Capital Markets Archive » December, 2016

Capital Markets - December, 2016

162 articles

• 6 Key Commercial Litigation Finance Trends For 2017
• 5 Ways To Fight Costlier Legal Malpractice Claims In 2017
• Mediating E-Discovery Disputes Can Save Time And Money
• Credit Suisse Pays $5.3B In Possible Last Post-Crisis Deal
• Deutsche Bank Inks $7.2B Mortgage Securities Deal With Feds
• Royal Park Pushes for Class Cert. in $6.7B RMBS Suit
• CFTC, DRW Spar Post-Trial Over Futures Manipulation Case
• DLA Piper-Led Restaurant Biz Freshii Files Rare Canadian IPO
• PE-Backed Truck Hero Pulls $200M IPO Amid Market Jitters
• EB-5 Couple Facing Contempt For Failing To Put Up $27M
• Green Finance Panel Forms Amid EU Capital Markets Push
• LSE Block Trading Products Grow Ahead Of Dark Pool Caps
• US Sues Barclays Over Pre-Crisis Mortgage Securities
• Deals Rumor Mill: iQiyi.com, Permira, Meilleurtaux
• 5 Trends That Shaped The IPO Landscape In 2016
• Some Considerations As Fed Provides Volcker Rule Relief
• Lessons On Director Independence From Sandys V. Pincus
• Barclays $120M 'Ice-Breaker' Libor Class Deal Clears Hurdle
• Nasdaq Says It Leads New Listings In US, Nordic Markets
• Fed Fines BBVA $27M For Blowing Securities Revenue Limits
• Deals Rumor Mill: Munters, Aquascutum, Freshii
• Customers Seek Tullett Prebon Docs In Libor Suit
• Trump Treasury Nominee Faces Questions On Dodd-Frank
• Risk Retention In CMBS: A Look Back And A Look Forward
• Avoid Inadvertent Tipping This Holiday Season
• Building Momentum For The Pay Equity Movement In BigLaw
• Goldman Pays $120M CFTC Fine For ISDAfix Rate Rigging
• NPE, Gutride Safier Ordered To Pay Up In 'Frivolous' Suit
• SEC, MSRB Fight GOP's Challenge To New Pay-To-Play Rule
• Hong Kong IPO Proceeds Down 26% But Still Tops Worldwide
• SIFMA, ABA Air Worries Over CFTC Cross-Border Swaps Rule
• Echoing Trump, AFL-CIO Floats New Blueprint For NAFTA
• Tokai Hopes To Move $97M Suit Over IPO To Mass. Fed. Court
• 4th Circ. Says FINRA Challenge Must Go To SEC First
• Citibank Renews Bid To Dodge $2.3B RMBS Class Action
• Bankrupt Oil Co. Gives Preferred-Share Action The Slip
• $2.5M CFTC Spoofing Settlement Gets Green Light
• SEC Actions Against Investment Advisers In 2016: Part 3
• CFTC's Alleged Spoofer To Pay $2.5M, Avoid Trading Ban
• Bitcoin Exchange Co-Founder's Derivative Suit Tossed
• Platinum Partners Execs Charged With $1B Securities Fraud
• Investor Says Card Co. Knew Sales Trends Were Down Pre-IPO
• Credit Suisse Gets Partial Win In $69M RMBS Suit
• $20M Offering Sees MasterCraft PE Backer Near Exit Door
• Keeping Pro Se Litigants At Bay
• Japanese Telecom Pouring $1B Into Fla. Satellite Startup
• IMF Head Found Guilty Of Negligence, Avoids Punishment
• SEC Actions Against Investment Advisers In 2016: Part 2
• Amalgamated Says Facebook Doc Request Is 'Payback'
• Deals Rumor Mill: Avalara, RDIF, Assicurazioni Generali
• Taxation With Representation: Akin, Vinson, Cleary, Sidley
• Goldman Pays $56.5M To Exit ISDAfix Rate-Rigging Suit
• 4th Circ. Tosses Another SEC Admin Court Challenge
• FINRA Fines Deutsche Bank $3.25M Over Dark Pool Info
• Investors Ask Supreme Court To Let Libor Suit Revival Stand
• Sens. Knock CFTC For Not Finishing Position Limit Rule
• Overstock Issues First-Ever Blockchain Shares In $11M Offer
• Expedia-Spinoff Trivago Nets $287M In Below-Range IPO
• SEC Actions Against Investment Advisers In 2016: Part 1
• Are Courts In The Discovery Driver's Seat?
• Deutsche Bank To Pay $37M In Dark Pools Deals
• CFTC Proposes New Capital Regulations For Swap Dealers
• Valeant Offering Needn't Meet Public Standards, SIFMA Says
• Fed's Brand-New Bank Bail-In Could Have Short Shelf Life
• Deals Rumor Mill: Verizon, Sanofi, Garena
• Issuers Urged To Prepare For New Int'l Accounting Standards
• 2 Firms Steer Hong Kong's Largest Tech IPO Since 2007
• Akin Gump Leads 2 Energy Cos. Issuing Stock, Debt
• Crown Unloads $1.18B Casino Stake Amid China Detentions
• Trader, Mother's Co. Must Pay $1.2M In Money Pass Case
• Fed Rule Aims To Make Investors Pay For Big Bank Failure
• Facebook Demands Docs From Stock Plan Challenger
• UK Attys Eye More IPOs In '17 After Brutal Brexit Slump
• Liberty Media Raises $1.6B For Formula One Buy
• CDS Class Hits Back At Natixis Bid For More Of $1.86B Deal
• Canadian Crowdfunding Volume Up 48% From 2013: Report
• NYSE To Buy National Stock Exchange
• Apollo REIT Prices $180M Stock Offering
• NY AG's $11.2B Credit Suisse Suit Not Time-Barred
• Rules Of Civil Procedure Updates Affect E-Discovery
• China Grand Auto Issues $300M In Perpetual Bonds
• Investors, Exchanges Both Claim SEC's Favor At 2nd Circ.
• The Path To The California Bench
• National Storage REIT Prices $95M Stock Offering
• Feds Say Wells Fargo Failed To Address 'Living Will' Problems
• WWE Latest To Tap Debt Markets With Upsized $200M Offering
• TPG Blank Check Co. Inks $500M Deal With Playa Hotels
• CFTC Rulemaking In The Waning Days Of The Obama Era
• 3 Tips To Avoid Being On The Outs With In-House Counsel
• Facebook To Turn Over Goldman Docs In Class C Stock Suit
• SEC Small Business Advocate Act Clears Senate
• Facebook Tells 2nd Circ. Offset In IPO Deal Needs Addressing
• Bayer, Versant Invest $225M In Stem Cell Venture
• Weil Helps PE-Backed Blank Check Co. Prime $375M IPO
• Private Capital-Raising Inched Ahead In '16, But Hurdles Loom
• Natixis Asks Court To Reconsider $481B Of CDS Deals
• Restoring Some Certainty Post-Marblegate
• 4th Circ. Affirms Sanctity Of FINRA Arbitration
• Fed Releases Report On Blockchain Concerns
• 5 Firms To Lead IPOs Totaling Nearly $1B As Year Winds Down
• The Horrible Conflict Between Biology And Women Attorneys
• Deutsche Bank Gets Nod For $60M Gold Price-Fixing Accord
• CORRECTED: Ex-Cantor Fitzgerald Trader Charged With Fraud
• PE-Backed Boat Maker MCBC Primes $17M Secondary Sale
• FINRA Bars Crowdfunding Portal In 1st JOBS Act Settlement
• PE-Backed Athene Holding Prices Upsized $1.1B IPO
• Morguard REIT Reaches $133M Notes Deal
• 8 Things You Need To Know About EU's Insolvency Proposal
• Silver Investors Seek To Add 4 Banks To Price-Fixing MDL
• Brazil Fines Foreign Banks $54M For Currency Manipulation
• Forexware Can't Duck Former Exec's Breach Of Contract Suit
• Fed To Release Final Bank 'Bail In' Rule Next Week
• Canadian Securities Regulators Step Up ETF Disclosure
• SEC Enforcement Head Leaving Agency By End Of Month
• Deals Rumor Mill: Aon, Spotify, AirAsia
• Lawyer EQ: Finding Success In Every Interaction
• Gold Investors Shouldn't Get Another Shot In MDL, UBS Says
• Capitals Markets MVP: Sullivan & Cromwell's Scott Miller
• Managing Intergenerational Differences Within Your Law Firm
• Judge Skeptical Of CFTC's 'Circular' Logic In DRW Trial
• Stifel, Exec To Pay $24.6M To Settle $200M SEC Suit
• CFTC Hits SocGen With $450K Penalty For Unreported Swaps
• China Leads Global Equity Capital Markets Volume With $201B
• Real Estate Rumors: MasterCard, Chetrit, Gold Capital
• Alpha Venture Partners Launches $100M Fund
• Philip Hirschkop: Quietly Making Noise For 50 Years
• Capital Markets MVP: Davis Polk's Deanna Kirkpatrick
• High Court Gets 2nd Petition On State Securities Suits
• Capital Markets MVP: Jenner & Block's Kevin Collins
• SEC Will Study Disclosures Ahead Of Revenue Rule Changes
• Brazil's JBS Foods Primes $500M IPO Of Int'l Unit
• Trump Reportedly Considering Gibson Partner For SEC Chair
• After Activist Pressure, Forest City Alters Share Structure
• Kraft Wants Factual Info In Wheat Futures Manipulation Row
• Zynga Shareholder Suit Over Directors' Biases Revived
• Investor Libor Antitrust Arguments Fail, JPMorgan Says
• CFTC Issues New Proposal On Position Limit Rules
• Utility Mergers And Acquisitions Lift Capital Markets
• PE-Backed Atkore Primes Estimated $167M Secondary Sale
• Hong Kong-Shenzhen Stock Connect Goes Live
• Starwood REIT Plans $500M Debt Offering
• Expedia Spinoff Trivago Launches $399M IPO
• Capital Markets MVP: Sullivan & Cromwell's Catherine Clarkin
• SEC Oversight Of Asset Managers: A Decade In The Making
• Judge Knocks Wilson's 'Sketchy' Memory In CFTC Trial
• 6 Firms To Steer IPOs Worth $1.6B As December Deals Launch
• Deutsche Bank Settles For $60M In Gold Price-Fixing MDL
• Chancery Throws Out BNY Mellon Forex Derivative Suits
• Hong Kong, Swiss Regulators Ink Cross-Border Funds Pact
• 2nd Circ. Affirms Toss Of 'Big Short' Adviser's SEC Protest
• Rogue Traders To Face Fines Of Up To $5M, CME Group Says
• Fed Gov. Says Leverage Ratio Alone Won't Protect Banks
• Capitals Markets MVP: Weil's Corey Chivers
• 5 Insights From Airbus Group's Joshua Walker
• Judge Questions Firm's Trading Strategy In $20M CFTC Trial
• House Passes Bill To Overhaul Systemic Risk Designations
• CFTC Says Dealers Can Use Single Risk Disclosure Form
• PE-Backed Energy Developer WildHorse Launches $550M IPO
• CFTC Told To Sharpen Review Of Dealers' Cybersecurity
• Deals Rumor Mill: McDonald's, Rockwell Collins, Decolar.com
• Hyperloop Passes $100M Raised With Latest Investment
• Despite Momentum, Marijuana Remains Risky Business