Capital Markets Archive » May, 2019

Capital Markets - May, 2019

270 articles

• Ex-Black Elk Atty Gives 'Painful' Detail On Bond Vote
• Ex-HSBC Exec Tells 2nd Circ. $3.5B Forex Deal Was No Fraud
• 4 Firms Break From Pack In Robust May For IPOs
• Lyft Hid Flaws Ahead Of $2.3B IPO, Investor Says
• Health Hires: Morgan Lewis, Manatt Phelps, Dovel Tech
• CFTC Heads For Default Win In Binary Options Co. Fraud Suit
• Guaidó Aims To Settle $150B In Venezuelan Debt
• Reed Smith Adds Partner To NY Capital Markets Group
• OCC Seeks Final Judgment In SDNY Fintech Charter Case
• Aquila Capital Renewables Fund Nets $172M In London IPO
• Toshiba Memory Unveils Plans To Receive $11B In Financing
• The SEC's Looming Initial Exchange Offering Sweep: Part 2
• SEC Settles With Alleged Fitbit Stock Manipulator For $74K
• Partner Boosts GrayRobinson's Corporate Transactions Work
• Jurors Hear Of Platinum Boss' Role In Alleged Bond Scheme
• Feds 'Tainted' By Slack Chat Access, Centra Tech Heads Say
• Judge Denies CFTC's $26M Disgorgement In Forex Fraud Suit
• Crypto Platform Coinbase Settles Unclaimed Bitcoin Spat
• Deals Rumor Mill: Hansoh, CBS-Viacom, Gannett
• TridentUSA Lender Says Loan Fight Breaks Restructuring Deal
• ICO Issuers Better Mind Australian Law, Watchdog Says
• Investors Give $10M Citigroup Forex Deal Another Shot
• Slaughter And May, Paul Weiss Steer Watch Co.'s £220M IPO
• Chicago Trader Who CFTC Says Stole Millions Barred
• The SEC's Looming Initial Exchange Offering Sweep: Part 1
• Ex-Rabobank Trader Sues Bank Over Costs Of US, UK Probes
• Motherhood & Making Partner: The View From 2 BigLaw Moms
• Ex-Gibson Dunn Atty To Head SEC's San Francisco Office
• Ex-SocGen Exec A Fugitive For Staying In France, Judge Says
• 5 Attorneys On Being The Only Woman In The Room
• Millennials Are Pushing Back Against Law Firm Sexism
• Cboe Ducks VIX Manipulation Litigation, For Now
• No Tolling For Calif. Bitcoin Fraud Suit, Mt. Gox Founder Says
• Royal Park, US Bank Wind Down RMBS Trustee Suit
• Ex-Cryptofund Member's Cashout Sinks His Inspection Bid
• Cybersecurity 'Unicorn' Primes $378M IPO Steered By 2 Firms
• UK Rail Ticket Provider Trainline Seeks $95M London IPO
• 2 Firms Steer Greensill's Subcontractor Finance Platform
• Pomerantz To Lead Securities Suit Against WuXi
• 3 Law Firm Business Tactics To Support A Niche Practice
• FCA Warns ESMA Of Disruption From Brexit Trading Rules
• Exchanges Can't Kill Revived 'Flash Boys'-Inspired Suits
• Platinum Boss Said Fear Would Tame Investor Ire, Jury Hears
• In The March Toward Parity, Law Firms Fall Behind
• Can You Spot The Gender Disparity? A Guide To Implicit Bias
• The Best Law Firms For Female Partners
• Investors To Retool 'Problematic' Plan For $182M Libor Deals
• Kik Raising Funds Ahead Of Cryptocurrency Battle With SEC
• BofA, Others Hit With Antitrust Suit By Stock-Lending Startup
• Switchback Energy Acquisition Files Confidential IPO Plans
• Wilson Sonsini Leads $5.5M Fundraise For Invoice Co. Crowdz
• India Securities Regulators Propose Fintech 'Sandbox'
• Wilson Sonsini Guides Online Fashion Retailer's $200M IPO
• Swiss Re Inks $100M ILS Deal Under New Singapore Regs
• Regulate Crypto Trading Like Other Securities, IOSCO Says
• Watchdog Sets Out Regime For Non-EU Clearinghouses
• Glass Ceiling Slow To Break For Female Attys In 2018
• The Best Law Firms For Female Attorneys
• What 12 Gender Bias Complaints Say About BigLaw
• 2020 Could See Regulated Digital Securities Platform
• Schwab, Investors Ask 2nd Circ. To Revive Libor Claims
• Puerto Rico Summons Detroit Tactic With $6B Debt Challenge
• Chinese Online Tutor Co. Joins June Pipeline With $208M IPO
• Deals Rumor Mill: Total, PT Softex, J.D. Power
• Lone Star Laterals: Crowe & Dunlevy, Husch Blackwell
• PE-Backed Norwegian Oil Producer Eyes Potential $128M IPO
• New HKEX Trading Suspension Rules To Take Effect Sept. 1
• Real-Life Lessons For Lawyers From 'Game Of Thrones'
• Biopharma Co. Advicenne Plans Cross-Listing In Brussels
• 5 Tips To Help Your Summer Associates Succeed
• SEC Set For June Vote On 'Best Interest' Standard For Brokers
• Prosecutors Get More Time In Ng's 1MDB Fraud Case
• US Looks To Target Manipulated Currency In Trade Cases
• PE-Backed Endeavor Group Files $100M IPO Led By 2 Firms
• Crypto Co. Founder Says Investor Suit Must Be Arbitrated
• 2 Biotech Cos. Raise $111M Combined In Low-Priced IPOs
• Sears Creditors Say Ch. 11 Plan Lacks Legal Basis
• Chemical Co. Misled Investors Before IPO, Investor Suit Says
• Akin Gump Guides Diamondback Unit On Upsized $665M IPO
• SEC Calls Online Instructional Co. A $26.5M Pyramid Scheme
• SolarWinds' DLA Piper-Led Secondary Offering Raises $270M
• Fintech App Biz PayJoy Raises $20M From Greylock Partners
• Keys To Communicating A Law Firm's Mission
• TridentUSA Ch. 11 Lender Fight Over Priority Claims Heats Up
• Platinum Jury Told Of Black Elk Bond Bait-And-Switch
• CFTC Nearing Deal With Trader Who Stole Millions
• Deals Rumor Mill: TransferWise, Lone Star, Hudbay
• Morgan Lewis Steers China-Based English Trainer's IPO
• No Victims, No Securities, No Case For NY AG, IFinex Says
• Thai Securities Agency Sets Limits For Debt Crowdfunding
• Natixis Seeks More Discovery In $877M RMBS Dispute
• Conn. Court Throws Lifeline To Discovery Stays Post-Cyan
• Deals Rumor Mill: Anbang, Xinyi Energy, Toshiba Memory
• Feds Defend Accessing Slack Chats In Centra Tech ICO Case
• Aussie Benchmark Fixing Suit Is Still Broken, Banks Say
• CFTC Moves To Tighten Oversight Of Overseas Clearing
• Ellenoff Grossman-Led GX Acquisition Prices $250M IPO
• How Lawyers Can Help Save The Planet
• Potential Effects Of SEC Financial Reporting Proposal
• Reed Smith Brings In 8 New Partners To Open Dallas Office
• SEC Wins Asset Freeze In $30M Gem, Crypto Ponzi Scheme
• Atty Can't Duck Malpractice Claims Over Failed EB-5 Project
• Mt. Gox Founder Can't Dodge Calif. Suit, Bitcoin Buyer Says
• Merck Buys Peloton Therapeutics For $1.05B Ahead Of IPO
• OCC Sees Increased Bank Strategic Risk As Fintech Flowers
• Platinum Exec Pressed Over Co-Founder's Truthfulness
• Attys Nab $34.7M For JPMorgan, Citi Euribor-Rigging Deal
• Crypto Assets Not Yet A Threat To Market Stability, ECB Says
• Funds Network Calastone Shifts Entire System To Blockchain
• PE-Backed Lovesac's Offering Potentially Worth Nearly $100M
• UBS, Other Foreign Banks Dropped From Forex-Rigging Suit
• Lyft Shareholders Sue Over Bike Recall, Stock Drop
• Hong Kong Futures Exchange Extends After-Hours Trading
• Directors Must Heed SEC On Cybersecurity And Social Media
• Conn. State Court Grants Post-Cyan Discovery Stay
• Platinum Exec Says Co-Founder Misled Investors
• Citi, JPM Get Nod For $182.5M Euribor Settlement Payout
• Deals Rumor Mill: OneConnect, Starz, Carrefour
• Arizona Fintech Sandbox Doubles With 3 New Participants
• 8 Firms Steer 5 IPOs Topping $1B Led By Diamondback Unit
• Facebook Launches Swiss Fintech Co. Focused On Payments
• Cooley Guides Venture-Backed Fastly On $180M IPO
• China's Luckin Coffee Begins Trading With $651M Offering
• Cryptocurrency Thief Gets Six Years For $1.8M Heist
• A Chat With Gilead Sciences Legal Ops Leader Gary Tully
• PE-Backed Avantor Nets $2.9B After Cutting IPO Price Range
• Levi & Korsinsky Wants SEC Files From Musk Tweet Probe
• Bitfinex, Tether Transfers Blocked As NY Judge Narrows Order
• Regulators Nearing Finish Line On Banking Relief Bill
• New Leader Can't Save Biotech IPO Suit, Judge Rules
• Mizuho Bank Dodges Another Mt. Gox Bitcoin Buyer Suit
• Lowenstein-Led Fintech Firm OpenFin Scores $17M Fundraise
• DC Circ.'s Chance To Clarify 'Should Have Known' Liability
• FINRA's Presumptive Bad Actor Rule Seems Like Overkill
• Feds Want At Least 2½ Years For ICO Fraudster
• EU Tells Firms To Write New Benchmark Rate Into Contracts
• EU Fines 5 Banks €1.07B For Rigging FX Trades
• NY Ruling Could Dampen Fintech Charter Interest, OCC Says
• Jumia Hit With Investor Fraud Suit 1 Month After IPO
• Ex-Platinum Exec Tells Jury He Conned Investors
• SEC's Relaxed Audit Rules Likely To Get Mixed Reviews
• Forex Investors Ask 2nd Circ. To Reject $300M Fee Objector
• Libor Investors Want Claim Forms Kept Private
• 1st Convicted Spoofer's New Data Doesn't Secure New Trial
• Deals Rumor Mill: Kone, Nestle, Kohl's
• SEC Leans On In-House Proceedings In First Half Of 2019
• Why I Became A Lawyer: Completing The Journey Home
• Examining The Evidence On VIX Manipulation
• UAE Fintech Finablr Prices $400M IPO On London Exchange
• 'Smooth-Talking' Binary Options Fraudster Facing Up To 7 Yrs.
• Pulling Up Stakes: Greenberg, Barnes & Thornburg, MoFo
• Shearman Brings On Former FINRA Enforcement Director
• FINRA Overhauling Digital System To Better Serve Brokerages
• Blockchain Investor Settles Regulators' False Adviser Claims
• Hong Kong, Thai Regulators Push Fintech Collaboration
• DC Circ. Gives New Meaning To 'Willful' In Securities Statutes
• Jones Day Bolsters Banking, Energy Groups In Houston
• Pimco Mortgage Trust Delays $1B IPO, Citing Market Woes
• Diabetes-Focused Biotech Prices $40M IPO Well Below Range
• TD Ameritrade Ducks Class Action Over Investment Strategy
• EU Agrees Rules To Simplify Trades, Ease Capital Demands
• Mayweather, DJ Khaled Escape ICO Investor Fraud Suit
• Congress May Need To Weigh In On Unresolved Crypto Issues
• Identity Politics: How Firms Seal The Deal After A Merger
• 3 Biotech Firms Prime IPOs That Could Raise $285M Total
• The Dangers Of BigLaw's Merger-Happy Growth Strategy
• Trader Asks To Arbitrate Treasury Market Spoofing Claims
• The Firms That Lost The Most Attorneys In 2018
• White & Case Nabs Gibson Dunn Alum In Silicon Valley
• 4 Firms, 3 Parties Vie For Lead In US XPress Investor Suit
• Judging A Book: Wood Reviews 'The Making Of A Justice'
• Where The Post-Libor Litigation Tsunami Will Hit
• Diamondback Unit Rattler Midstream Launches $583M IPO
• Norway Clears Euronext To Bid For Oslo Bors Takeover
• These Law Firms Keep Their Partnership Ranks Lean
• Law360 Reveals 400 Largest US Firms
• Megafirms Drive Thirst For Tie-Ups As Firms Scale Up
• Silicon Valley-Backed Stock Exchange Clears SEC License Bar
• Uber's Disappointing Debut Unlikely To Dampen IPO Market
• Action-Packed 'No Action' Letters: Shareholder Vote Diverted
• Deals Rumor Mill: Goldman Sachs, PIF, Fresenius
• Rapper T.I. Faces 2nd ICO Suit, Parallel Suit Names Kevin Hart
• ThyssenKrupp Scraps JV Plans, Seeks Elevator Business IPO
• What Gov't Outsourcing Ruling Means For Investigations
• 9 Firms To Steer 6 IPOs Raising $4.7B Led By Avantor
• Loeb & Loeb-Led Blank Check Co. IPO Raises $100M
• Getting Out Of Legal Project Management Debt
• Uber Pegs Driver Employment Deal Costs At $146M To $170M
• SEC's Peirce Concerned Over Lack Of Crypto Guidance
• 7 Cos. Price IPOs Totaling $689M Led By Russian Job Biz
• SEC 'Not Anxious' To Approve Reg A+ Token Offerings
• SEC Fraud Suit Roils VW Bid To Shake Emissions Scandal
• FinCEN Issues New Guidance For Cryptocurrency Industry
• SEC Mulls New Parameters For Accelerated Filers
• Uber's $8.1B IPO, Guided By 3 Firms, At Low End Of Range
• Traders At Risk Of DOJ Wire Fraud Charges For Spoofing
• Griffon Selling $500M Of Notes To Pay Off Up To $500M More
• 5 Key Points From Fed's Bank Control Proposal
• CFTC Sues Natural Gas Trader For Mismarking Trades
• 6 Ways To Keep Your Jury From Zoning Out
• Platinum Jury Told Of Investor's Failed Bid To Reclaim Cash
• Lek Can't Bring Back Experts In SEC's 'Layering' Suit
• SEC, CFTC Seek Bigger Budgets To Fight Cyberattacks
• Keller Lenkner Nabs Lead In Netgear Spinoff Stock-Drop Suit
• Deals Rumor Mill: Novartis, Permira, Grab
• Chinese Online Education Co. Files $220M Skadden-Led IPO
• Defending Securities Act Claims In Texas State Court: Part 3
• Pitfalls To Avoid As Cannabis M&A Takes Off
• Latham-Led Gov't Contractor Parsons Racks Up $500M IPO
• In Reversal, Ex-Platinum Boss Released After Night In Jail
• Deals Rumor Mill: Uber, NCR, Prologis
• Tether, Bitfinex Order Stands As NY Judge Seeks Constraints
• 'CryptoQueen' And Co. Ran $4B Ponzi Scheme, Investor Says
• Troubled Chinese Oil Trader Seeks US Bankruptcy Shield
• Entertainment-Focused SPAC Prices Upsized $275M IPO
• Mt. Gox Founder Wants Out Of Calif. Bitcoin Fraud Suit
• Businessman Is Wasting Time With Award Fight, Lenders Say
• Biotech Trevi Nabs $70M In Revised IPO, Private Placement
• Milberg Wants New Look At $12M Fee Sought For Bond Work
• 5 Myths In Legal Crisis Communications
• Defending Securities Act Claims In Texas State Court: Part 2
• MabVax Therapeutics Lines Up $3.7M Ch. 11 Asset Sale
• Mortgage REIT Launches $1B IPO As Deals Speed Up
• Former FDIC General Counsel Joins Arnold & Porter
• Katten Muchin Hires Special Counsel With Blockchain Focus
• Luckin Seeks To Overtake Starbucks In China With $587M IPO
• Attys Seek $65K For OK Of INTL FCStone Units' $5M Awards
• Digital Token Seller Seeks Probation For Securities Fraud
• Ex-Platinum Boss Jailed Over Altercation With Prosecutor
• Deals Rumor Mill: DouYu, Centen, Volkswagen
• Banks Can Redact Only Some Docs In Gold Price-Fixing Suit
• Startups Need Access To Well-Heeled Investors, SEC Told
• Ex-Baker McKenzie Partner Joins Tax Group At Baker Botts
• Defending Securities Act Claims In Texas State Court: Part 1
• An Overview Of The Debate Over Litigation Finance Disclosure
• Ex-Goldman Exec Pleads Not Guilty In US 1MDB Case
• Law360 Reveals Titans Of The Plaintiffs Bar
• SEC Proposal Would Hang Merger Details On Market Value
• Ruling On DOJ's Paul Weiss Outsourcing A Warning To Gov't
• Investors Fight Fatburger Parent Co.'s Bid To Shake IPO Suit
• Taxation With Representation: Fried Frank, Cleary, Wachtell
• 16 Firms To Steer Packed Lineup Of IPOs Dominated By Uber
• Deals Rumor Mill: SoftBank, Louis Dreyfus, Shell
• Scott, Lowey Take Lead Spot In Bond Price-Fix Suit
• Simpson Thacher-Led Lab Supplier Avantor Aims For $3B IPO
• Don't Restore €15M Cartel Fine Against UK Broker, ECJ Told
• Puerto Rico Investors Sue To Claw Back More Than $1B
• Platinum Exec Facing Jail Over Trial Blowup With Prosecutor
• OCC Fintech Charter Suit Gets OK To Proceed In NY
• DOJ Outsourced Deutsche Libor Probe To Paul Weiss: Judge
• 1 Firm Edges Ahead Of Peers In Resurgent April For IPOs
• Kessler Topaz, Bernstein Litowitz To Lead Nvidia Stock Suit
• Silver Point-Controlled Macao Casino Investors Hit Ch. 11
• Orrick-Led Beyond Meat Hits The Market With $241M IPO
• Wilson Sonsini Steers Tesla's $2.3B Notes, Stock Offering
• To Fix Securities Class Actions, Put Damages Analysis First
• FINRA Floats New Penalty To Deter Recidivist Brokers
• 3 Firms Appointed To Lead Philly-Baltimore Bond Rate Suit
• How To Identify And Deal With Narcissists In Law
• UK Insurer Admiral To Buy Spanish Digital Broker
• 3 Firms Cut $6.7B Sale Of Privately Held Wound Care Co.
• Bitfinex, Tether Call NY AG's Fraud Allegations 'Inflammatory'
• Platinum Execs' Attys Grill Cooperator On Investor Docs
• Banks Say Settlement Docs Needed To Fight Libor Class Cert.
• Slack's Direct Listing Could Show Spotify Wasn't A Fluke
• CFTC Says Options Traders Took Millions, Misled Investors
• Deals Rumor Mill: Flipkart, Meredith, Health Catalyst
• SEC Says Expert Was Rightly Excluded From 'Layering' Suit
• NJ Fiduciary Rule Would Add To Investment Firms' Burdens
• Ex-McDermott Tax Partner Joins Reed Smith Corporate Group