Capital Markets Archive » November, 2016

Capital Markets - November, 2016

205 articles

• Dexia Gets $1.8M Atty Fees In US Bank CMBS Dispute
• Mnuchin For Treasury Leaves Wall St. Reform In Question
• SEC Expands Charges Over Fla. Offering Fraud
• Singapore Floats Fintech Collaboration With Shanghai
• Report Shows Europe On Pace For $13.6B In Tech Funding
• The Ethical Risks Of A Multijurisdictional Practice
• Goldman Sachs Alum Gets Trump Nod To Run Treasury
• CFTC Approves CME's London Arm For US Derivative Clearing
• Deals Rumor Mill: Johnson & Johnson, AppNexus, Albertsons
• Pot-Focused REIT Cuts Offering Size, Delays IPO
• HK Exchange Listing Volume Down But Still Leads Worldwide
• No Absolute Immunity For Exchanges, SEC Tells 2nd Circ.
• Health Sector Rules Post-Election Equity Markets Activity
• NY Appeals Court Affirms Toss Of CIFG's Bear Stearns Suit
• Banks Ask Court To Put $1.7T Of CDS Deals In Play
• CFTC Seeks Quick Win In Suit Over Off-Exchange Deals
• Banks Optimistic, Uncertain On Trump Reg Changes
• Auto Industry Vet Joins Mayer Brown In Chicago
• SEC Extends Market Structure Committee's Tenure
• How Law Firms Are Using Analytics To Reduce Write-Offs
• Treasury Beats States' Attack On New Bond Redemption Rule
• Feds Fight Ex-Trader's Bid To Block Fraud Trial Witnesses
• PE-Backed Athene Launches Potential $1B IPO
• FINRA Asks To Extend Tier-Size Pilot For Securities
• DOL Continues Winning Streak In Fiduciary Rule Suits
• Securities Group Backs GOP Challenge To Pay-To-Play Rule
• SEC Recommends Streamlining Disclosure Requirements
• PE-Backed Airgain Files For $40M Stock Offering
• PE-Backed Semiconductor Co. UTAC Pulls $350M IPO
• What Now For The OCC's Fintech Proposal?
• The Missing American Jury
• Texas Bros. Accused Of $23M Oil Well Investment Fraud
• Eyes Turn To Snapchat Maker To Revive Cold IPO Market
• Judge OKs $38M Deutsche Bank Silver Price-Fixing Settlement
• IMF, China Strengthen Financial Reform Pact
• HK Regulator Seeks Input On Asset Management Reform
• Wells Fargo Ordered To Turn Over Documents In RMBS Suit
• The Trump Administration's Impact On Financial Regulation
• Trial Set For HSBC Exec Accused Of Scamming Forex Trade
• Ex-CBOE Director Slapped With $22M Fraud Judgment
• IAC Investors Challenge Diller's Stock Reclassification
• PE-Backed IT Provider Presidio Files $100M IPO
• CFTC Extends Reporting Relief To Foreign Swap Dealers
• Deals Rumor Mill: Presidio, Banco Popular Espanol, Amazon
• Trump Team Taps Proskauer, Cahill Attys For Agency Advice
• Law360 MVP Awards Go To Top Attorneys From 76 Firms
• Avoiding Law Firm BYOD Risks: Tips For Securing Devices
• Ally Financial To Pay $52M To End ResCap RMBS Probe
• PE-Backed Cybersecurity Co. Optiv Files $100M IPO
• Ex-Jefferies Trader Wants Testimony Kept Out Of Fraud Case
• Korea Launches Startup Exchange With Blockchain
• Deals Rumor Mill: KKR, Anbang Insurance, Meitu
• Credit Suisse Launches Swiss Unit Ahead Of Planned IPO
• Ally Financial Seeks To Move IPO Suit To Federal Court
• State OKs $771M In Tax-Exempt Bonds For NYC
• 4 Ways Lawyers Can Improve Their Marketing
• State Regulators Aim To Fill Trump's Vacuum
• Capital Markets Attys Praise SEC's White As Departure Nears
• SEC Approves FINRA, MSRB Rules On Markup Disclosures
• State GOPs Ask 6th Circ. To End Muni Pay-To-Play Rule
• CFTC Urged To Hold Back 'Controversial' Rules
• Medical Robotics Co. Myomo Plans 'Mini-IPO'
• FXCM Disputes CFTC's Swiss Flash Crash Claims
• Morgan Stanley, Credit Suisse See $700M RMBS Row Return
• SEC Chair Calls For Further Expansion Of Agency Power
• 2nd Circ. Looks Unwilling To Undo $806M RMBS Judgment
• Taxation With Representation: Wachtell, Kirkland, Simpson
• SEC In-House Practice Going Back To 'Old Normal'
• Beyond Bean Counting: How Legal Can Add True Value
• NY AG 'Troubled' By Trump's Rumored Aim At Wall St. Law
• Performance Food, Planet Fitness Backers Sell 25M Shares
• Ex-TSX Exec To Lead Canadian Capital Markets Agency
• Reg. A+ Deals Show Promise As JOBS Act Slowly Matures
• Twitter Fires Wilson Sonsini, Hires Cooley In IPO Fight
• Investors Say ER Operator, PE Sponsor Hid Overbilling
• Chip Card Co. Wants Suit Over $173M IPO Tossed
• Real Estate Rumors: Henderson Park, Metropole, Benenson
• 'Flash Crash' Trader Must Pay $38.6M In CFTC Case: Ill. Judge
• Clearinghouses Meet Resiliency Marks In CFTC Stress Tests
• Yellen Says She Plans To Stay Atop Fed Under Trump
• Hacker Convicted For $16M FIFA Video Game Currency Theft
• A Series Of Firsts In Muni Bond Enforcement Since 2010
• OPINION: The US Supreme Court In 2017
• Trump's SEC Likely To Shrink Back Where White's Expanded
• Facebook Shareholders Denied Doc Bid In Class C Stock Fight
• Puerto Rico Fights Off Lift Of Stay In Bondholder Suits
• VC-Backed Fintech Funding Drops As Investors Turn Cautious
• KWM Steers Chinese Nuclear Co. On Debut $221M Int'l Bond
• Simpson Thacher Leads Banks In Samsung Biologics' $2B IPO
• Deals Rumor Mill: Exterion, Takata, Happy Times Technology
• Singapore Central Bank Announces Blockchain Pilot Program
• Higher Equity Levels Means Safer Banks, Minn. Fed Says
• Inside The Liquidity Risk Management Rules: Part 2
• A Primer On The Presidential Appointee Vetting Process
• Merging Law Firms: Think Before You Tie The Knot
• Once Sizzling, Silicon Valley Venture Financings Level Out
• SEC Approves Plan to Create Consolidated Audit Trail
• Claims Against RBS Trimmed In Mortgage-Backed Suit
• Funds Say Goldman, Others Flubbed $157M SunEdison Buy
• Moody's MBS False Claims Suit Can't Be Fixed, Judge Told
• Deals Rumor Mill: Snapchat, Viacom, Abbott Laboratories
• Empire Petroleum Pulls IPO, Citing Market Conditions
• Expedia Spinoff Trivago Files $400M IPO, Led By Latham
• GAO Recommends More Transparency For Fed's Stress Tests
• Inside The Liquidity Risk Management Rules: Part 1
• Merging Law Firms: Why Deals Fail Or Underperform
• Big SEC Whistleblower Bounties Won't Change With Trump
• Ex-Rabobank Trader Dodges Jail Time For Fixing Libor
• Vinson Leads Energy Producer WildHorse's $650M IPO
• Final OK Given To $58M Deal With HSBC, Citi In Libor Suit
• Hong Kong Delays Rollout Of Derivatives Volatility Controls
• SEC Chair White To Step Down When Obama Leaves Office
• Muni Watchdog Detects 4 Market Risks For Retail Investors
• SEC Chair Says Investors Need Info For Fintech To Flourish
• CFTC Lifetime Ban For False Reports Draconian, Trader Says
• Merging Law Firms: Beware Conflicts Of Interest
• Facebook Ruling Lets Conventional IPO Structures Live On
• OTC Markets' Chief Eyes Inroads Among Smaller Issuers
• Man Vs. Machine: Or, Lawyers Vs. Legal Technology
• OPINION: The Verdict — A Rejection Of Politics As Usual
• What We Can Expect From An SEC Under President Trump
• Attys Who Wrung $300M From State Street Admit To Fee Flub
• Siemens Readies Public Listing For Health Care Unit
• Helicopter Co. Escapes Shareholder Suit Over $310M IPO
• 7th Circ. Weighs Future Of Spoofing Prosecutions
• Merging Law Firms: Why Hogan Lovells Has Worked
• Judge Gives Final OK To $3.3M Deal In Roka IPO Row
• Future Of Dodd-Frank Uncertain Under Trump
• CMBS Loans In Hard-Hit Detroit, Cleveland, Take Creativity
• 6 Months In, Equity Crowdfunding Hasn't Quite Caught On
• The SEC's New Suitability Theory: Takeaways From UBS
• Marijuana Tipping Point: California And Florida Lead The Way
• Ex-Rabobank Trader Gets 3 Months For Fixing Libor
• Capital Market Attys Eye Plenty Of Deals Work Under Trump
• Reed Smith Adds Real Estate Finance Partner From Dechert
• Flash Crash Trader Pleads Guilty In 2010 Incident
• Asian Convertible Bonds Rise Fueled By China
• Match Group Looks To End Investor Suit Over Test Prep Biz
• Trump's Upset Win Puts Obama Legacy On Chopping Block
• After Trump's Triumph, What's Next?
• Trump Win Puts These 4 On High Court Shortlist
• House GOP To Drive Trump's Banking Policies
• GOP Retains Control Of Both Houses Of Congress
• FDIC Tells 2nd Circ. It's Bound To Revive $140M RMBS Suit
• Hong Kong Regulator Calls For Equities Listing Reform
• IFC Lists 1st-Of-Its-Kind $152M Forest Bond On LSE
• Most UK Crowdfunded Cos. Remain Active, Report Says
• IRS Lacks Compliance Strategy For Virtual Currencies: Report
• SIFMA Asset Mgmt. Group Wants Swap Margin Rules Eased
• Nev. Judge Shuts Down Trump's Early Voting Suit
• The Firms Cashing In This Election Season
• Why The Candidates' BigLaw Bills Keep Rising
• Candid Advice From The Bench: Judges Are People Too
• 2nd Circ. FIRREA Ruling Strays From Precedent, Justices Told
• Trading Platform Denies Role In Plot To Fix Rate Swaps
• Medical Marijuana REIT Gets NYSE OK For $175M IPO
• Holland & Knight Guides Mexican REIT Fibra Plus' $84M IPO
• Wells Fargo Fights Bid To Produce Databases In RMBS Suit
• Deals Rumor Mill: CBS, Etihad Airways, Deutsche Telekom
• Singapore Watchdog To Oversee OTC Derivatives Market
• 7 Steps For Managing An Associate Who May Be Impaired
• SIFMA Seeks Clarification On FINRA Fee Increase Proposal
• Regulatory Exams: Preparation Is More Than Half The Battle
• $7.7B NovaStar MBS Buyers Win Cert. In Suit Against Banks
• 3 Firms To Lead IPOs Totaling $80M As Election Slows Deals
• Taxation With Representation: Wachtell, Willkie, Shearman
• 2nd Circ. Denies Chesapeake Rehearing In $439M Bond Case
• Euronext, Algomi To Launch Bond Trading Platform
• PE-Backed Fracking Co. Prices $129M IPO Far Below Range
• China, HK Regulators To Fight Cross-Border Manipulation
• Trump To Tap Ex-Goldman Partner Mnuchin For Treasury
• Avalanche Biotechnologies Escapes IPO Suit Over Eye Drug
• National Bank Of Canada Issues Its First-Ever Panda Bonds
• The Role Of Litigation Analytics In Your Case
• PE Shop To Sell Last Wingstop Stake In 6.8M Share Offering
• Credit Suisse, UBS Beat Lender's CDO Fraud Suits On Appeal
• CFTC, Canadian Province Ink Cross-Border Cooperation Pact
• Latham Picks Up Ex-Cooley PE, M&A Pro With Startup Chops
• US Seeks Less Than 3 Years For Ex-Rabobank Libor Fixer
• 2nd Circ. Affirms Toss Of Facebook IPO Insider Trading Suit
• Ocean Rig Partners Pulls $305M IPO, Citing Weak Markets
• Wells Fargo's RMBS Also Under State, Federal Investigation
• UK Securities Body Inks Pact To Develop Kuwait Cap Markets
• Adapt Or Die: Law Firms In Tomorrow's Economy — Part 5
• UK Must Get Parliamentary OK For Brexit, Court Rules
• Commodities Pool Chief Balks At $3.1M CFTC Penalty
• Chinese Data Center Co. Prices $193M IPO Below Range
• NYSE Proposes Change To Bondholder Rebate Rules
• $530M State Street Forex Deal Gets Judge's Sign-Off
• Cleary Steers Citi Underwriters On 5 Deals Totaling $6.4B
• HK Exchange Profits Dip Amid Brexit, US Election Jitters
• 2016's Thriving M&A Market
• Venture Financing In Early-Stage Deals Continues To Cool
• Shareholders Sue Navios Maritime For Coercive Trading
• 4 Ways To Get Associates Trial-Ready
• Adapt Or Die: Law Firms In Tomorrow's Economy — Part 4
• Billion-Dollar-Plus IPO Bolts 1 Firm Atop Peers In Oct.
• Goldman To Outsource Dark Pool Operations To Nasdaq
• Equity Crowdfunding Tops $10M Since SEC Rules Took Effect
• Court Won't Rethink Transfer Of Deutsche Bank Swap Dispute
• Liquid Holdings IPO Underwriters Want Shareholder Suit Gone
• Forexware Says Currency Exec Tried To Sneak Out Of Sale
• Adapt Or Die: Law Firms In Tomorrow's Economy — Part 3
• Standard Chartered Says HK Authorities Probing IPO
• When Your Client Is The President: Part 8