Capital Markets Archive » December, 2019

Capital Markets - December, 2019

137 articles

• Hottest Legal Industry Guest Topics Of 2019
• DraftKings Joins SBTech, Will Go Public In SPAC Merger
• CFTC Sues Ex-HSBC Exec Over Price-Manipulation Scheme
• Ponzi Schemer Who Swindled Friends, Family Gets 7 Years
• Beyond Chevron: The Fight To Kill Agency Independence
• Crypto Startup Plans Token IPO That Could Raise $150M
• Quinn Emanuel Seeks Out Of Repping Odebrecht In Bribe Suit
• ECB Head Warns Of Libra Stablecoin Risks In Letter To EU
• Pulling Up Stakes: Baker McKenzie, Willkie, Ropes & Gray
• Feuerstein Kulick Guides $275M Curaleaf Loan Deal
• Nasdaq Wins $78M For Fund Co.'s 'Blatant' Contract Breach
• Top 10 Whistleblowing And Retaliation Events Of The Year
• UK Litigation Roundup: Here's What You Missed In London
• SEC Push To Expand Access To Private Offerings Could Grow
• Netgear Spinoff Wins Toss Of Stock-Drop Suit, For Now
• Top Federal Tax Regs Of 2019
• Robinhood To Pay $1.25M For Violating FINRA Trade Rule
• A Timeline Of Libra's Bumpy 2019
• Ex-Nomura Trader 'Admitted He Lied,' SEC Says
• The Biggest Securities Cases Of 2019
• Binary Options Boss Gets 22 Years For $145M Fraud
• Carlyle-Backed Atotech Confidentially Files US Public Offering
• New York Cryptocurrency Regs Will Boost Market Broadly
• 4 Lessons From 2019's Bumpy IPO Market
• 5 Trends That Rocked The Legal Industry In 2019
• The Biggest M&A Moments Of 2019's Second Half
• BofA Says La. Never Plugged Holes In Bond Price-Fixing Suit
• Blockchain Of Things To Pay SEC $250K For Unregistered ICO
• Judge Trims Fat From Fatburger Parent's IPO Fraud Suit
• SEC Proposes Letting More Investors In On Private Offerings
• CFTC Offers No-Action Relief To Ease Libor Transition
• SEC Audit Enforcement Trends Hint At 2020 Priorities
• Kodak Drops Some Claims In Aluminum Price-Fixing Suit
• US Bank Says $29M Tribal Bond Fraud Not Its Problem
• Justices Told SEC Will Be Fine With Curbed Disgorgement
• Bitcoin 'Inventor' Can't Skirt Hefty Sanctions, Estate Says
• Judging A Book: Hinojosa Reviews 'Crimes And Punishments'
• Bausch Launches $1.25B Bond Offering To Pay For Settlement
• Banks Settle Fannie, Freddie Bond Price-Fix Suits For $337M
• Main Street Gained Valuable Access To Private Markets In 2019
• HSBC Bank USA To Settle Commerzbank RMBS Suit
• SEC Settles 1MDB Claims With Former Goldman Sachs Exec
• Securities Org. Queries Conflicts, Blockchain In Debt Raising
• More Joint SEC-CFTC Actions Raise Concerns Over 'Piling On'
• Digital Asset Regulation Poses Challenges For Insurers
• Trivago Escapes Investors' Appeal Of Loss In Stock-Drop Suit
• European Crypto Mining Co. Latest To Shutter Over AML Regs
• Neal Gerber Grabs Mayer Brown Partner In Chicago
• Lloyds Bank Settles Investors' £9.2M Libor Swaps Suit
• Ex-Barclays Traders Fight Asset Seizure In Euribor Case
• Real Estate Rumors: Nuveen, Blackstone, Extell
• Managing Financial Product Data In Antitrust Cases
• Chicago Exchanges Urge 7th Circ. To Uphold Antitrust Win
• Ellenoff Leads 2 Blank Check IPOs Raising $445M Combined
• Chinese Fintech, US Social Media Co. Nab $462M Total In IPOs
• Global Securities Watchdog Eyes Highly Leveraged Funds
• UK Litigation Roundup: Here's What You Missed In London
• Deals Rumor Mill: Google, Caser Seguros, Versant Health
• Eventbrite Seeks Out Of Investors' Suit Over IPO
• Fenwick-Led Bill.com Soars After Pricing Upsized $216M IPO
• Voting Records Support Concerns Over Proxy Firms' Influence
• Shopin CEO Cops To $42.5M Fraudulent Crypto Offering
• NYSE Amends Plan To Allow Capital Raising In Direct Listings
• Rabobank Sues Ex-Trader For Exit Package Over Libor Fight
• FDIC Head Previews Plan To Update Brokered Deposits Regs
• SEC Targets Shopin CEO Over Fraudulent $42.5M ICO
• Elliott-Backed Mining Finance Co. Pulls $243M Canadian IPO
• Insider Trading Bill Would Clarify, Expand Years Of Case Law
• Strategies To Maintain Privilege In Crisis Response Scenarios
• 3 Firms Guide Brazilian Finance Co.'s Upsized $2B IPO
• Suspicious Crypto Activity Reports Up After FinCEN Guidance
• CBOE Strikes Deal For Dutch Clearinghouse Ahead Of Brexit
• NY Financial Regulator Moves To Streamline BitLicenses
• London Stock Exchange Weighs Shorter Trading Hours
• UBS Can't Ditch Feds' Crisis-Era RMBS Fraud Suit
• 3 Firms Steer Vertiv's Go-Public Deal With Blank Check Co.
• 3 Men Accused Of Running $722M Crypto Ponzi Scheme
• SEC Investigating 'Sham Letters' That Favored Proxy Regs
• Israeli Gov't Contractor Settles SEC Fraud Suit Over Merger
• Slack's Direct Listing Tests Limits Of Securities Act
• Bitcoin 'Inventor' Fights Atty Fee Bid Over Sanctions
• Fenwick-Steered Fintech Co. Ups IPO Target To $176M
• Arnold & Porter Nabs Ex-Kirkland Corporate Atty
• CFTC Says 'Futures Trader' Netted $828K With Detailed Lies
• Jefferies To Pay $3.9M In Latest SEC Deal Over ADRs
• How To Ward Off Nonclient Suits Over Lawyers' Speech
• OCC Increasing Oversight Of Banks' Prep For Libor Phaseout
• 3 Firms Steer Chinese Chemical Co. Seeking $70M US Offering
• Milberg Seeks To Save $12M Bond Fees Fight
• Nvidia Rips Morgan Stanley Analyst's Role In Stock-Drop Suit
• SEC Rejects NYSE's Plan To Expand Direct Listings
• 10th Circ. Upholds Reduced $5M Disgorgement In Kokesh
• Cyan Ruling Sends Oil Co. Stockholders' Suit To State Court
• Latham Helps Rep Italian Yacht Maker In $214M IPO
• 11 Firms To Steer IPOs Raising $2.7B, Led By Brazilian Fintech
• Indicted Ex-Longfin CEO Reaches Deal With SEC From India
• UK Litigation Roundup: Here's What You Missed In London
• Exit Of SEC's Jackson Would Create Wall Street Free-For-All
• Ripple Reiterates That Calif. Securities Suit Was Filed Too Late
• Analysts Plead Not Guilty To Doctor's Office Ad Fraud Scheme
• House Passes 1st Explicit Ban On Insider Trading
• Ex-SEC Atty Returns To Thompson & Knight As Trial Partner
• Deals Rumor Mill: Kering, Aston Martin, Thai Beverage
• Marijuana Magnate To Pay $4M In SEC Stock Boosting Suit
• Crypto Co. Failed To Disclose Risks, Must Face Investor Suit
• What Is A 'Reasonably Useful Form' For Production Of ESI?
• Key Takeaways From CFTC's Compliance Officer Guidance
• Crypto Investors Seek $2.9M Judgment In ICO Fraud Suit
• 5 Tips For Maximizing Insurance Claims In A Hard Market
• Saudi Aramco Prices Record-Breaking $25.6B IPO
• SFO Launches Bribery Probe Into Mining Giant Glencore
• Crypto Exec Kelly Loeffler Appointed To Ga. Senate Seat
• Snapchat Takes Class Cert. Fight In IPO Suit To 9th Circ.
• Chinese Power Co. Is Latest To Delay London Stock Listing
• IPO Benefits And Challenges For Early-Stage Biotech Cos.
• Robbins Appears Poised To Lead Vape Co. Stock-Drop Suit
• US Feared As Losing Ground Amid Global Fintech Advances
• Bank Regulators' Proposals Won't Erase Madden Uncertainty
• Alternative Credit Data Useful If Deployed Sensibly: Agencies
• Investor Says Hemp Co. Lied About Business Plans
• Fintech Lender SoFi Gets Virtual Currency License In NY
• Acquitted Ex-Trader's $112M Suit Has No Legs, Citi Says
• 1 Firm Led Pack In November Dominated By Blank Check IPOs
• Patent Decision Highlights Cross-Appeal Considerations
• Longfin Investors Want Redo Of Network 1 Claims Decision
• Wikborg Rein Helps Norway With $370M Entra Share Sale
• More Qatar Money, More Problems, Barclays Exec Tells Jury
• Caltex Spurns $5.8B Couche-Tard Bid But Keeps Talks Alive
• 3 Tech Startups Launch IPOs That Could Raise $768M Total
• Ex-CFTC Chair Giancarlo To Join Willkie As Senior Counsel
• Former Drinker Biddle Atty To Lead SEC's Cyber Unit
• FSOC Should Overhaul Approach To Examining Systemic Risk
• Davis Polk-Led Brazilian Financial Firm Launches $1.7B IPO
• UK Online Grocer Ocado Sells $776M In Convertible Bonds
• Made In Canada: Why US Pot Is Tied To Its Northern Neighbor
• Barclays Exec Tells Jury Of Pressure Over Qatar Fundraising
• Trump Will Impose Metal Tariffs Against Argentina, Brazil