Capital Markets Archive » November, 2018

Capital Markets - November, 2018

210 articles

• With Kavanaugh Recusal, Lorenzo Arguments Get Close Look
• Deals Rumor Mill: StandardAero, Vodafone, SoftBank
• Fosun Tourism Launches IPO That Could Raise $548M
• 8 Firms To Guide 4 IPOs Led By $500M Biotech Deal
• SEC May Consider Revamping Quarterly Reports
• Baker Botts Steers Equitrans Midstream In $530M Deal
• Taberna Bankruptcy Ruling Brings Relief For CDO Investors
• Autonomy's Ex-CEO Charged With Fraud Linked To HP Deal
• Lucia Says SEC's In-House Judges Remain Unconstitutional
• Attys In ISDAfix Antitrust Suit Get $126M Fees, $18M Costs
• Liquidity Co. Wants Suit Over Defamatory Statements Revived
• SEC Says Mayweather, DJ Khaled Illegally Plugged ICOs
• Deals Rumor Mill: Jack In The Box, SoftBank, WhiteWater
• ICO Mania Cools Amid Regulatory Crackdown, Crypto Plunge
• EU Leaders Agree On Stance For New Covered Bond Regs
• Cannabis-Focused Rose Capital Draws $55M For Debut Fund
• Attys In $35M Facebook IPO Deal Get $14M In Fees, Costs
• Winklevoss Ruling Highlights Subjective Aspects Of SEC Mission
• EU Seeks To Shield OTC Derivatives From Brexit Upheaval
• 'Stock Promoter' Made Sham Trades To Lure Investors: SEC
• AbbVie Tries To Ax Investor Suit Over $100M Stock Drop
• FDIC Eyeing Changes To Bank Unit Resolution Planning Rule
• Singapore, China Regulators Forge Stronger Financial Links
• Goodwin-Led Biotech Co. Moderna Sets Sights On $500M IPO
• AMCI Closes $220M IPO To Acquire Natural Resources Co.
• SEC Hasn't Shown Crypto Tokens Are Securities, Judge Says
• JPMorgan Pushes Back On Depo Bid In Silver Trading Suit
• Tesla Tweet Suits Combined With Levi & Korsinsky At Helm
• Brazil Utility Cancels Offering, Citing Market Woes
• Sears Gets OK For $2B In DIP Financing
• Chinese Lender Investor Cries Foul Over Alleged IPO Lies
• Deals Rumor Mill: Bain, Goodnight Midstream, Meraas
• Ringleader In $18M Colo. Investment Scheme Gets 10 Years
• 4 Firms Guide PE-Backed Canada Goose's Secondary Offering
• Jurors Should Ask More Questions During Trials
• All Banks But Morgan Stanley Escape Aussie Benchmark Suit
• JPMorgan Settles Aussie Benchmark Fixing Suit For $7M
• Latin American Blank-Check Co. Tops 2 IPOs Totaling $170M
• Ex-Wells Fargo Trader's Depo In Rigging Suit Canceled
• UK To Probe Nasdaq-Cinnober Deal's Effect On Competition
• JPMorgan, Citi Reach $182.5M Deal In Euribor Investor Suit
• Calif. Ruling Dings Engagement Letter Arbitration Clauses
• Life After The Midterms For Fintech And Digital Assets
• 10 Things We Wish We Were Told When Going In-House
• 15 Minutes With Perspecta's General Counsel
• Law360 MVP Awards Go To Top Attorneys From 71 Firms
• 2 Platinum Execs Helping Feds After Plea, Filing Reveals
• Toys R Us Creditors Challenge Releases In Ch. 11 Plan
• IHeartMedia Looks To Re-Up Ch. 11 Worker Bonus Plan
• Ex-Wells Fargo Forex Trader Can Be Deposed In Rigging Suit
• Judge Asks For JPMorgan Response In Silver Trading Suit
• Taiwanese Biotech Tops 3 IPOs Totaling $46M In Short Week
• The Virtual Law Team: Advantages For Litigants And Lawyers
• Greenberg Traurig Leads 2 Blank-Check IPOs Totaling $300M
• US Bank Wants Out Of Trust Insurer's Settlement Suit
• The SEC's Latest Statement On Digital Assets
• Deals Rumor Mill: Carlyle, Lumenis, Babytree Group
• Revised Puerto Rico Sales Tax Plan Cleared For Creditor Vote
• $25.8M Ordered Returned To Defrauded Chinese Investors
• OCC Says NY Still Jumping The Gun On Fintech Charter Suit
• Firm's Antitrust Claims Survive In Interest Rate Swaps MDL
• KKR, Bain Set Up $20M Fund For Workers Toys R Us Let Go
• David's Bridal Gets Nod For $185M DIP In Del. Ch. 11
• Cboe Says It Shouldn't Be Liable For VIX Manipulation
• Latham Leads PE-Backed Canadian Casino Operator's IPO
• Minority Investor Fights Crypto 'Miners' Purchasers' Cert. Bid
• Altice Slammed With Stock-Drop Suit After $2.2B IPO
• Emerging Cybersecurity Threats In The Legal Industry
• High Court Won't Review 9th Circ. BofA Preemption Ruling
• Spoofing Is Not Fraud, Ex-Merrill Lynch Traders Say
• SEC's Whistleblower Program Hits Its Stride In 2018
• Sears Gets Go-Ahead For $90M Internal Debt Sale
• 2nd Circ. Affirms Barclays' Win In Suit Over $2.5B Offering
• 4 Cos. Eye December IPOs With New Filings Totaling $350M
• Cboe Tries To Keep Lid On Discovery In VIX Manipulation MDL
• Ex-Exec Gets 4.5 Years For Theft, Deceiving Aussie Exchange
• Marketers Agree To Asset Freeze In CFTC Video Scam Suit
• The Legacy Of Madoff, A Decade Later
• AFT Files Adversary Case In Puerto Rico Bankruptcy
• SEC Provides 'Path To Compliance' For Unregistered ICOs
• Fintech Co. Misled IPO Investors, Stock-Drop Suit Says
• UK's Approach To Regulating Crypto-Assets Looks 'Measured'
• Rise Of The CMOs
• BofA, Deutsche Bank Say Sibor-Rigging Suit Falls Short
• UK Litigation Roundup: Here's What You Missed In London
• Perkins Coie Snags Digital Currency Partner From SEC
• Taxation With Representation: Jones Day, Simpson, Gibson
• Spoofing Charges Don't Readily Translate To Private Actions
• Prospects For Tax Policy In The 116th Congress
• Trader Who Blew €114M For Nasdaq Reaches Creditor Deal
• FDIC Fights To Keep Libor Manipulation Claim Against UBS
• Citibank, JPMorgan Chase Ink $21M SIBOR Rigging Suit Deal
• Goodwin Taps Ex-Gunderson Pro With Capital Markets Chops
• Fed Vice Chair Takes Heat Over Leveraged Lending
• PE Firm's Head Gets New Trial In $60M Tribal Bond Scam Case
• Conflicts Of Interest Don't Taint Advice, Proxy Firms Say
• Sears Gets Court Approval For Store Auction Rules
• Dell Ups VMWare Stock Swap Offer Amid Pressure From Icahn
• Ex-Deutsche Bank Traders Say Spoofing Isn't Wire Fraud
• Pulling Up Stakes: White & Case, Hinckley Allen, Goodwin
• Inside Icahn's Battle Over Dell's VMware Stock Swap
• Republican Groups Attack SEC Pay-For-Play Rule In DC Circ.
• Deals Rumor Mill: Centrexion, Dayco, JD Group
• Feds Doubt Ex-BigLaw Atty's Privilege Applies In Crypto Scam
• Judge Wants More Info On Citi's $10M Deal In Forex Rig Suit
• Noble Group Gets US, UK Courts' OK For Restructuring Plans
• Cleary Gottlieb-Led Chinese Fintech Weidai Prices $45M IPO
• A Chat With Bryan Cave Innovation Chief Katie DeBord
• Financial Services Hopeful After UK Reaches Brexit Deal
• For CFTC, 2018 Was One Of The 'Most Vigorous' In Its History
• Sanctions Sought In Alleged Cryptocurrency Pyramid Scheme
• Puerto Rico Sales Tax Plan Lacks Details, Stakeholders Say
• Deals Rumor Mill: Tencent, Levi, Legendary Entertainment
• Brokers Can't Have SEC Docs On Allegedly Abusive Witness
• Sears Battles Creditors Urging Total Liquidation
• No More Bank Rule Rollbacks From House, Rep. Waters Says
• Snap Facing Gov't Probes After Pre-IPO Instagram Claims
• Kodak Takes Antitrust Row With Goldman, Others To UK
• Ropes & Gray Steers Medical Device Co.'s $56M IPO
• UBS Says FDIC's Competition Claim Over Libor Is Too Late
• Simple Secrets For Improving Your CLE
• Sears Seeks Emergency Motion To Sell $900M In Debt
• Kazakh Uranium Miner Prices Expected $451M IPO
• Deals Rumor Mill: WeWork, Aramco, BMW
• UK, Singapore Fintech Groups Sign Cross-Border Agreement
• Investors Reach $12M Deal In Biotech Stock-Drop Case
• High Court Won't Hear $3M Disgorgement Challenge
• It's Time For Law Firms To Start Talking About Gen Z
• 5 Common Misconceptions About SEC Investigations
• Jones Day Reps SAP In $8B Qualtrics Buy Ahead Of IPO
• FX Firm Can't Use HSBC's UK Docs For US Manipulation Suit
• Wells Fargo To Pay $43M To Settle RMBS Trustee Litigation
• $630M CDO Entity Gets Involuntary Ch. 11 Case Dismissed
• UK Litigation Roundup: Here's What You Missed In London
• Ex-Platinum Insider Dodges Upcoming $1B Fraud Trial
• Puerto Rico Lawmakers Help Debt Restructuring Go Forward
• Trader Who Stole $3M In Cryptocurrency Gets 15 Mos.
• Fed Will Cool Its Jets On Stress Capital Buffer Proposal
• 10 Firms To Guide 6 IPOs Exceeding $800M
• SEC Boosts Bid To Block Crypto Co.'s $100M ICO
• ResCap Trust Nabs $28.7M Verdict In Mortgage Lender Suit
• Commerzbank To Pay CFTC $12M Over Swap Dealer Claims
• Rep. Waters Eyes House Financial Services Priorities
• Citrades CEO Pleads Guilty To $8.3M Binary Options Fraud
• SEC Puts Crypto Exchanges On Notice With First Settlement
• SEC Sues Stock Research Firm Over Biased Reports
• Uranium Trading Leads 3 IPO Launches Totaling $137M
• Back To School: Yale's Linda Greenhouse Talks Journalism
• Forex Counsel Awarded $300M In Fees For $2.3B Deal
• Texas Appeals Court Says El Paso Can Use Arena For Sports
• An Opportunity To Slow The Rise Of Securities Class Actions
• SEC's $3.7M Excessive Trading Suit Too Vague, Broker Says
• JPMorgan Hit With Class Action Over Spoofing Allegations
• Celebrate Veterans By Improving Their Access To Justice
• ESMA Floats Brexit Plan To Protect Derivatives Contracts
• US Sues UBS For Fraud Over Crisis-Era RMBS
• ITG To Pay $12M Over Claims It Misled Dark Pool Investors
• Gridlocked Government May Not Be Bad For Capital Markets
• Ex-Commodities Trading Exec Arrested For Overstating Profits
• Deals Rumor Mill: Xilinx, SoftBank, Blackstone
• Citibank Cuts $38M Deal With SEC Over Handling Of ADRs
• Motley Rice To Lead Riot Investors In Bitcoin Fraud Case
• Puerto Rico Gov't Bank Restructuring Deal Gets Court OK
• EB-5 Project Managers Slam SEC's $15.5M Penalty Bid
• Rising ICOs Highlight Need For New Valuation Metrics
• Time To Reclaim Wellness For All Lawyers
• Kavanaugh Fallout Fuels GOP's Senate Expansion
• SEC's 'Best Interest' Reg Likely To Survive Waters' Leadership
• Dems Pump Brakes On Trump Agenda With House Win
• Senate Republican Win Cements Trump's Judicial Makeover
• Voting Machine Critics Tout Low-Tech Fix For Hacking Fears
• 2 Commodities Traders Cop To $60M Spoofing Fraud
• Alibaba Must Show Judge IPO Docs In Stock-Drop Suit
• Traders Ask 2nd Circ. To Revive Citibank Forex Fraud Suit
• Traders Ask 2nd Circ. To Take Up Libor Class Cert. Fight
• Ex-JPMorgan Metals Trader Cops To 6-Year Spoofing Scheme
• China Regulators Step Up Oversight Of Trading Suspension
• US Steel Investors Fail To Revive Claims In Fraud Suit
• A Strong Year For SEC Enforcement
• Deutsche Bank Says Bid To Amend RMBS Suit Too Late
• Blockchain Biz Bitfury Closes $80M Private Placement
• Injunction Should Be Lifted Over Ticket Tech, 2nd Circ. Hears
• Icahn Funds Get Chancery Trial On Dell Stock Plan Docs
• Deals Rumor Mill: Sears, Tata, Medacta
• Crypto Fund Denounces SEC's Testimony In Enforcement Suit
• Funds Fight Chinese Bank's Venue Bid In SIBOR Rigging Suit
• Software Startup Leads 3 IPO Launches Totaling $535M
• CFTC Makes Higher Threshold For Swap Dealers Permanent
• Kraft Fights CFTC's Quick Win Bid In Wheat Futures Case
• Crypto Exchanges Need Cybersecurity Regulation
• Nasdaq's New 20% Rule Is Good For Listed Companies
• Investor Blasts 'Rotten' RBS At Euribor Swaps Trial
• 3 Firms Lead Pack In Rocky October For IPOs
• UK Litigation Roundup: Here's What You Missed In London
• Dell Attacks Purpose Of Icahn Funds' Chancery Doc Demand
• Tesla Investors Want New Board Amid Elon Musk's SEC Deal
• SEC Enforcement Activity Rebounds In '18, With $4B Penalties
• Newmark Group Prices $550M Senior Notes Offering
• Bumps In Discovery Not Enough To Stop Auto Co. IPO Row
• Lehman Highlights Challenges Of Cross-Border Settlements
• The Rise Of Automation And Financial Services Regulation
• Deals Rumor Mill: Pfizer, Apple, Ping An
• Deutsche Bank Unit Backs Sampling Ruling In RMBS Suit
• Tilton Cos. Excluded From Zohar Ch. 11 Reports
• Icahn Funds Seek Dell's Books Over Stock Exchange Proposal
• Snap Investors Sue In Chancery, Alleging Disclosure Flaws
• Hong Kong Watchdog Proposes Rules For Crypto Assets
• Underwriters In U.S. Steel Offering Seek To Appeal Fraud Suit
• CME Group Beats Rival Exchange's Antitrust Claims
• KKR Pares Gardner Denver Stake With $515M Offering