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Capital Markets - September, 2020
254 articles
- SEC Beats Kik In Landmark Suit Over $100M Crypto Sale
- Palantir, Asana Debuts Build Momentum For Direct Listings
- Pot Co. IAnthus' $169M Debt Plan Stalled By Canadian Court
- Law360's The Term: The Impact Of Amy Coney Barrett
- Bondholders Get OK To Pursue $390M Venezuela Debt Case
- Chinese Data Center Company Leads 3 IPOs Totaling $750M
- CFTC Strikes Spoofing Settlement With Chicago Trading Firm
- Pot Co. Acreage Borrows $33M, Pays Off $11M Debt
- What We Know About How Judicial Bias Can Influence Rulings
- 5 Ways SEC's Final Rules Will Affect Whistleblowers
- Morgan Stanley Will Pay $5M To Settle Short Selling Claims
- Aimco Investor Calls For Shareholder Vote On $10B Co. Split
- Rating Agency To Pay SEC $2M Over Risk Assessing Policies
- In JPMorgan Deal, DOJ Puts Spotlight On Compliance Tech
- CFTC Sues Traders, Business For Spoofing Oil Futures
- Tencent To Take Chinese Search Engine Co. Private For $3.5B
- Cooley And Shearman Steer Biotech Orphazyme's $84M IPO
- We Must Hold Banks Accountable To Stop Money Laundering
- Overstock.com Gets Crypto-Dividends Suit Tossed
- SMBC Exec Says She Was Paid Less Than Male Subordinates
- Law Firm Social Responsibility Strategies In The New Normal
- JPMorgan To Pay Feds $920M Over Spoofing Claims
- Investor Suit Against Crypto Platform Sent To Arbitration
- King & Spalding Adds 2 Ex-Baker McKenzie Attys in Houston
- Citibank To Pay $4.5M To Settle CFTC Deleted Files Claims
- Uber Investors Seek Class Cert. In Scandal-Scarred IPO Suit
- What To Expect On Key Civil Procedure Issues From Barrett
- Blank-Check Sponsors Get Creative In Crowded Market
- Chinese Fintech Co. Must Face Suit Over Post-IPO Regs
- Japanese Chipmaker Kioxia Calls Off Planned $3.2B IPO
- Canadian Cannabis Co. Raises $8.2M In Stock Sale
- 4 Firms Steer Weibo Owner's $2.6B Take-Private Led By CEO
- Skadden-Led Granite Point Closes On $300M Financing
- CMS Snags Finance Partner From Vinson & Elkins
- How Law Articles And A Viral Clip Got Barrett The Nomination
- What Happens Now That Amy Coney Barrett Is The Nominee
- Judge Amy Coney Barrett: 7th Circ. Decisions To Know
- Among Democrats, A Growing Appetite To Alter High Court
- What A 6-Vote Majority Would Mean For The Supreme Court
- Judge Barrett Worth Nearly $2M, Disclosures Show
- A History Of Supreme Court Confirmations In 3 Charts
- Trump Chooses Amy Coney Barrett For Ginsburg's Seat
- Dem Reps. Eye High Court Term Limits, Temporary Expansion
- U.S. Pressed For Firm Stance In Venezuelan Bond Case
- Direct Listings Highlight Busy IPO Week Involving 12 Firms
- Clearing House Fight Not For Arbitration, 11th Circ. Told
- Tech-Focused SPACs Raise $500M For Acquisitions
- BNY Mellon Accused Of Aiding Ex-BigLaw Atty In $4B Fraud
- Accountant Challenging SEC ALJs Seeks Full 5th Circ. Review
- Jury Convicts Ex-Deutsche Traders Of Wire Fraud
- Qudian Investors Fight Bid To Nix Securities Suit Over IPO
- A Likely Tipping Point For Nonlawyer Ownership Of Law Firms
- Practical Lessons From 2nd Circ. Lehman Bankruptcy Ruling
- Bank Lessons From OCC's Stablecoin Custody Go-Ahead
- Wachtell Guides Penn National's $854M Stock Offering
- Key Points From New Blockchain Legal Guidance
- UK Litigation Roundup: Here's What You Missed In London
- CFTC, States Say Metals.com Swindled Seniors Out Of $185M
- Feds Ask Justices To Ignore Convicted HSBC Banker's Appeal
- SEC Rule A Bittersweet Victory For Whistleblower Advocates
- Ex-SEC Enforcement Co-Chief To Rejoin Sullivan & Cromwell
- Attys Decry Co-Counsel's 'Irrational' Fee Bid In ICO Suit
- BMW To Pay $18M To End SEC's Inflated Disclosure Claims
- Financial Services Co. Head Charged In $4.4M Fraud Scheme
- Goldman Gets Industry Support For High Court Cert. Fight
- Lighting Biz Agrees To Pay SEC $1.25M Over Fraud Scheme
- AMC To Sell 15M Shares To Stay Afloat Amid Pandemic
- Foreign Securities Class Actions 10 Years After Morrison
- DC Circ. Weighs Reversal of Broker's Lifetime FINRA Ban
- 3 Firms Power $2.4B SPAC Deal For ChargePoint
- Deals Rumor Mill: Ant Group, Aviva, Sequoia Capital
- A Road Map For Drafting Persuasive Discovery Motions
- Split SEC OKs Plan To Toughen Shareholder Proposal Rules
- Jurors Divided In Ex-Deutsche Traders' Spoofing Trial
- Latham, Davis Polk, Whalen Guide GoodRx's $1.1B IPO
- Fired Cryptocurrency Worker Defeats Trade Secrets Suit
- Framing The Legacy Of The SEC Under Clayton
- How Congress Can Depoliticize The Supreme Court
- Tesla Investors Seek Class Cert. In Take-Private Tweet Suit
- Platinum Partners Co-Founder Wants $5M Bond Cut To $500K
- SEC Rule Asserts Authority To Adjust Whistleblower Awards
- Competing Libor-Transition Proposals Create More Problems
- Weil, Greenberg Traurig Lead Deal To Form $16B Mortgage Co.
- The Case For A Nonpolitical Federal Judiciary
- 4 Questions As Nikola Navigates Gov't Probes, Investor Suits
- Watchdog Props Up Reports At Heart Of 'FinCEN Files' Leak
- Takeda Subsidiary Seeks $130M For Drug Firm's Spinoff Fraud
- Fintech Co. Unifiedpost Raises $295M, Goes Public In Europe
- Powell Skeptical Expanding 'Main Street' Would Help Small Biz
- Aimco Investor Blasts Plan To Split Company, Calls For Vote
- Media-Focused SPAC Leads 3 IPOs Raising $590M Combined
- Investors Say Phone Co.'s IPO Didn't Disclose Product Flaws
- The Keys To A Better Privilege Logging Paradigm
- Ex-Deutsche Traders Say Gov't Didn't Prove Spoofing Scheme
- Justice Ginsburg: Who She Was, How She Shaped The Law
- Law360's The Term: The Life And Legacy Of Justice Ginsburg
- Budding Textualist Star Barbara Lagoa Eyed For High Court
- No Early Wins For Bitcoin 'Inventor' Ahead Of $10B Trial
- McConnell Defends Election-Year Plan To Replace Ginsburg
- OCC Says Banks Can Hold Reserves For Stablecoin Issuers
- New Exchange MEMX Seeks To Challenge NYSE, Nasdaq
- New Olympics CCO Says Communication Is Key To Overhaul
- Pending Changes Pose Threat To SEC Whistleblower Program
- White House Due Process Memo Could Reform Enforcement
- What Shifting FCPA Enforcement Means For Financial Cos.
- Cravath, Latham Craft $8B Deal For Cancer Detection Biz
- Birthdays, Weddings And In Between: RBG And Her Clerks
- Our 'North Star': What RBG Means To Women In Law
- Will The Senate Replace Ginsburg Before Election Day?
- 5 To Watch As GOP Races To Fill Ginsburg's Seat
- RBG's Biggest Opinions, From Civil Rights To Civil Procedure
- Mexico Meat Co. To Pay $60K For Flouting Cattle Futures Bar
- 12 Firms To Guide IPOs Exceeding $2B As September Sizzles
- In Her Own Words: 4 Of Ginsburg's Strongest Bench Dissents
- With The Passing Of Ginsburg, The Left Loses An Icon
- Fed Nudges 'Main Street' Lenders With New Guidance
- Justice Ginsburg, 87, Dies Of Cancer Complications
- Alzheimer's Biotech Leads Trio Of IPOs To Raise $428M Total
- Lawmakers Say Akin Gump Report Doesn't Clarify Kodak Loan
- SEC Rule Tweak A Partial Fix For Underrepresented Founders
- Law Firm Hiring Considerations In A COVID-19 Economy
- How The Pandemic Could Turbocharge ESG Investing
- Cooley-Led 3D Software Maker's $1.3B IPO Soars Above Mark
- 3 Firms Power SPAC Deal Forming $1B Hybrid Fleet Biz
- Justices Told FHFA's Structure Sinks Fannie, Freddie 'Sweep'
- Feds Seek Over $330M In New 1MDB Forfeiture Actions
- LinkedIn, Zynga Founders' Blank-Check IPO Raises $600M
- Sens. Say SEC Rule Would Damage Whistleblower Program
- Robbins Geller To Lead Investor Suit Against US Oil Fund
- Cyber Fraud Prevention Co.'s Ex-CEO Charged In $123M Fraud
- SEC Says CCO Altered Reports To Mislead Agency Staff
- Treasury Says It Lacks Data On Finance Sector's Cyber Risks
- Energy, Biotech Companies Float IPOs Totaling $575M
- MedMen Raises $20M In Debt Financing
- 5 More Companies Raise $2.4B As IPO Market Keeps Rolling
- Ex-JPMorgan Trader Gets 8 Months For Forex-Rigging
- Hurdles Ahead For Stock Exchange Direct Listings
- Delta's $9B Debt Financing Takes Off As Virus Losses Grow
- Lawyers Must Act To Preserve Democracy This Election
- Deals Rumor Mill: TikTok, Flipkart, KKR
- Ex-Colleague Says Deutsche Traders Taught Him To Spoof
- Akin Gump's Probe Of Kodak Loan Finds No Law Violations
- Court Quashes Forex Investors' NY Agency Doc Request
- 7 Firms Steer 3 More IPOs Totaling $909M In Red-Hot Market
- Suit Says Electric-Truck Co. Nikola Misled Investors
- Paul Ryan's Co. Debuts In Kirkland-Led $720M SPAC Floats
- ZTO Launches $1.6B HK Listing As US Considers Crackdown
- Ex-HSBC Banker Can't Get Redo On 2nd Circ. Fraud Appeal
- How To Effectively Defend Witnesses In Remote Depositions
- Snowflake Balloons On Debut After $3.36B IPO Beats Target
- Feuerstein Kulick Leads $35M Pot Co. Debt Financing
- SEC Crypto Fine Draws Rare Dissent From Commissioner
- How The Pandemic Is Changing Stock Volatility Calculations
- Software Firm Will Pay $72.6K To End CFTC Spoofing Claims
- Investors Defend Doc Request To NY Agency In Forex Case
- Kirkland Guides Health-Focused SPAC's $500M IPO Plans
- Feds Say Traders Exploited Market Rules In Spoofing Scheme
- Sidley, Latham Steer Dialysis Co. Outset's Upsized $242M IPO
- NYC Atty Takes $5M Crypto Loss Dispute To 2nd Circ.
- Latham, Skadden Steer $4.8B Real Estate Site's SPAC Tie-Up
- Whether And How To Compel Remote Arbitration
- Magistrate Pans EB-5 Fraud Case Against PNC, Fla. Hotel
- DOJ Official Warns Of Anti-Competitive 'Information Exchange'
- Skadden Guides Aimco's Split, Launch Of $10B REIT
- PE-Backed GoodRx Leads 4 IPO Launches Totaling $1.4B
- Snowflake Increases Blizzard-Size IPO Plans To $2.9B
- Coronavirus Q&A: Davis Polk's Corporate Department Leader
- The Unique Challenges Of Protecting A Law Firm Brand
- Rapper T.I. Fined $75K By SEC Over Alleged ICO Scheme
- 15 Firms To Steer IPOs Totaling $6.7B Amid Market Blitz
- DC Man Touted Diamond Biz In Ponzi Scheme, Feds Say
- Chicago Trial Will Break Tie On Market Spoofing Theory
- Pandemic Delays Legal Consultancy Elevate's IPO To 2022
- SoftBank Taps Ex-Milbank Atty For Top Compliance Spot
- Bondholder Says Venezuela Oil Co. Can't Escape $40M Ruling
- Big Banks Call Small Bond Conspiracy Suit 'Impossibly Broad'
- 4 Firms Lead Canadian Retail Software Co.'s $355M US IPO
- Tech, Sustainability Blank-Check Cos. Net $825M In Debuts
- Lehman Ruling Continues Bankruptcy Safe Harbor Expansion
- Employment Concerns For Financial Cos. During COVID-19
- Insurer Says High-Speed Trader Not Covered For $68M Penalty
- How To Calculate Securities Fraud Class Size With SEC Data
- JP Morgan Compliance Pro Joins Real Estate Firm As CCO
- Treasury Sanctions 4 Linked To Russian Election Interference
- OCC's Potential Boon For Payment Industry Faces Headwinds
- Pension Fund Urges 9th Circ. Not To Ax VW Emissions Suit
- Summer's Top 10 Deals Show How Pandemic Is Shaping M&A
- CFTC Takes Extra Care To Cover Whistleblower Tracks
- CFTC Plugs 'Transparency' Of Corporate Compliance Memo
- Hedge Fund-Backed SPAC Leads 3 IPOs Raising $860M Total
- Deals Rumor Mill: Amazon, Borsa Italiana, Koninklijke Philips
- Parsing The DOJ's Flawed Spoofing Theory
- 8 Borrower Considerations For SOFR Loan Documentation
- Fed's Main Street Lending Program Falling Short, Sens. Told
- Investors Claim YieldStreet 'Duped' Them, Lost $125M
- 3D Software Provider Leads 4 IPO Launches Totaling $1.5B
- Gary Cohn's Blank-Check Co. Goes Live After $720M IPO
- OCC Touts Charter Power As NY Notes Consumer Protection
- Gov't Retirement Plans Should Approach ESG Cautiously
- Early Takeaways From FINRA's Virtual Hearings
- Convenience Store Chain's Blank-Check Deal Forms $1.4B Co.
- Palantir, Asana Prepare Trading Debuts For Direct Listings
- What To Know When Making Dispositive Motions In Arbitration
- Blockchain Co. Fights YouTube Move To Dismiss Scam Suit
- AT&T Sheds More Claims In Crypto Investor's $24M Hack Suit
- Lyft Ducks Most Of Investors' IPO Suit
- Top Exchanges Back Cboe In 7th Circ. VIX Manipulation Fight
- SEC Move To Scrap Disclosures Ignites Firestorm From Cos.
- NY Agency Rips 15M-Page 'Fishing Expedition' In Forex Case
- Snowflake Leads Fall IPO Rush With $2.7B Debut Plans
- Latham, Kirkland Lead SPAC Deal Valuing Marketer At $5.2B
- NYSE Urges SEC To Lift Stay On Direct Listings Expansion
- Twitter Hack Highlights Crypto Mixers' AML Issues
- Couple Claim Crypto Scammer Used Threats And Insults
- 4 Ways Amicus Briefs Can Support An Overall Legal Strategy
- Ill. Atty Says Investor Has No Basis For Negligence Claims
- Atty Blasts SEC's Fraud Claims As 'Fiction,' Seeks Sanctions
- Calif. Judge Rules Cyan Loophole 'Not Illegal' Under State Law
- 3 Firms Guide Dual $400M Blank Check IPOs
- Taxation With Representation: Debevoise, Wilson, Mayer
- Crypto Cos. Want Out Of $1.4T Bitcoin Manipulation Suit
- Nasdaq Proposes Changes To SPAC Listing Rules
- Ill. Adviser To Pay $356K SEC Fine In Fee Disclosure Case
- Pandemic Moves $10B Bitcoin 'Inventor' Trial To 2021
- Deciding Whether Co-Mediation Is Right For Your Case
- 3 Trends To Watch As Fall IPO Pipeline Gets Ready To Burst
- Who Gets Accredited Investor Status Under New SEC Rule?
- I-Mab Bags AbbVie Partnership, Nets $418M From Investors
- Ex-SocGen Exec Asks 2nd Circ. To Deep-Six Libor Case
- Banks Seek To Cut All But 1 Buyer In Aluminum Antitrust MDL
- SEC Charges Ill. Man With $19M Cannabis Securities Scam
- Bank Of England Urges Regulation Of Payments Innovation
- VW-Fueled Battery Maker Hits $3.3B Value With Merger
- E-Commerce Biz The Hut Group Preps $1.2B London IPO
- Loeb & Loeb-Guided SPAC Ditches Warrants In $145M IPO
- Deals Rumor Mill: Bumble, Wave Broadband, Airbnb
- Black Law Firm Leaders On Improving Diversity In BigLaw
- Ariz. Law Firm Ownership Rule Change Is A Win For Clients
- NYSE's Expansion Of Direct Listings Faces New Hurdle
- Sen. Crapo Seeks Answers From OCC On Digital Assets
- 3 Firms Guide $568M Biopharma Go-Public Deal
- Wells Fargo Failed To Oversee Annuity Switches, FINRA Says
- Why D&O Insurance Is Costly Despite Fewer Securities Suits
- Gaming Co. Skillz Hits $3.5B Value With Go-Public Tie-Up
- White & Case Guides Life Sciences SPAC To $385M IPO
- How To Write A Better Comment Letter On Agency Proposals
- Israeli Co.'s $20M Float Sinks Amid Life Science IPO Wave
- Ex-HSBC Banker Mounts New Challenge To Fraud Conviction
- SEC Blasts Dropil's 'Scattered Arguments' About Liu Ruling
- SEC Judges Once More Under Attack At Supreme Court
- Tribune Media Can't Get Coverage For Stock Buyback Suits
- Wilson Sonsini, Simpson Thacher Steer Tesla's $5B Offering
- Preparing For A CMBS Litigation Wave Amid COVID-19
- The Problem With Collectability In Legal Malpractice Cases