Capital Markets Archive » October, 2016

Capital Markets - October, 2016

214 articles

• SEC Boosts Intrastate Crowdfunding, But Hurdles Remain
• Investors Scoff At Bank's 2nd Circ. Terrorism Ruling Citation
• Dominion Acquires Questar For $1.7B, Ups Public Offering
• UK Firm Misys Pulls $637M IPO, Citing Market Conditions
• Rainmaker Q&A: Briggs & Morgan's Frank Taylor
• Ex-SEC Head Pushes For Better Climate-Risk Disclosures
• Adapt Or Die: Law Firms In Tomorrow's Economy — Part 2
• CFTC Probing Interest Rate Swap Trades, Citigroup Says
• Chinese Sports Lottery Biz Settles IPO Suit For $2.5M
• A Perfect Storm Of Securities Class Actions On The Horizon
• Alternative Fantasy Models Face Legal Scrutiny
• When Your Client Is The President: Part 7
• Alliar Launches $210M IPO, Brazil's First This Year
• Wells Fargo Wants Key BlackRock Info In $1B Mortgage Action
• Rainmaker Q&A: Stroock's Todd Lenson
• Permian Basin A Hot Spot For Deals Despite Low Oil Prices
• Universal Proxy: Not Exactly 'Shareholder Democracy'
• PE-Backed Ahlsell Beats European Slump With $667M IPO
• Taxation With Representation: Paul Weiss, Skadden, Sullivan
• PE-Backed Golf Co. Acushnet Leads 3 IPOs Totaling $582M
• UBS Faces Hong Kong Enforcement Action Over IPOs
• Fighting The SEC On Its Home Turf
• When Your Client Is The President: Part 6
• Adapt Or Die: Law Firms In Tomorrow's Economy — Part 1
• Father Of Bitcoin Exchange Operator Pleads Guilty
• Investors Say US Court Has Jurisdiction To Hear Libor Suit
• Winston & Strawn, Weil Guide Blank Check Firm's $480M IPO
• Year's Largest US IPO Sends Mixed Signals In Debut
• Trader Charged For $9M Ponzi Scheme Not Singled Out: Judge
• More Deutsche Bank Pink Slips Coming In Restructure Push
• Knotty International Problems In The Courts
• Drug Giant Merck Prices $1.1B Euro-Denominated Bond
• Fitbit Denied Bid To Shed Shareholder Suit
• When Your Client Is The President: Part 5
• Financial Regs A Stumbling Block For Blockchain: S&P Study
• OCC To Open Innovation Office To Boost Fintech At Banks
• VC-Backed Ra Pharmaceuticals Raises $92M In Upsized IPO
• Deals Rumor Mill: Snapchat, Dr Pepper Snapple, RPC Group
• REIT Merlin Properties Issues $873M Worth Of Bonds
• Medical Tech Co. ConvaTec Nets $1.8B In London IPO
• Split SEC Eases Proxy Voting Rules On Corporate Elections
• Clinton Win Would Make Capital Markets Sigh With Relief
• UBS, Barclays Settle With Bondholders In Libor Suit
• When Your Client Is The President: Part 4
• Investors Mine Gold, Silver Rulings In Platinum Suit
• Foreign Banks Look To Dodge Yen Libor Suit
• Morgan Stanley RMBS Suit Should Be Revived, Investors Say
• Ontario Regulators Unveil Canada's First Fintech Hub
• PE-Backed Smart Sand Primes $175M IPO
• Wells Fargo Says Investors Wrongfully Compare RMBS Suits
• Baker Botts Steers Carrizo On $181M Buy, $225M Share Sale
• Norton Rose Fulbright Snags Ex-Reed Smith Energy Ace
• Trustee Wants Another Go At Credit Suisse In RMBS Fight
• Netflix Prices Upsized $1B Debt Offering
• When Your Client Is The President: Part 3
• Bridging The Gap Between Outside And Inside Counsel
• SEC Chair Seeks More Oversight In Gov't Securities Trading
• CFTC Considering Limits To New Automated Trading Rules
• LSEG Capital Markets Revenue Rose 16% Despite Volatility
• Barclays Seeks Quick Win In $2.5B Offering Suit
• Hong Kong Sets Volatility Controls For Derivatives Market
• TD Ameritrade To Buy Scottrade In $4B, Two-Step Deal
• SEC Challenger Misread High Court Finding, DC Circ. Told
• When Your Client Is The President: Part 2
• So You Want To Be A Partner? You Need A Mentor
• Tilton, SEC Prep For Unprecedented Face-Off In $200M Case
• Facebook Calls Class C Stock Suit Doc Bid 'Gamesmanship'
• Investors Say Calif. Suit Dooms Wells Fargo's Dismissal Bid
• 6 Firms To Steer 7 IPOs Totaling $2.6B Led By Blockbuster
• Chinese Regulator Probes 6 Firms In IPO Fraud Crackdown
• HealthEquity's PE Backers Shed Stakes In $89.6M Offering
• Argentina Says Some Claimants Aren't Part Of $90B Debt Deal
• FERC Says $42M Pa. Trader Manipulation Case Is Rock Solid
• Convicted Spoofer Tells 7th Circ. His Trades Were Legit
• REIT Colony Starwood Homes Prices $581M Loan
• The Manipulation Standard And A Setback For CFTC
• Tarullo Urges Regulators To Watch For Shadow Banking Risks
• When Your Client Is The President: Part 1
• Barclays Beats Investors' Dark Pool Claims
• Tilton, Patriarch Ask Appeals Court To Nix Fraud Claim
• 2 Firms Rake In $1B In Fees From NCUA's MBS Suits
• Malaysian Central Bank Forms Fintech Regulatory Sandbox
• Pipe Maker, Biotech Price IPOs Raising $439M
• Sheppard Mullin Adds 4 Corporate Partners In New York
• HK Bans Short Seller For 5 Years, Calls Research Misleading
• 'Hasty' Judge Botched RBS Libor Claim Again, 2nd Circ. Told
• Deals Rumor Mill: Qatar, Saudi Arabian Govt., Samsung
• Fair Market Value Arguments Fail in Nomura Suit, Gov't Says
• 5 Things To Look For As Brexit Disclosures Get More Specific
• Trial Pros' Secret To Courtroom Success
• Currency Buyers Say Libor-Rigging Suit Has Legs
• Metals Trader Fined $1.5M For Off-Exchange Deals
• CFTC Wins Bid For Deutsche Bank Swaps-Reporting Monitor
• Del. Justices Question 'Sloppy' Pleadings In Zynga Appeal
• UK's FCA Approves Singapore Exchange's $107M Baltic Buy
• Deutsche Pleads With NY Justices To Toss $22M Judgment
• Japan HFT Plan Contemplates Oversight Through Registration
• CFTC Won't Ditch Plan Allowing It To Peek At Trading Code
• Biotech IPO, Two Follow-On Offerings Top $350M
• SEC Continues To Focus On Non-GAAP Financial Disclosures
• American Capital Dodges Suit Over $52M MBS Deal
• Chicago Trader Settles CFTC's Spoofing Suit
• SEC Approves FINRA's Treasury Securities Reporting Rule
• CFTC Seeks $3.1M Penalty Against Commodities Pool Chief
• Deutsche Bank Unit Forced To Give HSBC Docs In MBS Fight
• Foley & Lardner, DLA Guiding Pot-Focused REIT's $175M IPO
• Calvert To Pay Up For Misvalued Bonds, Improper Fees
• Tech 'Unicorn' Twilio Unveils Offering With 7M Shares
• PE-Backed Biffa Slashes IPO Amid Choppy London Markets
• Feds Float Altered Probation For Embattled Ex-Trader
• Keppel DC REIT Raising $199M To Buy Singapore Data Center
• CFTC Inks $35M Settlement With Unregistered Forex Traders
• Deutsche Bank Offers $38M To Settle Silver Price-Fixing MDL
• Bank Can't Give Trust Funds To Argentinian Debt Holdouts
• Daily Fantasy Sports Co. Announces Plans For 2017 IPO
• Deals Rumor Mill: Mentor Graphics, Pekao, Banco Patagonia
• PE-Backed Acushnet Tops 5 IPO Launches Totaling $907M
• GxP German Picks Up 10 Office Properties Worth $134M
• SEC To Focus On Investment Advisers, Exams Chief Says
• PE-Backed Chinese Logistics Co. ZTO Primes $1.3B IPO
• OPINION: 3rd-Party Litigation Funding Needs Transparency
• Natixis Asks Appeals Court To Toss Suit Over $877M In RMBS
• 3 Firms To Lead IPOs Totaling $518M As Deals Begin To Slow
• SEC Names New Associate Enforcement Director
• 2nd Circ. FIRREA Ruling Impacts $32B, Banks Tell High Court
• 2nd Circ. Skeptical Of 'Big Short' Adviser's SEC Challenge
• Ashford Hospitality Trust Prices $150M Preferred Stock Offer
• SEC Watchdog Sees Room For Improvement On Efficiency
• Mammoth Energy Raises $116M In 2nd Energy IPO This Week
• Sen. Warren Urges White House To Replace SEC Chair White
• Tilton Abandons Latest SEC Crusade To Face Admin Hearing
• FINRA's 'Yuuuge' Fines May Propel 2016 To Historic Year
• Venture Capital Funding Drop Not A Cause For Panic
• SEC Slams Jay Peak Owner's Latest Fee Bid In EB-5 Suit
• JPMorgan Asks 2nd Circ. To Nix Silver Futures Claims
• Treasury Issues Final Controversial Debt-To-Equity Rules
• Hong Kong Opens Probe Of Brokers' Cybersecurity Readiness
• SEC Adopts 'Transformative' Rules For Mutual Funds
• TI Fluid Systems Becomes Latest Euro Co. To Scrap IPO Plans
• Deals Rumor Mill: Snapchat, Robert Bosch, Anglo American
• Investors Say Waldman Can't Get Banks Out Of Libor Suit
• IRS Casting 'Wide Net' With Debt-Equity Regs, Attys Say
• Facebook Investors Want Zuckerberg-Goldman Sachs Docs
• Libor Plaintiffs Say Metals Ruling Backs Standing Claims
• Debt Issuance Set To Beat '06 Record, But Uncertainty Looms
• Extraction Oil & Gas Tops 3 IPOs Totaling $700M
• UK Gym Co. Follows German Real Estate Firm In Pulling IPO
• Father, Son Must Face CFTC Fraud Suit After Firm Wipeout
• The Art Of Silence At Trial
• Deutsche Bank Pays $9.5M Over Chatty Research Analysts
• Tech Startup Twilio Unveils $400M Follow-On Stock Offering
• CFTC Proposes New Definitions For Cross-Border Swap Rules
• Hong Kong, Shenzhen Bourses Closer To Linking Markets
• Brooklyn-Based REIT Clipper Realty Files Plans For IPO
• OTC Markets Group Launches Share Data Repository
• Vivendi Ruling Supports Dismissal Of Dark Pool Suit: ITG
• SEC Enforcement Veteran Joins WilmerHale In Los Angeles
• Justices Won't Hear Moody's MBS Rating Appeal
• Regulatory Tide Rising For Alternative Digital Lenders
• Feds Urge 7th Circ. To Uphold 1st Spoofing Conviction
• Amira Foods Can Pursue Libel Claim Against Market Analyst
• 4 Firms To Steer IPOs Totaling $1B Amid Energy Rebound
• Pipe Maker, Gene Biotech Co. Prepare IPOs Totaling $443M
• $5.6B Green Energy Deal Is Germany's Largest IPO In Years
• REIT Public Storage Prices $350M Depositary Share Offering
• Recreational Vehicle Co. Leads 2 IPOs Totaling $290M
• SPower Gains $786M In Funding For 9 Solar Projects
• Using Yankee Bonds To Complete One's Financing Spectrum
• 4 Firms Steer IPOs Totaling $672M Led By 'Unicorn' Coupa
• Miami Commission To Weigh $1M Deal To End SEC Fraud Suit
• Paul Hastings Nabs Pillsbury Exec Compensation Pro
• Deals Rumor Mill: Snapchat, CSN, Rosneft
• SEC Nabs New Analytics And Research Head For Trading Unit
• Coming Soon: The 3-D (And 4-D) Brief
• REIT Tanger Outlets Prices $100M Debt Offering
• Regulators Suspend HSBC Exec Amid Forex Charges
• EU Finance Chief Pushes Green Investing, Digital Banking
• 5 Keys To Completing An IPO During Volatile Times
• 6th Circ. Sends GOP Pay-To-Play Rule Case To Merits Panel
• Deals Rumor Mill: Twitter, Jose Cuervo, Leslie's Poolmart
• McGuireWoods Adds Alston & Bird Tech Deal Maker
• HSBC Settles $615M RMBS Suit Against Deutsche Bank Unit
• SIFMA Has 'Significant' Markup Disclosure Proposal Concerns
• OCC Offers Guide To Avoid Correspondent Banking Risks
• Tech 'Unicorn' Coupa Upsizes IPO, Raises Price Range
• Latham, Venable Guide Realty Income's $600M Bond Offering
• SEC Small Biz Committee Wants More Concise Disclosure
• Banks Say Forex Ruling Changes Nothing In Libor Case
• The 'Tough Noogies' Doctrine: Rights But No Remedies
• SEC Says Tilton's Latest Challenge Is Barred By Prior Case
• Aegis Oil Agrees To Pay $41M To End SEC Suit
• SimuSolar Tries US Crowdfunding To Finance Africa Projects
• UBS Beats Silver Price-Fixing Claims In New York MDL
• CIFG Wants Chance To Pursue $100M Bear Stearns CDO Suit
• Investor Watchdog Slams NYSE Plan On Termination Forms
• Solar Co. Tweaks $150M IPO Plan, Mammoth Sets Terms
• CFTC Urged To Prioritize Cybersecurity, 'Triage' Its Budget
• Real Estate Rumors: ASG Equities, KGS-Alpha, Ekstein
• Fed Watchdog Says Cybersecurity Is Top Priority
• In The Hot Seat: Wells Fargo And Bank Supervision
• A Step Toward A Limited-Purpose Fintech Charter
• EC Adopts OTC Derivative Rules, Overruling Watchdog
• 1 Firm Breaks From Pack As IPOs Rebound In Sept.
• Investors Not Flocking To Capital Markets Fintechs: Report
• No End To IPO Flurry As 4 More Firms Reveal Plans
• Better Corp. Governance Needed In Emerging Markets: Report
• High Court Won't Examine Patent Board's CBM Reviews
• MSRB Focuses On Muni Bond Markup Disclosure For 2017
• RBS Unit Will Pay $120M To Settle Conn. RMBS Investigation
• SEC Gets $9.3M From Texas Penny Stock Violator
• PE-Backed Medical Tech Firm Seeks $1.8B In London IPO
• High Court Wants Solicitor's Take On Cyan Securities Appeal
• In The Hot Seat: Wells Fargo Displays Arbitration's Failure
• What US Lawyers Need To Know About Passporting