity, Sens. Tell FSOC Official
• Chinese Developer Evergrande Eyes Spring Water Unit Spinoff
• Mylan Investors Slam Tax Inversion As Anti-Teva Ploy
• Blue Buffalo Leaves IPO Target In Dust With $677M Debut
• Senate GOP Inserts Dodd-Frank Revisions To Funding Bill
• Miami Developers Look To Cash In On Chinese Market Crash
• NY Wants Info On Forex Banks' New Messaging Platform
• White & Case Nabs Paul Hastings Finance Pro In DC
• VC-Backed Solar Panel Co. Readies $269M IPO
• Hedging Western European Debt With CDS? Not So Fast
• FCPA Challenges Make For Spotty Trial Record For DOJ
• Fed Gives No Clues On SIFI Off-Ramp In GE Capital Rule
• BNY Mellon Chides Chesapeake For Trying To Avoid Bond
• Deals Rumor Mill: Thoratec, Qualcomm, Nokia Here
• Dodd-Frank Foes Mark 5th Anniversary With Call To Undo Law
• SEC Settlement Talks With Alleged Stock Schemer Collapse
• Container Ship Co. Poseidon Eyes $231M IPO
• Cadwalader Splits With Capital Markets Pro After Arrest
• SEC Grants Waiver Relief To Muni Bond Underwriter
• CME Says Spoofing Suit Should Be Handled Within Exchange
• Cantor Fitzgerald Says Refco Can't Recycle Axed Claims
• Shake Shack Backers Ready Follow-On Offering
• SEC Seeks $5.7M Over Pre-IPO Facebook, Twitter Fraud
• First Data Eyes IPO Eight Years After KKR's $29B Buyout
• An Active 1st Half For Securities Class Action Litigation
• China Boosts Supervision Of Online Lending
• High Compliance Costs Could Sink DOL Fiduciary Rule
• The 6 Biggest Dodd-Frank Surprises
• Dodd And Frank Say Act Turned US Economy Around
• Tyco To Pay $126M In Shareholder Suit Over Com-Net Buy
• 5 Years On And Dodd-Frank Act Still Faces Push-Back
• Argentina Says Immunity Bars Sanctions In Bond Fight
• Fed Approves New Capital Surcharges On Largest US Banks
• CFPB's Boldness Opens It Up To Attacks
• Groups Say EU Regs Cost UK Asset Managers $3.1B Annually
• Alzheimer's Biotech Targets $125M IPO
• PE-Backed Production Co. NEP Outlines $208M IPO Plans
• Steptoe Snaps Up Ex-Squire Financial Services Team In DC
• Yahoo Fine-Tunes Plans To Spin Off Alibaba Shares
• Keeping Marblegate In Perspective
• Class Moves For Cert In Barclays 'Dark Pool' Suit
• Cooley Nabs 4 Corporate Partners From Reed Smith
• Greenberg Traurig Lures M&A Specialist From Weil Gotshal
• SunEdison Yieldco TerraForm Global Readies $1.13B IPO
• Real Estate Rumor Mill: KCG, Pierre, Downtown Dog Lounge
• UK Financial Regulator Chief Martin Wheatley To Step Down
• Bondholder Suit Over $502M Global A&T Debt Swap Tossed
• Louis Berger International Settles FCPA Charges For $17.1M
• Look Back: IPO Filings Week Of July 13
• Fed Offers Up Changes To Big Bank Stress Tests
• 6 IPOs Eye $1.04B In Coming Week
• Deals Rumor Mill: CF Industries, Fiat Chrysler, CeramTec
• Dodd-Frank Act At 5: SEC Slammed For Slow Rule-Making
• Video Story App Flipagram Raises $70M In Financing Round
• Senators Make Final Push For TPP Currency Rules
• Class Seeks To Fold New Claims Into Forex Suits
• Cooley Helps Cybersecurity Co. Rapid7 Raise $103M In IPO
• China's Market 'Safest' In World, HK Exchange Chief Says
• Fed's Vice Chair Pushes To Keep Emergency Lending Powers
• Pulling Up Stakes: O'Melveny, Kirkland, Shearman
• HK Regulator Floats New Capital Rules For Derivatives
• German Parliament OKs Opening Talks On Greek Bailout
• Strict Regulatory Environment Fuels Bank M&A, IPO Activity
• Hanergy To Fight HK Regulator's Trading Suspension
• London Metals Group Asks Out Of Price-Fixing Class Action
• ECB Raises Emergency Lending To Greek Banks
• Barclays To Pay FINRA Fine Over Reporting Violations
• FINRA, MSRB Look To Give Academics Unique Trader Data
• Dodd-Frank Act At 5: The Rules That Are Still Lagging
• Deals Rumor Mill: Temasek, Alpha Natural, Banco Do Brasil
• Perkins Coie Adds Capital Markets Partner in Bay Area
• Key Dems Ask Regulators To Assess Swaps Rule Change
• CCMP-Backed Ollie's Bargain Outlet Raises $143M With IPO
• BoCom To Seek $2.45B In Offshore Preference Share Sale
• House Committee Urges Yellen To Give Smaller Banks A Break
• Inside The Recent Surge In Cancer Biotech IPOs
• Forex Merchant Says Fraudster's Receiver Must Arbitrate
• Latham Guides PE-Backed Semiconductor Co. On $350M IPO
• Chamber Calls For Broad Changes To SEC In-House Courts
• Deals Rumor Mill: Apax, Paulson & Co., Hapag-Lloyd
• Dems. Seek To Stop Financial Regulator 'Revolving Door'
• OPINION: Litigation Finance Can Help Break The Glass Ceiling
• Robbins Geller, Abraham Fruchter To Lead Rubicon Stock Suit
• Barclays Attacks Expert Report In Libor Fraud Class Hearing
• Bryan Cave Nabs Real Estate Capital Markets Pro In Atlanta
• Dividend Planning Considerations In Foreign Co. IPOs
• Existing Dodd-Frank Rules Aren't Tough Enough, Sens. Say
• China Eases Foreign Access To Bond Market
• Deals Rumor Mill: Micron, Pittsburgh Penguins, Star Petroleum
• UBS Again Asks To Be Dismissed From Gold Fix MDL
• Banks Could Face New Forex Rigging Case In UK, Atty Says
• House Passes Legislation To Trim SEC Red Tape
• 2nd Circuit Affirms TPG Victory in Hellas Notes Case
• Cooley Boosts NY Capital Markets Team With Ex-Skadden Atty
• China Probes Trading Tech Co. Amid Margin Finance Clampdown
• Match.com Drops $575M To Pick Up PlentyOfFish Dating Site
• Forum Over Substance? Respondent Rights And The SEC
• Carter Ledyard Scores Tribal Financing Pro From Dentons
• High-Speed Traders Avoid New Limits After Latest Crash
• 3 Takeaways From Greece's Preliminary Bailout Deal
• House Passes 4 Bills To Overhaul SBA Loan Programs
• Avalanche Hit With 2nd Stock Drop Suit Over Eye Drug Study
• Fed To Tackle SIFI Surcharge, Regulation Of GE Capital
• Deals Rumor Mill: CICC, Prosegur, Samsung C&T
• SIFMA Calls For Financial Regulatory Cooperation In TTIP
• Report Finds High-Frequency Trading Played Role In Volatility
• Dentons Boosts Capital Markets Group In Paris With M&A Pro
• Collateral 'Damage' From Proposed Rule 15b9-1 Amendment
• Greek Officials Agree To Deal With Creditors, Will Keep Euro
• Chesapeake Owes $380M For Botched Bond Buyback
• IPO Filings Week Of July 6
• NC Man To Pay $1M For Commodity Pool Fraud
• Dentons Adds Corporate Partner From Jones Day
• 8 IPOs Set Sights On $600M In Coming Week
• Crowdfunding GC Sees Increased Focus On Residential, Debt
• Avalanche Hit With Stock Drop Suit Over Eye Drug Study
• Eletrobras Creates Body To Oversee Hogan Lovells Probe
• Aetna Secures $16.2B Bridge Loan For Humana Acquisition
• Shell Buys Morgan Stanley's European Gas Trading Biz
• Looking At EU To Predict Dodd-Frank Incentive Pay Rules
• Plaintiffs Try To Get Facebook's Expert Nixed In IPO Suit
• Top Texas Supreme Court Cases Of 2015: Midyear Report
• ETRE REIT Eyes $173M IPO Of Boston Office Tower
• SEC Queries Accused Avon Manipulator's Medical Condition
• Deals Rumor Mill: Sikorsky, EBay, Russell Investments
• Weil Adds Ex-Freshfields Corporate Ace To Shanghai Office
• 5 Factors That Could Derail Global M&A, IPO Activity
• Ch. 11 Changes Needed For Banks' Living Wills To Work
• FSB Says Regulators Making Progress On Libor Replacement
• Fed Gov. Says Dodd-Frank Reforms May Yet Shrink Banks
• The Pros And Cons Of SPAC Exits
• NYSE Outage Lets Market Test Drive Trading Glitch Response
• Sidley Austin Adds Tech Pro From Davis Polk
• Reg A+ Sends Ripples To Marketplace As Cos. Test Waters
• China Restricts Stock Sales, Eases Buyback Rule Amid Panic
• Greece Asks Eurozone Fund For A Loan
• Reed Smith Brings Back Dealmaker From Winston & Strawn
• Lew Says Senate Regulatory Relief Bill Would Gut Dodd-Frank
• Second-Largest US Grocery Chain Files For $100M IPO
• Eldorado Plans Stock Sale To Buy $132.5M MGM Stakes
• Quebec Questions Proposed Federal Securities Regulator
• NYSE Trade Stoppage Caused By Apparent Technical Issue
• Fla. Crowdfunding Act May Ease Small Biz Capital Raising
• Attys Net $21M For Work In MF Global Metal Manipulation Suit
• Crisis In Greece Won't Derail $1.27B Pfandbriefbank IPO
• After Losing In Court, Puerto Rico's Last Hope Is Congress
• Levi & Korsinsky Named Lead Counsel In 500.Com IPO Suit
• Santander Comes To Terms With Fed On Risk Management
• Deals Rumor Mill: Hostess, ProSiebenSat.1, Ferrari
• Banks' Public Living Wills Leave Room For Improvement
• Senators Push Renewed Effort To Wall Off Investment Banks
• IDreamSky Fights To Keep IPO Suit In NY Federal Court
• Refco Can Add To Claims Over Cantor's Gaming Tech Biz
• US IPOs Rake In $13B In Q2 Rebound After Slow Start
• Puerto Rico Can't Save Its Recovery Act In 1st Circ.
• 'Flash Crash' Trader Blasts 'Arbitrary' CFTC Spoofing Case
• SEC Gives Macquarie Waiver From DQ Over Puda Coal IPO
• Darden Raises Consent Fees On Notes To Ease REIT Plan
• CCMP-Backed Ollie's Bargain Outlet Readies $134M IPO
• Sheppard Mullin Adds Ex-Loeb & Loeb Corporate Atty
• CFTC Charges 2 Parties With Fraudulent Money Pass Trades
• Indian Watchdog Tells Exchanges To Boost Data Security
• Shearman & Sterling Reps Emaar Misr In $300M Egypt IPO
• SEC Said To Investigate Market For Pre-IPO Tech Shares
• China Suspends New Stock Sales To Ease Stock Plunge
• The SEC Gets Aggressive With Unregistered Brokers
• Greeks Vote 'No' On Bailout, Could Lead To Euro Exit
• Och-Ziff Seeks Toss Of Securities Suit Over FCPA Inquiries
• Supreme Court Justices Held Stock In Cos. Involved In Cases
• VC-Backed Natera Beats Expectations With $180M IPO
• Draghi Wants Europe Capital Markets Union, New Regulator
• Quarles & Brady Hires Back Financing Pro
• July IPO Market To Start Slow After Whirlwind June
• DLA Piper Adds Latin America Finance Partners In Miami
• China Greelights IPOs Amid Erratic Stock Market
• Proxy Adviser Says Vote No On Samsung's $8B Merger
• Cybersecurity For Brokers: 'Only The Paranoid Survive'
• SEC Clawback Plan To Create Enforcement Nightmares
• 1 Firm Tops June IPO Activity As Volume Hits New Heights
• Deals Rumor Mill: Petrobras, Centor, Interactive Data
• Paul Hastings Steers Nemak In $690.6M Mexico Debut
• Paul Hastings Lures Pair Of CLO Partners From Ashurst
• Fairway Says Investors Misapply Omnicare In IPO Claims
• US Backs Jordan's $1.5B Sovereign Bond Offering
• Greece Sends Creditors Mixed Messages As Debt Vote Nears
• Accused 'Flash Crash' Trader, CFTC Hammer Out Injunction
• US Law Firms Still Flirting With Going Public
• $31M Insurance Row Erupts Over Nasdaq's Facebook IPO Deal
• SEC Proposes Stiff New Exec Pay Clawback Measures