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Capital Markets - November, 2016
205 articles
- Dexia Gets $1.8M Atty Fees In US Bank CMBS Dispute
- Mnuchin For Treasury Leaves Wall St. Reform In Question
- SEC Expands Charges Over Fla. Offering Fraud
- Singapore Floats Fintech Collaboration With Shanghai
- Report Shows Europe On Pace For $13.6B In Tech Funding
- The Ethical Risks Of A Multijurisdictional Practice
- Goldman Sachs Alum Gets Trump Nod To Run Treasury
- CFTC Approves CME's London Arm For US Derivative Clearing
- Deals Rumor Mill: Johnson & Johnson, AppNexus, Albertsons
- Pot-Focused REIT Cuts Offering Size, Delays IPO
- HK Exchange Listing Volume Down But Still Leads Worldwide
- No Absolute Immunity For Exchanges, SEC Tells 2nd Circ.
- Health Sector Rules Post-Election Equity Markets Activity
- NY Appeals Court Affirms Toss Of CIFG's Bear Stearns Suit
- Banks Ask Court To Put $1.7T Of CDS Deals In Play
- CFTC Seeks Quick Win In Suit Over Off-Exchange Deals
- Banks Optimistic, Uncertain On Trump Reg Changes
- Auto Industry Vet Joins Mayer Brown In Chicago
- SEC Extends Market Structure Committee's Tenure
- How Law Firms Are Using Analytics To Reduce Write-Offs
- Treasury Beats States' Attack On New Bond Redemption Rule
- Feds Fight Ex-Trader's Bid To Block Fraud Trial Witnesses
- PE-Backed Athene Launches Potential $1B IPO
- FINRA Asks To Extend Tier-Size Pilot For Securities
- DOL Continues Winning Streak In Fiduciary Rule Suits
- Securities Group Backs GOP Challenge To Pay-To-Play Rule
- SEC Recommends Streamlining Disclosure Requirements
- PE-Backed Airgain Files For $40M Stock Offering
- PE-Backed Semiconductor Co. UTAC Pulls $350M IPO
- What Now For The OCC's Fintech Proposal?
- The Missing American Jury
- Texas Bros. Accused Of $23M Oil Well Investment Fraud
- Eyes Turn To Snapchat Maker To Revive Cold IPO Market
- Judge OKs $38M Deutsche Bank Silver Price-Fixing Settlement
- IMF, China Strengthen Financial Reform Pact
- HK Regulator Seeks Input On Asset Management Reform
- Wells Fargo Ordered To Turn Over Documents In RMBS Suit
- The Trump Administration's Impact On Financial Regulation
- Trial Set For HSBC Exec Accused Of Scamming Forex Trade
- Ex-CBOE Director Slapped With $22M Fraud Judgment
- IAC Investors Challenge Diller's Stock Reclassification
- PE-Backed IT Provider Presidio Files $100M IPO
- CFTC Extends Reporting Relief To Foreign Swap Dealers
- Deals Rumor Mill: Presidio, Banco Popular Espanol, Amazon
- Trump Team Taps Proskauer, Cahill Attys For Agency Advice
- Law360 MVP Awards Go To Top Attorneys From 76 Firms
- Avoiding Law Firm BYOD Risks: Tips For Securing Devices
- Ally Financial To Pay $52M To End ResCap RMBS Probe
- PE-Backed Cybersecurity Co. Optiv Files $100M IPO
- Ex-Jefferies Trader Wants Testimony Kept Out Of Fraud Case
- Korea Launches Startup Exchange With Blockchain
- Deals Rumor Mill: KKR, Anbang Insurance, Meitu
- Credit Suisse Launches Swiss Unit Ahead Of Planned IPO
- Ally Financial Seeks To Move IPO Suit To Federal Court
- State OKs $771M In Tax-Exempt Bonds For NYC
- 4 Ways Lawyers Can Improve Their Marketing
- State Regulators Aim To Fill Trump's Vacuum
- Capital Markets Attys Praise SEC's White As Departure Nears
- SEC Approves FINRA, MSRB Rules On Markup Disclosures
- State GOPs Ask 6th Circ. To End Muni Pay-To-Play Rule
- CFTC Urged To Hold Back 'Controversial' Rules
- Medical Robotics Co. Myomo Plans 'Mini-IPO'
- FXCM Disputes CFTC's Swiss Flash Crash Claims
- Morgan Stanley, Credit Suisse See $700M RMBS Row Return
- SEC Chair Calls For Further Expansion Of Agency Power
- 2nd Circ. Looks Unwilling To Undo $806M RMBS Judgment
- Taxation With Representation: Wachtell, Kirkland, Simpson
- SEC In-House Practice Going Back To 'Old Normal'
- Beyond Bean Counting: How Legal Can Add True Value
- NY AG 'Troubled' By Trump's Rumored Aim At Wall St. Law
- Performance Food, Planet Fitness Backers Sell 25M Shares
- Ex-TSX Exec To Lead Canadian Capital Markets Agency
- Reg. A+ Deals Show Promise As JOBS Act Slowly Matures
- Twitter Fires Wilson Sonsini, Hires Cooley In IPO Fight
- Investors Say ER Operator, PE Sponsor Hid Overbilling
- Chip Card Co. Wants Suit Over $173M IPO Tossed
- Real Estate Rumors: Henderson Park, Metropole, Benenson
- 'Flash Crash' Trader Must Pay $38.6M In CFTC Case: Ill. Judge
- Clearinghouses Meet Resiliency Marks In CFTC Stress Tests
- Yellen Says She Plans To Stay Atop Fed Under Trump
- Hacker Convicted For $16M FIFA Video Game Currency Theft
- A Series Of Firsts In Muni Bond Enforcement Since 2010
- OPINION: The US Supreme Court In 2017
- Trump's SEC Likely To Shrink Back Where White's Expanded
- Facebook Shareholders Denied Doc Bid In Class C Stock Fight
- Puerto Rico Fights Off Lift Of Stay In Bondholder Suits
- VC-Backed Fintech Funding Drops As Investors Turn Cautious
- KWM Steers Chinese Nuclear Co. On Debut $221M Int'l Bond
- Simpson Thacher Leads Banks In Samsung Biologics' $2B IPO
- Deals Rumor Mill: Exterion, Takata, Happy Times Technology
- Singapore Central Bank Announces Blockchain Pilot Program
- Higher Equity Levels Means Safer Banks, Minn. Fed Says
- Inside The Liquidity Risk Management Rules: Part 2
- A Primer On The Presidential Appointee Vetting Process
- Merging Law Firms: Think Before You Tie The Knot
- Once Sizzling, Silicon Valley Venture Financings Level Out
- SEC Approves Plan to Create Consolidated Audit Trail
- Claims Against RBS Trimmed In Mortgage-Backed Suit
- Funds Say Goldman, Others Flubbed $157M SunEdison Buy
- Moody's MBS False Claims Suit Can't Be Fixed, Judge Told
- Deals Rumor Mill: Snapchat, Viacom, Abbott Laboratories
- Empire Petroleum Pulls IPO, Citing Market Conditions
- Expedia Spinoff Trivago Files $400M IPO, Led By Latham
- GAO Recommends More Transparency For Fed's Stress Tests
- Inside The Liquidity Risk Management Rules: Part 1
- Merging Law Firms: Why Deals Fail Or Underperform
- Big SEC Whistleblower Bounties Won't Change With Trump
- Ex-Rabobank Trader Dodges Jail Time For Fixing Libor
- Vinson Leads Energy Producer WildHorse's $650M IPO
- Final OK Given To $58M Deal With HSBC, Citi In Libor Suit
- Hong Kong Delays Rollout Of Derivatives Volatility Controls
- SEC Chair White To Step Down When Obama Leaves Office
- Muni Watchdog Detects 4 Market Risks For Retail Investors
- SEC Chair Says Investors Need Info For Fintech To Flourish
- CFTC Lifetime Ban For False Reports Draconian, Trader Says
- Merging Law Firms: Beware Conflicts Of Interest
- Facebook Ruling Lets Conventional IPO Structures Live On
- OTC Markets' Chief Eyes Inroads Among Smaller Issuers
- Man Vs. Machine: Or, Lawyers Vs. Legal Technology
- OPINION: The Verdict — A Rejection Of Politics As Usual
- What We Can Expect From An SEC Under President Trump
- Attys Who Wrung $300M From State Street Admit To Fee Flub
- Siemens Readies Public Listing For Health Care Unit
- Helicopter Co. Escapes Shareholder Suit Over $310M IPO
- 7th Circ. Weighs Future Of Spoofing Prosecutions
- Merging Law Firms: Why Hogan Lovells Has Worked
- Judge Gives Final OK To $3.3M Deal In Roka IPO Row
- Future Of Dodd-Frank Uncertain Under Trump
- CMBS Loans In Hard-Hit Detroit, Cleveland, Take Creativity
- 6 Months In, Equity Crowdfunding Hasn't Quite Caught On
- The SEC's New Suitability Theory: Takeaways From UBS
- Marijuana Tipping Point: California And Florida Lead The Way
- Ex-Rabobank Trader Gets 3 Months For Fixing Libor
- Capital Market Attys Eye Plenty Of Deals Work Under Trump
- Reed Smith Adds Real Estate Finance Partner From Dechert
- Flash Crash Trader Pleads Guilty In 2010 Incident
- Asian Convertible Bonds Rise Fueled By China
- Match Group Looks To End Investor Suit Over Test Prep Biz
- Trump's Upset Win Puts Obama Legacy On Chopping Block
- After Trump's Triumph, What's Next?
- Trump Win Puts These 4 On High Court Shortlist
- House GOP To Drive Trump's Banking Policies
- GOP Retains Control Of Both Houses Of Congress
- FDIC Tells 2nd Circ. It's Bound To Revive $140M RMBS Suit
- Hong Kong Regulator Calls For Equities Listing Reform
- IFC Lists 1st-Of-Its-Kind $152M Forest Bond On LSE
- Most UK Crowdfunded Cos. Remain Active, Report Says
- IRS Lacks Compliance Strategy For Virtual Currencies: Report
- SIFMA Asset Mgmt. Group Wants Swap Margin Rules Eased
- Nev. Judge Shuts Down Trump's Early Voting Suit
- The Firms Cashing In This Election Season
- Why The Candidates' BigLaw Bills Keep Rising
- Candid Advice From The Bench: Judges Are People Too
- 2nd Circ. FIRREA Ruling Strays From Precedent, Justices Told
- Trading Platform Denies Role In Plot To Fix Rate Swaps
- Medical Marijuana REIT Gets NYSE OK For $175M IPO
- Holland & Knight Guides Mexican REIT Fibra Plus' $84M IPO
- Wells Fargo Fights Bid To Produce Databases In RMBS Suit
- Deals Rumor Mill: CBS, Etihad Airways, Deutsche Telekom
- Singapore Watchdog To Oversee OTC Derivatives Market
- 7 Steps For Managing An Associate Who May Be Impaired
- SIFMA Seeks Clarification On FINRA Fee Increase Proposal
- Regulatory Exams: Preparation Is More Than Half The Battle
- $7.7B NovaStar MBS Buyers Win Cert. In Suit Against Banks
- 3 Firms To Lead IPOs Totaling $80M As Election Slows Deals
- Taxation With Representation: Wachtell, Willkie, Shearman
- 2nd Circ. Denies Chesapeake Rehearing In $439M Bond Case
- Euronext, Algomi To Launch Bond Trading Platform
- PE-Backed Fracking Co. Prices $129M IPO Far Below Range
- China, HK Regulators To Fight Cross-Border Manipulation
- Trump To Tap Ex-Goldman Partner Mnuchin For Treasury
- Avalanche Biotechnologies Escapes IPO Suit Over Eye Drug
- National Bank Of Canada Issues Its First-Ever Panda Bonds
- The Role Of Litigation Analytics In Your Case
- PE Shop To Sell Last Wingstop Stake In 6.8M Share Offering
- Credit Suisse, UBS Beat Lender's CDO Fraud Suits On Appeal
- CFTC, Canadian Province Ink Cross-Border Cooperation Pact
- Latham Picks Up Ex-Cooley PE, M&A Pro With Startup Chops
- US Seeks Less Than 3 Years For Ex-Rabobank Libor Fixer
- 2nd Circ. Affirms Toss Of Facebook IPO Insider Trading Suit
- Ocean Rig Partners Pulls $305M IPO, Citing Weak Markets
- Wells Fargo's RMBS Also Under State, Federal Investigation
- UK Securities Body Inks Pact To Develop Kuwait Cap Markets
- Adapt Or Die: Law Firms In Tomorrow's Economy — Part 5
- UK Must Get Parliamentary OK For Brexit, Court Rules
- Commodities Pool Chief Balks At $3.1M CFTC Penalty
- Chinese Data Center Co. Prices $193M IPO Below Range
- NYSE Proposes Change To Bondholder Rebate Rules
- $530M State Street Forex Deal Gets Judge's Sign-Off
- Cleary Steers Citi Underwriters On 5 Deals Totaling $6.4B
- HK Exchange Profits Dip Amid Brexit, US Election Jitters
- 2016's Thriving M&A Market
- Venture Financing In Early-Stage Deals Continues To Cool
- Shareholders Sue Navios Maritime For Coercive Trading
- 4 Ways To Get Associates Trial-Ready
- Adapt Or Die: Law Firms In Tomorrow's Economy — Part 4
- Billion-Dollar-Plus IPO Bolts 1 Firm Atop Peers In Oct.
- Goldman To Outsource Dark Pool Operations To Nasdaq
- Equity Crowdfunding Tops $10M Since SEC Rules Took Effect
- Court Won't Rethink Transfer Of Deutsche Bank Swap Dispute
- Liquid Holdings IPO Underwriters Want Shareholder Suit Gone
- Forexware Says Currency Exec Tried To Sneak Out Of Sale
- Adapt Or Die: Law Firms In Tomorrow's Economy — Part 3
- Standard Chartered Says HK Authorities Probing IPO
- When Your Client Is The President: Part 8