Capital Markets Archive » January, 2020

Capital Markets - January, 2020

235 articles

• Gov'ts Will Have Back-Seat Role In Crypto Adoption, Atty Says
• Hong Kong Wants To Give Cos. Special Voting Rights
• 13 Firms To Steer 7-IPO Week Led By Another $1B-Plus Deal
• Crypto Co. Says Court Miscalculated $3M Award To Investors
• SEC Highlights Operational Resiliency In Cyber Exam Results
• Nev. Man Could Pay $1K-A-Day Fine In CFTC's $11M Ponzi Suit
• Most Lawyers Do Not Understand How AI Works
• Davis Polk-Led Reynolds Raises $1.2B In IPO
• 3 Health Care Cos. Begin Trading After IPOs Totaling $420M
• UK Litigation Roundup: Here's What You Missed In London
• 4 Considerations When Moving To A New Law Firm
• Barclays' Lawyers Fell In Line With Qatar Deal, SFO Says
• ThyssenKrupp Pegs Unit's Value At €15B Amid IPO, Sale Talk
• 1st Circ. Says No Bond Claim On Puerto Rico Pension Funds
• Ripple IPO Talk Sparks Buzz About Crypto-Related Floats
• Goodwin-Led Cancer Drug Co. Prices Upsized $201M IPO
• SEC's Proxy Advice Proposal Violates 1st Amendment
• Gunster Yoakley Steers Bank Holding Co.'s $62M IPO Plans
• Deals Rumor Mill: Petroleo Brasileiro, Acek, SoftBank
• A Modest Plan To Streamline Civil Cases In LA Superior Court
• UBS Nabs $1B Trial Win In Highland Capital Funds Dispute
• Capital Markets Group Of The Year: Sullivan & Cromwell
• Feds Pitch Volcker Relief For Foreign Funds, VC Investments
• Swiss IT Co. Gets Green Light For IPO Using Blockchain
• HK Digital Asset Trading Platform Raises $36M In Offering
• What Courts Are Saying About Litigation Finance Disclosure
• Boston Scientific Ruling Clarifies M&A Termination Rights
• Flooring Co. Lowers IPO Pricing Expectations To $38M
• BW Offshore Cuts Oil Unit Spinoff's Valuation To A Max $750M
• Capital Markets Group Of The Year: Simpson Thacher
• Roche Cyrulnik, Kirby McInerney Bid For Lead In Bitcoin Suit
• UK-Based Market Spoofer Gets Home Confinement
• Ex-JPMorgan Trader Can't Flip Forex Verdict, DOJ Says
• DLA Piper Adds Baker McKenzie Real Estate Atty In Chicago
• China Urges Investors To Respond 'Rationally' To Coronavirus
• Surefire Marketing Methods To Build Your Legal Practice
• Capital Markets Group Of The Year: Fenwick & West
• Trust In Barclays' 2008 Cash Call Info 'Misplaced,' Jury Told
• Regulators Clash With Wall Street As Liu V. SEC Looms
• SEC Staffers Outline Cybersecurity Expectations For Firms
• Quartet Of Bitcoin Manipulation Cases Consolidated In SDNY
• Cboe Wins Exit From VIX Manipulation Suit
• Five Companies Jolt IPO Pipeline With Deals Totaling $560M
• SEC Seeks To Close Book On Alleged Blockvest Crypto Fraud
• Drug Developer PPD Targets $1.53B For Public Debut
• Setting Boundaries: An Essential Skill For Lawyers
• Capital Markets Group Of The Year: Cooley
• Jefferies Slips Biotech Investors' Negligence Claims
• States Beef Up Fintech Regs As Feds Slow To Offer Guidance
• Winston Nabs Locke Lord's Capital Markets Group Leaders
• Rosen To Lead Investors' IPO Suit Against China's Up Fintech
• Beware Co-Investments In Private Equity Fund Agreements
• Foley & Lardner Reps Cannabis REIT On $217M Offering
• ABA Rules For Departing Attys Set Unprecedented Limits
• $5M SocGen Deal Puts Libor Investors Up To $187M
• Capital Markets Group Of The Year: Cahill Gordon
• UK Litigation Roundup: Here's What You Missed In London
• Seven Firms To Steer 5 IPOs Exceeding $1.8B To End January
• Baker McKenzie Adds Skadden Benefits Pro On West Coast
• Goldman Sachs Demands Diverse Boards For IPOs
• Ex-Trader Seeks Time Served in Chicago Spoofing Case
• AT&T Says $1.8M Crypto Theft Claims Have 'Critical Holes'
• Class Fights To Keep Cert. In Crypto 'Miners' Ponzi Case
• Deals Rumor Mill: Univision, Eurazeo, Tegna
• 3 Firms Steer As Elanco Raises $1.3B For Animal Biz Buy
• Paul Hastings, Kirkland Lead Moody's $700M Deal For RDC
• Telegram Calls SEC's $1.7B Suit 'Fundamentally Flawed'
• VW Can Ask 9th Circ. To Weigh Bondholder Fraud Suit
• Congress Weighs In On SEC Disgorgement Power Challenge
• Trading Firm To Pay $1M To End Spoofing Probe
• Venator, Underwriters Score An Out From IPO Fraud Suit
• Nissan Ex-CEO Illustrates Do's And Don'ts Of Image Repair
• WeWork Sells Off Noncore Businesses Teem And The Wing
• Kraft Urges 7th Circ. To Decertify Class In Wheat Market Suit
• 3 Concerns If Your Witness Becomes Flippant At Deposition
• Default Judgment In Cryptocurrency Scam Case Reversed
• Grayscale 1st Crypto Investor To Get SEC Reporting Co. Label
• Vodafone Quits Facebook-Led Libra Association
• Blockchain Groups Ask To Weigh In On $1.7B Telegram Case
• NY Settlement Lets Goldman Sachs Exit La. Bond-Rigging Suit
• Crypto Co. Can't Have More Time To Serve Foreign Firms
• Health Care Firms Heat Up Jan. IPO Pipeline With 3 Offerings
• SEC Says Film Producer Sold Fake Shares In Pot Company
• Davis Polk-Led Foil Maker Reynolds Primes $1.3B IPO
• US Bank Seeks Win On Ambac's Last Trust Insurer Claim
• Snapchat To Settle With Investors In IPO Fight
• Bar & Karrer Steers $402M Deal For UBS Fund Platform Stake
• Execs Invented Barclays' Favored Status With Qatar, Jury Told
• Fed's Quarles Pitches 'Transparency' Push In Supervision
• Pulling Up Stakes: Sidley, Baker Botts, Hogan Lovells
• 4 Companies Kick Off 2020 IPO Season After Raising $373M
• PR Board Says Bondholders Can't Claim Highway Money
• Feds Seek To Jam Revolving Door In High-Profile Cases
• Taxation With Representation: Skadden, Simpson, White
• Fintech Blank-Check Co. East Stone Readies $100M IPO
• Dechert Nabs 2 Real Estate Attys From Sullivan & Worcester
• Blockchain Duo Accused Of $30M Investment Scheme
• UK Litigation Roundup: Here's What You Missed In London
• Jail Talk Was 'Shorthand' For Qatar Deal Risks, Jury Told
• Firms Eye Growing Startup Scene In Texas 'Silicon Hills'
• Telegram, SEC Seek Quick Result In $1.7B Crypto Case
• Bid To Move Crypto Suit Overseas Called 'Pious' Pretense
• Carlyle-Backed Chemicals Supplier Atotech Files $100M IPO
• Cassin & Cassin Grows NY Real Estate Presence With 4 Attys
• FIRREA Remains Potent Civil Fraud Enforcement Tool
• Outspoken SEC Commissioner Jackson To Leave Agency
• Deals Rumor Mill: Albertsons, Springer Nature, DuPont
• What SEC's Accredited Investor Proposal Means For PE Funds
• SEC Urges Justices Not To Cuff Its Disgorgement Power
• How Associate Life Has Evolved Over The Past Decade
• 3 Firms Guide $166M Share Sale For Austrian Real Estate Biz
• Banker Denies Brainstorming Dishonest Ways To Pay Qatar
• Delivery Hero Raises €2.32B To Back Woowa Buy
• 5 Firms Guide Global Blue's €2.3B Merger With Far Point
• Creditor Can Proceed With $118M Venezuelan Debt Case
• Kik Says SEC's Request For More Discovery 'Unnecessary'
• Buckley Nabs Big-Bank Defense Attorney From MoFo
• Juror Podcast, Queries Can't Upend Trader's Guilty Verdict
• BrickMark Signs Record $135M Tokenized Real Estate Deal
• Robbins Approved To Lead Vape Co. Stock-Drop Suit
• BW Offshore Targets First-Quarter IPO For Oil Subsidiary
• UK-Based Market Spoofer Asks For No Prison Time
• SocGen Reaches Settlement In Libor-Rigging Suit
• Barclays' Qatari Side Deal Was Legit, Ex-Exec Testifies
• Netherlands, Australia Lead As Securities Deal Hotspots
• Feds Say UK-Based Market Spoofer Shouldn't Go To Prison
• Bitcoin Founder Reveals Holdings After Sanctions Threat
• SEC Warns Investors Of IEO Dangers And Limited Remedies
• Investor Blasts Crypto Co.'s Listicle-Like Dismissal Bid
• 8 Executive Pay Considerations For An Economic Downturn
• Kirby McInerney, Radice Law Vie For Co-Lead In Bitfinex Case
• Hong Kong Ends UBS' IPO Suspension Ahead Of Time
• Venture Capital's Big Funding Year Closes With A Dip
• Banks, Ex-Merrill Traders Seek Exit From Spoofing Case
• Ex-Barclays CEO Pushed Side Deal To Pay Qatar, Jury Told
• Ban On Insider Trading During '8-K Gaps' Heads To Senate
• US Reverses China's Currency Manipulator Designation
• Skadden, Wilson Sonsini Guide $5.3B Visa-Plaid Deal
• Texas Regulator Puts Crypto Among Top Threats To Investors
• Ex-Deutsche Trader Says DOJ Outsourced Spoofing Probe
• Judging A Book: Dyk Reviews 'Democracy And Equality'
• High Court Won't Take Up Puerto Rico Bondholder Ruling
• Record-Breaking Saudi Aramco IPO Raises Another $3.8B
• SEC Seeks Sanctions For Blockvest's 'Bad Faith Deception'
• Supreme Court Won't Hear Fight Over SEC's Pay-To-Play Rule
• SEC's Audit Proposal May Bolster Compliance, Competition
• Qatar Move To Steer Biz To Barclays There 'In Black & White'
• Law360 Names Practice Groups Of The Year
• The Firms That Dominated In 2019
• Newsom Aims To Revamp Biz Oversight To Fill Trump Vacuum
• Judge Lifts Hefty Sanctions Against Bitcoin Founder
• Iranian Cyber Threat Raises Stakes For Corporate Security
• Deal Makers Head To JP Morgan Conference In Bullish Mood
• Del. Supreme Court Lets $3.8B Ligand Note Fix Stand
• Investors Say Canadian Cannabis Biz Hid Slumping Revenue
• The Pitfalls Of SEC's Crypto Regulation By Enforcement
• Precious Metal Fraud Bros. Face CFTC Suit After Sentences
• US Bank Fights BofA's Bid To Ax $3.5B RMBS Trusts Suits
• Ill. Futures Trader To Pay $2.6M To End CFTC Fraud Suit
• 7 Insider Tips For Working With In-House Counsel
• UK Litigation Roundup: Here's What You Missed In London
• Investor Says IRobot Engaged In Sales Stuffing Scheme
• Tech Adviser Says AT&T Can't Deny Part In $1.8M Crypto Theft
• CohnReznick Hit With Investor Suit Over Platinum Audits
• Survey Says Retail Investors Want More Proxy Firm Scrutiny
• PE-Backed Contract Research Giant Files $100M IPO
• Swedish Biotech Firm Confidentially Files For US IPO
• 50 Years Later, Interpretive Challenges Remain For RICO
• Deals Rumor Mill: Voya Financial, Armis Security, Grubhub
• Ransomware's Year-End Thank You Note To Bitcoin
• Investment Pro Faces New Fraud Charges Over $3.5M Offering
• Ethereum Developer Indicted Over North Korea Crypto Event
• 7 Ethics Tips For Lawyers' Pretrial Social Media Use
• 3 Key Questions Now That The SECURE Act Is On The Books
• States Should Not Follow ABA On Attorney Conduct Rules
• Banker Testifies Dedication, Not Greed Drove Barclays Work
• Dodd-Frank Architects Join Legal Challenge To SEC's Reg BI
• Ex-Mt. Gox Chief Seeks Win In Bitcoin Exchange Fraud Suit
• Investors Say Chancery Wrong To OK $3.8B Ligand Note Fix
• The Making And Unmaking Of The Volcker Rule
• What Federal Cannabis Bills Mean For Private Lenders
• SEC Wants Exchanges To Revamp Stock Market Data Policies
• Exec Pay Rules May Make Private Cos. Hesitate To Go Public
• Barclays Says Suit Can't Tie It To US Or Bond Price-Fixing
• How Courts And Litigants Can Benefit From Special Masters
• Custodian Calls For Sanctions As Bitcoin IRA Feud Heats Up
• Ex-Barclays Exec Tells Jury Attys Knew Qatar Deal Concept
• Argentina Dodges Hedge Fund's $84M Bond Suit, For Now
• Crypto And Data Use Remain SEC Examination Targets In 2020
• SEC's Bank Secrecy Act Powers Challenged At 2nd Circ.
• Digital Health Care Startup Raises €140M To Fund Expansion
• Uber Policy Calls For Refresher On ABA Confidentiality Rules
• Singapore Reports 'Strong' Demand For Digital Bank Licences
• FXCM Investors Seek Class Cert. In Suit Over Secret Partner
• Economic Headwinds Could Boost Distressed Asset Plays
• Burford Capital Shakes Up Top Brass After Metrics-Juking Suit
• Premier Oil's $871M Pair Of Deals Draws Creditor's Ire
• Ex-Barclays Exec Tells Jury Qatar Deal Was Close To The Line
• The Real Danger Of Outsourced Government Investigations
• SEC Denied Immediate Access To Telegram's Bank Records
• NY Banking Regulator Flags Heightened Iranian Cyber Threat
• 2 Firms Ask To Co-Lead $1.4T Bitcoin Manipulation Case
• Labaton Sucharow Takes Driver's Seat In Uber IPO Suit
• Fenwick-Led Biotech Firm Joins Early 2020 IPO Hopefuls
• FDIC Proposal Offers Welcome Clarity On Brokered Deposits
• 4 Simple Rules For Witness Note Taking
• Longfin Investors Seek Class Cert. To Get Default Judgment
• Simpson Thacher-Led Mortgage Lender Launches $109M IPO
• Goodwin, GT Steer Open Lending's $1.3B Go-Public Deal
• 'I'm Not That Clever,' Ex-Barclays Banker Tells Fraud Trial
• Kraft Investors Get Class Cert. In Wheat Market Rigging Suit
• 2 Health Care Cos. File IPOs Totaling $200M
• Telegram Calls SEC's Bank Requests A 'Fishing Expedition'
• ProShares Wins Dismissal Of Investors' Suit Over Risky Fund
• The Meaninglessness Of 'Disinterested' Revisited
• 2 Overlooked Advantages Of Hourly Fees
• Indicted Ex-Longfin CEO Will Pay $400K To End SEC Action
• Skadden-Led Chinese Biotech Launches $100M IPO In US
• Banks Deny Trading Benefit In UK Forex Rigging Suit
• SEC Seeks Full Telegram Bank Records By Next Week
• Estate Can't Yet Bar Bitcoin 'Inventor' Wife's Trial Testimony
• Shipping Co. Goodbulk Pulls Estimated $140M IPO
• Crypto Biz Blames FaegreBD's Advice For $200K SEC Fine
• SEC Proposes To Ease Auditor Independence Rules
• A Lower Bar To Prove Market Efficiency In Securities Cases
• Charities Must Report Crypto Donations, IRS Says
• A Corporate Governance Guide To 2020 Proxy Season
• Fintech Litigation To Watch In 2020
• Benefits Regulations And Legislation To Watch In 2020
• 4 Financial Services Litigation Hot Spots To Watch In 2020
• Securities Litigation To Watch In 2020
• SEC And CFTC Regulatory Priorities To Watch In 2020
• 5 Burning Questions Heading Into The 2020 IPO Market
• Fintech Regulation To Watch In 2020
• 5 Things To Watch In Litigation Finance This Year