Capital Markets Archive » January, 2019

Capital Markets - January, 2019

218 articles

• Acting FHFA Head Spares Details On Plans In Reply To Dems
• Judge Not Impressed By Platinum Founder's Media Leak FOIA
• Global Law Firm DWF Pushes Ahead With UK Public Offering
• Ill. Trader Fined $120K Over Soybean 'Spoofing' Charges
• Puerto Rico Pension Bondholders Have Valid Liens: 1st Circ.
• Blank Check Co. Pivotal Acquisition Prices $200M IPO
• What Lawyers Can Do To Prevent And Combat Burnout
• Bernstein Litowitz To Lead Macquarie Stock-Drop Suits
• EU Accuses 8 Banks Of Running Sovereign Bond Cartel
• Nasdaq Gets UK Sign-Off For $220M Swedish Fintech Deal
• ProShares Sued Over Fund Destroyed By The 'Volpocalypse'
• 3 Firms Help Keep 2018 Securities Filings Near Record
• Deals Rumor Mill: Hyundai, Isracard, Intel
• China Proposes Rules For New Tech-Focused Trading Venue
• London Stock Exchange Group Drops €278.5M On Euroclear
• Congress Targets SEC Insider Trading Rules
• Skadden-Led Virgin Trains On Track For $510M IPO
• Nasdaq Tries To One-Up Euronext With $770M Oslo Bors Bid
• SEC Is Ready To Execute Its 2019 Examination Priorities
• Capital Markets Group Of The Year: Simpson Thacher
• Ex-Director Of SEC's Texas Office Headed To Jones Day
• NY Fines Standard Chartered $40M After Forex-Rigging Probe
• SEC Settles With 4 Cos. Over Alleged Internal Control Failures
• Opko Shareholder Says CEO's Scandal Sent Stocks To 'Abyss'
• Deals Rumor Mill: VW, Taptica, Jet
• Energy Co. Seeks To Speed Up IPO Now That Shutdown Over
• Investors Hit Chinese Used-Car Co. With Stock-Drop Suit
• Barclays To Shell Out $27M To Settle Investors' Dark Pool Suit
• Trends In DOJ Nonprosecution, Deferred Prosecution Deals
• VC Funding For Fintech Hit Record $39.6B In 2018
• Securities Cases That Will Matter Most In 2019
• 3 Reasons Cryptocurrency May Raise Antitrust Issues
• Investors Blast Foreign Banks' Bid To Exit Forex Rigging Suit
• Capital Markets Group Of The Year: Latham
• Don't Let Deutsche Bank Ditch RMBS Suits, Investors Say
• Schiff Hardin Adds Investigations, Cryptocurrency Atty In NY
• SEC Grapples With Monthlong Backlog, Prioritizes Actions
• CORRECTED: Cboe Says New Suit, VIX Fix MDL Belong In Same Court
• IPOs Still Face Uncertainty Even As Government Reopens
• Hong Kong Regulator, HKEX, Registrar Float Going Paperless
• Katten Muchin Adds Ex-White & Case Tax Planning Partner
• Initial Coin Offerings And SEC Enforcement After Blockvest
• Collateralized Loan Obligations: Subprime Déjà Vu?
• Capital Markets Group Of The Year: Debevoise & Plimpton
• Dems Press FHFA Acting Chief On Agency's Agenda
• UK Litigation Roundup: Here's What You Missed In London
• Texas Trio Duped Investors Out Of $45M, SEC Claims
• BNY Asks New York Court To Clear Up RMBS Interest Dispute
• Overstock's TZero Platform Opens For Security Token Trading
• Vinson-Led New Fortress Seeks $345M In Rare Shutdown IPO
• Mayer Brown Adds Ex-Baker McKenzie Derivatives Partner
• Ex-Barclays Bosses Feared Being 'Rumbled' For Secret Fees
• High Court Lusnak Rejection Brings Uncertainty For Lenders
• Capital Markets Group Of The Year: Cooley
• House Panel's Top Republican Seeks Deutsche AML Docs
• Insurer Sues Calif. Construction Co. Over Numerous Bonds
• Nine West Creditors Prep For Court Fight Over Ch. 11 Plan
• Compliance Officers Face FINRA's Crypto Questions In 2019
• DOJ Says Ex-Deutsche Traders' Spoofing Is Wire Fraud
• Law Schools Should Be More Like Medical Centers
• Navios Forcing Investors To Forgo Dividends, Suit Says
• 5 Tips For Tech Companies To Avoid SEC Scrutiny
• Barclays Attys Were Misled On Hidden Qatari Fees, Jury Told
• Why The SEC Shutdown Must End
• Market Participants Should Still Be Wary After CFTC V. Wilson
• Investor In Crypto Ponzi Wins Bid To See Opponent's Notes
• Bear Stearns Hits Reed Smith With $500M Malpractice Suit
• UBS Takes Aim At Rest Of Sterling Libor Suit In Redo Bid
• Gossamer Bio Seeks $230M IPO Amid Government Shutdown
• PTAB Rejects CBM Challenge To Nasdaq Trading Patent
• Singapore Crypto Exchange Could Float In Reverse Merger
• US And Australia Tackle Fintech Regulation Together
• Ex-Barclays Execs Accused Of Duping Shareholders At Trial
• Capital Markets Need Stronger Regulators, Central Banks Say
• FINRA Targets Online Distribution, Compliance As 2019 Focus
• Citi Issues €1B Inaugural Green Bond To Fund Enviro Goals
• Deals Rumor Mill: Fawaz Alhokair, Saudi Aramco, Colfax
• Another Former Wilmington Trust Officer Gets Prison Time
• Courts Are Getting It Right On Litigation Funding Discovery
• Hong Kong Fintech Co. Picks LSE Tech For Crypto Platform
• Cadwalader Nabs Fintech Pro From Latham
• Zhao's Spoofing Plea Deal Telegraphs More To Come In 2019
• Bitcoin Boss Deserves 2 1/2 Years For SEC Lies, Gov't Says
• Bipartisan House Bill Seeks Stricter SEC Insider Trading Rules
• Forex Suit $300M Fee Objector Slams Class' Appeal Bond Bid
• Sen. Warren Seeks Info On Mnuchin's Calls To Bank CEOs
• High Court's Emulex Issue Is Narrower Than Some Suggest
• Lead Counsel Seeks $4.5M Cut Of $18M ITG Trading Deal
• Trader Slams Prosecution's 'Nonsense' Claim In Euribor Trial
• Court Fight Over Puerto Rico Sales Tax Deal Wraps Up
• Shutdown's Delay On IPOs Will Ripple For Months
• Revance Prices $100M Preapproved Offering Amid Shutdown
• Qihoo's $9.3B Take-Private Play Conned Investors, Says Suit
• Diversity's Next Step: Developing Minority Partners
• Alzheimer's Drug Co. Alzheon Again Nixes IPO Plans
• Trader Pushed Cash To 'Add Weight' To Euribor Fix, Jury Told
• Puerto Rico Creditors Press For Sales Tax Plan Approval
• SEC's Response To Breach Scare Clarifies Wider Approach
• Morningstar, Prudential Beat RICO Suit Over Robo-Adviser
• Banks Accused Of Rigging Libor After Post-Scandal Overhaul
• FHFA Won't Defend Leadership Structure Before Full 5th Circ.
• Epstein Becker Green Adds Ex-Littler Board Member
• Fried Frank Adds REIT Head, Tax Atty From Hogan Lovells
• Sichenzia Ross Steers Calif. Biopharma Firm On $20M IPO
• Koch Unit, Golden Gate Capital Invest $1.5B In Infor
• BNY, Investors Reach $72.5M Deal In ADR Overcharge Suit
• PE Firm Says Bond Losses Clearly Due To Odebrecht's Bribes
• A Closer Look At CFTC's Loss In Market Manipulation Case
• Ex-Barclays Traders 'Tainted' Euribor Rates, Court Told
• Arbitrators And Mediators Should Reflect Society's Diversity
• Markets Expect Brexit Will Be Delayed, BoE's Carney Says
• 2 Companies Join IPO Pipeline With Filings Totaling $47M
• Why AFAs Are Key To The Future Of Legal Practice
• Puerto Rico Fed Board Looks To Invalidate $6B In Bond Debt
• Ukrainians Charged With 2016 Hack Of SEC Filings
• Ex-Barclays Bankers On Trial Again In Euribor Rigging Plot
• Ex-Bankrate Exec's 5-Year Sentence For $25M Fraud Halved
• Pulling Up Stakes: Shearman, DLA Piper, Latham
• FINRA's Suitability Rule Vs. SEC's 'Best Interest' Reg
• Royal Park, Wells Fargo End RMBS Trustee Suit
• NYSE Fines Wedbush, Founder $1M For Unsupervised Trades
• UBS Takes Aim At Feds' Fraud Suit Over Crisis-Era RMBS
• Shutdown Prompts Pause To Wells Fargo's $75M Bond Case
• Even Defense Attys Miss SEC During Record Gov't Shutdown
• Deals Rumor Mill: Etihad, Viacom, Saudi Aramco
• 2 Biotech Firms, Chinese Lender File IPOs Totaling $192M
• New Fortress Energy Lauches $400M IPO Amid Shutdown
• Cboe Investors Denied Names In VIX Manipulation MDL
• Former SEC Senior Enforcement Atty Joins King & Spalding
• Singapore Regulators Aim To Subsidize New Equity Listings
• Judging A Book: Barron Reviews 'The Clamor Of Lawyers'
• Euronext Tables $717M Formal Offer To Buy Oslo Exchange
• Law360 Names Practice Groups Of The Year
• The Firms That Dominated In 2018
• 1st Convicted Spoofer Alleges Spotty Data In Bid For New Trial
• Uncertain Deals Climate Persists After JPMorgan Conference
• Alibaba Group's $75M Investor Settlement Gets First OK
• Deals Rumor Mill: Slack, Dalian Wanda, Anheuser-Busch
• Coinbase Can't Nix Bitcoin Cash Rollout Suit, Buyers Say
• Chinese Listings On US Markets Surge Amid At-Home Slump
• The Case For Lawyer-Directed Litigation Funding In NY: Part 2
• Banking Giants Hit With UK Suit Over Forex Rigging
• Shutdown's Messy Impact On Consumer Protection Activities
• What All Attorneys Need To Know About The Shutdown
• OTC Markets Looks To Grow Through London Expansion
• Deals Rumor Mill: Starboard Value, Refinitiv, Brookfield
• Last 3 Banks In $120M Enron Debt Investor Suit Settle
• Forex Investors Want $300M Fee Objector To Post Bond
• HSBC Offers $30M, 'Chat' Evidence To Settle Bond-Fix Suit
• The Case For Lawyer-Directed Litigation Funding In NY: Part 1
• How Congress Could Change The Game For Digital Tokens
• Correcting CFTC Course On Manipulative Intent
• Doc, Manager Must Pay $15.5M For Alleged EB-5 Scheme
• Prolonged Shutdown Threatens To Stall IPO Market
• Deals Rumor Mill: Engie, Edison, Canaan
• Levi & Korsinsky Wins Lead In McAfee-Linked Bitcoin Biz Row
• Skadden Steers PE-Backed Auto Lender's $100M IPO
• Baker McKenzie Snags Ex-White & Case Capital Markets Duo
• 7 Questions To Add To Your Lateral Partner Questionnaire
• Cboe Shouldn't Be Let Out Of VIX Manipulation MDL
• Sears Gives Ex-CEO's Fund 1 Day To Submit Revised Bid
• Fintech Charter Ruling Is Important But 'Must Wait': OCC
• Impressive Results From DOJ Fraud Section In 2018
• Winklevoss Bros. Bitcoin Fraud Suit Survives Dismissal Bid
• Miami Blank Check Co. Files $300M IPO Led By Ellenoff
• NY's High Court Further Clarifies RMBS Legal Landscape
• A Chat With Reed Smith Chief Marketing Officer Sadie Baron
• Venezuela Targets US Sanctions With New WTO Case
• Convicted Wilmington Trust Execs Seek Bail During Appeal
• Venture Funding Soared In 2018 Amid Record 'Unicorn' Births
• Cooley Guides Cancer-Focused Biotech's $115M IPO Filing
• 9 Financial Firms Plan To Start New Exchange To Rival Giants
• Baker Botts Boosts London Office With 2 Partner Hires
• IEX Group Stock Exchange Can't Dodge Nasdaq's Patent Suit
• English Translation Key In 1st Circ. Puerto Rico Bond Dispute
• The Evolving Frontier Of Foreign Securities Litigation
• 'Flexible Work' Makes Freelancing More Viable In BigLaw
• A Call To Permit Judicial Substitution In MDL Proceedings
• Judge Weinstein On Activism, Gobbledegook, Going Robeless
• Feds Urge Court To Trim Ex-Bankrate Exec's 5-Year Sentence
• Cryptocurrency Nano Hit With 2nd Suit Over $170M Loss
• Attys Head To JPMorgan Conference In Shaky Deals Climate
• US Trustee Wants Fee Examiner In Sears Bankruptcy
• Deals Rumor Mill: Rothesay Life, Apollo, Apax Partners
• Police Camera, Software Co. Withdraws $75M Public Offering
• Musk Rips Subpoena Bid For Grimes, Banks Over Tesla Tweet
• A Bridge Too Far: CFTC's 'Reckless' Manipulation Theory
• Specialty Vehicle Maker's Execs Hit With Stock Drop Suit
• Supreme Court Will Review Negligence Standard In M&A Suit
• 9th Circ. Denies Redo On $35M EB-5 Fraud Judgment
• Oslo Exchange Seeks Counterbids To Euronext Takeover Offer
• Countrywide Can't Slip Fraud Claim In Ambac's RMBS Case
• Current SEC Shutdown May Set New Record
• Clothing Retailer FullBeauty To Restructure In Ch. 11
• 2 Cos. Fight Mellon Over Legal Fees In Puerto Rico Bond Row
• What To Expect From Technology-Assisted Review In 2019
• 2nd Circ. Sides With Citi In Forex Traders' Markup Suit
• Overstock To Pay Certain Ohio Business Taxes In Bitcoin
• 5 Hidden Lessons In Mayweather, Khaled ICO Actions: Part 2
• Orrick Nabs 2nd Fenwick & West Tech IPO Pro
• With No New Bids, Judge OKs Sears Notes Sale To Cyrus
• Liquid Holdings Execs Shave Some Investor Claims Over IPO
• 4 Post-Christmas IPO Filings Perk Up January Pipeline
• Sidley Austin Lands CLO Pro As Partner In NY Office
• Credit Card Co. Investors Strike $11M Cash Deal Over IPO
• 2019 Will Bring More Good News For Litigation Finance
• 5 Hidden Lessons In Mayweather, Khaled ICO Actions: Part 1
• Why More Law Firms Will Embrace Remote Work In 2019
• Financial Services Litigation To Watch In 2019
• 6 SEC Regulatory Prospects To Watch In 2019
• 6 Trends To Watch In The 2019 IPO Market
• Cannabis Cases To Watch In 2019
• Insurance Cases To Watch In 2019
• UK Banks, Insurers Brace For Busy Regulatory Year In 2019
• Securities Cases Plaintiffs Attorneys Must Watch In 2019
• Swaps-Trading Rules Top Agenda For CFTC In 2019
• Banking Regulation To Watch In 2019
• Securities Litigation To Watch In 2019