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Capital Markets - August, 2015
239 articles
- SEC Abusing Power, Aspiring Dark Pool Market Tells 8th Circ.
- 2nd Circ. Solidifies Argentina Bank's Creditor Shield
- FinCEN Rule Loops Advisers Into Anti-Laundering Crusade
- SEC's 7th Circ. Win Won't End War On Admin Courts
- China Stock Market Probe Elicits 'Confessions'
- Futures Watchdog Proposes New Cybersecurity Rules
- Intercorp Pulls Planned $400M US IPO
- 1 Firm Leads August IPO Activity Amid Volatility
- Berkshire Hathaway Unveils $4.5B Stake In Phillips 66
- Don't Miss It: Hot IPOs & Firms From The Week Of Aug. 24
- Argentine Central Bank Escapes Bondholder Suit At 2nd Circ.
- Litigation Risk For HFT Facilitators Fades Fast
- 5 Insights From 3M General Counsel Ivan Fong
- ADP Readies $2B Bond Offer, Boosts Buyback
- Exchange-Traded Products Need Reining, SEC Warned
- Calif. Tech Co. Synopsys Buys Back $100M In Stock
- China Huarong Asset Management OK'd For $3B Hong Kong IPO
- 'Flash Crash' Trader Can't Stall Extradition Case, Court Says
- First Week Of September To Offer No Relief For IPO Market
- Buchanan Ingersoll Adds Financial Services Pro
- Mitsubishi Corp. Pays $1.1B For 20 Percent Stake In Olam
- Ex-Weil Shanghai M&A Pro Joins O'Melveny In Southern Calif.
- Don't Miss It: Hot Deals & Firms We're Following This Week
- 'Flash Boys' Suits Lose Luster After Exchange Case Tossed
- Icahn Reveals Stake In Copper Co. Freeport-McMoRan
- Newman, Chiasson Fight SG's Supreme Court Cert. Bid
- Ex-Telecom Heads Can't Nix SEC's Witness In FCPA Case
- Merck KGaA Sells $2.4B In Bonds To Fund Sigma-Aldrich Buy
- CFTC Can Restart Claim Against Convicted Ex-Sentinel CEO
- REIT Hansteen Pays $160M To Boost Stake In Property Fund
- K&L Gates Nabs Dentons Finance Pro For Singapore Outpost
- CFTC Ratchets Up Retail Forex Protections After Swiss Shock
- Etsy Investors Slam IPO Fraud Suit's Removal To Fed. Court
- SEC's 'Regulation A+' Should Get An F, States Tell DC Circ.
- PE-Backed Wound Care Co. Acelity Readies IPO Plans
- Barclays, Exchanges Get High-Frequency Trading Suits Nixed
- Ex-Telecom Heads Want Witness Nixed in FCPA Suit
- 2nd Circ. Urged To Revive Suit Over Internet Ad Co.'s IPO
- Corruption Still Chilling US Business In Asia, Report Finds
- Dallas PE Firm Closes $446M Inaugural Oil, Gas Fund
- Facebook IPO Underwriters Get Help From SEC In 2nd Circ.
- China Probes Top Brokerages Amid Market Plunge
- Beazley Says Ace Must Defend Nasdaq In Facebook IPO Suit
- Gazit-Globe Raises $189M Via Israel Debenture Offering
- Deals Rumor Mill: Worldpay, Staples, Tesco
- Morgan Lewis Nabs 2 Ex-K&L Gates Partners In London
- Price Impact Analysis — Where The Halliburton Court Erred
- EU Antitrust Watchdog Probes Precious Metals Trading
- Citibank Denied Rehearing In AIB's Suit Over Rogue Trader
- El Pollo Loco Execs Dumped Stock At Inflated Price, Suit Says
- Freddie Mac, Principal Seek To Update 2nd Circ. Libor Brief
- China Cracks Down On Illegal Banks Amid Market Turmoil
- Stock Volatility Could Weigh Heavily On M&A Market
- Etsy Says Investor's IPO Fraud Suit Belongs In Fed. Court
- 7th Circ. Rejects Bid To Challenge SEC In-House Court
- Don't Miss It: Hot IPOs & Firms From The Week Of Aug. 17
- India's SEBI Approves Merger With Commodities Regulator
- Investors Target $55B Charter-TWC Deal, Related Offering
- Hausfeld Appointed Co-Lead Counsel In Forex OTC Actions
- Puerto Rico Turns To Supreme Court For Debt Help
- King & Spalding Snags Synovus Deputy GC For Atlanta Office
- Ironridge Refused Subpoena For SEC Enforcement Docs
- Facebook IPO Underwriters Want A Say In Nasdaq Settlement
- Charles Schwab Pays $2M FINRA Fine On Net Capital Shortfall
- China OKs Pension Fund Investments In Ailing Stock Market
- How Regulation A Can Help M&A Practitioners
- Law360 Pro Bono All Stars Show Dedication To Helping Others
- SEC's 'RoboCop' Drags Agency Into 21st Century
- Nasdaq Floats 'Kill Switch' For Options Market With SEC
- Market Volatility Seals Quiet End To August IPO Market
- 3 DC Circ. Rulings Shaping The SEC's Dodd-Frank Powers
- 20 Firms Show How To Win Big And Do Good
- Providence Investors Look To Block Stock Issue
- MoFo, Clifford Chance Aid In MedEquities' Planned $150M IPO
- The Political Implications Of UK's Tom Hayes Verdict
- 2nd Circ. Returns To The 'Mess' Of Argentina Bond Classes
- CFTC Wants $9M From Forex Fraudsters
- Chinese Tech Co. Warns Securities Probe May Yield Delisting
- Barclays Investors Win Class Cert. In Libor-Rigging Suit
- Fairway IPO Suit Should Be Tossed, Magistrate Judge Says
- IPO Investors Decry Facebook 'Windfall' In Nasdaq Deal
- Oaktree Sues Warburg Pincus For Rural/Metro Value Inflation
- 4 Real Estate Crowdfunding Risks For Investors
- FDIC Sues Citi, US Bank Over $695M Mortgage Security Loss
- 4 Customs Bill Sticking Points To Watch
- Ex-Miami Official Says Defenses Should Remain In SEC Suit
- SEC Accuses Felon Ex-Accountant Of Breaking Industry Ban
- Vietnam Devalues Dong After China's Yuan Devaluation
- SEC Judge Won't Move Admin Case To Ga. For Ironridge
- Dallas Atty Gets 1 Year In Vodka Investment Fraud Case
- CFTC Floats Changes To Cleared Swap Data Reporting Rules
- Global Regulators Propose Unique Tagging For Derivatives
- Goldman Sachs Asia-Pacific Unit Gains HK Banking License
- Deutsche Gets 2nd Shot At Recouping $30M In Tribune Reorg
- Top 5 Ways To Help A Law Professional Land A Job
- NY Appellate Court Upholds ACA's $120M Goldman Fraud Suit
- Freddie Mac Wants Va. Fraud Claim Back In Libor MDL
- SEC's Dating Advice For Internet Platforms And Its Impact
- CFTC Issues First-Ever Registration Exemption To ASX Clear
- Bio-Rad Investor Accuses Board Of Rampant Malfeasance
- BB&T's Latest Deal Could Mark Uptick In Bank M&A
- Trading Tech Co. Says Chinese Securities Probe Advancing
- PE-Backed Surgical Center Co. Plans $431M IPO
- Promontory Agrees To NY Ban For Standard Chartered Failings
- SunGard Pulls IPO Following $9.1B Deal With FIS
- Orrick Lures Tech Atty From Pillsbury In San Francisco
- Slim CFTC Staffing Delays Enforcement Reviews, Report Says
- Futures Traders Folded Into Forex OTC Litigation
- How Much Money Does It Take To Make A Lawyer Happy?
- Don't Miss It: Hot IPOs & Firms From The Week Of Aug. 10
- CORRECTED: Facebook Execs Seek To Intervene In Nasdaq IPO Settlement
- BNP To Pay $115M In Forex Class Settlement
- Lowenstein Snags Wilson Sonsini Tech Vet To Boost NY Office
- Banks Paid Out $132B In Post-Crisis Mortgage Deals: Report
- Surging Market Gave HK Securities Watchdog Surplus In Q2
- CFTC Wins Injunction Against Accused 'Flash Crash' Firm
- $350M Bond Issue OK'd For Meadowlands Project
- Eurogroup Agrees To Send Billions To Greece In 3rd Bailout
- Blank Check Co. IPOs Rise As Low Risk Level Draws Investors
- No IPOs Ahead As August Slump Mixes With Market Volatility
- Freddie Mac Can't Join Libor Antitrust Appeal, Judge Says
- Activist Investor Trian Takes 7% Sysco Stake
- Norton Rose Atty Tapped Vice Chair Of Canada Market Agency
- CFTC Commissioner Mark Wetjen To Resign
- TrueCar, Goldman Sued Over IPO Investors' Losses
- Goldman To Buy GE Capital's $16B Online Bank
- China Financial Regulators Should Share Info More, FSB Says
- A Challenge To CFPB's Constitutionality Continues
- Low Rates, M&A Mania Boost Jumbo Bonds To Record Highs
- Fla. Investment Adviser Cops To $9M Facebook Stock Fraud
- SEC's $20M Muni Bond Case Puts Pressure On Pricy Markups
- Feds Say Accused Press Release Hackers Are Flight Risk
- CFTC Grants Temporary Relief To Overseas Swap Dealers
- Facebook IPO Buyers On Board With Nasdaq Deal, Judge Told
- Forex Settlements Hit $2B As Goldman, 4 Others Reach Deals
- Houlihan Lokey Misses IPO Target By More Than $90M
- Insurers, Foreign Firms Hit With UK Exec Liability Rules
- SEC Hits Edward Jones For $20M For Muni Bond Overcharges
- Auditor Liability In A Post-Omnicare World
- Argentina Sanctioned For Keeping Asset Info From Creditors
- Record Dark Pool Fine Shows Risks Of Business Experiments
- Mohegans' Casino Co. Closes $85M Senior Note Offering
- Life Sciences IPOs One Step Ahead Of Market Volatility
- UK Regulator Scores $11.8M In Fines In Stock Layering Case
- Saul Ewing Nabs Baker Botts Deals Pro For DC Office
- Whistleblower GC Pushes To Keep Bio-Rad In Bribery Suit
- Alibaba To Buy Back Up To $4B Shares Amid Market Concerns
- Tax Plans To Eliminate Interest Deductions Miss The Mark
- China's Currency Dips Again As US Lawmakers Tee Off
- Willkie Guides FIS On $9.1B Deal For Software Co. SunGard
- Hot CMBS Deals Market Pushes Down Delinquency Rate
- Cruise Operator, PE Firms To Trim Stakes In Norwegian
- ITG Hit With Record $20.3M SEC Fine Over Misused Client Data
- Insider Trading Hack Exposes Big Hole In Security Plans
- Deutsche Bank Investors Want 2nd Shot Under Omnicare
- Greece, Creditors Agree 'In Principle' To Bailout Terms
- Puerto Rico Water Agency To Offer $750M In Revenue Bonds
- Futures Traders Seek Consolidation Into Forex OTC Suit
- Activist Pushes Newcastle To Buy Back Shares Or Sell Itself
- Alleged Facebook IPO Fraudster Fights SEC $5.7M Penalty Bid
- China Devalues Yuan In Surprise Announcement
- US Charges 9 In Brazen Hacking, Insider Trading Scheme
- Genworth Hit With Derivative Suit Amid Deception Claims
- Investor Advocates Blast Arbitration In DOL Fiduciary Rule
- SEC's Aguilar Calls For Clearer Enforcement Orders
- How To Pick The Best Investment Bank For Your IPO
- ADT Investors Appeal Stock Repurchase Suit To 11th Circ.
- KCG Expects To Pay SEC $1M Over Order Handling Violations
- China Regulator Vows To Curb Margin Trading, Short Selling
- 2nd Circ. Raps Argentina Bond Row Judge For Flouting Ruling
- Kirkland, Jones Day Guide CareTrust REIT's $175M Offering
- SEC Inspector General Probes In-House Judge Bias Charges
- SEC's Friendly Fire Against CCOs — And How To Avoid It
- Wyo. Girds For $411M Fight With Bankrupt Miner
- Don't Miss It: Hot IPOs & Firms From The Week Of Aug. 3
- SEC Helps Venture Capital Firms Enter The Internet Era
- Zynga Inks $23M Investor Settlement Over Pre-IPO Claims
- SEC Seeks To Back Former Bio-Rad GC In Firing Suit
- Freddie Mac Wants In On 2nd Circ. Libor Antitrust Appeal
- Slater Gordon Woes Bad News For Public Law Firm Movement
- Marathon Hearings May Bring Changes To DOL Fiduciary Rule
- Motorola Solutions To Repurchase $2B Shares In Auction
- Poseidon Suspends IPO Plans Amid 'Unfavorable' Market
- 5 Cos. Set Sights On $552M As IPO Market Wavers
- PE-Backed Philly Oil Refinery Pumps Brakes On $250M IPO
- Banks Oppose Exchange Claims In OTC Forex Action
- Libor Plaintiffs Want To Hear From 8 Ex-Barclays Workers
- Brown Rudnick Adds Hedge Fund Veteran As NY Partner
- Deals Rumor Mill: Worldpay, Wind, 3 Italia, SavingGlobal
- Latham Steers $160M Debut Of Allergy Biotech Aimmune
- Pamplona Capital Invests $150M In Fiber Telecom Provider
- Dark Pool Operator Sued Over Expected Record SEC Payout
- CFTC Fines Morgan Stanley Over Dodd-Frank Violation
- Samsung Activist Cuts Stake As $8B Cheil Deal Goes Unabated
- Dentons Adds Capital Markets Partner In NY
- M&T Says Talks Over A US Mortgage Settlement Have Begun
- Looking Closer At The Pay Ratio Rule — And How To Comply
- China Allows Bond Issuance To Fund Specific Projects
- PE-Backed Planet Fitness Grabs $216M In IPO
- SEC Pay Ratio Rule Appears Bound For Courtroom Showdown
- 24 Banks Facing Class Action Over Treasury Manipulation
- China's Market Woes Expected To Slow US Delistings
- Data Storage Co. Tintri Nabs $125M In VC Funding Round
- Schulte Picks Up Private Equity Pro From Sutherland
- Deals Rumor Mill: HelloFresh, JC Flowers, Bilfinger
- SEC Passes New Swap Dealer Registration Rules
- On Deck Accused Of Misleading Investors In $230M IPO
- Amplify Snack Brands Nabs $270M In IPO Before Stock Dip
- Silver Lake Backs Motorola Solutions With $1B Investment
- Eurozone Lenders Upbeat About Greek Bailout Deal Talks
- Libor Judge Calls Out Forex Judge On Antitrust Logic
- Jones Day Adds Energy Transactions Pro From BakerHostetler
- Celgene Prices $8B Note Offering To Back Receptos Deal
- JPMorgan Ranked Most Systemically Important Bank
- Barclays Libor Judge Asks UK Court To Compel Testimony
- MSRB Eyes Changes To Market Transparency Plan
- SEC's Gallagher Blames Dodd-Frank For Politicizing Agency
- Ropes & Gray Adds Finance Pro From Weil Gotshal
- UK Sells $3.3B Stake In RBS To Begin Ending Bailout
- 6 Things Bankers Want You To Know About Guiding An IPO
- China Stock Exchanges Crack Down On Short Selling
- Private IPOs And Unicorns May Trigger HSR Act Filings
- CFTC Wins Round Against Intrade In Illegal Trading Suit
- 8th Circ. Denies Ex-Atty's Appeal In Investment Fraud Case
- Insurers Want Out Of Suit Over Nasdaq's Facebook IPO Deal
- SEC Subpoenas Flowserve Over Possible FCPA Violation
- UK's Guilty Verdict In Libor Trial Bodes Well For DOJ
- Goldman Sachs Eyes $5.9B For Upcoming Legal Expenses
- 2 Firms Dominate July IPO Activity With Hefty Listings
- 1st UK Conviction Gives More Ammunition To Libor Plaintiffs
- Deals Rumor Mill: Petco, BASF, Syngenta, Third Point, Suzuki
- Cybersecurity Co. Zscaler Raises $100M In Financing Round
- Chinese Rental Site Raises $300M In Financing Round
- NY Bars Promontory Over Standard Chartered Failings
- $235M Citi, Goldman, UBS Settlement Approved In MBS Case
- Deals Adviser Houlihan Lokey Sets Terms For $313M IPO
- Hong Kong Tickets BNP Unit $15M Citing Dark Pool Failures
- China Freezes Citadel Account Amid Automatic Trading Probe
- Ex-UBS Trader Sentenced To 14 Years On Libor Charges