Capital Markets Archive » November, 2019

Capital Markets - November, 2019

191 articles

• Ex-Barclays Exec Denies 'Play Acting' In Call Over Qatar Fees
• UK Litigation Roundup: Here's What You Missed In London
• 8 Firms Vie To Lead Class In Overstock.com Crypto Suit
• Bitmain Can't 'Complain' About US Suit, Crypto Co. Says
• How Sustainable Lending Is Financing A Greener Future
• Mitigating The Impact Of A Data Investigation
• 2nd Circ. Fraud Decision Offers Lessons For FX Dealers
• Tesla Investor Can't Snag SEC Docs On Musk's Tweets Yet
• Barclays Exec Enthuses At Trial Over Qatari Side Deal
• Battle Looms Over SEC's Proxy, Shareholder Proposals
• Fintech Defends £4.2M Suit Over Fund Manager's Project Exit
• NYSE Wants To Let Cos. Raise Capital Via Direct Listings
• Del. Justices Affirm Ruling On $1B ETE Equity Issue
• SEC Proposes New Derivatives Rules On Mutual Funds, ETFs
• BofA Looks To Slip La. AG's Bond Price-Rigging Suit
• Fintech Lender Loses First Of 2 Bids To Kill Stock-Drop Suits
• Chinese Fintech Co. Hid Pre-IPO Struggles, Investor Says
• Partnership's Forex Trades Were Tax Sham, DC Circ. Affirms
• Bitcoin 'Inventor' Battles Order To Give Up Half His Bitcoin
• London Stock Exchange Investors OK $27B Refinitiv Takeover
• Goldman Sachs Owes CFTC $1M For Faulty Phone Recordings
• Caltex Australia Mulls $5.8B Bid From Canada's Couche-Tard
• Telegram Founder Agrees To Sit For Deposition In SEC Action
• Barclays Exec Was 'Taken Aback' By Qatari Fee Hike
• CFTC Targets Fraud, Manipulation In $1.3B FY19 Enforcement
• Kirkland Snags Latham Energy M&A Partner In Houston
• Book Review: Who's To Blame For The Broken Legal System?
• Magistrate Judge Urges Nix of Crypto Co.'s Default Entry
• Considerations For Structuring Sustainability-Linked Loans
• Tesla Pushes Court To Dismiss Investor Suit Over Musk Tweet
• SEC Expands Ad Fraud Suit Against Outcome Health Execs
• Bank Regulators' Madden Fixes May Not Be Quick Ones
• SmileDirectClub Sued In Del. Over Insider Gains On $1.3B IPO
• Crypto Investors, Game Platform Spar Over Delays In ICO Suit
• 2 European Banks Reach $2.7M Deal In Forex Rigging Suit
• Tribe Asks To Stop Wells Fargo Bid For Casino Loan Payment
• Vinson-Led Commercial REIT Nabs $143M In IPO
• Chinese Debt Collector Cancels $81M US IPO
• SEC, Alleged Fraudster Seek Early End To Binary Options Suit
• Health, Real Estate Acquisition Cos. Price $425M IPOs
• Bitcoin 'Inventor' Faces $658K Atty Fee Bid Over Sanctions
• Snap Investors Win Cert. In IPO Class Action
• Union Fund Gets Green Light To Expand Ocwen ERISA Suit
• Chinese Crypto Miner Raises $90M In Low-Pricing IPO
• French Lottery Operator Prices €1.6B IPO At Top Of Range
• MVP: Goodwin Procter's Richard A. Kline
• Deals Rumor Mill: Hudson's Bay, Charles Schwab, DoorDash
• Timing Device Co. Debuts With $56M Pillsbury-Led IPO
• SEC Proposals Could Be Game Changing For Proxy Process
• Ex-BigLaw Atty Guilty In Crypto Money Laundering Trial
• SEC Initiative Spurs Record Enforcement Against Public Cos.
• Centra Investors Lose 2nd Bid For Cert. In Crypto Fraud Case
• Dueling Fintech Regulatory Initiatives May Work Best Together
• Digital Currency Not In The Works For Now, Fed Chair Says
• Alibaba Prices Record-Breaking Listing That Could Net $12.9B
• Ex-JPMorgan Trader Found Guilty Of Forex Price-Fixing
• MVP: Cleary's Jeffrey Karpf
• Ellenoff Grossman-Steered Blank Check Cos. Bag $230M IPOs
• Warren Bill Presents Powerful Headwinds For Private Equity
• Top Takeaways From The SEC's Banner Enforcement Year
• 'Cooler Heads' Needed In Document Row, Chancellor Says
• Grayscale Files To Register Bitcoin Trust Shares With SEC
• 3 Firms Vie For Lead In Investors' Slack Direct Listing Suit
• GreenVision Targets Health Care Acquisition After $50M IPO
• Kraft Says CFTC Can't Skirt Law In Deal Announcement Feud
• Ironman Triathlon Co. Faces Stock-Drop Suit After $190M IPO
• Novel Securities Let Some Drillers Unlock Investor Cash
• Profane Chats Proof Of Forex Rigging Conspiracy, Jury Hears
• Trader Says Archer Daniels Can't Ditch Ethanol Pricing Suit
• 7 Steps For Managing Private Equity Whistleblower Risk
• How To Hire Lateral Partners More Effectively
• Toronto Apartment REIT Ups Equity Offering Target To $320M
• MVP: Cooley's David Peinsipp
• De Minimis Exception Could Hinder Crypto Tax Administration
• Use Of Sampling In Royal Park RMBS Suit Ruled Too Pricey
• House OKs SEC Disgorgement Power Up To 14 Years
• Pulling Up Stakes: McDermott, Norton Rose, Fangda Partners
• Venezuela Oil Co., Trustee Reach Deal On $1.68B Bonds
• Cryptocurrency Fraudster Gets 1½ Years For ICO Scheme
• BofA Fires Back At US Bank's $1.6B RMBS Trust Suit
• Citi Says Ex-Trader Can't Show It Steered DOJ Probe
• High Court's Pass On 1 SEC Case Offers Insight Into Another
• MVP: Davis Polk's Alan Denenberg
• Longfin Investors Can't Revive Network 1 Claims
• Saudi Aramco Sets Price Range For Potential $25B IPO
• Rapid Stablecoin Adoption Could Pose Deep Risks, Fed Says
• Neil Bush Met 'Cryptoqueen,' Got $300K, Ducks Subpoena
• Real Estate Rumors: Rockwood, Kushner, Landmark
• 4th Person Charged In JPMorgan Spoofing Case
• SEC Whistleblower Office Nets $2B Sanctions After Slower '19
• 11 Firms To Guide 6 IPOs Led By Florida REIT, Crypto Miner
• Record Spoofing Settlement Provides Guidance For Traders
• Info Sharing Isn't Rate-Rigging, Big Banks Tell Cities
• $1.4T Bitcoin Manipulation Case Preposterous, Tether Says
• Taxation With Representation: Gibson, Cleary, Latham
• UK Litigation Roundup: Here's What You Missed In London
• Goldman Sachs To Exit Bond Price-Fixing Suit With $20M Deal
• Deals Rumor Mill: Xerox, Thyssenkrupp, Thermo Scientific
• SEC Relief For Digital Custody Co. Takes Guarded Approach
• Weil Steers Ceridian's $530M Secondary Offering
• Former Exec At China-Owned Broker-Dealer Cops To ADR Bid Rigging
• Simpson Thacher-Led Crypto Miner Launches $100M IPO
• Ex-Deutsche Trader To Pay $500K To End DOJ's RMBS Suit
• Post-Scandal Libor Rigging Suit Can Proceed, Investors Say
• Kik's 'Wasteful Forays' For SEC Discovery Blocked — Again
• Chancery Ignored Risks In ETE Deal, Del. Justices Told
• Bitmain Says Antitrust Accuser Missed Service Deadline
• Two Firms Seek Lead In Investor Suit Against Vape Distributor
• Alibaba's Potential $13B Listing Is A Big Score For Hong Kong
• Telegram Rips SEC Action As 'Regulation By Enforcement'
• Bill Would Bridge Digital Realty Whistleblower Protection Gap
• 4 Firms Steer Blank Check Co.'s Grid Dynamics Deal
• Can State Laws One-Up SEC's Regulation Best Interest?
• 'Sham' UN Org Exec Pleads Not Guilty To Crypto Coin Fraud
• Bitcoin IRA Regains Account Access In Kingdom Trust Feud
• Texas Could Take Page From Mass.'s Judicial Selection Book
• 'America Needs To Lead' On Crypto, CFTC Chairman Says
• Investor Claims Stablecoin 'Never Existed, Never Worked'
• Canadian Regulators Say Pot M&A Deals Lack Transparency
• Centra Tech Duo Wants Feds To Return $18.6M In Ether
• Kik Pushes For SEC Depositions To Clarify Crypto Policies
• Saudi Aramco Discloses Climate, Terrorism Risks In IPO Filing
• What Headlines Missed About 'Cartel' Traders' Trial 1 Year Ago
• 3 Firms Steer Cushman & Wakefield's $183.5M Secondary Sale
• Freshfields Nabs 4 Partners In Quest For Top US M&A Practice
• Judging A Book: McKeown Reviews 'Conversations With RBG'
• CME Gears Up For Bitcoin Options With January 2020 Launch
• Slack Moves To Exit Investor's Suit Over Direct Listing
• Auto Parts Co. Inks $3.3M Deal With Investors In IPO Suit
• Steering The Unicorn: Tips For Working With Startups
• Law360 MVP Awards Go To Top Attorneys From 76 Firms
• WeWork, Execs Hit With Derivative Suit After SoftBank Rescue
• Venezuela Won't Prevail In Bid To Nix 2020 Bonds, Court Told
• Move On FedNow Before It's Too Late, FTC Commish Says
• Florida Co. Says Crypto Holder Must Face Antitrust Claims
• DOJ Indicts 15 Employees For Links To $140M Binary Scheme
• High Court Ruling Against SEC A Boon For Defendants
• Centra Tech Calls Investors' New Class Cert. Bid 'Improper'
• Chinese Startups, US Biotechs Price IPOs Raising $121M
• Pile Of Docs Ties Ex-BigLaw Atty To OneCoin's 'Cryptoqueen'
• Cannabis Blank Check Co. Among 2 IPOs Raising $450M
• Wells Fargo To Pay $14.5M In CFTC Swap Standards Action
• UK Litigation Roundup: Here's What You Missed In London
• This Phase Of Scrutiny Was Expected, Libra Co-Creator Says
• CFTC Orders Mitsubishi Unit To Pay $500K For Spoofing
• High-Speed Trader's $67M Spoofing Payment Largest To Date
• SEC Lacks Data To Expand Private Offerings, Committee Told
• Nelson Mullins Adds Miami Team For International VC Practice
• What Challenges To OCC Charter Mean For Fintech Cos.
• 3 Firms Guide Nielsen Split Amid Activist Pressure
• Wells Fargo Calls Tribal Casino Bonus A Loan Dodge
• FINRA Exams Show Greater Cybersecurity, Comms Focus
• Biotech Firms, Crypto Bank Raise $156M In Low-Pricing IPOs
• Canadian Waste Hauler GFL Postpones $1.9B IPO
• 5th Circ. Says Oil Co. Owner Must Disgorge $15.5M To SEC
• JPMorgan Spoofing Case Keeps Civil Suit On Ice
• Sports Group Exec Accused Of Leading Fake ICO
• Hong Kong Will Let Crypto Exchanges Apply For Licenses
• After Cryptoqueen Fled, Bro Faced Death Threats, Jury Hears
• SEC's Self-Report Effort Pushes Enforcement Higher In '19
• NY Tax Minutes: Trump Tax Updates, End To SALT Cap Suit
• High Court's Disgorgement Ruling Could Curb SEC Authority
• Hausfeld Ponders Rival Forex Rigging Class Action In UK
• Ripple Can't Duck Securities Claims, Crypto Investors Say
• SEC Disgorgement Could Survive A High Court Defeat
• SEC Seeks Tighter Rules For Proxy Firms, Investor Proposals
• Ex-Locke Lord Atty Tells Jury Crypto Job Was His Big Chance
• Expedited Deposition OK'd In $10B 'Bitcoin Inventor' Case
• Cannabis-Focused Blank Check Co. Prices Upsized $120M IPO
• Class Action Comes To UK With Major Forex Rigging Suit
• Mass. Investment Co. Did $325M In 'Self-Dealing' Trades: SEC
• Longfin Investors Push To Update Network 1 Allegations
• Lone Star Laterals: Hunton, McGuireWoods, Dykema
• Wide-Ranging $150M Suit Hits Crypto Derivatives Exchange
• Fewer Big-Name 'Unicorn' IPOs Expected After 2019 Woes
• High Court Won't Hear Challenge To SEC's International Reach
• Flat-Fee Legal Billing Can Liberate Attorneys
• 2 Firms Grab Lion's Share Of IPOs In Shaky October
• 16 Firms To Steer 9 IPOs Led By Canadian Co.'s $1.9B Offering
• CFTC Accused Of Withholding Docs About 'Secret' Kraft Deal
• Crypto Co. Veritaseum Settles Fraud Suit With SEC For $9.4M
• 2 Tech-Focused Blank Check Cos. Raise $495M In Upsize IPOs
• 2nd Circ. Upholds $300M Atty Fees In Forex-Rigging Case
• Spoliation Rule Remains Ambiguous Despite Amendments
• Chat Trick Stymied Compliance, Ex-Forex Trader Tells Jury
• Deals Rumor Mill: Saudi Aramco, Bitmain, Alibaba
• Chinese Real Estate Tech Co. Raises $78M In Cooley-Led IPO
• Borrowers Get Cert. In CashCall Usury Suit Over Tribal Ties
• Latham, Weil Lead PAE Blank-Check Deal To Create $1.5B Biz
• Supreme Court To Review SEC's Right To Seek Disgorgement
• End Attorney Fee Trophy Hunting In Securities Litigation