Capital Markets Archive » September, 2016

Capital Markets - September, 2016

242 articles

• 'Unicorn' Nutanix's Upsized IPO Raises $238M Atop Range
• 6 Firms Set To Ring In October With IPOs Totaling $970M
• In The Hot Seat: Wells Fargo Shows 3 Deadly Sins Of SOX
• Chesapeake Asks 2nd Circ. To Rehear $439M Bond Case
• GOP Senator Seeks Law To Force SEC To Credit Exchanges
• CFTC Says Commodities Trader 'Big A' Owes $3.2M For Fraud
• Auto Parts Supplier TI Fluid Systems Plans $674M London IPO
• Banks Press Lehman For Billions Of Dollars In RMBS Claims
• 11th Circ. Won't Rethink Lender Exec's MBS Fraud Verdict
• Oral Advocacy And 'Vocal Fry'
• MaxPoint Investors Cite Boost From 'Vivendi' Decision
• Barclays Wants Second Shot At Exiting Libor Suit
• Oil Co. Sold $35M In Unregistered Securities, SEC Says
• Proskauer Rose Nabs Ex-White & Case Funds Group Head
• Energy Developer Extraction Oil & Gas Primes $550M IPO
• 3 Cos. Price IPOs Totaling $329M At Bottom Or Below Range
• SEC Watchdog Sees Room For Improvement In Rule Reviews
• Global IPOs Likely To Stay Stalled For Rest Of 2016: Report
• Deals Rumor Mill: Qualcomm, Spotify, Telefonica
• 'Unicorn' Apttus Raises $88M On Way To IPO
• CFTC Amends Interest Rate Swaps Clearing Rule
• UBS Unit Can Try To Appeal Master Order In $2B Loan Case
• Sidley Austin Snags Three Jones Day Real Estate Attys
• Lynn Tilton Justifies Latest Suit Over SEC In-House Rules
• Norberg Named As New SEC Whistleblower Chief
• Senate Ag Committee Sends CFTC Nominees Forward
• CBS Radio Eyes $1.5B In Debt Financing Ahead Of Split
• 'Unicorn' Nutanix Raises IPO Target Price
• SEC Reluctantly Adopts New Clearing Agency Standards
• Playa Hotels & Resorts Files $100M IPO
• Investors Seek Final OK For $58M HSBC, Citi Libor Deals
• EC Probes Deutsche Börse-London Stock Exchange Merger
• The Courtroom Where It Happened: Hamilton As A Lawyer
• A Solution For Competing Foreign Insolvency Proceedings
• Yellen Says Fed, FDIC Ready To Act If Living Wills Are Weak
• FINRA Fines NY Firm Over $2.5B Venezuelan Bond Sales
• Why Have Lawyers Forgotten About The Middle Class?
• Royal Bank Of Scotland To Settle MBS Suits For $1.1B
• NJ Court Clears Path For $1.15B Meadowlands Bond Sale
• Wells Fargo To Pay $400K To Settle CFTC Reporting Claims
• 7th Circ. Agrees First Convicted Spoofer Must Stay In Jail
• Ex-RMBS Trader Pays SEC $100K Fine For Misleading Sales
• Brazilian Antitrust Regulator Looking At Top Exchange
• CFTC Chair Tackles Stress Tests At Clearinghouses
• Argentina Holdouts In 2nd Circ. Target Bank Trustee Loot
• City Office REIT Prices $100M Stock Offering
• Kirkland Adds Investment Funds Group To Houston Office
• Deals Rumor Mill: Blue Apron, Dick Clark Productions, Bayer
• SEC Hits Bankrupt KiOR With Fraud Suit Over $150M IPO
• PE-Backed Retailer Aritzia Prices Upsized $302M IPO
• Big Banks Hit With Forex Price-Fixing Class Action
• Canadian Regulators Target Cybersecurity Disclosures
• Supreme Court Won't Stay In-House SEC Suit Against Tilton
• Advanced Disposal 1 Of 4 IPO Launches Totaling $745M
• Fed's Stress Test Relief Unlikely To Stave Off Challenge
• Penalty Sought For Bad Deposition In $63M Real Estate Suit
• Tilton Unlikely To Prevail In High Court Quest, SEC Says
• 6 Banks Team With Tech Startup To Form Blockchain Network
• SEC Adds 30 Days For Comment On Disclosure Requirements
• Deutsche Won't Get German Bailout In $14B US RMBS Tiff
• Deals Rumor Mill: Disney, Wabtec, CBS
• China OKs Credit Default Swaps For 1st Time
• Silver Investors Say Forex Ruling Proves Standing
• Pfizer Again Ditches Plan to Split Into 2 Businesses
• Merrill Lynch Pays $15.5M In 'Mini-Flash' Crash Fines
• CBOE, Bats Latest Exchanges To Merge With $3.2B Deal
• Total SA Seeks Exit From Traders' Market Manipulation Suit
• Presidential Candidates' Tax Plans May Cause Fiscal Crisis
• 3 Firms Prime IPOs Totaling $547M Led By 'Unicorn' Nutanix
• Ex-NY Gov. Settles As SEC Sues Defunct Movie Studio Execs
• DC Circ. Urged To Rethink SEC In-House Constitutionality
• Mexico City Airport Project Raises $2B In Green Bond Offering
• GOP Rep. Proposes Bill To Ease FinTech Regulations
• 2nd Circ. Won't Revive High-Speed Trading Cases
• Deals Rumor Mill: Twitter, CBOE Holdings, Carlos Slim
• PE-Backed Danish Payments Co. Gets $4.5B Valuation In IPO
• Top Fed Official To Discuss Evolution Of Bank Stress Tests
• Coupa, AquaVenture Launch IPOs Totaling $224M
• CFTC Must Defend Use Of Deutsche Bank Monitor, Judge Says
• Investors Blast Barclays' 2nd Circ. Case Use In Libor Row
• FASB Chairman Grilled Over R&D Write-Off Requirement
• Canadian Regulator Seeks Input On Commodity Pool Rules
• NJ Mega-Mall Bond Deal Faces Renewed Court Challenge
• PE-Backed Cosmetics Retailer Leads 2 IPOs Raising $180M
• CFTC Alleges Forex Trader Fraudulently Lured Customers
• Commodities Firm, CEO, Ex-Officer To Pay $1.5M CFTC Fine
• Deals Rumor Mill: EQT Partners, Morpho, Shanghai Electric
• Sidley, Goodwin Steer REIT Ventas' $450M Notes Deal
• 3 Questions To Answer Before Disclosing A Data Breach
• Investment Banks Should Partner With Fintech Firms: Report
• Lew Defends Systematically Important Designation Process
• Are Loyal Customers Happy Shareholders?
• Aozora Looks To Revive Toxic CDO Suit Against Credit Suisse
• Tech 'Unicorn' Exits Exceeded Births In Q2, Report Says
• Latham-Led Tech Startup, Biotech IPOs Raise $129M
• Deals Rumor Mill: Postal Savings Bank, BlackLine, UniCredit
• SEC Pushes For Full $26.9M Repatriation In EB-5 Case
• Drinker Biddle Adds Corporate Partner From Fox Rothschild
• Securities Regs Can't Stop At Nat'l Borders, SEC Head Says
• Judge Nixes Some Forex Claims But Finds Banks Conspired
• Banks Lose Bid To Strike Lenders' Libor Class Claims
• CFTC Sues Fla. Co. For Role In Metals Scheme
• Some Tricks To Split A Bond Issue
• Tilton's Latest Suit Over SEC In-House Rules Draws Request
• Lehman Ends $1B Spat Over GreenPoint RMBS
• Overhauling Law Firm Records Departments For A New Reality
• Grab Raises $750M For Indonesian Expansion Plans
• Green Bond Sales Break Prior Annual Record, Report Says
• Coalition Says Public Backs More Corporate Disclosure
• BNP Paribas To Offer Minibond Blockchain Platform
• Shire Prices $12.1B Bond To Help Pay For Baxalta Deal
• Barclays Says 2nd Circ. Terrorism Ruling Dooms Libor Suit
• HK Watchdog Seeks To Ease Derivative Position Limits
• BNY Mellon Asks 2nd Circ. To Deny Argentina Trust Payout
• Former SEC Commissioner Joins Falcon Cyber As Partner
• Russian Bank To Pay $5M In CFTC Deal Over Futures Trades
• FireEye Asks Calif. High Court To Boot IPO Suit From State
• Deals Rumor Mill: Bayer, BRF, Saudi Telecom
• Deutsche Bank Gets Swap Dispute Moved From Texas To NY
• PE-Backed UK Bowling Alley Operator Strikes £266M IPO
• Tilton Can't Get Quick Win In $200M SEC In-House Suit
• Broker Slams Investors' Subpoenas In Libor Action
• Global VC Fintech Investment Soars 148%, Report Says
• 'Unicorn' Nutanix Among 4 IPO Launches Totaling $543M
• CFTC Wins Injunction In Futures Trading Software Suit
• 3 Firms Steer REIT MedEquities Realty's Planned $259M IPO
• 8 Firms To Guide IPOs Surpassing $1.1B Led By Valvoline
• Market Makers Take Another Stab At Exchange Fee Challenge
• 2 Banks, Tech Startup Price IPOs Totaling $452M
• Deutsche Bank Won't Agree To $14B RMBS Deal With DOJ
• SEC Member Invites Comments On Regulation NMS Review
• Media-Focused Blank Check Co. Saban Raises $235M IPO
• The Rogue Insider: Protecting Against Trade Secret Theft
• Strong Noble Midstream IPO Bodes Well For Energy Rebound
• CFTC Chair Seeks To Delay Drop In Swap Threshold
• CFTC Nominees Poised For Approval After Senate Hearing
• Chesapeake Strikes Out In $439M Bond Buyout Appeal
• Activision Blizzard, Telus Price $2.1B In Bonds To Repay Debt
• Blockchain Luminary Ripple Raises $55M In Funding Round
• SEC Judge Challenges Tossed After 11th Circ. Decision
• Industry Report Questions Legality Of Fed Stress Tests
• Allen & Overy Bolsters China Capital Markets Team
• CFTC Raises The Bar For Clearinghouses
• Warren Calls Lack Of Financial Crisis Suits 'Abysmal Failure'
• 3 Steps To Successful Judgment Enforcement
• SEC Chief Flags Challenges In Algorithmic Trading Regs
• SEC Welcomes Whistleblower Attys, Enforcement Chief Says
• New Small Biz Group To Fight Leverage Restrictions On BDCs
• Jury Finds Commodities Pool Chief Committed $2.7M Fraud
• Lloyds Cites Sokolow Decision In Bid To Escape Libor Suit
• Ex-Simpson Thacher Clerk Gets Prison For Insider Trading
• Sapphire Obtains $1B In New Funds For Tech Ventures
• 3 PE-Backed Companies Cancel IPOs Surpassing $1B
• Kennedy Wilson Drops $172M On Wash. Apartment Complex
• SEC Beats Miami In $38M Bond Rating Fraud Trial
• Brexit Could Harm EU Capital Markets Union, Banker Warns
• EU To Ramp Up Capital Markets Reforms To Offset Brexit
• Reducing Settlement Delays In Loan Trading Market
• Dodd-Frank Repeal Bill Passes Out Of House Committee
• NY Judge Narrows Investor Claims In Libor MDL
• LeapFrog Snags Ex-Linklaters Partner To Head Up Legal Biz
• IMS Plans $1.5B Bond To Help Finance $8.9B Quintiles Deal
• IPO Could Value PE-Backed Danish Payments Co. At $4.8B
• Deals Rumor Mill: Bayer, Postal Savings Bank Of China, Teneo
• 7th Circ. Judge Questions Ruling In Sentinel CEO's Case
• Freeport-McMoRan Inks $2B Sale Of Deepwater Gulf Assets
• Blue Buffalo Backers To Sell 14.3M Shares
• Should Your Law Firm Move To The Cloud?
• SEC Urged To Protect Investors From Corporate Tax Dodging
• FINRA's Capital Acquisition Broker Rules Face Tough Sell
• SE Asian Capital Market Regulators Push Bond Market Growth
• Chinese Fuel-Storage Co. CFO Seeks Dismissal In Fraud Suit
• Ashland-Spinoff Valvoline Sets Terms On $645M IPO
• Chamber Calls For Financial Stability Board Restructuring
• Justice Ginsburg Seeks SEC Response To Tilton's Stay Bid
• Rise In Whistleblower Claims Likely With New CFTC Rules
• Extraction Payment Rule May Lead To More FCPA Scrutiny
• From The Partner's Desk: Paving Your Path To Partnership
• Williams Investor Slams Board's Costly ETE Takeover Defense
• First Convicted 'Spoofer' Denied Bail During Appeal
• State Securities Suits Are Mounting, Cyan Tells High Court
• BOKF Settles Beef Over Bond Offering For Senior Centers
• 5 Firms To Steer IPOs Totaling $740M As Market Gains Steam
• Latest Tilton Suit Says SEC Railroads In-House Respondents
• House Approves Scaling Back Adviser Reporting Rules
• Tech 'Unicorn' Coupa Software Files $75M IPO
• Stifel Reaches SEC Deal On Eve Of $200M CDO Trial
• Removing Securities Act Cases: MoneyGram Bucks The Trend
• How We Can Diversify The Legal Profession And Why We Must
• Absence Of Final MLP Status Rules Sowing Uncertainty
• Hong Kong Exchange Signs Memorandum With Shandong
• House OKs Bills Trimming SEC Rules On Small Businesses
• Fed Pushes For Tighter Limits On Banks' Commodity Biz
• DLA Piper, Sidley Guide REIT WP Carey's $350M Debt Deal
• Avexis' $147M Follow-On Offering Leads 2 Biotech Stock Deals
• Investor Class Suit Over Cancer Co. IPO Goes To Fed. Court
• Deals Rumor Mill: Bayer, Lone Star Funds, Shop-Apotheke
• SEC Judge Rebukes Tilton's 'Fishing Expedition'
• Real Estate Crowdfunder Scores Landmark IPO In Australia
• 2nd Circ. Grants Stay In Barclays Dark Pool Case
• Divided CFTC Recognizes Japanese Swap Margin Rules
• Latham Nabs Ex-Allen Overy Atty To Boost German Business
• Barclays Wins Stay Of Dark Pool Suit To Appeal Class Cert.
• Callon Petroleum In $327M Deal For ArcLight Assets
• Deals Rumor Mill: Viacom, CBS, Societe Generale
• Retirement Systems Battle For Lead In Volkswagen Suit
• Noble Midstream, Trade Desk Priming IPOs Totaling $320M
• HK Regulator Bans Ex-HSBC Staff From Securities For Life
• CFTC Charges Assistant Trader With Making False Reports
• CFTC And Mexican Regulators Sign Pact On Info-Sharing
• German-Austrian Developer Buwog Issues $337M Bond
• White House Threatens Veto Of GOP Securities Bills
• Wells Fargo Fires Back In Bid To Beat RMBS Suits
• 11th Circ. Won't Rethink Challenge To SEC In-House Judges
• Leveraging Trial Strategies To Improve Your Negotiating Skills
• NJ Group Seeks To Block $1.15B Meadowlands Bond Sale
• MoneyGram Investor Suit Belongs In Fed. Court, Judge Says
• 3 Cos. Hone IPOs Totaling $440M As Dealmaking Resumes
• Deutsche Defends Claim It Didn't Know Securities Were Bad
• Judge Draws Map For Tallying UBS Liability In $2B Loan Case
• 3 Firms Guide Telecom REIT's Equity Offering Program
• Hong Kong Pins Financial Services Future On Tech
• Old Skills, New Tricks: Opportunities For Law Librarians
• Aritzia Primes $234M IPO Amid Weak Canada Market
• European Alternative Finance Jumps To $6.1B, Report Says
• Rainmaker Q&A: Choate's Andrew Hickey
• Kraft Must Wait To Appeal Wheat Futures Manipulation Ruling
• Tech IPOs Expected To Lead Post-Labor Day Rebound
• Health-Focused Blank Check Co. Avista Files $300M IPO
• UK REIT Segro Raises $430M With Share Sale
• British Columbia Becomes First Gov't To Issue Masala Bonds
• Will 'Dr. Bull' Affect Actual Jurors?
• IP Firm Holding Company Prices $110M Australian IPO
• SEC Wants Public Filers To Include Hyperlinks In Filings
• Discovery Feud Rages In $7.7B NovaStar MBS Fraud Action
• CFTC Allows More Time To Implement Swaps Custody Rules
• Canadian Regulators Clarifiy Global Bond Trading Policy
• PE-Backed Danish Payments Processor Unveils $828M IPO
• Inside The Recent Wave Of Public-To-Private Deals
• Carlyle Grabs $334M From CommScope Stake Sale
• Is Crowdfunding Really A Viable Option?
• Investors Propose Distribution Plan In $2B Forex Settlement