Capital Markets Archive » June, 2019

Capital Markets - June, 2019

253 articles

• Bitcoin 'Inventor' Can't Access Coins Requested In $10B Suit
• Ex-Platinum CFO Cites Scant Evidence In Acquittal Bid
• High Court Census Ruling Could Escalate Rule Challenges
• Conservative Justices Cross Over To Create Unusual Lineups
• The Biggest Securities Decisions Of 2019: Midyear Report
• The Sharpest Dissents Of The Supreme Court Term
• Investors Want Bond Price-Fix Suit Against Banks To Proceed
• Deals Rumor Mill: Morgan Stanley, Dr. Martens, BASF
• Radio Giant IHeartMedia Drops IPO For Direct Listing
• Sotomayor, Breyer Vie For Chattiest High Court Justice
• Luxury Reseller The RealReal Prices $300M IPO Above Range
• Top 10 Techniques For Crafting A Dazzling Brief
• SEC Mulls Easing Crowdfunding Regs, But It May Not Help
• What The Howey Test Misses About Crypto Assets
• Inside The New Anti-Money Laundering Guidance For Attys
• The Funniest Moments Of The Supreme Court Term
• The New 'Roberts Court' Finds Its Footing
• Ex-Banca IMI Securities Exec Pleads Guilty To Bid Rigging
• Platinum CIO Says No Evidence Of Misdeeds In 'Bogus' Case
• Fed Satisfied With 'Virtually All' Big Banks' Capital Planning
• Breaking Down The Vote: High Court Term In Review
• FDIC Streamlining Big-Bank Oversight With New Unit Launch
• Goodwin-Led BridgeBio Tops 3 Biotech IPOs Totaling $749M
• The Firms That Won Big At The Supreme Court
• Change Healthcare Prices $557M IPO Below Range
• Banks Oppose Class Cert. In Interest Rate Swaps Suit
• Swiss Re Eyes £3.3B IPO For UK Insurance Unit
• SEC Chairman's Chief Of Staff To Rejoin WilmerHale
• Merrill Lynch, Morgan Stanley Hit With Spoofing Class Action
• Scentre Sells Sydney Towers To Blackstone In $1.1B Deal
• SEC Sues 'Biggest Winner' In $43M Tribal Bonds Fraud
• The Challenges Of Replacing Interbank Offered Rates
• 2nd Circ. Ponders Lehman 'Mistake' Claim In Safe Harbor Suit
• States 'Stepped Into The Breach' As Crypto Market Exploded
• Feds Are Full Of Lies, Platinum Boss Tells Jury
• 2nd Circ. Iffy On Goldman 'Re-Fight' Of CDO Class Cert. Issues
• New Tech, Threats In Focus For Canada's Market Watchdogs
• Deals Rumor Mill: Magellan, HDFC Bank, Everest Medicines
• Linx Raises $308M In White & Case-Led Public Offering
• Philly And Citibank Resolve Libor-Rigging Claims In MDL
• PE-Backed Cambium Pulls In $70M From Below-Range IPO
• Regulation Best Interest: Investors Are The Losers
• A Chat With Ballard Spahr Diversity Chief Virginia Essandoh
• Merrill Lynch Admits Spoofing, Settles US Probes For $36.5M
• Platinum Execs Told Flood Of Lies To Investors, Jury Hears
• PG&E Bondholders Propose $30B Ch. 11 Plan
• Big-Fish Investor Calls $50M Premium Point Loss 'Shocking'
• Deals Rumor Mill: Magellan, Miniso, Woodford
• Snapchat Investor Urges Against Class Cert. In IPO Suit
• Judging A Book: McMahon Reviews 'Roosevelt For The Defense'
• How Prosecutors Misconstrued OTC Market-Making Practices
• NYSE And Nasdaq Claim SEC Official 'Tainted' Fees Ruling
• SEC's Peirce: Private Offerings Discriminate Geographically
• Aussie Storage Center Co. To Raise $132M To Fund Deals
• AXA's New Bond Proposal May Expand Sustainable Finance
• Mt. Gox Investor Beats Dismissal Bid But Drops Suit Anyway
• UK, US Watchdogs Crack Down On 'Opportunistic' Defaults
• CFTC Awards Whistleblower $2.5M After 'Unreasonable Delay'
• Feds Spar With UBS Over Crisis-Era RMBS Fraud Suit
• Shearman & Sterling Adds Texas Bankruptcy Pro
• Platinum Was On The Up-And-Up, Jury Told As Defense Wraps
• Class Certified In Conn. Crypto Mining Ponzi Case
• 5 Cos. Heat Up July IPO Pipeline With Filings Totaling $547M
• Nvidia Investors Expand Stock-Drop Suit Over Crypto Sales
• Taylor-Copeland, Susman Godfrey To Lead Ripple ICO Suit
• Ex-Deutsche Banker Denies Role In Euribor-Rigging Ring
• Biggest Banks Sail Through Dodd-Frank Stress Tests
• 'Coyote of Wall Street' Cops To Cryptocurrency Fraud
• SEC Says Israeli Gov't Contractor Misled Investors On Merger
• SEC Adopts Final Rules On Securities-Based Swap Dealers
• Dozen Firms Guide 9 IPOs Exceeding $2B To End June
• Feds Warned For 'Significant Error' In Binary Options Case
• Mortgage Lender To Pay ResCap Trust $23M In Atty Fees
• NY Atty Not In Contempt In Bitcoin Fight, Judge Says
• Crypto Co. Asks Court To Force Arbitration In Fraud Suit
• Utah Mining Biz To Pay $9.3M For Alleged Fraud
• Confusion In SEC Conduct Standard For Investment Advisers
• Senate Confirms New SEC Commissioner
• Facebook's Libra Unveiling Spurs Regulatory Uncertainty
• Late QuadrigaCX Founder Mismanaged Crypto, Report Says
• Slack's Debut Bodes Well For Direct Listings
• Real Estate Rumors: Deutsche, Meadow, Adam Hyatt
• 4 Biotech Cos. Raise $476M In Cooley, Davis Polk-Led IPOs
• Justices To Decide If Puerto Rico Oversight Board Is Legal
• Fintech-Focused South Mountain Prices Upsized $225M IPO
• Simpson Thacher-Led Grocery Outlet Rings Up $378M Debut
• Suspects In $27M Pump-And-Dump Seek Exit From SEC Suit
• Facebook's Libra Prepared To Counter Privacy Concerns
• Regulatory Inaction Will Drive Crypto Cos. Abroad, Rep. Says
• Mass. Regulator Ready To Rumble On SEC Broker Standards
• Deals Rumor Mill: Slack, KKR, GlaxoSmithKline
• Mass. Securities Regulator Examining Cannabis Investments
• US Steel Says Investors Can't 'Skate By' With Class Cert. Bid
• Bancor To Block US Users Amid Regulatory Uncertainty
• Feds Say HSBC Holding Out On Key Docs In FIRREA Case
• Pulling Up Stakes: Nelson Mullins, MoFo, Akin Gump
• MoFo Launches Latin America Desk With New Miami Office
• Fenwick-Led Stoke Therapeutics Prices Upsized $142M IPO
• Credit Suisse Hit With Disclosure Fine In Hong Kong
• Hexion Floats $450M Debt Offering Ahead Of Bankruptcy Exit
• FHFA, Wells Fargo Agree To Put Suit Over $1B RMBS On Hold
• Exchanges Want Another 2nd Circ. Look At 'Flash Boys' Suits
• Wedbush To Pay $8.1M To Settle SEC's ADR Handling Claims
• PE-Backed Grocery Outlet Raises IPO Target To $318M
• SEC Mulls Opening Private Offerings To A Wider Audience
• Wells Fargo Dodges Philly, Baltimore Bond Rate-Rigging Suit
• DC Circ. Upholds SEC's Pay-To-Play Rule Over GOP Protest
• Deals Rumor Mill: Dish, Chi-Med, NiSource
• Singapore REIT Eyeing $110M Raise Through 2 Share Sales
• Samarco Escapes Investor Suit Over Deadly Dam Collapse
• French Firm Tikehau Gears Up For $980M Share Issue
• Financial Services Regulation For Fintech Companies: Part 2
• Ebix Looks Toward IPO For Indian Financial Exchange Unit
• Regulators On Same Page In Fighting Cyberrisks, Study Says
• Crypto Co. Asks Court To Set Aside Clerk's Default
• Eventbrite Investors Tap Rosen, Glancy Prongay To Lead Suit
• PR's Management Board Announces Deal To Trim $35B Debt
• Crypto Trading Co. Ran $147M Ponzi Scheme, CFTC Says
• Ripple, MoneyGram Announce Partnership Worth Up To $50M
• Ex-Binary Options CEO Says Feds Scared Off Her Witnesses
• Platinum Judge Nixes Valuation Fraud Claims At Trial
• Online Luxury Reseller Leads 5 IPO Launches Totaling $936M
• What To Expect In An SEC Digital Asset Examination
• Goldman Free From Pact To Feed IPO Shares To TD, Schwab
• 5 Ways Law Firms Can Improve Their Job Interviews
• REIT Priam Gears Up For Hunton-Led $171M IPO
• Financial Services Regulation For Fintech Companies: Part 1
• Trader Says Ex-Competitor's Spoofing Suit Brought Too Late
• Iceland Gets World's 1st E-Money Blockchain License
• UK, China Securities Watchdogs Back Joint Stock Market Link
• Slack's Direct Listing, Robust IPO Lineup To Heat Up June
• Wall Street Lobbyists Slam New Jersey's Fiduciary Duty Plan
• 2 Firms Guide $825M In Health Care Data, Biopharma IPOs
• Feds Say Centra Crypto Trio May See Attys As Shield
• Taxation With Representation: Skadden, Wachtell, Fenwick
• Banks Look To Deal Knockout Blow In Bond Price-Fix Suit
• What To Expect When You're Expecting The End Of Libor
• UK Litigation Roundup: Here's What You Missed In London
• SEC Proposes Welcome Streamlining Of M&A Disclosures
• Pet Supplies Co. Chewy Raises $1B In Upsized IPO
• SEC Concerned Over Maturity Of Cryptocurrency Markets
• Credit Suisse Asks Appeals Court To Rein In $1B RMBS Trial
• SEC Set To Tackle Shareholder Proposal, Proxy Reg Revisions
• Deals Rumor Mill: Alibaba, Grupo Argos, Patterson-UTI
• Crypto Co. Investors Seek Class Certification In Fraud Suit
• NY Regulator Looks To Extend Deutsche Bank Monitorship
• Global IPO Market Sees Sluggish Start To 2019
• Retailers Should Stay Away From Cryptocurrency
• Latham, Meitar Liquornik Guide Fiverr's $110.5M IPO
• 3 Firms Steer TPG Blank Check Co.'s $884M Slot Biz Deal
• Wall St. Cop Stakes Its Turf In 1st Crowdfunding Decision
• HK Dings Manufacturer, Citing Financial Reporting Issues
• US Shouldn't Get Involved In Venezuelan Debt Fight: Letter
• Mass. Judge Doubts FCA Suit Survives With Only Public Info
• SEC Leaving Cryptos In An 'Awkward' Place, Ripple Exec Says
• Wyden Vows To Hold Treasury Picks Over Trump Tax Request
• Davis Polk-Led Cybersecurity Startup Soars After $612M IPO
• Consumer Products Biz Mohawk Disappoints With $36M IPO
• The SEC Is Cracking Down On Insider Trading By Lawyers
• Pet Supplies Co. Chewy's Bolstered IPO Could Raise $874M
• Why I Became A Lawyer: A Fateful Phone Call
• Law Firms Can Do Better With Their Mentoring Programs
• UK Considers Listings Block Over 'Dirty Money' Concerns
• TridentUSA, Silver Point Seek End To Refinancing Challenge
• Platinum Judge Won't Toss Case, May Limit Feds' Closings
• High Court Asked To Decide If Puerto Rico Fed Board Is Legal
• Med. Device Co.'s Inflated IPO Hurt Shareholders, Suit Says
• China's Huatai Seeks To Raise $2B On London Exchange
• Ex-Citigroup Exec's Latest SPAC Aims For $400M IPO
• Deals Rumor Mill: Wintershall, Fosun Fashion, Sunnova
• Brokerage Firm Fights 'Draconian' SEC Bid For $23M Penalty
• The SEC Should Let Broker-Dealers Unbundle Research Costs
• Ex-Deutsche Banker Helped Rig Euribor For Profit, SFO Says
• Feds Slam Ex-Platinum Execs' Acquittal Bid In Fraud Case
• Royal Park, Deutsche Bank Bring RMBS Trustee Suit To End
• NY Town Settles SEC Suit, Agrees To Retain Consultant
• UK Co. LendInvest Securitizes £259M In Mortgage Loans
• Deals Rumor Mill: Readerlink, Alibaba, Euroclear
• FCA Lets Fintech Co. TokenMarket Raise Funds In 'Sandbox'
• PE-Backed Grocer Leads 5 IPO Launches Totaling $700M
• 'Security Tokens' Slow To Take Off Following ICO Collapse
• The Latest Developments In Criminal Cases Against Execs
• 'Rocket Docket' Justifies Its Name For 11th Straight Year
• Snap Investors Lob New Class Cert. Bid In Suit Over IPO
• SEC Nabs $26M From Longfin Affiliates Over Stock Sales
• Ex-Deutsche Bank Exec Faces Euribor-Rigging Trial In London
• Platinum Judge Grills Feds Over Central Fraud Claims
• DOJ Rebukes 'Absurdly Overbroad' Doc Request In UBS Suit
• Latham Adds Crowell & Moring Fintech Duo In DC
• UK Litigation Roundup: Here's What You Missed In London
• Feds Send Clear Message With Flurry Of Fintech Cases
• Deals Rumor Mill: Sibur, Caesars, Toro Gold
• Paul Weiss Leads $500M IPO For China's Wanda Sports Group
• Policing Cryptocurrency Ads: 4 Things You Should Know
• 9 Firms To Steer 4 IPOs Topping $1.4B Led By PetSmart Unit
• What Securities Pros Need To Know About SEC Data Analytics
• Swiss Re's UK Life Insurance Unit Gearing Up For IPO
• MoFo Brings On 4 Greenberg Partners To Open Miami Office
• Platinum Jury Hears Of Exec's Dread, As Feds Wrap Up Case
• Action-Packed 'No Action' Letters: Nontransparent ETFs
• VC-Backed Cybersecurity 'Unicorn' Hikes IPO Price Target
• SEC's $60M Deal Over Web Marketing Scam Gets Court OK
• Profit Was Reverse Engineered At Fallen Fund, Jury Hears
• Fintech Co. Q2 Raises $458M In Upsized Stock, Debt Offerings
• Cryptocurrency In For More Anti-Money Laundering Scrutiny
• Longfin, CEO Owe $313K Penalty Over Stock Sales, SEC Says
• Skadden-Led Chinese Online Tutoring Co. Prices $208M IPO
• PE-Backed BJ's Announces Latham-Led Sale Of 17.5M Shares
• What May Be Ahead For PE Infrastructure Investment In Asia
• Wells Fargo, KeyBank Duck Suit Over Nixed Real Estate Deal
• Feds Defend Raids On Ex-Locke Atty In Crypto Scam Case
• Measuring The Value Of A Law Firm's Social Media Efforts
• Don't Suppress Our Evidence, Feds Say In Centra Tech Case
• Crowell-Led Blank Check Co. Raises $150M In Upsized IPO
• 5 Banks Fined $91M Over Forex-Rigging Claims
• Calif. Fund Says It Lost $4.6M In Fraudulent Bitcoin Deal
• Kik Case To Illuminate SEC's Relationship With ICOs
• Longfin CEO Charged In $66M Bogus Revenue Scheme
• VC-Backed Cycling Startup Peloton Confidentially Files IPO
• SEC Punts On Whether Reg BI Preempts State Fiduciary Laws
• 'Honest' Fund Boss Tells Jury Ex-Employees Out To Get Him
• SEC Approves New Broker Standards Despite Objections
• Ex-Allen & Overy Treasury Official Confirmed As CFTC Head
• DLA Piper Steers Q2 Holdings Follow-On Offering
• Rare White Collar Psych Eval Sought In Bitcoin Scheme Case
• Skadden Conflicted In $856M Bankruptcy Case, Trustee Says
• Wells Fargo Seeks To Avoid Trial In CDO Fraud Suit
• Bank Of England Calls 'Last Orders' On Troubled Libor
• Platinum Oil Co. Exec Tells Jury Of Downward Spiral
• Pulp Maker Wants Discovery Order Axed In Bond Offering Row
• Questions Loom Over Broker Standards Ahead Of SEC Vote
• Brands Look To Bring Crypto Mainstream Under SEC's Watch
• Airtel Africa Seeks To Raise $750M In London IPO
• Gibson Dunn Adds Ex-Cadwalader Partner To NY Tax Group
• FHFA Sues Wells Fargo Over $1B In Mortgage Bonds
• Extell Founder Accused Of Cheating Investor In EB-5 Scheme
• Banks Win Access To Claim Forms In Libor-Rigging Suit
• China's Huatai Seeks To Raise $500M Through London Link
• Hedge Fund To Pay SEC $5M Over Compliance Failures
• SEC Sues Kik For $100M Unregistered ICO
• SEC Should Use Data-Driven Method For Materiality Standards
• Ex-JPMorgan Forex Trader Stuck Facing Conspiracy Charges
• Banks Must Take Libor's End Seriously, Fed's Vice Chair Says
• Couple Urges High Court To Undo $35M EB-5 Fraud Judgment
• Online Pet Supply Retailer Chewy Leads 3 New IPO Launches
• King & Spalding Adds Finance Pros In NY, Chicago
• Staying Current Key To Regulating Fintech, CFTC Chair Says
• What Firms Need To Know Before Starting Fintech Practices
• China's Securities Chief Says Trade War Won't Derail Market
• Deals Rumor Mill: Bayer, Thomas Cook, KKR
• Online Fashion Co. GFG Plans €300M Frankfurt IPO
• Inside The Legal Battle For The Future Of Fintech
• The Uncertain Future Of Gov't Investigations Post-Deutsche