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Capital Markets - September, 2016
242 articles
- 'Unicorn' Nutanix's Upsized IPO Raises $238M Atop Range
- 6 Firms Set To Ring In October With IPOs Totaling $970M
- In The Hot Seat: Wells Fargo Shows 3 Deadly Sins Of SOX
- Chesapeake Asks 2nd Circ. To Rehear $439M Bond Case
- GOP Senator Seeks Law To Force SEC To Credit Exchanges
- CFTC Says Commodities Trader 'Big A' Owes $3.2M For Fraud
- Auto Parts Supplier TI Fluid Systems Plans $674M London IPO
- Banks Press Lehman For Billions Of Dollars In RMBS Claims
- 11th Circ. Won't Rethink Lender Exec's MBS Fraud Verdict
- Oral Advocacy And 'Vocal Fry'
- MaxPoint Investors Cite Boost From 'Vivendi' Decision
- Barclays Wants Second Shot At Exiting Libor Suit
- Oil Co. Sold $35M In Unregistered Securities, SEC Says
- Proskauer Rose Nabs Ex-White & Case Funds Group Head
- Energy Developer Extraction Oil & Gas Primes $550M IPO
- 3 Cos. Price IPOs Totaling $329M At Bottom Or Below Range
- SEC Watchdog Sees Room For Improvement In Rule Reviews
- Global IPOs Likely To Stay Stalled For Rest Of 2016: Report
- Deals Rumor Mill: Qualcomm, Spotify, Telefonica
- 'Unicorn' Apttus Raises $88M On Way To IPO
- CFTC Amends Interest Rate Swaps Clearing Rule
- UBS Unit Can Try To Appeal Master Order In $2B Loan Case
- Sidley Austin Snags Three Jones Day Real Estate Attys
- Lynn Tilton Justifies Latest Suit Over SEC In-House Rules
- Norberg Named As New SEC Whistleblower Chief
- Senate Ag Committee Sends CFTC Nominees Forward
- CBS Radio Eyes $1.5B In Debt Financing Ahead Of Split
- 'Unicorn' Nutanix Raises IPO Target Price
- SEC Reluctantly Adopts New Clearing Agency Standards
- Playa Hotels & Resorts Files $100M IPO
- Investors Seek Final OK For $58M HSBC, Citi Libor Deals
- EC Probes Deutsche Börse-London Stock Exchange Merger
- The Courtroom Where It Happened: Hamilton As A Lawyer
- A Solution For Competing Foreign Insolvency Proceedings
- Yellen Says Fed, FDIC Ready To Act If Living Wills Are Weak
- FINRA Fines NY Firm Over $2.5B Venezuelan Bond Sales
- Why Have Lawyers Forgotten About The Middle Class?
- Royal Bank Of Scotland To Settle MBS Suits For $1.1B
- NJ Court Clears Path For $1.15B Meadowlands Bond Sale
- Wells Fargo To Pay $400K To Settle CFTC Reporting Claims
- 7th Circ. Agrees First Convicted Spoofer Must Stay In Jail
- Ex-RMBS Trader Pays SEC $100K Fine For Misleading Sales
- Brazilian Antitrust Regulator Looking At Top Exchange
- CFTC Chair Tackles Stress Tests At Clearinghouses
- Argentina Holdouts In 2nd Circ. Target Bank Trustee Loot
- City Office REIT Prices $100M Stock Offering
- Kirkland Adds Investment Funds Group To Houston Office
- Deals Rumor Mill: Blue Apron, Dick Clark Productions, Bayer
- SEC Hits Bankrupt KiOR With Fraud Suit Over $150M IPO
- PE-Backed Retailer Aritzia Prices Upsized $302M IPO
- Big Banks Hit With Forex Price-Fixing Class Action
- Canadian Regulators Target Cybersecurity Disclosures
- Supreme Court Won't Stay In-House SEC Suit Against Tilton
- Advanced Disposal 1 Of 4 IPO Launches Totaling $745M
- Fed's Stress Test Relief Unlikely To Stave Off Challenge
- Penalty Sought For Bad Deposition In $63M Real Estate Suit
- Tilton Unlikely To Prevail In High Court Quest, SEC Says
- 6 Banks Team With Tech Startup To Form Blockchain Network
- SEC Adds 30 Days For Comment On Disclosure Requirements
- Deutsche Won't Get German Bailout In $14B US RMBS Tiff
- Deals Rumor Mill: Disney, Wabtec, CBS
- China OKs Credit Default Swaps For 1st Time
- Silver Investors Say Forex Ruling Proves Standing
- Pfizer Again Ditches Plan to Split Into 2 Businesses
- Merrill Lynch Pays $15.5M In 'Mini-Flash' Crash Fines
- CBOE, Bats Latest Exchanges To Merge With $3.2B Deal
- Total SA Seeks Exit From Traders' Market Manipulation Suit
- Presidential Candidates' Tax Plans May Cause Fiscal Crisis
- 3 Firms Prime IPOs Totaling $547M Led By 'Unicorn' Nutanix
- Ex-NY Gov. Settles As SEC Sues Defunct Movie Studio Execs
- DC Circ. Urged To Rethink SEC In-House Constitutionality
- Mexico City Airport Project Raises $2B In Green Bond Offering
- GOP Rep. Proposes Bill To Ease FinTech Regulations
- 2nd Circ. Won't Revive High-Speed Trading Cases
- Deals Rumor Mill: Twitter, CBOE Holdings, Carlos Slim
- PE-Backed Danish Payments Co. Gets $4.5B Valuation In IPO
- Top Fed Official To Discuss Evolution Of Bank Stress Tests
- Coupa, AquaVenture Launch IPOs Totaling $224M
- CFTC Must Defend Use Of Deutsche Bank Monitor, Judge Says
- Investors Blast Barclays' 2nd Circ. Case Use In Libor Row
- FASB Chairman Grilled Over R&D Write-Off Requirement
- Canadian Regulator Seeks Input On Commodity Pool Rules
- NJ Mega-Mall Bond Deal Faces Renewed Court Challenge
- PE-Backed Cosmetics Retailer Leads 2 IPOs Raising $180M
- CFTC Alleges Forex Trader Fraudulently Lured Customers
- Commodities Firm, CEO, Ex-Officer To Pay $1.5M CFTC Fine
- Deals Rumor Mill: EQT Partners, Morpho, Shanghai Electric
- Sidley, Goodwin Steer REIT Ventas' $450M Notes Deal
- 3 Questions To Answer Before Disclosing A Data Breach
- Investment Banks Should Partner With Fintech Firms: Report
- Lew Defends Systematically Important Designation Process
- Are Loyal Customers Happy Shareholders?
- Aozora Looks To Revive Toxic CDO Suit Against Credit Suisse
- Tech 'Unicorn' Exits Exceeded Births In Q2, Report Says
- Latham-Led Tech Startup, Biotech IPOs Raise $129M
- Deals Rumor Mill: Postal Savings Bank, BlackLine, UniCredit
- SEC Pushes For Full $26.9M Repatriation In EB-5 Case
- Drinker Biddle Adds Corporate Partner From Fox Rothschild
- Securities Regs Can't Stop At Nat'l Borders, SEC Head Says
- Judge Nixes Some Forex Claims But Finds Banks Conspired
- Banks Lose Bid To Strike Lenders' Libor Class Claims
- CFTC Sues Fla. Co. For Role In Metals Scheme
- Some Tricks To Split A Bond Issue
- Tilton's Latest Suit Over SEC In-House Rules Draws Request
- Lehman Ends $1B Spat Over GreenPoint RMBS
- Overhauling Law Firm Records Departments For A New Reality
- Grab Raises $750M For Indonesian Expansion Plans
- Green Bond Sales Break Prior Annual Record, Report Says
- Coalition Says Public Backs More Corporate Disclosure
- BNP Paribas To Offer Minibond Blockchain Platform
- Shire Prices $12.1B Bond To Help Pay For Baxalta Deal
- Barclays Says 2nd Circ. Terrorism Ruling Dooms Libor Suit
- HK Watchdog Seeks To Ease Derivative Position Limits
- BNY Mellon Asks 2nd Circ. To Deny Argentina Trust Payout
- Former SEC Commissioner Joins Falcon Cyber As Partner
- Russian Bank To Pay $5M In CFTC Deal Over Futures Trades
- FireEye Asks Calif. High Court To Boot IPO Suit From State
- Deals Rumor Mill: Bayer, BRF, Saudi Telecom
- Deutsche Bank Gets Swap Dispute Moved From Texas To NY
- PE-Backed UK Bowling Alley Operator Strikes £266M IPO
- Tilton Can't Get Quick Win In $200M SEC In-House Suit
- Broker Slams Investors' Subpoenas In Libor Action
- Global VC Fintech Investment Soars 148%, Report Says
- 'Unicorn' Nutanix Among 4 IPO Launches Totaling $543M
- CFTC Wins Injunction In Futures Trading Software Suit
- 3 Firms Steer REIT MedEquities Realty's Planned $259M IPO
- 8 Firms To Guide IPOs Surpassing $1.1B Led By Valvoline
- Market Makers Take Another Stab At Exchange Fee Challenge
- 2 Banks, Tech Startup Price IPOs Totaling $452M
- Deutsche Bank Won't Agree To $14B RMBS Deal With DOJ
- SEC Member Invites Comments On Regulation NMS Review
- Media-Focused Blank Check Co. Saban Raises $235M IPO
- The Rogue Insider: Protecting Against Trade Secret Theft
- Strong Noble Midstream IPO Bodes Well For Energy Rebound
- CFTC Chair Seeks To Delay Drop In Swap Threshold
- CFTC Nominees Poised For Approval After Senate Hearing
- Chesapeake Strikes Out In $439M Bond Buyout Appeal
- Activision Blizzard, Telus Price $2.1B In Bonds To Repay Debt
- Blockchain Luminary Ripple Raises $55M In Funding Round
- SEC Judge Challenges Tossed After 11th Circ. Decision
- Industry Report Questions Legality Of Fed Stress Tests
- Allen & Overy Bolsters China Capital Markets Team
- CFTC Raises The Bar For Clearinghouses
- Warren Calls Lack Of Financial Crisis Suits 'Abysmal Failure'
- 3 Steps To Successful Judgment Enforcement
- SEC Chief Flags Challenges In Algorithmic Trading Regs
- SEC Welcomes Whistleblower Attys, Enforcement Chief Says
- New Small Biz Group To Fight Leverage Restrictions On BDCs
- Jury Finds Commodities Pool Chief Committed $2.7M Fraud
- Lloyds Cites Sokolow Decision In Bid To Escape Libor Suit
- Ex-Simpson Thacher Clerk Gets Prison For Insider Trading
- Sapphire Obtains $1B In New Funds For Tech Ventures
- 3 PE-Backed Companies Cancel IPOs Surpassing $1B
- Kennedy Wilson Drops $172M On Wash. Apartment Complex
- SEC Beats Miami In $38M Bond Rating Fraud Trial
- Brexit Could Harm EU Capital Markets Union, Banker Warns
- EU To Ramp Up Capital Markets Reforms To Offset Brexit
- Reducing Settlement Delays In Loan Trading Market
- Dodd-Frank Repeal Bill Passes Out Of House Committee
- NY Judge Narrows Investor Claims In Libor MDL
- LeapFrog Snags Ex-Linklaters Partner To Head Up Legal Biz
- IMS Plans $1.5B Bond To Help Finance $8.9B Quintiles Deal
- IPO Could Value PE-Backed Danish Payments Co. At $4.8B
- Deals Rumor Mill: Bayer, Postal Savings Bank Of China, Teneo
- 7th Circ. Judge Questions Ruling In Sentinel CEO's Case
- Freeport-McMoRan Inks $2B Sale Of Deepwater Gulf Assets
- Blue Buffalo Backers To Sell 14.3M Shares
- Should Your Law Firm Move To The Cloud?
- SEC Urged To Protect Investors From Corporate Tax Dodging
- FINRA's Capital Acquisition Broker Rules Face Tough Sell
- SE Asian Capital Market Regulators Push Bond Market Growth
- Chinese Fuel-Storage Co. CFO Seeks Dismissal In Fraud Suit
- Ashland-Spinoff Valvoline Sets Terms On $645M IPO
- Chamber Calls For Financial Stability Board Restructuring
- Justice Ginsburg Seeks SEC Response To Tilton's Stay Bid
- Rise In Whistleblower Claims Likely With New CFTC Rules
- Extraction Payment Rule May Lead To More FCPA Scrutiny
- From The Partner's Desk: Paving Your Path To Partnership
- Williams Investor Slams Board's Costly ETE Takeover Defense
- First Convicted 'Spoofer' Denied Bail During Appeal
- State Securities Suits Are Mounting, Cyan Tells High Court
- BOKF Settles Beef Over Bond Offering For Senior Centers
- 5 Firms To Steer IPOs Totaling $740M As Market Gains Steam
- Latest Tilton Suit Says SEC Railroads In-House Respondents
- House Approves Scaling Back Adviser Reporting Rules
- Tech 'Unicorn' Coupa Software Files $75M IPO
- Stifel Reaches SEC Deal On Eve Of $200M CDO Trial
- Removing Securities Act Cases: MoneyGram Bucks The Trend
- How We Can Diversify The Legal Profession And Why We Must
- Absence Of Final MLP Status Rules Sowing Uncertainty
- Hong Kong Exchange Signs Memorandum With Shandong
- House OKs Bills Trimming SEC Rules On Small Businesses
- Fed Pushes For Tighter Limits On Banks' Commodity Biz
- DLA Piper, Sidley Guide REIT WP Carey's $350M Debt Deal
- Avexis' $147M Follow-On Offering Leads 2 Biotech Stock Deals
- Investor Class Suit Over Cancer Co. IPO Goes To Fed. Court
- Deals Rumor Mill: Bayer, Lone Star Funds, Shop-Apotheke
- SEC Judge Rebukes Tilton's 'Fishing Expedition'
- Real Estate Crowdfunder Scores Landmark IPO In Australia
- 2nd Circ. Grants Stay In Barclays Dark Pool Case
- Divided CFTC Recognizes Japanese Swap Margin Rules
- Latham Nabs Ex-Allen Overy Atty To Boost German Business
- Barclays Wins Stay Of Dark Pool Suit To Appeal Class Cert.
- Callon Petroleum In $327M Deal For ArcLight Assets
- Deals Rumor Mill: Viacom, CBS, Societe Generale
- Retirement Systems Battle For Lead In Volkswagen Suit
- Noble Midstream, Trade Desk Priming IPOs Totaling $320M
- HK Regulator Bans Ex-HSBC Staff From Securities For Life
- CFTC Charges Assistant Trader With Making False Reports
- CFTC And Mexican Regulators Sign Pact On Info-Sharing
- German-Austrian Developer Buwog Issues $337M Bond
- White House Threatens Veto Of GOP Securities Bills
- Wells Fargo Fires Back In Bid To Beat RMBS Suits
- 11th Circ. Won't Rethink Challenge To SEC In-House Judges
- Leveraging Trial Strategies To Improve Your Negotiating Skills
- NJ Group Seeks To Block $1.15B Meadowlands Bond Sale
- MoneyGram Investor Suit Belongs In Fed. Court, Judge Says
- 3 Cos. Hone IPOs Totaling $440M As Dealmaking Resumes
- Deutsche Defends Claim It Didn't Know Securities Were Bad
- Judge Draws Map For Tallying UBS Liability In $2B Loan Case
- 3 Firms Guide Telecom REIT's Equity Offering Program
- Hong Kong Pins Financial Services Future On Tech
- Old Skills, New Tricks: Opportunities For Law Librarians
- Aritzia Primes $234M IPO Amid Weak Canada Market
- European Alternative Finance Jumps To $6.1B, Report Says
- Rainmaker Q&A: Choate's Andrew Hickey
- Kraft Must Wait To Appeal Wheat Futures Manipulation Ruling
- Tech IPOs Expected To Lead Post-Labor Day Rebound
- Health-Focused Blank Check Co. Avista Files $300M IPO
- UK REIT Segro Raises $430M With Share Sale
- British Columbia Becomes First Gov't To Issue Masala Bonds
- Will 'Dr. Bull' Affect Actual Jurors?
- IP Firm Holding Company Prices $110M Australian IPO
- SEC Wants Public Filers To Include Hyperlinks In Filings
- Discovery Feud Rages In $7.7B NovaStar MBS Fraud Action
- CFTC Allows More Time To Implement Swaps Custody Rules
- Canadian Regulators Clarifiy Global Bond Trading Policy
- PE-Backed Danish Payments Processor Unveils $828M IPO
- Inside The Recent Wave Of Public-To-Private Deals
- Carlyle Grabs $334M From CommScope Stake Sale
- Is Crowdfunding Really A Viable Option?
- Investors Propose Distribution Plan In $2B Forex Settlement