Capital Markets Archive » December, 2018

Capital Markets - December, 2018

164 articles

• 5 Most-Read Legal Industry Guests Of 2018
• Feds Blast Ex-Platinum Execs' Misconduct Claims
• Winner's Playbook
• UBS Agrees To Pay States $68M Over Libor Rigging
• SEC Resolves Numerous In-House Proceedings Post-Lucia
• CFTC, Ex-UBS Trader Unveil $100K Spoofing Settlement
• Microcap Co. CEO Gets Over 4 Years For Securities Fraud
• SEC Inspectors To Keep Cryptocurrency A Priority Next Year
• Libor Prosecutors Told To Sift Their Work From Paul Weiss'
• Judge Raps Quinn Emanuel Trial Preparedness In Fraud Case
• Judge Tells Sears It Sold Too Many Notes, Undoes Sale
• Convicted Ex-Barclays Trader Told To Pay Up In Euribor Case
• Bipartisan Bill Targets McKinsey Conflicts In Puerto Rico
• Deals Rumor Mill: Enel, Pinterest, BMPS
• Reps Float Bill Exempting Crypto From Securities Laws
• Latham Leads Firms In IPO Deals After Market's Robust Year
• Investor Suit Against Apparel Retailer J.Jill Doesn't Fit: Judge
• Merrill Lynch To Pay $6M Over Improper IPO Share Sales
• EU Watchdog Accuses 4 Banks Of Sovereign Bond Cartel
• Tips For Using Private Co. Stock As Acquisition Currency
• SEC Opens Door To Forgiving Disqualified Swap Reps.
• After 109 Arbitration Hearings, Broker Beats $40M FINRA Suit
• Ch. 7 Trustee Seeks To Recover Ex-Transmar Exec's Wages
• Full Fed. Circ. Won't Reimpose Sanction On NPE Counsel
• Bitcoin Felon Looks To Ditch Winklevoss Bros.' Fraud Suit
• 2 More Ex-Wilmington Trust Execs Get Years Behind Bars
• Deals Rumor Mill: Altria, BP, GE
• SEC Adopts Rule Allowing Reporting Cos. To Use Reg A
• Just 1 Claim Spared In TCF Auto Loan-Backed Securities Suit
• Softbank Unit Lists On Tokyo Exchange Following $23.5B IPO
• EU Acts To Protect Derivatives Trade From Brexit Upheaval
• FDIC Kicks Off Review Of Brokered Deposit Rules
• SEC Finalizes Rules For Disclosure Of Hedging Policies
• Bondholders Say Nix Ruling In $1.2B Crystallex Award Row
• SEC Seeks Comment On Easing Quarterly Reporting Rules
• TD Ameritrade Clients Too Disparate For Class Fraud Suit
• Pulling Up Stakes: Greenberg, McDermott, Willkie Farr
• DPW Says It Plans To Float Technology Unit
• Nasdaq Unit Ups Bid For Swedish Fintech Cinnober To $220M
• The Moments That Mattered Most For Legal Ethics In 2018
• Cooley Adds Financial Regulation Atty To Boston Office
• The Year #MeToo Rocked In-House Law Departments
• Ex-SocGen Exec In Libor-Rigging Row Disputes Fugitive Label
• BNY To Pay $54M To Settle Claims It Mishandled ADRs
• Malaysia Hits Goldman, Bankers With Criminal 1MDB Charges
• Credit Suisse Loses Bid To Send Ala. Inverse VIX Suit To NY
• Apparel Retailer J. Jill Says Investor Suit Lacks Substance
• Investors Sue Over Fake Crypto Investment Club Scheme
• Three Sens. Target GILTI, Ask GM To Halt Stock Buybacks
• A Series Of 1st-Time Crypto Actions For The SEC
• Judging A Book: Mills Reviews 'Mississippi's Federal Courts'
• Wilmington Trust Execs Get 6-Year Prison Terms For Fraud
• MVP: Skadden's Z. Julie Gao
• Sears, Cyrus Blast Swap Bidder's Objection To Notes Sale
• Loeb & Loeb Leads Blank Check's $70M IPO To Buy Health Biz
• The Medicines Co. Prices $150M Private Notes Offering
• Investors Accuse Calif. Company Of Concealing Crypto Focus
• How To Work With Regulators During Internal Investigations
• Chinese Fintech, Tiny House Maker Raise $99M Total In IPOs
• The 6 Biggest Law Firm Mergers Of 2018
• MVP: Simpson Thacher's Marisa D. Stavenas
• Merely A Setback For CFTC Market Manipulation Cases
• Arent Fox Nabs Ex-Shearman Atty For DC Tax Practice
• The Subtle Art Of Fred Fielding
• China's Wuxi Apptec Raises $1B In Hong Kong IPO
• Senate Dems Call For Deutsche Bank Probe After AML Raid
• Ellenoff-Led Blank-Check Co. CF Finance Scores $250M IPO
• 6 Things That Rocked The Legal Industry In 2018
• What We Heard At The FTC Hearings: Day 14
• Eletrobras Investors Get OK For $15M Bribery Settlement
• The Biggest Securities Decisions Of 2018
• Steptoe Adds Blockchain Atty To Ranks In Chicago
• MVP: Latham's Greg Rodgers
• SEC Settles Fraud Claims With Developers Over EB-5 Offering
• AriseBank Execs Settle SEC's ICO Scam Claims For $2.7M
• SEC Mostly Victorious In Suit Over Sloppy Action Reports
• Greenberg-Led Blank Check Co. Schultze Snags $150M In IPO
• Deals Rumor Mill: Uber, Warburg Pincus, Luckin Coffee
• Real Estate Rumors: Mill Creek, Deutsche Bank, WeWork
• 10 Tips For Law Firms To Drive Revenue Via Sports Tickets
• Inside Key ABA Guidance On Attorneys' Cybersecurity Duties
• Trump Taps Treasury Official To Lead CFTC In 2019
• MVP: Davis Polk's Richard Truesdell
• Tencent Music's IPO Raises Nearly $1.1B Led By Davis Polk
• Barclays Prevails In Hedge Fund's Breach-Of-Contract Suit
• Final Parties In Aussie Benchmark Suit Want Dismissals Redo
• VW Slams Bondholder's Bid To Redo Emissions Fraud Suit
• Real Estate Rumors: 3650 REIT, Butters, Freshwater
• Ex-Deutsche Traders Fight Convictions, Cite Gov't Misconduct
• PE-Backed Blank Check Co. Files $375M IPO Guided By Weil
• SEC's Clayton Says Proxy Reform Is A Top Priority In 2019
• Prudential Framework For Large Banks Is Set To Change
• A New, Focused Regulatory Agenda For The SEC
• Tax Reform Keeps Switzerland A Top Corporate Locale
• Opening Comments: A Key Strategic Decision In Mediation
• FCA's Bailey Sees US Crackdown On ICO Market As Model
• 3 Broker-Dealers Fined $6M By SEC For Bad Blue Sheet Data
• Deutsche Bank, Investors Seek Quick Wins In RMBS Suits
• Co. Can't Duck Claims $17M 'Tokens' Were Unregistered Stock
• SEC Slams Man's 'Unfocused' Bid To Nix $11.5M Fraud Suit
• Hong Kong, China Exchanges Expand Mutual Access Program
• Tishman, Lehman Wins Upheld In Archstone Buyout Row
• 2018 In Review: Significant White Collar Developments At DOJ
• SoftBank Gears Up For $23.5B Telecom Biz IPO
• Couple Seeks 9th Circ. Redo On $35M EB-5 Fraud Judgment
• Top 10 Whistleblowing And Retaliation Events Of 2018
• Investor Seeks Records In Case Against Chinese Music Giant
• FINRA Exams Suggest Work To Be Done Tailoring Trades
• Chinese Cos. Eluding US Scrutiny, Hurting Investors: SEC
• Execs Urge No Or Little Prison In $200M Del. Bank Fraud Case
• 2nd Circ. Asked To Hear Appeal Of $300M Fees In Forex Deal
• Deals Rumor Mill: Uber, ByteDance, WuXi
• Hogan Lovells Nabs Finance Partner From Milbank
• 8 Firms To Guide 5 IPOs Led by Tencent Music's $1.1B Deal
• Data-Driven Lawyer: Morgan Lewis' J. Kyle Poe
• 11th Circ. Backs IRS' $28M Win In Tax Shelter Case
• Moderna Leads IPO Pair Raising $735M
• Will High Court Avoid Deadlock In Lorenzo?
• Blockvest Ruling Reminds Token Issuers To Push Back
• Better Together Is The Energy M&A Theme Of 2018
• Bitcoin Market 'Hijacking' Caused $4B Value Drop, Suit Says
• Wall St. Lobby Fights State Action On 'Best Interest' Standard
• SEC Gives Up On Litvak Suit After Feds Drop Charges
• Miami Investment Firms' CEO Arrested On Fraud Charges
• Deals Rumor Mill: BYD, Travelport, Amer Sports
• Proxy Firms Should Be Regulated, Senate Panel Hears
• Odebrecht Says Bond Fraud Suit Can't Continue Further
• Skadden Leads Chinese Fashion Retailer To $67M IPO
• Breaking Down SEC's Risk-Based Exam Initiatives For Funds
• Senate Approves Trump's CFPB Pick, Despite Critics
• Lyft Unveils Confidential SEC Filing Amid IPO Race With Uber
• Ridgeview Capital Founder To Cop To Sham Trade Scheme
• Data-Driven Lawyer: Ogletree's Evan Moses
• Techie, Pastor Ask 2nd Circ. To Ax Bitcoin Fraud Convictions
• Deutsche Bank Settles BlackRock RMBS Suits
• Cboe Investors Just Want Names In VIX Manipulation MDL
• Deals Rumor Mill: Blackstone, Mogu, Petrobras
• Tritax Big Box REIT Lands $510M In Financing
• Danish Ad-Tech Co. Adform Pulls Plug On $114M IPO
• Tesla Faces Securities Suit Over $1.8B Bond Offering
• Foreign Banks Challenge Jurisdiction In Forex Rig Suit
• PE-Backed Hospital Operator Ardent Health Files $100M IPO
• Assessing A New Path To Compliance For ICO Issuers
• Data-Driven Lawyer: Kilpatrick Townsend's Kate Gaudry
• A Closer Look At New Calif. Pension Fund Climate Law
• Fla. Broker To Serve 6½ Yrs For $16M Precious Metals Fraud
• Blockchain-Based Digital Payment Platform Gets NY Approval
• Deals Rumor Mill: Daimler, Ardian, Grail
• Singapore Regulator Releases Guide For Token Offerings
• Data-Driven Lawyer: Littler's Scott Forman
• Energy Broker Fights 'Misguided' CFTC Insider Trading Suit
• EU Mulls Post-Brexit Clearinghouse Supervision Changes
• Crypto Platform ErisX Snags $28M In Latest Funding Round
• Justices Eye Scope Of Liability In SEC Copy-Paste Case
• CFTC Told It Can't Prove Rigging Without Artificial Prices
• US Bank Gets Fees Claims Stayed In Royal Park RMBS Suit
• 2 Firms Lead Nov. IPO Action Fueled By Blank Check Cos.
• Novan Can Duck Claims It Misled Investors, Magistrate Says
• Chinese Streaming Giant Tencent Music Primes $1.1B IPO
• Futures Exchange Takes CME Antitrust Fight To 7th Circ.
• Judging A Book: Ginsburg Reviews 'The Curse Of Bigness'
• $182.5M Euribor Deal Won't Get OK'd Without Atty Fee Info
• Data-Driven Lawyer: DLA Piper's Eric Falkenberry
• The Data-Driven Lawyers Of 2018