Capital Markets Archive » September, 2017

Capital Markets - September, 2017

234 articles

• AIG Is Removed From SIFI List On 6-3 Council Vote
• VC Group Pushes To End Delay Of Int'l Entrepreneur Rule
• 1 Firm Leaps Ahead of Pack Amid September IPO Surge
• Ocwen Settles With 10 States Over Regulatory Actions
• Some Claims Survive Dismissal In $300M Forex Bailout Suit
• F-Squared CEO Tells Jury He Didn't Lie To Investors
• PE-Backed PQ Pulls In $508M In Downsized IPO
• CFTC Accuses Calif. Couple Of $1.2M Ponzi Scheme
• How Financial Services Companies Should Face E-Discovery
• Investors Blast Bids To Toss Indirect Forex Manipulation Suit
• Puerto Rico Rejects $1B Loan From Power Utility Bondholders
• Fed Fines HSBC $175 Million Over Forex Practices
• Gibson, Cravath Guide CoStar's $750M Offering
• Deutsche Bank To Pay $190M In Forex Rigging Deal
• Wilmington Trust Bid For Fed Docs Cleared On Eve Of Trial
• Andrew Calamari, SEC's Go-To Guy In NY, Leaving Agency
• 2nd Circ. Won't Undo $806M RMBS Judgment
• TV Streamer Roku Leads 4 IPOs Raising $522M Combined
• Morgan Stanley To Pay $500K For Future Trading Fee Errors
• Odebrecht Units Say No US Jurisdiction In Bond Fraud Claims
• Drinker Biddle Adds Investment Mgmt. Partner In Chicago
• Maynard Cooper Adds PE Partner From Ropes & Gray In SF
• Big Banks' Living Wills Extension Hints At Regulatory Easing
• Deals Rumor Mill: Lyft, Penti, Saline Water Conversion
• San Juan Can't Stop Vote On Restructuring Bank's $4.1B Debt
• Justices To Review Judgment Appeal Outside MDL Context
• New Sedona Principles Stress Information Governance
• Puerto Rico Power Co. Bondholders Offer $1B DIP Loan
• Cooperator Draws A Blank On Details In HSBC Forex Trial
• Temporary Expensing May Limit Potential Economic Growth
• Chinese Education Co. Raises $144M In Above-Range IPO
• Senate Confirms Allen & Overy Partner For Key Treasury Gig
• Congress Sends ETF Safe Harbor Bill To Trump's Desk
• Overstock-Led JV Plans To Launch Digital Tokens Exchange
• Tilton, Patriarch Beat SEC Fraud Claims Over Zohar Funds
• For More Value And Diversity In Outside Counsel, Go Small
• Soft Commission Research Ban Stirs Up EU-US Conflict
• Congress Faces 'CHOICE' On Future Of SEC Enforcement
• Protecting Securities Fraud Recoveries Post-ANZ
• Outgoing CFTC Member Wants High-Speed Trading Rules Set
• Citing Hurricane, Judge Postpones Puerto Rico Debt Hearings
• HSBC Traders Blamed Forex Spike On Russia Bank, Jury Told
• SEC Forms Enforcement Unit To Combat Cyberthreats
• Ex-Deutsche Trader Claims UK-US Probe Tainted Libor Case
• Forex Scammer Who Faked JPM Guarantees Gets 3 Years
• CFTC Urged To Boost Cybersecurity, Stretch Budget Dollars
• SEC Chairman Feels Bipartisan Heat On Breach Disclosure
• Canada Life Latest To Absorb Research Costs Under New Law
• Banks Reveal Breakthrough In Open Account Trade Finance
• A Look At SEC's Rules Of Practice, A Year After Amendments
• HSBC Exec Burned Energy Co. In Forex Scheme, Jury Told
• Wilmington Trust Says Fraud Case Merely 'Bad Bank' Claims
• CFTC Enforcement Chief Touts Self-Reporting To Deter Crime
• MBS Investors Want Rethink Of Bank Wins In BNY Mellon Suit
• Puerto Rico Agency Wants To Minimize Restructuring Delays
• CFTC Fines Citi Units $550K Over Swap Reporting Violations
• RBS, Other Banks Escape Swiss Franc Libor-Rigging Claims
• SEC Has 2 Ongoing Investigations Into EDGAR Hack
• Banks Push OCC To Simplify The Volcker Rule
• Data Center Co. Switch Leads 2 IPOs Totaling $569M
• Morgan Stanley To Pay $13M To End FINRA Probe Into Fees
• OTC Investors' Counsel Want $32M Fee In Libor MDL
• Rescission In The Age Of Cryptocurrency
• SEC Takes Walk In Businesses' Shoes With Database Hack
• SunEdison Slams 'Disgruntled' Investors' Appeal Over Ch. 11
• 5 Firms To Guide IPOs Totaling $1.25B As Deals Gain Steam
• SEC Halts Trading In Stock That Touted Hurricane's Upside
• What To Expect In Forex Fraud Trial Of Ex-HSBC Exec
• BofA, Merrill Unit Pay $5M To Settle 'Pre-Hedging' Probes
• Alleged Bitcoin Fraudster Faces NY Criminal Charges
• Companies Must Prepare For Life After 'Emerging Growth'
• The North Korea Executive Order And How It May Affect You
• Why Kokesh Really Matters
• SEC Unveils Guidance On Pay-Ratio Rule Compliance
• Steptoe & Johnson Partner Tapped To Head CFTC Division
• IRS To Issue Letter Rulings On Tax-Free Distributions
• CFTC Accuses Brooklyn Programmer Of $600K Bitcoin Scam
• Trump Lines Up Bank-Targeted North Korea Sanctions
• MLP Oasis Midstream Raises $128M In Below-Range IPO
• No New Trial For Commodities Pool Chief In Fraud Case
• Digital Realty Trust V. Somers May Kill Corporate Compliance
• SEC Failed To Heed Warnings Of Weak Cyber Defenses
• The Role Legal Finance Can Play In Firm Year-End Collections
• European Officials Begin Work On Euribor Replacement
• SEC Says Hackers Hit Its Database, May Have Traded Off Info
• US Warns Banks To Watch Out For Corrupt Venezuelan Cash
• Deals Rumor Mill: Google, AIA Group, SIX Group
• Yellen Says Fed Looking At Potential Wells Fargo Sanctions
• Alibaba-Backed Best Leads 5 IPOs Raising Nearly $1B
• Court Square Leads $270M Digital Marketing Co. Investment
• EU-US Regulators Close To Reaching Equivalence Decision
• 'Per-Doc' Pricing Can Improve Document Review
• ESMA Gets New Supervision Powers In EU Regulator Overhaul
• Ill. Firm Must Face AlphaMetrix Receiver's Malpractice Suit
• CFTC Cuts University Slack On Billion-Dollar Endowment
• Investors Say FXCM Owner Can't Ditch Their Fraud Suit
• Kessler Topaz To Lead Consolidated Snap Investor Suit
• Dodd-Frank Rollbacks May Lead To Bank Failures, Panel Says
• Alibaba-Backed Best Slashes Proposed IPO To $472.5M
• VC Group Sues Over Delay Of Entrepreneur Immigration Rule
• PE-Backed Chemical Producer PQ Launches $638M IPO
• Neuberger Berman Closes Credit Opportunities Fund At $1.1B
• Emirates Order Can't Halt UK $700M Dana Gas Bond Trial
• The Regulatory Risks Of A Deregulatory Environment
• Wilmington Trust Seeks Fed Reserve Docs Before Fraud Trial
• Fraudster Who Used Slick Wall St. Video Pitch Gets 12 Years
• CFTC Wins Sanctions Against 2 Jailed In $40M Ponzi Scheme
• 'Angry Birds' Maker Rovio's IPO Seeks To Raise $510M
• Cancer-Focused Biotechs Launch 2 IPOs Totaling $200M
• Ex-Navellier Exec Can't Quash F-Squared Subpoena
• Digital Streamer Roku Launches $204M IPO Led By Cooley
• 2 Pillars Of Commonsense Reform
• REIT Had Reasons Not To Pursue Investor Claims, Judge Told
• Investment Banks Keep Fighting FDIC After 2nd Circ. Defeat
• Trends In Credit Crisis Settlements
• Insider Trading After Martoma: Benefits Without Friends?
• ISDA Outlines Framework To Wrap Up Failed Clearinghouses
• Damages Math Set In MBS Suits Against Goldman, Deutsche
• Fla. Atty Says Lender Didn't Allege Actual Harm In EB-5 Row
• Crowdfunder's Extortion Claims Against Ex-Exec Hit Setback
• IRS Proposes New Rules Affecting Registered Obligations
• 6 Firms To Steer IPOs Worth $1.6B As E-Commerce Leads Way
• Taxation With Representation: Paul, Shearman, Haynes, Locke
• Paul Hastings Aids Banks On FibraHotel $220M Offering
• Tech-Minded Blank Check Co. Prices $50M IPO
• Credit Suisse Sets Aside $79.5M For MassMutual RMBS Deal
• EU Weighs ICO Risk-Reward To Ease Capital Markets Pain
• NY Top Court Denies Saudi Co.'s $10B Barclays Fraud Appeal
• A Guide To The Executive Branch Official Nomination Process
• Dykema Hires Ex-Aronberg Goldgehn Corporate Finance Atty
• FINRA Fines JPMorgan Over Trade Volume Advertising
• SEC Won't Hear 6D Global's Appeal Of Nasdaq Delisting
• Libor Reversal Shows Need For Int'l Cooperation: DOJ's Finch
• Puerto Rico Utility Creditors Lose Bid To Appoint Receiver
• Tech-Focused SPAC Raises $600M To Hunt For 'Unicorns'
• Feds Win Pause In 1MDB Forfeiture Cases, Halting Discovery
• Mexico Unveils $4B More In Green Bonds To Fund New Airport
• E-Trade Asks 2nd Circ. Not To Revive Best-Execution Suit
• White & Case Picks Up Corporate Advisory Specialist In NY
• House Vote Puts CFPB, SEC's Reach In Danger
• What Libor Replacement Will Mean For Derivatives
• Barclays Dodges Investor Suit Over $2.5B Offering
• Feds Say Ex-UBS Precious Metals Trader Manipulated Market
• CFTC Gets Quick Win In Suit Against Trading Software Vendor
• Ripple Wants $1B Del. R3 Suit Sidelined For Calif. Case
• Golden Nugget Casinos Operator Prices $1.4B In Notes
• SEC Nabs $11.5M Win Over Alleged Tech Investment Scam
• Chinese Education Provider RYB Launches $133M US IPO
• Lender Asks 2nd Circ. To Nix Loan Program Investor Row
• Small Cos. Need Relief From Audit Rules, SEC Panel Told
• UBS Says Gold Sellers' Evidence Weak In Price-Fixing Suit
• EU's Juncker Makes A Grab For London's Euro-Clearing
• China's ICO Crackdown Clouds Efforts At Global Consistency
• Dechert Nabs Ex-White & Case PE, M&A Partner
• Deals Rumor Mill: Toshiba, QHotels, Bandhan Bank
• FINRA Fines C.L. King $750K For Part In Death Put Scheme
• Founders Find Leverage In Investors' Short Memories
• Ransomware Issues Too Often Lost In The Shuffle: Part 2
• Equifax Faces Bipartisan Wrath Over Data Breach
• Political Volatility Fueling Financial Risk, ESMA Warns
• Global Forex Rules May Need Tweaking, BOE Official Says
• FCA Warns Of 'Very High-Risk' Initial Coin Offerings
• Investors OK'd To Switch Class Rep In Libor-Rigging MDL
• Fintech Firms Reignite Debate Over 'Industrial Bank' Charters
• San Juan Fights Puerto Rican Bank's $4.1B Debt Deal
• DOJ Hits Ex-Deutsche Trader With Crisis-Era Fraud Claim
• Forex-Rigging Depositions Delayed For Another 3 Months
• Former F-Squared CEO Finally Heads To Trial In Fraud Case
• Energy MLP Oasis Midstream Launches $150M IPO
• Deals Rumor Mill: EssilorLuxottica, Vivint, IndusInd Bank
• BP Pipeline Unit Files IPO Led By Vinson & Elkins
• Ransomware Issues Too Often Lost In The Shuffle: Part 1
• Initial Coin Offerings On EU Radar As Officials Probe Risks
• Why More Global Giants Are Renouncing Their HQs
• Global Firms Snap Up India Work With Liberalization In Limbo
• Law360 Reveals The Global 20 Firms Of 2017
• Where The Global 20 Are Bolstering Their Ranks
• Firms Stay The Course On London Growth Amid Brexit Haze
• R3 Sues Ripple Over $1.1B Cryptocurrency Option Cancel
• TD Bank Prices Its First US Green Bond At $1B
• PE-Backed Silicone Producer Momentive Files $100M IPO
• Deals Rumor Mill: Zhong An, Guala Closures, Cemig
• Redaction Fails: 4 Times Doc Blunders Exposed Secret Info
• Discovery Raises $6.8B In Debt To Fund Scripps Buy
• Blockchain Cos. Must Beware SEC Intervention Risks
• How Collaboration Is Changing Inside Some Law Firms
• SAP Gets 'Exceptional' Case Atty Fees In Data Patent Win
• BNY Mellon Gets Quick Wins On Some Claims In RMBS Suit
• House Panel Questions FINRA's Self-Regulatory Model
• Deals Rumor Mill: Ducati, B&S, Amcor
• Travel Agency Leads 4 IPO Launches Totaling $375M
• Lawmakers Warn FCA On Saudi Aramco Listing Rule Change
• Cooley Hires 3 More Wilson Sonsini IPO Pros In Bay Area
• Discovery Raising Debt To Help Fund $14.6B Scripps Buy
• Malaysia Warns Investors Of Initial Coin Offering Risks
• State Street Pays $35M To Settle SEC Fraud Charges
• Feds Call Wilmington Trust Employees 'Hostile Witnesses'
• Pakistani Bank To Pay $225M And Exit US In Deal With NY
• OCC Takes The Lead In Establishing Deregulatory Agenda
• Dealing With Difficult Lawyers
• UK's FCA Mulls Regulating Market For Initial Coin Offerings
• State Securities Suits Hamper Markets, Justices Told
• Feds Say Monex Swindled Metals Traders Into Losing $290M
• 2nd Circ. Won't Revive Korean Co.'s $73M Suit Against Citi
• Alibaba-Backed Best, Mortgage Co. Prep IPOs Totaling $959M
• PE-Backed GoDaddy Unveils $882M Secondary Offering
• Deals Rumor Mill: Toshiba, Dalian Wanda, Pactera
• Feds Say 'Sweeping' 1MDB Discovery May Expose Witnesses
• Apple, Home Depot Raise $6B Debt To Help Fund Buybacks
• Clayton Says No Shift In Enforcement Priorities At SEC
• Seyfarth Shaw Adds New Partner Amid Hong Kong Growth
• SEC Continues Efforts To Facilitate Capital Formation
• Don't Want To Be The Next Kodak? Embrace Blockchain
• Banks Feel MiFID II Squeeze On Investment Research Fees
• Fed Vice Chair Fischer Unexpectedly Announces Resignation
• Ambac Shareholder Suit Over Puerto Rico Bonds Dismissed
• Merrill Lynch Exec Settles With SEC In Customer Cash Row
• Angry Birds Maker Rovio Hopes IPO Will Fly With Investors
• Metals Dealers CEO Must Face Contempt Bid Over Restitution
• China Bans Initial Coin Offerings As Global Oversight Grows
• Wachtell Guides Nasdaq In $705M Deal For Analytics Provider
• Weil Draws On Team Dynamics For Win In Archstone Suit
• $111M Forex Deals Get Preliminary OK, 15th Bank Settles
• First Convicted Spoofer Won't Get Rehearing In 7th Circ.
• Trump Taps Columbia Law's Jackson For Dem Seat On SEC
• SEC Judges Meant To Be Removable Officers, High Court Hears
• Venezuela Sanctions Boost Legal Risks For Energy Cos.
• Dodd-Frank Protections Require SEC Reporting, Justices Hear
• Nightstar Marks Latest Foreign Biotech To File US IPO
• Post-Labor Day IPO Market Poised For Uptick, Not Boom
• Deals Rumor Mill: Tencent, Nets, Daewoo E&C
• Fed OKs Qualified Financial Contracts Rule For Big Banks
• London Watching The Swiss Over New Fintech Challenge
• How New US Sanctions On Venezuela Target Financing