Capital Markets Archive » March, 2019

Capital Markets - March, 2019

240 articles

• Gov't To Open New Frontier In Spoofing Prosecution
• 7 Firms To Steer 4 IPOs Led By PE-Backed Trading Platform
• The Laterals Audit: Tax Attorney Moves In March
• Banker Seeks Quick Win In SEC Suit Over Bond Offering
• Deals Rumor Mill: Endeavor, Mondelez, EWE
• Lyft's Blockbuster $2.3B IPO Paves Way For Upcoming Deals
• Hong Kong Cautions Investors Over Security Token Offerings
• High Court Extends Reach Of Securities Fraud Rule 10b-5
• How The SEC's New Filing Rule Addresses Data Security
• Coinbase Chief Legal Officer Eyes Real Estate Tokenization
• 3 Takeaways From SEC's Trim To Company Disclosure Rules
• Wilson Sonsini-Led Lyft Prices Upsized $2.3B IPO
• 2 Firms Lead Precision BioSciences' $126M IPO
• 5 Key Moments From The SFO's Euribor-Rigging Retrial
• Brexit Risk-Disclosure Considerations For US Reporting Cos.
• Deals Rumor Mill: Saudi Aramco, Bluewater, Casper
• 2nd Ex-Barclays Trader Guilty In Euribor-Rigging Retrial
• FCA Fines Goldman Sachs £34.3M For Reporting Failures
• ESMA Fines Fitch €5M For Conflict Of Interest Failures
• SEC's High Court Win Snaps Dry Spell On Enforcement Issues
• Lyft Raises IPO Funding Target To $2.2B
• DOJ Defends Use Of Wire Fraud Charges In Spoofing Suit
• New Guidelines Boost Sustainability-Linked Lending
• Deals Rumor Mill: Saudi Aramco, Grindr, Renault
• Legislative Fix For Post-Libor Issues Seems Improbable
• Cooley, Linklaters Steer Biopharma Genfit's $135M Debut
• Justices Find Investment Banker Liable For Copy-Paste Fraud
• Schwab Gets Claims Trimmed Again In Libor Case
• Cryptocurrency Trader Indicted On Fraud Charges
• Midsize Deals Helped Securities Settlements Skyrocket In '18
• 10 Major Banks Conspired To Fix Bond Rates, Baltimore Says
• FINRA Wants To Let Examiners 'Lower The Boom' On Brokers
• Attys Seek $34.7M For Securing Deal In Euribor-Rigging Case
• FASB Calls For More Tax Information In Company Financials
• EU Lawmakers OK Plan For Financial Fraud Police, Intel Units
• PE-Backed Fintech Nexi Eyes Europe's Largest IPO In 2019
• Bitmain's Hong Kong IPO On Ice After Filing Expires
• Ex-Barclays Trader Convicted In Euribor-Rigging Retrial
• Setting The Record Straight On Women In Court Reporting
• Citi Faces $1.2M Fine Over Japan 'Spoofing' Allegations
• Lehman Loan-Servicing Units Seek Ch. 11 Wind-Down
• Panel's 'Disregard' Of Law Leads To $37M Award Nix In NY
• CFTC Eases Swaps Trading Rules For Certain Banks
• Deals Rumor Mill: Disney, Uber, Avaya
• CFTC Says It Won't Pile On In Foreign Corruption Cases​
• Trading Platform, Med Device Biz Prime IPOs Totaling $757M
• Rosen Firm Secures Lead Role In Altice Stock-Drop Suit
• Ex-JPMorgan Trader Wants 'Duplicitous' Forex Case Dropped
• Limiting Supreme Court's Size Is Not Enough
• LSE Gets Nod For Plan To Avoid Disruption In Hard Brexit
• Year-Old Cyan Ruling Still A Touchy Subject For Attorneys
• SEC Official Offers Road Map To Better 'No-Action' Requests
• Ex-SEC Enforcement Lawyer Joins Jenner & Block In NY
• Lyft's $2B IPO Dominates Week That Could See 4 Deals Price
• Justices Urged To Allow Negligence Standard In M&A Suit
• MabVax Hits Ch. 11, Blaming Alleged $27M Pump-And-Dump
• Merrill Lynch To Shell Out $8M For Mishandling ADRs
• Cleary, Skadden To Guide Pinterest's IPO
• Mutual of Omaha, Bank Aided $85M Ponzi Scheme, Suit Says
• VC-Backed Turning Point Files $100M Cooley-Led IPO
• Deals Rumor Mill: Uber, Daimler, Avon Products
• Taxation With Representation: Sullivan, Dechert, Wachtell
• Are Delaware Courts Last To Believe In Efficient Markets?
• DLA Piper Nabs Baker McKenzie, Wilson Sonsini Partners
• Potential Accounting Flaws Don't Faze IPO Market
• Record £28M Fine For UBS Puts Compliance Staff On Guard
• Deals Rumor Mill: Lion Air, Ferretti, KKR
• REIT Tax Atty Returns To Hogan Lovells To Lead Trust Practice
• FDIC's $695M Mortgage-Backed Securities Suit Tossed
• Blackstone-Backed HR Provider Alight Hits Pause On IPO
• Crypto Bank CEO Faces 5 Years After Copping To $4M Fraud
• Lenders Score Major High Court Victory In Foreclosure Case
• Tech Trends From SXSW Pose Unique Questions For Lawyers
• Cooley-Led Levi Scoops Up $624M Ahead Of Market Debut
• SEC Trims Company Disclosure Requirements
• What's In A Judgeship? More Than Meets The Eye
• Swamped: How Magistrate Judges Salvaged Louisiana's Judicial Crisis
• Wells Fargo Settles Bond Sale Case With SEC For $812K
• SEC Judge At Heart Of Lucia Proceedings Leaving Agency
• Vaping Products Supplier Greenlane Files $92M IPO
• Deals Rumor Mill: Uniper, Fastly, A.S. Watson
• Insurance-Focused Blank Check Co. Scores $131M IPO
• HK Freezes 9 Broker Accounts In Share Manipulation Probe
• Chinese Broker Up Fintech Prices $104M IPO Above Range
• Fatburger Parent Co. Seeks To Ditch Shareholders' IPO Suit
• Starbucks To Invest $100M In Food, Retail Tech Startups
• In Bar Admissions Process, It's Candor Or Bust
• Royal Park Asks To Use Sampling In BNY Mellon MBS Suit
• 'In A Timely Manner': Three Decades Of Judgeship Bills
• From Showdowns To Hotlines, Frazzled Judges Get Creative
• Ex-NY Pol Asks 2nd Circ. To Nix Muni Bond Fraud Conviction
• Pa. Treasurer Says Banks Fixed Freddie, Fannie Bond Prices
• Deals Rumor Mill: Lyft, Kantar, Blackstone
• Banks Fight Credit Union Agency's Bid To Exit Libor Suits
• Sidley, Dechert Steer Jones Lang LaSalle's $2B HFF Buy
• Cactus' $308M Secondary Offering Joins Wave Of Deals
• Indonesian Shipping Co. Unit Confirms $143M Ch. 11 Plan
• Pulling Up Stakes: Jones Day, Pillsbury, Greenberg
• The Post-Cyan­ Spike In State Securities Act Filings
• Judging A Book: Bashant Reviews 'Doing Justice'
• FCA Fines UBS £27.6M For Transaction Reporting Failures
• Rate-Swap Antitrust MDL Claims Can't Pre-Date Dodd-Frank
• As Judicial Ranks Stagnate, 'Desperation' Hits The Bench
• These Are The Nation's 27 Most Overworked District Courts
• NC Gene Editing Co. Launches IPO That Could Raise $134M
• Quinn, Labaton Nab Class Lead In Epic Dell Stock Swap Suit
• 4-Person SEC May Shift Away From Corporate Penalties
• Ocwen, Wells Fargo Can't Nix ERISA Suit Over Mortgages Yet
• Wilson Sonsini-Led Lyft Launches Plans For $2B IPO
• Firms Can Leverage Communications When Economy Is Slow
• PE-Backed Payments Co. Nexi Primes Italian IPO
• 11 Firms Hope To Greet Spring With IPOs Exceeding $1.5B
• Battle Over Venezuela Sanctions Set To Escalate At WTO
• Blockchain Inquiry Among SEC's Asset-Custody Evaluation
• Bernstein, Quinn Square Off For Class Lead In Dell Stock Suit
• Deals Rumor Mill: Caixa, LendInvest, Deutsche-Commerzbank
• Elenoff-Led Blank Check Co. Trine Scores $261M IPO
• SEC Official Calls For More Robust Brexit Disclosures
• The Challenge Of Suing A Defunct Virtual Currency Exchange
• Press On With Capital Markets Project, Brussels Urges Bloc
• VW Defrauded Investors During Emissions Scandal, SEC Says
• All 9 Banks Beat Canadian Rate-Rigging Suit
• FSOC Designation Pivot Risks 2008 Repeat, Senators Hear
• UBS, Others Fined $100M By Hong Kong For Lax IPO Scrutiny
• Bill Would Give SEC 10-Year Recovery Window Post-Kokesh
• US Xpress Hid Financial Issues Before IPO, Investors Say
• 4 Firms Lead French Biotech Genfit's Estimated $132M IPO
• Canadian Securities Regulators Seek Input On Crypto
• Allen & Overy Steers UAE Payment Processor's London IPO
• Deals Rumor Mill: Uber, EDP, Oaktree Capital
• A Deep Dive Into The CDS And Syndicated Financing Markets
• Ethical Social Media Marketing For Lawyers
• Considering The 'Indirect Purchaser' Rule's Potential Demise
• A Chat With Norton Rose Diversity Director Nina Godiwalla
• Top Derivatives Regulator Plugs Swaps Reform In Final Tour
• Former SEC Regional Head Joins MoFo In San Francisco
• IRS As Data Collector Won't Ease Tax Probes, Lawmakers Told
• Deals Rumor Mill: Uber, Alitalia, Sinochem
• Lyft's Unequal Voting Structure Irks Some Large Investors
• Coal Plant Closure Bonds Gain Steam With Shift In Power Mix
• US Investors Accuse Chinese Electric Car Maker Of Fraud
• Ill. Court Rejects Bid To End Mt. Gox Bitcoin Fraud Suit
• Moinian Scores $595M CMBS Loan From JPMorgan, Deutsche
• FINRA's Recent Enforcement Actions Pack A Hard Punch
• Cleary Steers E-Commerce Co.'s $1B Follow-On Offering
• Akerman Leader Sees More Ways To Extend Bridge Loans
• Barclays Slams Municipalities' Libor-Linked Loans Suit
• Law360's Capital Markets Editorial Advisory Board
• SEC Says No Harm Shown In Paperless Rule Challenge
• IRS Extends Letter Ruling Program For Stock Distributions
• Deals Rumor Mill: BioNTech, HNA, Malaysia Airlines
• Fed Bans 2 Ex-Goldman Bankers Over 1MDB Scandal
• Reed Smith Fights Bear Stearns' $500M Malpractice Claims
• Facing Fiduciary Duty, Brokers Threaten To Exit Nevada
• Warehouse REIT Looks To Raise £100M In Share Sale
• Microinvestment Fintech Startup Raises $65 million In Series E
• Chinese Online Broker Eyes US Investors With $78M IPO
• SEC's Gladius Enforcement Shows That Cooperation Pays
• Ex-Barclays Trader Blames Peers As Euribor Trial Wraps
• 5 Mistakes Law Firms Make When Responding To RFPs
• $165M NovaStar Deal OK'd Over FHFA Objections
• SEC's Self-Report Project Nabs $125M In Deals With 79 Firms
• Defunct Trader Claims Competitor Spoofed Treasury Markets
• Levi Primes Estimated $550M IPO In Return To Public Markets
• Simpson Thacher-Led HR Provider Alight Preps $752M IPO
• Trump Again Targets SEC's $50M Reserve Fund For Cuts
• UK-Based Law Firm Prices IPO Expected To Raise £95M
• Bitcoin Co., CEO To Pay $1M In Deal With CFTC, SEC
• 9 Factors To Evaluate When Considering A SPAC
• CFTC's Foray Into Corruption Hints At Imminent Action
• Jack Cooper Beats Hedge Fund's $28M Notes Lawsuit
• K&L Gates Nabs Smith Anderson M&A, Capital Markets Attys
• SEC Looks To Boost Small Investors' Access To Market Data
• Investors Seek Class Cert. In Rate-Swap Antitrust MDL
• Hong Kong REIT Link Nabs $510M From Green Bond Issue
• Heads Of Crypto Group Charged With Multibillion-Dollar Fraud
• How SEC Could Expand 'Test The Waters' Communications
• New Rules Would Support Sustainability In EU Capital Markets
• Retail Software Co. Raises $179M In Toronto IPO
• What To Expect From Increased FTC-State AG Collaboration
• New EU Capital Market Rules To Ease Insurance Investment
• CFTC Intentions Unclear In Foreign Corrupt Practice Advisory
• DOJ Seeks Discovery Stay In Cryptocurrency Fraud Suit
• Leon Panetta In The Courtroom, Langley And Area 51
• Deals Rumor Mill: Parsons Corp., Altice USA, Carlyle
• VC-Backed Pluralsight Prices Upsized $550M Convertible Deal
• Navios Says Investors' Suit Is Too Familiar, Urges Dismissal
• NYSE Sues SEC For Info About Official's Role In Fees Ruling
• Davis Polk-Led Medical Device Biz Debuts With $97M IPO
• Fintech Charter Fight Goes Beyond Regulatory Authority
• Inovalon, Investors Strike $17M Settlement In IPO Dispute
• 6 Reforms For Greater Market Resilience
• PE-Backed Tradeweb Markets Files Plans To Go Public
• Company Bringing Libor Suit 'Does Not Exist,' UBS Says
• Ex-Barclays Trader Calls SFO's Euribor-Rig Case Half-Baked
• Fed Says It's Winding Down Stress Test 'Qualitative Objection'
• Lenders Say Businessman Can't Nix Award Over $100M Bonds
• CFTC Unveils Leniency Policy For Self-Reporting Corruption
• Winklevoss Twins' Atty Fined $15K For Improper Behavior
• Lyft IPO Documents Spotlight Driver, Regulatory Disputes
• Bankrate To Pay $28.5M To Resolve DOJ Fraud Claims
• Energy-Focused Blank-Check Cos. Hunt For Targets
• BofA, JPMorgan, Others Conspired To Rig Bond Prices: Suit
• Why I Became A Lawyer: Finding A Voice, And A New Home
• Qihoo Hit With Another Investor Suit Over $9.3B Deal
• Skadden-Led E-Commerce Co. To Raise $1.4B In Follow-On
• A Taxonomy Of The Proposed Token Taxonomy Act
• Credit Union Regulator Wants Out Of $590M In Libor Deals
• What Energy Cos. Can Expect From Cooperation With CFTC
• EU Gov'ts Agree To Smaller Companies Going Public
• Bitcoin Scaling Solutions And Their Downsides
• Barclays Attys 'Knew' Of Qatari Side Deal, Jury Hears
• Ex-Barclays Trader's Sudden Acquittal Sends Shock Waves
• Gov't Contractor Caliburn Nixes Plans For $100M IPO
• Deals Rumor Mill: Belle, Carlyle Group, EHang
• Investors Accuse BofA, RBS Of Eurozone Bond Price-Fixing
• Cannabis-Focused SPAC Raises $240M In Upsized IPO
• Activist Pushes Victoria's Secret Parent To Split
• FINRA Fines Cantor $2M For Repeated Short-Sale Issues
• Why A Spinoff Like Gap's Could Work For Your Client
• Judging A Book: Willett Reviews 'Guilty Pleasures'
• London Stock Exchange Opens Doors To Lucrative ILS Trade
• Nasdaq Matches Euronext's Bid For Norway Exchange
• CFTC Seeks $10.9M From Fla. Metals Dealer For Ponzi Scheme
• SEC Emphasizes Internal Controls Over Disclosure
• Wilson Sonsini Reps Stroke Prevention Co. In $86M IPO
• Traders Abused Barclays' Euribor Role To Rig Rate, SFO Says
• Women In Law Need Equal Treatment, Not Affirmative Action
• Ex-Barclays Forex Chief Cleared By Judge Amid Trial
• Go Slow And Steady On GSE Reform, Groups Tell FHFA Head
• Biotech, Blank-Check IPOs Propel 1 Firm Ahead In February
• Objector To $300M Forex Fee Award Must Post Appeal Bond
• Deals Rumor Mill: Tata Group, Global Switch, Currenta
• Crypto Investors Must Keep Ripple ICO Suit In Federal Court
• Blank-Check Co. Hennessy Capital Prices $261M IPO
• Visible Diversity Is A Sign Of Organizational Health
• Emerging FINRA Priorities Include Digital Assets, Regtech
• Simple Secrets For Writing A Killer Brief
• Wilson Sonsini, Goodwin Procter To Steer Lyft's IPO
• EU Moves To Protect Irish Securities Trading In London