Capital Markets Archive » March, 2017

Capital Markets - March, 2017

258 articles

• 5 IPOs Surpassing $1.5B Set To Kick Off Busy 2nd Quarter
• Nomura Trader Says 'Litvak' Should Be Taboo At Trial
• A Law Firm's Guide To Social Media
• Rockwell Prices $4.6B Bond To Help Fund B/E Aerospace Buy
• PE-Backed Camping World Plans 7M-Share Sale
• IOSCO Enhances Int'l Cooperation Standards For Enforcement
• Deals Rumor Mill: Toshiba, Indus Towers, Befesa Medio
• Financial Reform: Let's Not Toss Out What's Working
• RMBS Suits Against Wells Fargo Move Forward
• NYC Man Pinched In $2.4M Forex Fraud Pleads Guilty
• 2 Energy-Focused Blank Check IPOs Advance Totaling $550M
• Middle East Bank Lists Gulf Region's 1st Green Bond On LSE
• Private Credit Market Deals Expected To Rise, Survey Says
• CFTC Appoints NY Fed. Prosecutor As Enforcement Chief
• Ex-Citibank Traders Hit With CFTC Fines Over Spoof Orders
• Deals Rumor Mill: SoftBank, Saudi Aramco, HSH Nordbank
• Evolent Health Prices $159M Secondary Sale Led By Cravath
• CFTC Seeks $8M Against Pastor Who Defrauded Churchgoers
• 5 Ways IPO Prospects Can Boost Cybersecurity Readiness
• Ex-Nomura Traders Want Tardy Evidence Nixed From Trial
• Swaps Buyers Fight To Keep Claims Broad In ISDAfix Suit
• OrderUp Delivered A Win In Securities Fraud Suit
• Dems Say Piwowar Overstepping Authority At SEC
• Deals Rumor Mill: Toshiba, BuzzFeed, Blue Apron
• PE Firms Collect $1.2B In Sale Of ConvaTec Shares
• Advocate For An Agency: Ex-FERC GC Cynthia Marlette
• Chinese Lender Says It Didn't Gloss Over Regulation Risks
• UBS Unit Confirms Toss Of $70M Puerto Rico Arbitration Row
• Goldin Properties Gets $1.5B Offer From Chairman
• EU Shoots Down £24B LSE-Deutsche Börse Merger
• MSRB Ad Rule Proposals Take Heat From Some Muni Advisers
• Foreign Shipping Co. Can't Escape US Tax On $3.6M
• SEC Denies 2nd Bitcoin ETF Application
• Deutsche Bank Unit Gets $150M Libor-Rigging Deal Approved
• Stock Promoter Can't Sue To Stop SEC Action, Judge Says
• Deals Rumor Mill: Ista, CarGurus, AC Milan
• PE-Backed Athene Preps Potential $1.3B Secondary Offering
• 9th Circ. Tosses Steve Wynn's FCPA Defamation Suit
• Minn. Cheesemaker Pays CFTC Fine Over Milk Futures
• Tech Startup Yext Launches $95M IPO Led By Wilson Sonsini
• Antero Midstream's $100M IPO Guided By Latham & Watkins
• FINRA, Exchanges Say Lek Securities Fostered Fraud Account
• Eletrobras Investors' Bribery Suit Survives Dismissal Bid
• Ionis Subsidiary Akcea Files $100M IPO Led By Cooley
• Total Unit Escapes Traders' Market Manipulation Suit
• 10th Circ. Urged To Stick With Ruling On SEC Judges
• Are Your In-House Lawyers Happy?
• 4 Cos. Launch IPOs Surpassing $1B As Activity Picks Up
• Chesapeake Can't Evade $439M Bond Bill, High Court Told
• Ex-Compliance Chief Cops To SEC's Brokerage Fraud Claims
• Deals Rumor Mill: EGA, Ferromex, Fortis Healthcare
• Ace Asks 2nd Circ. To Preserve Win Over Facebook IPO Deal
• Saudi Arabia Cuts Tax Rate Ahead Of Aramco's Massive IPO
• Wells, Goldman Provide $150M CMBS Loan For NYC Property
• Clayton SEC Is Well-Positioned To Scrap CAT
• Big Banks Dodge Currency Buyers' Forex-Rigging Suit
• AK Steel, Managers Turn To 2 BigLaw Firms For Refinancing
• Coal Cos. Are Forging A Return To The IPO Pipeline
• Tech Startup Alteryx Raises $126M In IPO
• PE-Backed Silver Run Raises $900M In IPO For Energy Buy
• Piwowar Applauds Market Study, Plans Exchange Fees Pilot
• Fed, FDIC Seek Improvements In Northern Trust's Living Will
• Google, NASA, Planes And A Stronger Legal Team
• 5 Takeaways From Clayton's SEC Confirmation Hearing
• Chancery Says Release From Co. In Receivership Binding
• CORRECTED: Diabetes Company Valeritas Prices $54M Offering
• Former CFTC General Counsel Joins Skadden In DC
• Deals Rumor Mill: Credit Suisse, Pret A Manger, Shell
• FINRA, DTC Accused Of Sending $8M To Wrong Investors
• Medical Device Giant Medtronics Sells Bonds Totaling $2B
• Brazilian Watchdog Approves $3.8B Exchange Merger
• 10 Tips For Better Legal Negotiations
• Basel III And The Move Toward Uncommitted Lines Of Credit
• Judge Nixes Gov't's 'Rough Justice' In 1MDB Forfeiture Case
• 4 Firms Lead Canadian Biotech Aurinia's $173M Follow-On
• SEC Shrinks Settlement Cycle For Securities Trades To 2 Days
• Deals Rumor Mill: Deutsche Boerse, Souq, Generali
• Bank Deregulation Faces Long Odds, Hensarling Says
• Don't Stall CEO-Worker Pay Ratio Rule, Investors Tell SEC
• SEC Says Couple Blew Chance To Settle EB-5 Fraud Suit
• Gray Matters: Decision Error
• Don't Halt CEO Pay Ratio Disclosure Rule, Dem Sens. Tell SEC
• Commerzbank's $1B BNY Mellon RMBS Case Clears Hurdle
• Forum Merger SPAC Launches $125M IPO To Fund Purchase
• Scottsdale Urges Supreme Court To Revive FINRA Challenge
• Hong Kong Regulator To Ease Derivative Position Limits
• Canada Regulators Launch Climate Change Disclosure Review
• FINRA Charges Clearing Firm Over Supervisory Failures
• Real Estate Rumors: HNA Group, Berenberg, Patron Spirits
• Law Schools And Law Firms: Seeking Common Ground
• SEC Judge Finds Atty Liable In Marijuana-Related Co.'s Fraud
• A Look At Market Trends In Reverse Mergers
• SEC Fights Atty's Bid to Toss $9.6M EB-5 Investor Suit
• Exec Orders, Personnel To Reform Bank Rules, VP Aide Says
• Sen. Brown Shoots Down Full-Scale Dodd-Frank Rewrite
• Davis Polk Advises Spanish Telecom On $3.5B Debt Offering
• Cadence Files $100M IPO In Potential First Bank IPO Of 2017
• Verizon's $11B Bond Sale To Buy Back Debt, Fund Yahoo Deal
• Broker Defends Ownership Of Junk Wells Fargo Mortgages
• Gaming Giant Netmarble Seeks Largest Korean IPO Since 2010
• Clovis Oncology Stock-Drop Claims Still Fall Short, Court Told
• Not From Around Here? Trying A Case As An Out-Of-Towner
• Airline Leads 2 Brazilian Companies Advancing IPO Plans
• Brazil Industrial Giant Sued For Notes' Post-Scandal Nosedive
• Starwood Capital To Exit Tri Pointe In $155M Share Sale
• Tech 'Unicorn' Mulesoft Prices $221M IPO Atop Range
• Tesla Nets $1.2B In Combined Debt, Stock To Fund Model 3
• SIFMA Applauds CFTC Changes To Record Keeping Rules
• Pastor, Tech Expert Guilty Of Bitcoin Bank Bribery Scheme
• The Firms That Handle The Most Securities Litigation
• Etsy Gets Toss Of IPO Securities Fraud Claims
• Coin.mx Jury Homes In On Bitcoin Fraud Evidence
• SDNY Judges Handle 1 In 4 Securities Cases, Data Show
• PE-Backed Data Provider Talend Upsizes $94M Follow-On Deal
• Myomo Seeks To Be 1st Reg A+ Co. To List On NYSE Venue
• Bain PE-Backed Retailer Canada Goose Prices $254M IPO
• Trump Spares Treasury Financial Crimes Units From Cuts
• SEC Enforcer Sees No Problem With Staff Subpoena Power
• Deals Rumor Mill: Virtu Financial, Alinta Energy, BRF SA
• Davis Polk Guides Comcast On $1B Offering In Taiwan
• Coin.mx Jury Signals Division On 3rd Day Of Deliberations
• China, Hong Kong Plan To Link Bond Markets
• OCC Releases Draft Guidelines For Issuing Fintech Charters
• Packaging Co. Ardagh Raises $308M With Shearman-Led IPO
• CFTC Chair Nominee Urges Scaling Back 'Flawed' Regs
• Guard For Heinz Exec Stole Info On $28B Deal, SEC Says
• Biotech Co. Sued Over Stock Drop After Bad Clinical News
• Wells, Deutsche Bank, RBS To Pay $165M In NovaStar Deal
• What Should Puerto Rico Offer Its Creditors?
• Considerations For Exhibit Hyperlinks In SEC Filings
• Trump Taps Sullivan, Proskauer, Greenberg Attys For Posts
• 4 Reasons Cos. Are Staying Private Longer
• Jefferies Seeks End To FINRA Arbitration Over Biotech Stock
• 'Unicorn' Tech Startup Okta Files $100M IPO
• New Plan To Split Banks Could Gain Traction Under Trump
• 5 Reasons EU Securitization Laws Have Hit A Wall
• MaxPoint Fights Reconsideration Bid In IPO Disclosures Suit
• Wynn's FCPA Defamation Suit Faces Skeptical 9th Circ.
• Wells Fargo Says Broker May Not Own Securities In Suit
• Ex-Barclays Boss Tells Jury He Had 'No Idea' About Libor Rig
• SEC Urges 10th Circ. To Reconsider ALJ Decision
• A Comparison Of Reg CF And Reg A-Plus
• 9th Circ. Widens Split Over Dodd-Frank Whistleblowers
• How The Most Profitable Law Firms Structure Their C-Suites
• Nursing Home Bond Buyers Say Bank Didn't Oversee $250M
• Banks Ask 2nd Circ. To Keep ERISA Forex-Rigging Suit Dead
• Bond Insurers Chide JPMorgan At Kickoff Of RMBS Trial
• Deals Rumor Mill: Aramco, Engie SA, Citrix Systems
• Automotive Giant Gestamp Eyes Spanish IPO
• PE-Backed Issuers Prime Secondary Deals Totaling $208M
• PE Giant Blackstone To Sell NCR Stake After Lockup Waiver
• 2 Venture-Backed Tech Startups Bolster IPO Pipeline
• Settlement Strategy: What Does The Client Really Want?
• Big Banks Dodge Investors' Rate-Rigging Claims
• Pastor In Coin.mx Bribery Trial Can't Be Trusted, Feds Say
• Dems See Links Between Trump, Deutsche Bank Russia Probe
• SEC Denies Winklevoss Twins' Bitcoin ETF Application
• Struggling Valeant Raises $3.25B In Bonds To Revamp Debt
• House Dems Urge Fed To Move Forward With Bank Rules
• Deals Rumor Mill: Cloudera, MGM Holdings, Blackstone
• PE-Backed IT Provider Presidio Raises $233M In IPO
• 5 Firms To Guide IPOs Surpassing $1B As Deals Pick Up
• JPMorgan, Others See 6 Months Of Rate-Rigging Claims Cut
• Banned Adviser Urges DC Circ. To Upend Past Ruling On ALJs
• How To Manage Multiprocess Exit Transactions
• SEC Enforcement By The Numbers, And The End Of An Era
• In The Associate Lateral Market, All Law Firms Are Not Equal
• Coin.mx Tech Guru, Pastor Had 'Corrupt Intent,' Feds Say
• Forex Trader Claims Broker's Arbitration Contract Is Bogus
• Ex-Rabobank Trader Gets Time Served Over Libor Rigging
• FINRA Proposes Opening Exams To Public
• Reflections From A Mock Trial
• PE-Backed Women's Retailer Prices $152M IPO Below Range
• Assessing The Prospect Of A Bitcoin ETF As Deadline Looms
• Hospital Chain Community Health Prices Upsized $2.2B Bond
• Deals Rumor Mill: Bayer, Novomatic, Stada
• SEC Should Bar No-Vote Share Structures, Committee Told
• TSG To Pull In $304M With Planet Fitness Share Sale
• India Releases $51M For Cairn In $4.4B Tax Arbitration
• Here Comes The Rule-Making Revolution
• Piwowar's Push For Accredited Investor Revamp Stirs Debate
• 4 Things To Know About Trump's Pick For Solicitor General
• EB-5 Receiver's $3M Building Plans OK'd In SEC Row
• Agent Denies Telling Coin.mx Trial Witness To Take Money
• Gibson Dunn Snags Ex-White & Case Transactions Pro In HK
• SEC Nominee Clayton's Ethics Filings Show Possible Conflicts
• Platinum Partners Exec Hit With Injunction In $1B Fraud Suit
• Kayne Anderson Files $350M IPO For Energy-Focused SPAC
• 9th Circ. Says Dodd-Frank Protects Non-SEC Whistleblowers
• Eliminating The Accredited Investor Concept Is Problematic
• Issues To Expect In A Title III Puerto Rico Restructuring
• 2nd Circ. Tolling Ruling Strains Courts, CalPERS Tells Justices
• CFTC Tells 11th Circ. That Metals Traders Duped Investors
• US Agent Implicated By Coin.mx Witness Ordered To Testify
• PE-Backed Big Data Co. Talend Files $75M Follow-On Offering
• What MLP General Partners Can Learn From Energy Transfer
• High Court Urged To Limit SEC Disgorgement
• PE-Backed Hotelier Extended Stay Unveils $421M Offering
• Slate Office REIT Inks $123M In Deals, Plans Stock Sales
• PE-Backed Fracker Leads 2 IPO Launches Totaling $650M
• Big Banks Urge Judge to Toss Some ISDAfix Rigging Claims
• A Primer On Executing Block Trades
• Compliance Tips For Robo-Advisers As They Take Spotlight
• London Stock Exchange Group Risks Facing 'Google Tax'
• Deals Rumor Mill: Deutsche Bank, Stada, Zhong An
• Justices Won't Hear Ex-UBS Trader's Bid To Ax Libor Charges
• Ireland Begins Hunt For Allied Irish Banks IPO Underwriters
• White House Wants Say On CFPB Structure In DC Circ.
• Tech Startup Trade Desk Closes $259M Follow-On Offering
• CFTC Hires Ex-Proskauer Rose Atty As General Counsel
• Fitbit Investors Claiming Co. Hid Problems Seek Class Cert.
• Fintech Charter Won't Lead To Consumer Abuse: Watchdog
• US Bank, Investors Battle Over Certification In RMBS Suit
• US Bank Fights Would-Be Class In $6.7B RMBS Suit
• VC-Backed 'Unicorn' Mulesoft Launches $169M IPO
• Standard Life Puts Final Touches On $4.7B Aberdeen Buy
• Cleary Gottlieb Steers Deutsche Bank's $8.5B Capital Raise
• Data Analytics Now Cost-Effective For Smaller Firms
• Actis Brings In $2.75B For 4th Energy Fund
• PE-Backed Offerings Surge As Equity Markets Rebound
• NY Appeals Court Hands TCW Win In $128M RMBS Suit
• NBCUniversal Sinks $500M Into Snap IPO
• Riverstone Unveils $400M Blank-Check Energy IPO
• Fed Gov. Pours Cold Water On Central Bank Digital Currencies
• Don't Underestimate The Value Of An Internal Audit
• Deals Rumor Mill: Macy's, HK Life Insurance, Deutsche Bank
• LSE Still Working Hard For Deutsche Börse Merger Approval
• Fed OKs Revised Morgan Stanley Capital Plan
• Receiver Beats Injunction In Ga. Ponzi Scheme Suit
• Judge Rips DHS Over HSBC Trader Readmission Uncertainty
• Goodwin Procter Partner Joins Cooley's Life Sciences Team
• 4 Takeaways From Snap's Blockbuster IPO
• Deals Rumor Mill: Toshiba, Generali, Duke Realty
• Developer Agrees To Fork Over $18M In EB-5 Fraud Suit
• Chancery Holds ETE Unit-Issuance Dispute For Trial
• SEC Disgorgement Is Time-Barred, Supreme Court Told
• Moody's Defeats FCA Suit Over Crisis-Era Ratings
• Law360 Capital Markets Editorial Advisory Board
• Will Retail Capital Markets In 2017 Be 'Trumped'?
• SEC Limits Whistleblower's Award Over Culpability, Delay
• Fired Exec Says Startup's CEO Sent Nude Pics, Lied To SEC
• New Business Opportunities In Shared Workspaces
• CEO's $46M IPO Windfall Not Fraud, Cancer Therapy Co. Says
• Trump Pulls CFTC Nominations For 2 Obama Picks
• Judge Chides Atty For Blaming Client In $371M RMBS Suit
• Defunct Trader Can't Vacate $5M CBOE Arbitral Award
• Trial Witness Says US Agent Told Him To Grab Coin.mx Cash
• Mnuchin Could Reshape Systemic Risk Designations
• Cooley-Led Snapchat Maker Prices $3.4B IPO At $17 A Share
• Dream Global REIT To Raise $75M In Share Sale
• Why Puerto Rico Will Likely Rely On PROMESA Title III
• Pfizer Prices €4B Bond To Repay Debt
• PE-Backed Retailer Canada Goose Launches $225M IPO
• Labor Department Moves To Delay Fiduciary Rule
• Attys Request $8.8M Fees In Barclays Forex Rigging Case
• Alternative Asset Manager Hamilton Lane Prices $190M IPO
• Best Buy Unveils $3B Stock Buyback, Dividend Bump
• Down To 2, SEC Moves To Modernize Reporting Rules