Capital Markets Archive » September, 2018

Capital Markets - September, 2018

216 articles

• Supreme Court Cheat Sheet: 8 Cases To Watch
• Musk To Pay $20M In Settlement Over Going-Private Tweets
• Foul With Routine Witness Trips Up Deutsche Libor Trial
• Existence Of Cybersecurity Policies Not Enough For SEC
• UK Litigation Roundup: Here's What You Missed In London
• SEC Settles With Calif. Atty For $2M In EB-5 Investor Scheme
• McAfee-Linked Bitcoin Biz Hit With Pump-And-Dump Suit
• EB-5 Investors Press Fraud Claims Over Bankrupt Fla. Hotel
• 9 Firms To Guide IPOs Totaling $779M To Launch October
• CFTC Starts Insider Trading Task Force, Sues Energy Broker
• Credit Suisse To Pay $10M Over Misleading Market Making
• Fed. Circ. Frees NPE's Law Firm From $500K Fee Award
• Skadden, Latham Lead $152.2M In Biotech, Tech Startup IPOs
• Deals Rumor Mill: Slack, Bojangles, Shriram Group
• AnaCap Financial Drops €225M On Italian Loan Portfolios
• Ex-Fund Manager Who Lost $22M Sentenced To 8 Years
• Morgan Stanley, Others Can't Ditch Stock-Loan Antitrust Suit
• Coinbase 'Bungled' Bitcoin Cash Release, Judge Says
• At Least 75K Investors Duped By Video Scams: SEC, CFTC
• Another Ex-Deutsche Trader Tells Jury Of Libor-Rigging
• Deals Rumor Mill: Cognizant, Perella Weinberg, Grab
• Five Cos. Price IPOs Totaling $483M Led By 3 Biotech Firms
• Credit Suisse Wants Ala. Inverse VIX Price-Drop Suit Tossed
• SEC Sues Tesla CEO Elon Musk Over Going-Private Tweets
• Crypto Giant Bitmain Files Hong Kong IPO Led By Davis Polk
• Trading 'School' Proprietor To Pay $1.9M In 2nd CFTC Run-In
• Virtual Money Is Commodity Fit For CFTC Regs, Judge Says
• Receiver Didn't Retain Attys Seeking $489K Fees, Judge Says
• McKinsey Critic Says It Should Have Been DQ'd In ANR Ch. 11
• Receiver Seeks OK Of $1.3M Settlement In EB-5 Fraud Case
• DOJ Says Brooklyn Trader Bilked $1.3M From Investors
• Brokerage Firms Fined $1.15M For Fake Forex Trades
• SEC Official Defends Withdrawal Of Proxy Guidance Letters
• Brazilian Education Tech Co. Leads 4 IPOs Totaling $477M
• Intercontinental Exchange Stays In-House With New GC Hire
• The Principles Guiding FINRA Enforcement
• 5 More GC Tips For Succeeding As A New Associate
• Opko Faces Wave Of Suits After SEC Pump-And-Dump Claims
• Deals Rumor Mill: Societa Sportiva Monza, Amazon, Topaz
• IRS Studies No-Income R&D Setups In Tax-Free Distributions
• Chinese Tech Co. Viomi Prices $103M IPO Led By Skadden
• 'Unicorns' Boost IPO Proceeds Amid Global Slowdown
• Contractor Can't Evade All Claims In D.C. Hotel Bond Suit
• Accused Metals Trader Pleads Not Guilty To 'Spoofing' Market
• SocGen Unit To Pay SEC $800K Over Foreign Share Handling
• 2 New Cases Showcase CFTC Spoofing Theories
• 3rd Circ. Deepens Uncertainty Over FINRA Arbitration
• Judging A Book: Block Reviews 'Tough Cases'
• Ex-Deutsche Trader Dishes On Bank's Libor Self-Dealing
• Banks' Guilty Pleas Fair Game In Forex Traders' October Trial
• Cryptocurrency Creators Say 'Nano' Coin Is Not A Security
• Trader Pleads Guilty In Kickback Scheme; SEC Seeks Payback
• Outgoing EY Partner Accuses Firm Of Sexism In EEOC Charge
• Ex-Barclays CEOs Escape Claims In Dark Pool Case
• Wilson Sonsini Guides Dutch Search Engine's $200M IPO
• US Coal Co. Seeks Up To $1B In Aussie Share Offering
• Foreign Whistleblower Gets $4M For Helping SEC
• Cancer Test Maker, Biotech Firm Prime IPOs Totaling $326M
• SEC Must Resolve Fundamental Issue With In-House Court
• 8 Innovative Ways To Empower Jurors
• Ex-Platinum Partners Exec Dies Ahead Of $1B Fraud Trial
• Calif. Gov. Signs Wildfire Bills, Limiting PG&E Liability
• 15 Firms To Lead IPOs Exceeding $1.1B Amid Peak Season
• Ex-Cocoa Trading Co. Exec Gets 3 Months For $352M Fraud
• Schwab, Ameritrade Say Goldman Can't Ditch IPO Deal
• Deals Rumor Mill: Lone Star, Deutsche-Commerzbank, Magneti
• Latham Guides Retailer Farfetch In Upsized $884M IPO
• MabVax Stock Actions Stand Amid Pump-And-Dump Claims
• Fenwick & West-Led Upwork Launches $135M IPO
• Cloud Computing Clearly The Future For Small Firms
• Ex-Deutsche Bank Euribor Trader Held In Italy, SFO Says
• Labaton Sucharow Adds 'Ultimate SEC Insider'
• Goodwin-Led Eventbrite's Shares Soar After $230M IPO
• Skadden-Led Meituan Debuts After $4.2B Hong Kong IPO
• British Luxury Carmarker Aston Martin Sets IPO Price Range
• Leveraging Today's Lateral Associate Market
• Alleged Aide In Sham Offerings Barred From Penny Stocks
• Chicago-Based Trading Co. To Pay $1.5M Over 'Spoofing' Claims
• What I Learned As Lehman's Bankruptcy Lawyer
• Zaslavskiy Does Little To Encourage Clear Crypto Guidance
• Pension Fund Fights Ocwen Bid To Tank ERISA Mortgage Row
• DC Circ. Orders Redo For 'Big Short' Adviser's SEC Hearing
• Inovalon Investor Class Certified In Suit Over IPO
• Tilton Asks To Keep Zohar Portfolio Financials Private
• Award Caps Would Weaken Whistleblower Program, SEC Told
• SEC Accuses Breast Implant Maker's Ex-CEO Of Stock Fraud
• Eli Lilly's Animal Health Unit Elanco Raises $1.5B In IPO
• Deals Rumor Mill: Tencent Music, Linde, Coca-Cola
• NJ Trader, Firm To Pay CFTC $2.3M Over Spoofing Claims
• Jones Day Gets Back M&A Pro In Detroit From Cardinal Health
• CFTC Fines Bank Of America $30M Over ISDAfix Rigging
• For-Profit Exchanges Harming Investors: SEC Commissioner
• Mizuho Gets Bitcoin Buyer's Mt. Gox Collapse Suit Tossed
• Back To School: Stanford's Jeff Fisher Talks Supreme Court
• The Diminishing Role Of Agency Guidance
• Where Have The SEC Enforcement Actions Gone?
• Looking Back On Lehman's Decade In Bankruptcy
• VC-Backed Eventbrite Raises IPO Funding Target To $230M
• CFTC Says Broker To Pay $50M Over ISDAfix-Rigging Claim
• Deals Rumor Mill: GSK, ADC Therapeutics, Haidilao
• Creditors Can't Put Stop To Puerto Rico GDB Restructuring
• Ex-Deutsche Traders Rip Libor Fraud Claims As Trial Begins
• Real Estate Rumors: Aldora Aluminum & Glass, Hana, Encore
• UBS Investors Denied Cert. In Mutual Funds Dispute
• Six Cos. Launch IPOs Totaling $465M Led By Biotech Firms
• Elon Musk's Take-Private Tweet Draws Tesla Into DOJ Probe
• Banks Want Out Of Mexican Bond Price-Fixing Case
• Rakoff Hits Cocoa Trader With 2.5 Years For $350M Fraud
• SEC Accuses Ex-Adviser Of Fraudulently Raising $6.8M
• New Commissioner Could Help Clayton's SEC Agenda
• How Lehman's Bankruptcy Put SIPC In The Spotlight
• Counties Say $1.15B Fla. Rail Line Rife With Deadly Risks
• Trader In Beaufort-Linked Manipulation Case Cops To Fraud
• IGT Offers $500M In Notes As NJ Sports-Betting Market Grows
• 15 Minutes With Robinhood Markets' General Counsel
• CFTC Seeks Quick Win For 2 Claims In Kraft Wheat Case
• Calif.'s New Rules For Lawyers Move Closer To ABA Model
• Split 9th Circ. Keeps Toss Of Northstar's Schwab Fund Suit
• 14 Firms To Steer 8 IPOs Topping $3B As Busy Autumn Nears
• NY Bank Regulator Sues OCC Again Over Fintech Charter
• Citi Pays $12M To Settle SEC's Claims Of Dark Pool Misdeeds
• WilmerHale, Cooley Guide $100M Biotech IPOs
• Pulling Up Stakes: King & Spalding, K&L Gates, Vinson
• Deals Rumor Mill: Thor Industries, Covea, Volkswagen
• Biopharma Co. Principia Leads 3 IPOs Totaling $225.3M
• Lehman Judge Looks Back On Historic Case 10 Years Later
• Know The Limits To Atty Public Statements During A Trial
• Puerto Rico Creditors Blast GDB Deal As It Clears Hurdle
• McKinsey Denies Conflicts Of Interest In ANR Ch. 11 Case
• Ex-Boss Of Crypto Cos. Gets Nearly 2 Years For $9M Fraud
• Apollo, ADT Execs Juked Stock With Silence On IP Deal: Suit
• Broker-Dealer To Pay $2.75M For Bad Blue Sheet Data
• 7th Circ. OKs Toss Of Broker-Dealer's Legal Malpractice Suit
• SEC Seen As Broadening Crypto Reach With Latest Actions
• NY Panel Axes MBIA Fraud Claim In Suit Against Credit Suisse
• Crypto Investors Seek Cert. In Suit Alleging Ponzi Scheme
• Deals Rumor Mill: Meituan Dianping, Takeda, Adobe Systems
• VC-Backed 'Unicorn' SurveyMonkey Launches $135M IPO
• In Calif., Questions Remain On Law Firm Conflict Waivers
• A Chat With Faegre Client Development Chief Melanie Green
• UK Watchdog To Probe $5.4B CME-NEX Exchange Deal
• Pension Fund Pans Banks' Bid To Escape Rate-Rigging Row
• Law Schools Struggle To Find Themselves In Post-Recession Market
• Wells Fargo Dodges Counterclaims In $16M Margin Call Row
• Skadden, Latham Lead Chinese Electric Carmaker's $1B IPO
• Fiat Chrysler Aims To Nix Investors' Suit Over Ferrari Spinoff
• Deals Rumor Mill: Fiat Chrysler, New Gold, Meituan-Dianping
• UK Real Estate Investment Trust Eyeing $229M IPO
• Social Media-Reliant ICOs, Crypto: SEC Has Its Eye On You
• Akerman Adds CFPB, JPMorgan Consumer Finance Attys
• Medical Co. Investors Want Final $5M Deal OK'd In IPO Row
• Judge Tells SEC, Firm To Talk It Out In Tribal Bond Doc Fight
• Ex-Deutsche Traders Fire Back At Gov't Bid To Nix Experts
• A Decade After Financial Crisis, Misconceptions Remain
• How A 'Lost Generation' Of Associates Bounced Back
• NY Investment Firm, SEC Settle For $1M Over Note Losses
• Nine West Offers To End Takeover Suit For $470M, Court Told
• SEC Push To Expand Access To Private Offerings Invites Risk
• Atty's Sickly Brother Gets 9 Mos. For Role In Pump-And-Dump
• FINRA Lodges First Crypto-Related Enforcement Action
• Unregistered Crypto Hedge Fund Traded Securities, SEC Says
• ICO Superstore, Owners Settle SEC Broker-Dealer Charges
• Digital Token Seller Can't Slip Securities Fraud Charges
• Skadden, Levi & Korsinsky Named Busiest Securities Firms
• Israeli Sales Exec. Can't Dodge Binary Options Fraud Case
• Can BigLaw Avoid Another Associate Purge?
• SEC Accuses 2 Brokers Of $4.6M Excessive Trading Frauds
• Deals Rumor Mill: Volvo Cars, EQT Partners, SABIC
• Forex Group Backs Ex-HSBC Exec, Says $3.5B Deal Was Fair
• Texas Oil Co., Okla. Bank Launch IPOs Of $170M
• SEC Settles With Ex-Nomura RMBS Trading Head
• NY Approves USD-Linked 'Stablecoin' For Digital Exchange
• Litigation Funder Vannin Capital Plans $91M IPO
• ISDA Calls For Reforms To Derivatives Clearing Mandates
• Time To Prepare For New Municipal Securities Disclosures
• Measuring The Recession's Toll On The Legal Industry
• Has BigLaw Recovered From The Financial Crisis?
• Ex-Teva Head Accused Of Role In $27M Pump-And-Dump Scheme
• Experts See Costs Of 'Tick-Size' Pilot Outweighing Benefits
• CFPB Moves Toward Revising 'Disclosure Sandbox' Policy
• Pipe Giant Tops 3 IPO Launches Surpassing $1B Combined
• Norwegian Oil Co. Gears Up For IPO, $13M Private Placement
• 2 Blank-Check IPOs Raise $975M To Pursue Acquisitions
• 3rd Circ. Tosses Objection To $9.6M NJ Tax Lien Settlement
• The Courts' Take On Obama-Era Regs: You Are Erased
• A Step Toward Modernizing The Community Reinvestment Act
• There's No Such Thing As A Free Token
• Deutsche Defends RMBS Accrual Clause In Quicken Suit
• Deutsche Clients Lose Class Cert. Bid In 'Last Look' Suit
• Tesla, Musk Hit With Another Suit Over Take-Private Tweets
• VC-Backed Upwork, Guardant File IPOs Totaling $200M
• Chinese Regulators Propose Easier Rules For Share Buybacks
• Lilly's Animal Health Unit Gears Up To Launch $1.4B IPO
• SEC Action Brings Lessons For Quantitative Fund Managers
• High Court Could Settle Preemption Questions For Banks
• EU Calls For 'Real Action' On Capital Market Reform
• SEC Becoming More User-Friendly With Disclosure Trims
• Orrick Adds Fenwick & West IPO Pro As Cap Markets Co-Head
• CFTC Offers Alternative To Its International 'Overreach'
• Feds Ask 2nd Circ. To Revive Ex-Nomura Trader's Conviction
• Senate Confirms Ex-Milbank Atty As SEC Commissioner
• 'Toss-Up' If Ex-Goldman Banker Will Cop To Insider Trading
• 2nd Circ. Declines Class Cert. Review In $50B Libor Fight
• Class Cert. Denied In $173M IPO Suit Amid Settlement Talks
• Chinese News Aggregator Sets Price Range For IPO
• Regulation Best Interest: The SEC Can't Please Everybody
• Morgan Keegan To Pay Fairfax $20M Over Stock Price Claims
• Momentive, Bondholders Spar Over Interest Rate At Trial's End
• Keep Sale In $1.2B Venezuela Award Row Paused, Court Hears
• Forex Traders Seek Details On DOJ Talks With Foreign Gov'ts
• 2 Investors Drop Claims In Volatility Index MDL In Ill.
• Greenberg Adds Capital Markets, M&A Ace In Denver
• Back To School: Widener's Rod Smolla Talks Free Speech
• Steel Dynamics Orders New $750M Share Repurchase
• 2nd Circ. No Lock To Review Class Cert. In $50B Libor Fight
• Comment Period Extended For Volcker Rule Changes