Try our Advanced Search for more refined results
Capital Markets - October, 2015
245 articles
- Alleged Secret Meeting Might Save Zinc Antitrust Action
- 5 Firms Set To Steer $228M In IPOs As November Starts Slow
- Crowdfunding May Struggle Under New SEC Rules
- SIFMA Backs Nomura, RBS On $806M Appeal At 2nd Circ.
- Fed's Plan To End Too Big To Fail Needs Vigilance To Work
- FINRA Says Top Job Will Turn Over Next Year
- Fed Would Require Long-Term Debt In Bank Bail-In Proposal
- Aussie Regulator Adjusts Rules For New Derivative Market
- Split SEC Finalizes Crowdfunding Rules
- TerraForm Global Faces Another Suit Over $675M IPO
- HK Trading Firms Get Access To Euronext Derivatives Markets
- Dodd-Frank 2.0 — The Clinton Plan For Financial Regulation
- Traders Can't Revive Libor Manipulation Claims In MDL
- TerraForm Global Hit With Shareholder Suit Over $675M IPO
- Citi, Others Get Nod For $1.86B Deal In Market-Rigging Suit
- MyoKardia Raises $54M In Latest Discounted Biotech IPO
- From The Book Of Jargon: Creeping Tender
- New OECD Principles Aim To Boost Asia's Capital Markets
- Dorsey & Whitney Taps M&A Pro To Lead New Beijing Office
- Wealth Management For Attorneys
- China Vows To Facilitate Foreign Investment In 5-Year Plan
- SEC Turns Its Attention To Commodity Prices
- Deutsche Boerse Launches JV With Chinese Exchanges
- Argentina Calls Firms' Injunction Play 'Coercion'
- 5 Law Firms That Inspire Fear With Their Marketing Mojo
- 5 Keys For Attys Navigating The New Crowdfunding Rules
- Violin Memory's Attacks Can't Stop Cert., IPO Investors Say
- Barclays Investors Say 'Dark Pool' Probe Docs Off Limits
- Fund Founder Can't Nix $4.2M Judgment Over Alleged Scam
- HelloFresh Seeks Home Court Advantage With Frankfurt IPO
- EU Seeks To Ease Rules To Boost Financing For Startups
- Ex-Rabobank Boss Grilled On Messages Seeking Libor Fixes
- SEC To Keep Close Watch For JOBS Act Problems, Chair Says
- Goldman Sachs Reaches $50M Settlement Over NY Fed Leak
- CICC To Probe HK Workers' Client Account Trades Amid IPO
- Shipping Co. Hapag-Lloyd Delays Plan To Reap $300M In IPO
- Mass., Mont. Tell DC Circ. To Nix SEC Capital-Raising Rules
- SEC May Hear Jeers As Final Crowdfunding Rules Debut
- House OKs Bill To Delay Contentious DOL Fiduciary Standard
- Accused Rabobank Fraudster Denies Rigging Libor
- Seyfarth Shaw Adds Dealmaker From Blank Rome In NY
- Pro Bono: The New Associate's Compass To Success
- PayPal Founder Leads $27M Bond Trading Startup Fundraise
- UK Consultant Dismissed From Aluminium Price-Fixing MDL
- Arch Coal Nixes Debt Swap Deal With Noteholders
- 5 Firms Pay $18M To FINRA For Overcharging Funds
- Shanghai Exchange Floats More Investor Protections
- Gas, Mineral MLPs Blast Proposed Tax Treatment Rules
- Herbert Smith Nabs Ex-King & Spalding Capital Markets Pro
- Haynes and Boone Adds Finance Partner From Porter Hedges
- Skadden, Paul Weiss Guide China Travel Site Tie-Up
- Landmark Spoofing Trial Gets Underway In Chicago
- Chicago's Fiscal Future Bleak But Not Hopeless, Experts Say
- Credit Suisse, Deutsche Bank Decry Forex Settlements
- Deals Rumor Mill: Equate, Bain Capital, Stremicks Heritage
- China Reinsurance Debuts $2B Hong Kong IPO Amid Volatility
- SEC Fines Rating Agency $5.8M Over Slack RMBS Reviews
- Goldman To Face $50M Fine Over NY Fed Leak
- Olshan Nabs Commercial Litigation Atty From Morgan Lewis
- Nomura, RBS Say They Had No Chance In $806M FHFA Suit
- NYSE Parent Co. Pays $5.2B To Nab Interactive Data Corp.
- Venezuela's Central Bank Says Site Falsifies Exchange Rates
- Refresh Or Rebuild? Website Strategies For Big Law
- Ex-Rabobank Traders Lose Midtrial Bid To Toss Libor Case
- Standard Chartered Drops Equity Derivative, Convertibles Biz
- FINRA Seeks SEC Go-Ahead On Final Crowdfunding Rules
- 3 Firms To Lead IPOs Totaling $150M In Soft October Close
- Lawmakers Say Other Agencies May Be Treading On SEC Turf
- Fed Nears Rollout Of Key Bank Bail-In Proposal
- Barclays Says Investors Won't Detail 'Dark Pool' Probe
- HK Exchange Taps New VP To Steer Exchange-Traded Funds
- Watch For More CFTC Regulation Of Virtual Currencies
- Ex-Rabobank Traders Plan To Testify In Libor-Rigging Case
- China Levies $315M In Fines In Market Manipulation Crackdown
- Bill Aims To Cut In-House Proceedings For SEC Violations
- SEC Asks 2nd Circ. To Unfreeze S&P Exec's In-House Case
- UK Watchdog Knocks Good Times-Bad Times Regulation
- FDIC Sets Dodd-Frank Swap Margins Rule For Banks
- EU Sues 6 Member States Over Lack Of Failed-Bank Laws
- European Court Removes Barriers To Bitcoin Exchanges
- Obama Admin Pushes Ch. 9 Protection For Puerto Rico
- Lathrop Picks Up Seyfarth, Much Shelist, McDermott Pros
- Noble Becomes 1st Energy Co. To File For IPO Since Early '15
- Perrigo Aims To Thwart 'Terrible' Mylan Deal With $2B Buyback
- Ace Told To Cover NASDAQ's Facebook IPO Defense Costs
- Barclays To Pay $384M, HSBC $285M In Forex Case
- 4 Keys To Guiding A Dual-Track Deal Past The Finish Line
- SEC Enforcement Surged To Record High In Fiscal Year 2015
- Why More Businesses Are Considering The B Corp. Model
- Loeb & Loeb Grows Beijing VC Practice With Ex-Cooley Atty
- Volcker Rule Continues To Challenge The CLO Market
- Etsy Investor Suit Over IPO Fraud Sent Back To State Court
- Hong Kong Proposes Commodities Trading Link With London
- Halliburton Says Investors Have Enough Asbestos Atty Docs
- Morgan Stanley, UBS Fight Revival Of $665M MBS Suits
- Fresh Faces At SEC Won't Mask Political Strife
- Loose Lips Over Ferrari's IPO Not Enough To Derail Deal
- Greenberg Traurig Snags Energy, Restructuring Pro
- House OKs Limited Borrowing If Debt Ceiling Reached
- CFTC's Massad Says Automated Trading Rules Coming Soon
- Oil And Gas Ponzi Schemers Owe $35M To SEC, Judge Says
- SEC Says Mining Developer Filched Investor's Cash
- Puerto Rico Ends Talks With Bondholder Group
- 2nd Circ. Backs Insurer In $15M Nomura Coverage Battle
- Greenberg Traurig Nabs Winston & Strawn Securities Partner
- Rakoff Limits Cross-Examination In Libor Fraud Trial
- 4 Reasons To Use Electronic Deposition Exhibits
- Rabobank Traders Attack Gov't Witness In Libor Fraud Trial
- CFTC Sues Man Again Over Sham Trading Tool
- Obama Taps Law Pro And Ex-Senate Aide To Join SEC
- Treasury Urges Surplus-Endowed Nations To Boost Spending
- NYSE, Others Say SEC's Market Committee Needs Diversity
- SEC Chair Calls For Treasury Market Rule Gaps To Be Filled
- Airline Says Revenue Deferral Not Grounds For IPO Suit
- Yum Brands Readies Split From China Operations
- China Vows To Adopt List-Based Market Access Rules By 2018
- Coding Errors Increasingly Lead To Regulatory Sanctions
- CFTC Hits Chicago Trader With Spoofing Suit
- SEC Private Fund Study May Slow Regulatory Creep
- Puda Coal Underwriters Pay $8.6M To Settle Investor Claims
- Ex-UBS Execs Take Bid-Rigging Convictions To High Court
- Rabobank Accepted Libor Fraud, Guilty Ex-Trader Testifies
- JOBS Act Opens Door For Craft Brewer's $172.5M IPO
- Barclays, Wachovia Exit Credit Union MBS Row For $378M
- Don't Miss It: Hot IPOs & Firms We're Following
- FinCEN Says Bank Playing Games In Money Laundering Case
- WEX Inks $1.4B Deal For Payment Processor EFS
- OPINION: The Bitter Pill Of Competition Within Large Law
- Last OppenheimerFunds Junk Bond Class Wins Cert.
- SEC Investor Advocate Argues Against NYSE Rule Change
- Taxation With Representation: Weil, Simpson, Kirkland
- CFTC Enforcement Chief Bemoans Lack Of In-House Judges
- Dewey Jury Eyes $150M Bond Offering, But No End In Sight
- Seven Firms Set To Guide $1.5B In IPOs Led By Ferrari
- Judge Not Buying Funds' Case For Keeping Facebook Shares
- Yum Brands Adds Hedge Fund Activist To Board
- China's 'Bad Loan' Bank Eyes $2.5B IPO
- SEC Head Says 'Cracks' Found In Funds' Fiduciary Duty
- Hunton, Bass Berry Guide REIT Bluerock's $60M Offering
- Deutsche Bank Investors Try MBS Suit Again Under Omnicare
- Motley Rice To Lead ITG Investor Suit Over $20M Fine
- SEC Enforcement Chief Says 'Broken Windows' Is Working
- 3 Firms Steer Square's Plans For $275M Public Debut
- SEC Commish Urges Review Of Trading Rules After ETF Flop
- King & Spalding Nabs Finance Pro From Allen & Overy
- Gov. Wants Trader's Jury Instructions Tossed In Spoofing Case
- Metadata 101 For Lawyers: A 2-Minute Primer
- NY Fed Chief Says Rate Hike Depends On Coming Months
- Libor-Rigging Occurred Daily, Guilty Rabobank Trader Testifies
- First Data's $2.6B IPO Falls Short While Albertsons Delays
- When Crowdfunding Goes Wrong
- Fifth Street Inflated Assets For IPO, Shareholder Suit Says
- Good Board Members Shouldn't Fear The SEC, Commish Says
- Small-Biz Group Rallies Behind SEC's Regulation A+
- Lehman Seeks Billions In Allegedly Lost Swap Payments
- Station Casinos Files $100M IPO Eyeing Public Market Return
- JP Morgan, 5 Others To Pay $2.5M For Stock Sale Violations
- Kirkland Taps National Security And CFIUS Practice Chief
- Recent Reflections Of Heightened Class Ascertainability
- Violin Memory Slams Class Cert. Bid In Suit Over $146M IPO
- Rabobank Traders Seek Separation From Guilty Colleagues
- Don't Miss It: Hot IPOs & Firms We're Following
- SEC Fine Could Lead To Limits On Structured Note Offerings
- Food Safety Co. Knew Of Problems Before IPO, Investors Say
- NYDFS Says Banks Must Keep Messaging System Data
- UBS Strikes $20M SEC Deal Over Structured Note Disclosures
- Worldpay Raises $3.3B In London Stock Exchange IPO
- Subsidiary Of China's 58.com Raises $300M In Funding Round
- Why Item 303 Just Doesn't Matter In Securities Litigation
- GE Capital Sells $30 Billion Loan Portfolio To Wells Fargo
- Ferrari Could Be Valued At Almost $10B In IPO
- Six Firms Set To Guide IPOs Totaling $5B
- 2nd Circ. Won't Reconsider Argentina Central Bank Ruling
- SEC Offers To Remove Industry Bans After DC Circ. Ruling
- Italy Looks To Reduce Debt With $11B Postal Service IPO
- 10 Ways To Become A 360-Degree Lawyer
- Puerto Rico Rep. Floats Plan For Treasury Bond Guarantee
- Educational Software Co. Plans $75M IPO
- PE-Backed Packaging Co.To Raise Up To $366.6M In IPO
- LoanDepot Launches IPO To Address 'Unmet' Demand
- IRS Pushes Start Date For Swap Embedded Loan Rule
- White's Cravath Ties DQ Her From Picking Official, Groups Say
- Sidley Austin Adds Ex-Kirkland Partner To Hong Kong Team
- FINRA Allowed To Share Over-The-Counter Securities Data
- CalSTRS Can't Intervene In Yen Libor-Fixing Class Action
- LSE To Shed Russell Investments In $1.15B Sale To PE Firms
- SEC Takes $1M Bite Out Of Wolverine For Alleged Info Sharing
- Ex-Deutsche Trader Pleads Guilty To Role In Libor Plot
- Cytomx Prices IPO Below Range As More Biotechs Scale Down
- NY Trading Firm Pays $1M To End SEC Spoofing Claims
- Yieldco Bubble Set To Pop For Clean Energy Cos.
- Deals Rumor Mill: Valentino Fashion Group, Sony, Dell
- BNP Paribas Fined $2.4M Over Flawed Options Reporting
- Shake Shack Puts 26M Shares On The Menu
- 'Bond King' Bill Gross Sues Pimco Over His Ouster
- Nixon Peabody, CWL Partners Join Forces In Hong Kong
- Calculating Damages In Securities Contract Breach Cases
- Pure Storage's Bumpy Debut Could Dampen Tech IPO Hopes
- Facebook Says Many Investors Knew Of Problems Before IPO
- Underwriters Duck Out Of Mexican Airline IPO Class Action
- Arnold & Porter Nabs Former SEC Market Abuse Chief
- Latham Adds Ex-Goldman Sachs Atty As Hong Kong Partner
- Cooley Leads VC-Backed Pure Storage's $425M Debut
- Caribbean Telecom Co. Ditches $2B IPO Plan
- Anderson Kill Fights Ex-Client's $30M Employee Insurance Suit
- Critics Fear TPP Sets Stage For Weakened Financial Regs
- 'London Whale' Claims Rightly Bypassed Board, NY Court Told
- House Votes To Ease Securities, Bank Reporting Rules
- FinCEN Can't Remand 'Death Sentence' Suit, Bank Says
- UBS Hit With Fraud Suit Over $500M Chinese Investment
- PE Firm Abraaj Raises $191M For Mexico Investment
- High-Speed Trader Wants Evidence Barred In Spoofing Case
- TPP Currency Forum No Substitute For Rules, Detractors Say
- 5 Things Clients Never Tell Their Lawyers
- CFTC Lands $3.8M Win In Commodity Pool Fraud Suit
- Hong Kong Scraps Plan To Change Shareholder Voting Rights
- Schwab's Libor Claims Get No Supreme Court Traction
- PE-Backed Bravida Seeks Swedish IPO Valued Up To $1B
- Deals Rumor Mill: Suncor, BofA Merrill Lynch, Banpu Power
- NY Grants License To Winklevoss-Backed Bitcoin Firm
- Don't Miss It: Hot IPOs & Firms We're Following
- Auto Supplier Commits To $1B IPO Despite VW Worries
- Davis Polk Adds Veteran Capital Markets Atty To Tokyo Office
- High Court Denies Schwab Appeal In Crisis-Era Class Action
- Lehman Ruling Offers Much-Needed Guidance On 'Loss'
- EU Securitization Rules Could Unlock More Investment
- Resource Extraction Rules Coming Next Summer, SEC Says
- Kaplan Fox, Kahn Swick To Lead Eletrobras Investor Suit
- Midmarket IPO Activity Drops In Q3 But Offers Sizes Grow
- Marketplace Lenders Say Risk-Retention Rules Aren't Needed
- CFTC Says Judge Needn't Recuse Over Trader's Fear Claims
- Ashurst Nabs Capital Markets Partner For Hong Kong Office
- Equiniti Group Plans $593M London IPO
- CFTC Muscles Its Way To New Regulatory Turf
- Proskauer-Led NovoCure Raises $165M In Downgraded IPO
- Disclosure-Only Settlements Face Continued Scrutiny
- Inside National Futures Association Cybersecurity Guidance
- Fla. High Court Affirms $700M In Clean Energy Bonds
- WTO Faults Argentina Over Rules Tied To Tax Transparency
- 2 Firms Grab Spotlight In Soft Month For IPOs
- 4 IPOs Price Below Range In Health-Heavy Day Of Debuts
- Big Banks Finalize $1.9B Deal Over CDS Claims
- BofA Gets Suit Over $219M Bond Offering Trimmed
- HK Regulators Mull New Derivative Rules
- First Data Readies Year's Largest Leveraged Buyout Debut