Capital Markets Archive » February, 2017

Capital Markets - February, 2017

236 articles

• 2 Firms Inch Ahead Of Peers In Quiet February For IPOs
• Brexit Likely At Heart Of LSE-Deutsche Börse Merger Woes
• SEC's Belt To Tighten Under New Administration
• HK Tribunal Fines Yorkey Optical Execs After Biz Losses
• Geothermal Co. Fights Creditor's Bid To Shake Counterclaims
• Recent Trends In The PIPE Market
• Real Estate Rumors: Equinix, Olnick, Miami Worldcenter
• Deals Rumor Mill: Global Logistic Properties, Cloudera, GE
• Citibank Cleared Of Fraud Over 'Marked Up' Forex Trades
• FDIC Says Bank Profits Jumped 8% In 2016's Last Quarter
• How 401(k) Benefits Can Attract Millennial Legal Talent
• How The Courts Review Executive Orders
• Coin.mx Witness Tells Jury Pastor 'Wanted Out' Of Bank Biz
• Arbitrator To Say If Highland Fee Dispute Is Arbitrable
• Pfizer's $1.1B Bond Can Be Redeemed If US Tax Laws Change
• Ex-Regulators Warn Governments On Bank Deregulatory Push
• DTCC Wraps Up Blockchain Trial For Repo Trades
• Big Banks Want Aussie Benchmark Price-Fix Suit Shredded
• Cooley Adds Ex-Stroock PE Leader In Los Angeles
• Financial Services Committee Slams SEC's Budget Plans
• SunTrust Faces SEC Fine Over Mutual Fund Sales Practices
• Dechert's Dublin Office Hires Investment Funds Veteran
• Venture-Backed Tech Startup Alteryx Files $75M IPO
• PE-Backed IT Provider, Retailer Launch IPOs Totaling $454M
• NY High Court Expands Protections For Financial Traders
• New Antitrust Snag Trips Up LSEG, Deutsche Börse Merger
• Defense Hammers Star Government Witness At Coin.mx Trial
• Acting SEC Chair Sets Sights On Disclosure 'Avalanche'
• Don't Expect Snap To Single-Handedly Revive IPO Market
• Feds Seek About 3 Years For Ex-Rabobank Trader Over Libor
• Shareholder Suits Over Loans Keep Piling Up Against REIT
• Lehman Brokerage Trustee Seeks OK For $228M Distribution
• Fed, Treasury Give Guidance On Swap Margin Deadline
• Judge Grants Lenders' Wish, Pausing $100M Egypt Bond Row
• Trump Orders Agencies To Create Deregulation Task Forces
• What Lawyers Can Learn From Kellyanne Conway
• Tilton, Patriarch Fail To Shake $45M Fraud Suit
• Robo-Advisers Must Be Mindful Of Advisers Act, SEC Says
• Firms Fight Over $2M Probe Of Overbilling $75M Fee Pot
• Andrews, Gainey To Be CytRx Stock-Pump Suit Lead Counsel
• Financial Services In The 1st Month Of Trump Presidency
• Canadian Securities Watchdog Launches Regulatory Sandbox
• European Bank Capital Raising Soars To Start 2017
• Opioid Addiction Treatment Co. Pulls $150M IPO
• The Mistakes Lawyers Make When Copying And Pasting
• Resource Capital Dealt Another Shareholder Suit Over Loans
• Mobile Game Maker Can't Ditch Investor Suit Over $115M IPO
• Coin.mx Fraudster Takes Stand In Bitcoin Bribery Trial
• Real Estate Rumors: Jeff Sutton, Tenet Healthcare, Compass
• Purplebricks Raising $62M In Share Sale For US Expansion
• Milbank Leads Banks In VietJet's Historic $170M IPO
• Saudi Aramco Picks Lead Underwriters For Massive IPO
• Calif. Court Gets Automatic Funding Disclosure Right
• SEC Sues Fugitive Over $1.7M Forex Ponzi Scheme
• Killam Apartment REIT To Raise $53M Through Share Sale
• Farmer's Co-op Says MF Global Too Late To Recover $1.7M
• PE Giant Carlyle Eyes Butterfield Exit In Post-IPO Sale
• Citigroup, JPMorgan Face Euribor Antitrust Class Action
• Citi To Pay $5.3M To Settle S. Africa Forex Antitrust Case
• Dems Want Trump To Endorse Currency Manipulation Bill
• Deals Rumor Mill: Aramco, Toshiba, Sinochem
• Blank Check Co. Vantage Energy Files $400M IPO
• Ex-Rabobank Trader Looks To Avoid Jail On Libor Guilty Plea
• Kan. Stock Promoter Says 10th Circ. Order Blocks SEC Case
• Investment Bank Didn't Owe Duty To Nonclient, Panel Says
• Nasdaq Deal Signals Technology Revamp At Borse Dubai
• SEC Sues Texas Brothers Over Oil And Gas Co. Stock Scheme
• Venture-Backed 'Unicorn' Mulesoft Files $100M IPO
• Chinese Video Streaming Co. iQiyi Nabs $1.53B Investment
• Snapchat's $3B IPO Leads Rebounding Tech Market
• SEC, State Watchdogs To Share Info On Private Capital
• SEC Charges Houston Man For 'Success Club' Offering Fraud
• Deals Rumor Mill: Kinder Morgan, DigitalGlobe, Ventas
• Nigeria Lists $1B Bond On LSE To Fund Infrastructure
• Orrick Adds Ex-Squire Patton Tech Pro With Deals Expertise
• Texas Justices Won't Review Morgan Keegan Securities Suit
• Freddie Mac, FDIC Lose Bid For Redo In Libor Rigging Fight
• Recent Trends In Investment-Grade Debt Offerings
• Anti-Money Laundering Expectations Under Trump
• Commerzbank Tells Judge Not To Toss Wells Fargo RMBS Suit
• Alternative Asset Manager Hamilton Lane Primes $190M IPO
• Acting SEC Chair Curbs Enforcement Staff's Power
• JPMorgan's $797M Settlement With Lehman Gets Court OK
• Euronext Says New Platform Shields From High-Speed Traders
• Capital Markets Group Of The Year: Sullivan & Cromwell
• Couple Fights SEC's $65M Penalty Bid In EB-5 Fraud Row
• Social Media Giant Snap Launches Eagerly Watched $3B IPO
• DC Circ. Agrees To Rethink SEC Judges' Constitutionality
• NYMEX, CFTC Spar In Suit Over Leaked Trade Info
• BP, Shell Say 2nd Circ. Order Unrelated To Oil Price Claim
• Relearning The Lessons Of Korematsu's Case
• How A General Counsel Should Think About AI: Part 2
• IPOs Dwindle As Need To Go Public Becomes Less Urgent
• Pastor, Tech Whiz Blame Coin.mx Boss As Bribery Trial Opens
• Hogan Lovells Leads Apple In $1B Taiwanese Bond Sale
• JPMorgan, Others Accused Of Rigging Forex In S. Africa
• REIT Broadstone Net Lease Prices $150M Debt Offering
• SEC Urged To Preempt States To Boost Reg A+ Liquidity
• Capital Markets Group Of The Year: Skadden
• FCA Relator Seeks Cut Of Deutsche's $7.2B RMBS Deal
• How A General Counsel Should Think About AI: Part 1
• CFTC Enforcement Considerations For 2017
• Acting SEC Chair Signals Shift To Ease Disclosure Rules
• CVR Energy Hid $36M Bank Fee From Investors, SEC Says
• CFTC Gives Dealers More Time On Swaps Rule
• Judge Says Lakah Bros. Must Face Music In $100M Bond Row
• Cooperating Ex-Rabobank Trader In Libor Scheme Avoids Jail
• Coin.mx Prosecutors Press Fight Over Surprise Trial Witness
• Platinum Partners, Dechert Parting Ways In $1B Fraud Suit
• Deutsche Bank Gets Claims Trimmed In Forex Delay Suit
• Trump Signs Repeal Of SEC Payment Disclosure Rule
• Capital Markets Group Of The Year: Simpson Thacher
• Yellen Rebuts Trump's Claim That Dodd-Frank Hobbled Banks
• Warren Asks About Lobbyists' Sway On Trump Bank Orders
• Overcoming Obstacles To Financial Reform And Deregulation
• Saving Lawyers 1 Less Drink At A Time
• Last-Minute Gov't Witness Roils Bitcoin Case, Delays Trial
• MaxPoint Beats Investors' Suit Over Post-IPO Stock Drop
• Mnuchin Wins Confirmation As Treasury Secretary
• FINRA Seeks Input On Rollback Of Investment Projection Ban
• Ontario Pension Board Inks $574M Bond, Its Largest Ever
• PE-Backed Fracker, 2 Retailers File IPOs Totaling $350M
• Capital Markets Group Of The Year: Davis Polk
• REIT Macerich's Board OKs $500M Share Repurchase
• Lawyers Cannot Stay Silent While Trump Belittles The Courts
• Senators Question Goldman's Influence On Trump's Orders
• Energy Rebound Leads Capital Markets As Health Care Fades
• Chesapeake Wants High Court To Wade Into $439M Bond Beef
• PE-Backed Foundation Building Materials Debuts $179M IPO
• House GOP Taking Aim At SEC Whistleblower Program
• NY Panel Says Bear Fund Liquidators Suit Time-Barred
• US, Japan Talk Trade Ties As Trump Rattles Currency Saber
• Snap's $3B IPO Denies Shareholders Say On Exec Pay
• Marketing Basics For Solo Practitioners And Small Law Firms
• Capital Markets Group Of The Year: Cleary Gottlieb
• Fed's Regulatory Chief To Step Down In April
• Sunrun Secures Win In Investor Suit Over $250M IPO
• Demystifying International Extradition
• Taxation With Representation: Vinson, Bracewell, Debevoise
• How Open-End Funds Can Utilize Swing Pricing
• LSE Urges Issuers To Step Up Environmental Reporting
• Vaccines Developer Visterra Postpones $50M IPO
• House GOP Plans To Limit Dodd-Frank Outlined In Memo
• Dems Push Fed On Physical Commodities Ownership Rules
• Ex-Rabobank Trader, Libor Suit Witness Seeks Time Served
• Mexican Tequila Maker Jose Cuervo Raises $914M In IPO
• Banks Sue US Over Fed Dividend 'Bait And Switch'
• Tower Research Gets Investors' Korean Futures Suit Tossed
• Cleary Gottlieb Guides Alcoa's $1.1B Secondary Offering
• Puda Coal, Ex-Chair Hit With $228M Stock Fraud Penalty
• Traders Say 2nd Circ. Order Supports Their Oil Price Claim
• Hype Surrounds Trump's Financial Regulation Orders
• Law Firm Margin Improvement: The Long Game
• Judge Says Immig. Ban Delays UK Trip for Bailed HSBC Exec
• Giancarlo Nearing Nomination For CFTC Chairman
• Shkreli Involved In Tech Startup Looking To Raise $1M
• SIFMA Blasts NYSE's 'Game Of Thrones' Analogy In Fee Fight
• Deals Rumor Mill: Aramco, Jose Cuervo, Canada Goose
• Wilson Sonsini Welcomes Back IPO, M&A Veteran
• PE-Backed Fracking Co. ProPetro Files $345M IPO
• Retailer Detsky Mir Raises $355M In Rare Russian IPO
• Fed General Counsel Alvarez To Leave Central Bank
• Inside The CFTC's New Advisories On Cooperation
• Groups Sue To Block Trump's 2-For-1 Regulatory Order
• Ratkovich JV Scores $120M Loan To Pay Off CMBS Debt
• 2017 Check-Up: Is Your Law Firm Positioned For Success?
• Venezuela Wants 6th Circ. To Affirm $100M Fake Note Suit
• SEC Mulling Enforcement Action Over NYSE Outage
• Milbank Advises On $1.2B Issue By Biggest Philippine Bank
• Feds Call For Lighter Libor Sentence For Ex-Rabobank Trader
• China Drives Fintech Investment While Brexit Hammers UK
• Deals Rumor Mill: Toshiba, Waterworks, China Reading
• FHLB Boston's $6B RMBS Suit Sent Back To State Court
• HK Court Finds Steelmaker Breached Disclosure Laws
• Simpson Thacher Lands Ex-SEC Unit Chief
• Investors Blast Snap's Plan To Offer Non-Voting Shares
• Mauser Group Sold For $2.3B Just Days Ahead Of Planned IPO
• McDermott Adds Tax Partners From Paul Hastings, Greenberg
• Sens. Ask CFTC To Account For IT, Whistleblower Lapses
• Deutsche Boerse, LSE Offer Antitrust Concession To EU
• Brazilian Airline Azul Leads 3 IPOs Joining Pipeline
• The Missing Key To 3rd-Party Litigation Funding
• FXCM To Pay $7M For Hiding Deal With Market Maker
• 'Sued' Clause Should Put $6B MBS Suit In State Court: Banks
• Deals Rumor Mill: Royal Dutch Shell, Fairfax, Saudi Aramco
• Jefferies Sues To Halt FINRA Arbitration Over Stock Drop
• Cohen Milstein Brings Aboard Ex-NJ Securities Chief
• Ex-Execs Fight Discovery Freeze In $1B Platinum Fraud Suit
• Piwowar Orders SEC To Reconsider Pay Ratio Rules
• Blank Rome Snags M&A, Securities Vet From Pepper Hamilton
• Law Firms That Double-Billed For Staff Attys Face $2M Probe
• House Dems Blast Trump Efforts To Scale Back Dodd-Frank
• No JPMorgan Discovery For Aozora As Timeliness Is Weighed
• Dodd-Frank Tinkering Risks Global Stability, EU Warns Trump
• The End Of SEC's Payment Disclosure Rule
• Bruising Fight For Fate Of Dodd-Frank Lies Ahead
• 4 Takeaways From Snap's IPO Filing
• Apple, AT&T Join Bond Blitz With $10B Each In Offerings
• RBS To Pay $85M CFTC Fine Over ISDAfix Manipulation
• Sibanye Ponders Upping Equity Part Of $2.2B Stillwater Buy
• Capital Markets Volume Up Across Europe, Mideast, Africa
• CORRECTED: Trump Orders Review Of Dodd-Frank And Fiduciary Rule
• Taxation With Representation: Cleary, Cooley, Skadden
• FINRA Is Ready To Focus On 'Blocking And Tackling'
• The Up-C: An Alternative Exit For PE-Backed Energy Cos.
• SEC Payment Disclosure Rule Moves Closer To Repeal
• Gorsuch Could Tip Scales Against SEC's Admin Court
• Cooley Report Shows Venture Deals Rising, Proceeds Slipping
• CFTC Grants Grace Period For EU Swap Margin Rules
• Cleary Gottlieb Guides Argentina's $7B Bond Offering
• Snapchat Maker Files Long-Awaited $3B IPO
• Investors Didn't Show Party City Lied Before IPO, Judge Says
• Loeb & Loeb Adds Energy Pro From Day Pitney
• Biotech Co. Suspends $150M IPO, Citing Market Jitters
• Canada Equity Capital Markets Volume Has Record January
• Can Federal Agencies Reverse Course Under Trump?
• The 4 Wittiest Dissents By Gorsuch
• Forex Firm Seeks Toss Of Investor Suit Over $300M Bailout
• Gorsuch's Opening Words Speak Volumes About His Style
• JPMorgan To Pay Lehman $797M Over Collapse-Linked Claims
• REIT's $1.5B IPO Thrusts 1 Firm Ahead Of Pack In Jan.
• Senators Flirt With Nuclear Option Over High Court Pick
• Similar On The Law, Gorsuch Differs From Scalia In Style
• Atty Says EB-5 Investments Not Securities In SEC Suit
• Securities Co. Pays $16M In Suit Over Schilling's 38 Studios
• Attys React To Judge Gorsuch's Supreme Court Nomination
• Deals Rumor Mill: Arqiva, Medtronic, CCC
• SEC Will Reconsider Conflict Minerals Disclosure Rule
• 2 Coin.mx Defendants Reject Plea Deals Ahead Of Trial
• 2nd Circ. Revives JPMorgan Silver Futures Antitrust Suit
• Silver Investors Slam DOJ Discovery Halt In Price-Fixing MDL
• Sullivan, Vinson Elkins Guiding Clipper Realty's $103M IPO
• Blackstone REIT Invitation Homes Raises $1.5B In IPO
• The Myth Of The Forceful Mediator
• Key Takeaways From FINRA's 2017 Priorities Letter
• Senate Panel Advances Price, Mnuchin Without Dems Present