Capital Markets Archive » October, 2018

Capital Markets - October, 2018

220 articles

• MoFo IPO Malpractice Suit Properly Axed, NY Court Rules
• Fed Proposes Relaxing Rules For Some Large US Banks
• 3 Health Care IPOs Net $390M Total To Close Choppy October
• SEC Seeks To Simplify Variable Annuity Disclosures
• Investors Seek IPO Docs In Alibaba Stock-Drop Suit
• CME Gets UK Antitrust Clearance For $5.5B NEX Buy
• GE Says Power Business Is A Focus Of DOJ, SEC Probes
• Patriarch Brands Zohar Ch. 11 Cash Plan As Deal-Breaker
• What FINRA Stats Tell Us About Elder Abuse Claims
• Full Fed. Circ. Urged To Reimpose Sanction On NPE's Counsel
• Chinese Regulators Vow Support To Ease Market Fears
• Bitcoin Funder Sanctioned For Deleting Emails In Fraud Case
• Katten Muchin Adds Ex-Jones Day Tax Partner To UK Office
• Protecting Law Firm Talent At Both Ends
• Ex-SDNY Securities Fraud Boss Joins Morvillo Abramowitz
• Platinum Execs Decry Evidence Hold In $1B Fraud Case
• Belgian Investment Firm Buys Crypto Exchange Bitstamp
• Proxy Firms Faulted On Advice In Squire Patton-Led Report
• TD Ameritrade Unit Fights Cert. In Options Liquidation Suit
• Deals Rumor Mill: Brookfield, Telecom Italia, Bharti
• Insurer Says It's Owed $1.6M In UT Masonry Row
• Wendy Olson Talks Twin Falls, Tribes, Private Practice
• Prospects For Tax Policy In A Divided Post-Election Congress
• Former SEC Deputy Director Returns To Steptoe & Johnson
• 2nd Circ. Again Sides With E-Trade In Trade Venue Fraud Suit
• 12 Firms To Guide Six IPOs Raising $468M Amid Dicey Market
• Hausfeld, Susman Win $63M In Attys' Fees In Libor MDL
• Deals Rumor Mill: Focus Brands, ByteDance, Mellanox
• UK Litigation Roundup: Here's What You Missed In London
• BofA To Settle Out Of Investor Suit Over $665M RMBS Notes
• 9th Circ. Won't Nix Couple's $35M Penalty For EB-5 Fraud
• Investors Need More Info To Name VIX Manipulators In MDL
• Chinese Fintech Co. Hid Impending Regs, Shareholders Say
• Judging A Book: Brown Reviews 'Dangerous Leaders'
• Prosecutors Avoid 5th Amendment Showdown In Libor Case
• What Canada's Pot Legalization Means For US Financial Cos.
• 'Cartel' Traders Cleared Of Forex-Rigging
• 'Cartel' Traders Deny Forex Collusion As Case Heads To Jury
• EU Court Rejects Bid To Stop Publication Of Euribor Decision
• SEC Looks Set To Bring New Wave Of Cyber-Fraud Cases
• Deals Rumor Mill: EQT, Chevron, Hitachi
• State Bank Supervisors Sue To Block OCC Fintech Charters
• Cooler Maker Yeti Can't Stand The Heat As IPO Falls Flat
• Davis Polk-Led Brazilian Fintech Startup Nabs $1.2B In IPO
• Deutsche Bank, HSBC Seal $340M Deal To Exit Libor MDL
• BoE Weighs Charging Foreign Clearinghouses For Status
• A Closer Look At SEC's Whistleblower Proposals
• How Technical Touchpoints Can Ensnare Foreign Crypto Cos.
• Breaking The Rules: 3 Ways To 'Lead' A Direct Examination
• Investors Urge Exchanges To Phase Out Dual-Class Voting
• Deals Rumor Mill: CommScope, Endeavor, Innovent
• Tesla Says Method Of Merging Tweet Suits 'Makes No Sense'
• Boston Blockchain Payments Co. Nabs $62M In Equity
• Robbins Arroyo Seeks Lead In Fatburger Parent IPO Suit
• Preparing For The New NFA Cryptocurrency Requirements
• Ex-Deutsche Trader Charged Over Euribor Scandal Gets Bail
• Coinbase Escapes Suit Over Bitcoin Cash Release, For Now
• UK Top Court Dashes US Hopes To Extradite Ex-HSBC Trader
• Ex-Citi Trader Rips Colleague's Forex Collusion Trial
• Netflix Continues Its Borrowing Streak, Seeks $2B In Bonds
• Puerto Rican Board Fights Creditors' Collateral Bid At 1st Circ.
• UK Biotech Orchard Primes $200M IPO Led By Goodwin
• HBUS Nabs First Female African-American GC In Crypto
• EBA To Focus On Basel III, Fintech, Brexit In 2019
• UK Proposes Tweaks To Derivatives Market Laws For Brexit
• Expert In Forex 'Cartel' Trial Says Trades Seem Legit
• Suit Alleging Retaliation Over 'Spoofing' Scheme Gets Tossed
• Utah Dentist Intended To Defraud US, 10th Circ. Affirms
• SEC Halts Trading In Co. Over False Cryptocurrency Claims
• Deals Rumor Mill: O2, PMI, Constellation Brands
• Investor Drops Suit Over Cryptocurrency Hacking
• Med Device Biz, Chinese Fintech Launch IPOs Totaling $141M
• Tower Research Capital Hit With Futures Manipulation Suit
• SFO Charges Ex-Deutsche Trader In Euribor-Rigging Case
• Jury Hears Ex-Barclays Trader's Worries As Gov't Case Ends
• Goodwin Scores 2 Gunderson Emerging Tech Co. Partners
• Three Firms Guide Launch Of $508M In IPOs
• 8 Firms To Guide IPOs Surpassing $1.6B In Seesaw Market
• Singapore Banks Seek Redo On SIBOR Rigging Escape Bid
• Levi & Korsinsky Chosen To Lead Cryptocurrency Suit
• SEC Launches 'FinHub' Office To Guide Startups On Fintech
• Ocwen, Others Want Fund's ERISA Suit Over RMBS Nixed
• Need Litigation Finance? Don't Skip These 5 Steps
• Pros And Cons Of California's New Corporate Blockchain Law
• Bitcoin Trader, CEO Ordered To Pay $2.5M For Ponzi Scheme
• Proposed Volcker Rule Definition Change A No-Go, Banks Say
• NY Trial Set To Determine Owner Of Contested Crypto Platform
• Noble Group Seeks US Protection During $3.5B Restructuring
• Fidelity's Foray Into Bitcoin Likely To Boost Crypto Appeal
• Casino Biz Prices $359M IPO, Biotech Firms Fall Short
• Deals Rumor Mill: Vista Equity, Palantir, Warburg Pincus
• Canadian Securities Watchdog Reveals Market Protection Plan
• Calif. VC Adviser Wins Nod For SEC Settlement
• CFTC Threatens To Block EU Banks From Markets Over Brexit
• French Renewable Energy Provider Neoen Prices €628M IPO
• Sen. Warren Demands Toys R Us Pay Worker Severance
• A High Court Milestone Stirs Hope Of Gender Parity
• Treasury Declines To Name China A Currency Manipulator
• Cooley-Led Med Device Co. Prices $108M IPO Amid Volatility
• Deals Rumor Mill: Uber, Caesars, Vestar
• 2 Biotech Cos. Launch IPOs Despite Erratic Market Conditions
• FSOC Pulls SIFI Tag From Prudential, Last Nonbank To Have It
• Platinum Partners Liquidators Seek Docs From Funds' Ex-Firm
• 2 Ex-Deutsche Traders Convicted Of Libor-Rigging
• Crypto As Commodity, And The Bankruptcy Implications
• Royal Park Pushes For Sampling In Deutsche Bank RMBS Suit
• NY High Court Says Deutsche RMBS Claims Still Untimely
• NYSE, Nasdaq Didn't Justify Market Data Fees, SEC Says
• Mayer Brown Adds NY Tax Partner For Fund Practice
• Winston Strawn Guides Industrial-Focused SPAC's $225M IPO
• Deals Rumor Mill: Uber, Lyft, Tribune
• Monex Slams CFTC's 'Jurisdictional Overreach' In 9th Circ.
• Brazilian Fintech Startup Preps $1.1B IPO Led By Davis Polk
• A Holistic Approach To Client Retention
• The Path To Becoming A Supreme Court Advocate
• $20M SEC Settlements For Musk, Tesla Approved By Judge
• A Chat With Allens Pricing Chief Pier D'Angelo
• Studying The Reactions To SEC's Whistleblower Proposals
• Nomura Reaches $480M Deal Ending RMBS Probe
• Deutsche Traders Knew Libor-Rigging Was Illicit, Jury Told
• Nine West Creditors Ask To Sue Sycamore For LBO Losses
• Gender Disparity At The High Court: How Top Law Firms Measure Up
• Scott & Scott Loses Bid To Be Lead In Funko Investor Suit
• Deals Rumor Mill: Innovent, Lime, HNA
• NYSE Again Seeks To Ease Rules On Blank Check Cos.
• Cooler Maker Yeti Sets Sights On Renewed $400M IPO
• Icahn Challenges Dell's VMware Stock Swap Plan
• MoFo Adds Capital Markets Partner From Jones Day
• Pulling Up Stakes: Dechert, Orrick, Munger Tolles
• Blockchain Cos. Should Welcome Regulation — Here's Why
• Will The Future Of The Supreme Court Bar Be Female?
• Supreme Court Women: A Vet & 1st-Timer Talk Gender Disparity
• Ex-UBS Forex Trader Says 'Cartel' Used Chats To Collude
• Former SEC Senior Counsel Joins Cahill Gordon In DC
• 3 Commodity Traders Charged In $60M Spoofing Scheme
• 11 Firms To Lead IPOs Raising $1.8B Amid Market Volatility
• Venture-Backed Software Co. Anaplan Raises $263.5M In IPO
• Deals Rumor Mill: Sears, SoftBank, Athenahealth
• SEC Reopens Comment Period For Years-Old Swaps Proposal
• LXi REIT Raises $230M Through Share Sale
• The ABA Was Dead Wrong About Model Rule 8.4(g)
• Do VPNs Spell Market Manipulation For Crypto Exchanges?
• Lieff Cabraser Balks At Paying More In State Street Fee Fight
• Crypto Is 'Father Of All Scams,' Economist Tells Senate
• Hanover Insurance Loses Bid To Block Contractor From Spending $2.3M
• Tablet Co. Execs Ink $2.5M Deal Over Pump-And-Dump Claims
• Lithium Producer Livent Raises $340M After IPO Falls Short
• The Supreme Court Should Become Boring
• SEC Halts ICO, Says Company Faked Regulatory Approval
• Back To School: BC's Kent Greenfield Talks Corporate Law
• What New Bank Charters Mean For Fintech
• Cooley-Led Allogene Raises $324M After IPO Prices High
• Forex 'Cartel' Traders Cheated The Market, Jury Hears
• Canadian Regulators Find Pot Company Disclosures Lacking
• Litigation Funder Vannin Capital Postpones IPO Plans
• 12 Firms Vying To Lead 9 Tesla Take-Private Tweet Suits
• DOJ Rules Out Life Term Bids For Ex-Wilmington Trust Execs
• Hong Kong To Penalize IPO Sponsors For 'Substandard' Work
• Venture-Backed Software Co. Anaplan Steps Up IPO Range
• Kavanaugh Cannot Be Compelled To Recuse Himself
• ICOs Are Coming Of Age, Say DLA Piper, Deloitte Experts
• NCUA Seeks Sub To Bring RMBS Suit Against Deutsche Bank
• Royal Park Can't Revive $3.7B RMBS Suit, NY Court Rules
• Snap Accuses Kessler Topaz Of Improper Lead Plaintiff Swap
• MoFo Guides Parking Facility REIT On $100M IPO
• HSBC Finalizes $765M Mortgage-Backed Securities Deal
• Knowledge Management: An Unsung Hero Of Legal Innovation
• Scooter Startup, Biotech Firm Launch IPOs Totaling $170M
• SEC Wants Subpoenas Enforced For ICO Pump & Dump Docs
• 6 Firms To Guide 5 IPOs Exceeding $1B Led By Lithium Co.
• Gov't Role In Paul Weiss Probe Puts Deutsche Trial At Risk
• Bondholders Seek To Appoint Receiver For Puerto Rico Utility
• Wilson Sonsini-Led Elastic Soars After Pricing $252M IPO
• Judge Says Alibaba At Least Partly Won In Crypto TM Fight
• UK Litigation Roundup: Here's What You Missed In London
• 4 Blank-Check Companies Price IPOs Totaling $780M
• TD Ameritrade Clients Want Cert. In Options Liquidation Row
• Identifying Investment Contracts, From Chinchillas To Crypto
• Top EU Court Urged To Rule ECB Quantitative Easing Legal
• ISDA, Linklaters Launch Test Version Of Initial Margin Tool
• Elon Musk, SEC Told To Justify $20M Settlement Over Tweets
• Cancer Test Provider Raises $238M In IPO As Shares Soar
• Bank Units Urge Judge To Deny FDIC A Redo In Colonial Suit
• Several Banks Escape SIBOR-Rigging Allegations In NY
• Cooley Guides Cannabis Co. Tilray's $400M Notes Offering
• CFTC Signs Pact With Australian Regulators To Spur Fintech
• VC Deal Activity Passes 2017 Mark With Time To Spare
• Can Defrauded Crypto Investors Hope To Recover Anything?
• SEC's Long-Awaited ETF Rules Get Favorable Reception
• 4 Firms Break From Pack In Scorching September For IPOs
• CFTC Official Lauds Ruling Putting Crypto Under Its Purview
• Dell Still Exploring IPO Despite VMware Stock Swap Plan
• Deutsche Sues BofA For $253M Over Loan Warranty Breaches
• Skip The New 'Civility Courses' And Think Like A Lawyer
• A New Normal In Commodity Derivatives Enforcement Actions
• British Automaker Aston Martin Snags £1.1B From IPO
• Deals Rumor Mill: Marathon Oil, Peabody Energy, Atai
• Fenwick & West-Led Upwork Raises $187M In IPO
• Why Law Firms Should Monitor The Dark Web
• Deutsche Libor Trial Judge Eyes Internal Paul Weiss Probe
• Multiple Cos. Dropped From VIX Manipulation MDL, For Now
• 2 Cooley-Led Biotech Startups Launch IPOs Totaling $342M
• Judge Scolds JPMorgan, Traders For 'Excessive' Redactions
• Oil Firm Launches Spanish IPO That Could Raise $2.3B
• Davis Polk, Skadden Lead Tencent Music's $1B IPO Filing
• Kraft Wheat Buys Hurt Hundreds Of Investors, Court Told
• Does Rule 45 Protect Nonparties From Undue Burden?
• Attys In ISDAfix Antitrust Suit Request $151M In Fees
• Hong Kong Blank Check Co. Plans $100M US IPO
• Crypto Exchanges Could Be Next Regulatory Target
• Trends In FINRA's 2018 Disciplinary Actions
• GOP Reps Push Fed To Free Some Banks From SIFI Regs
• Musk Twitter Gaffe Shows Need For Stronger Board Oversight
• 3 Big Banks Can't Dodge Enron Debt Investor Suit
• CFTC Chief Aims To Alter Agency's Cross-Border Swap Role
• Osmotica, Anaplan, Livent IPOs Worth $722M Led By 3 Firms
• Real Estate Rumors: Blackstone, Wells Fargo, Elion Partners
• Investors File Consolidated Claims In VIX Manipulation MDL
• UBS, RBS Duck Claims Of Conspiracy Against Swaps Platform
• Musk Case Signals New Era Of SEC Internet Enforcement