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Capital Markets - February, 2021
227 articles
- Fidelity Nabs Bench Trial Win Over $100M Stock Sale
- Robinhood In Settlement Talks With FINRA Over 2020 Outages
- MultiPlan Investor Says Co. Lied About Revenue Drop
- CFPB Can't Shake Challenge To Financial Law Taskforce
- Baxter Settles Investor Suit Over Forex Accounting Controls
- Weil-Led Blank-Check Co. Nabs $1.2B To Target Fintechs
- What Biden's Ethics Pledge Means For Gov't Revolving Door
- AML Watchdog Urges Licensing Of Cyber-Assets In Standards
- IPOs Still A Hot Ticket As Post-Pandemic 'Normalcy' Beckons
- PwC Paints Whistleblower As Disgruntled Worker At Trial
- Investor Settlements Held Steady In 2020 Despite Pandemic
- GPB Capital Sues Bank To Get Back Virus Relief, Loan Money
- Fenwick-Led Crypto Exchange Coinbase Files Direct Listing
- Punishing Bar Exam Policies On Menstrual Products Must Go
- Robinhood Drama Puts Trade Settlement Time In The Spotlight
- IHS Markit Investors Want To Check Math On $44B S&P Merger
- Ex-PwC Worker Put In Hot Seat Over Rude Texts, Emails
- SEC To Drill Down On Cos.' Climate-Related Risk Disclosures
- House OKs Bill Requiring Puerto Rico Conflicts Disclosure
- Credit Firm Moves To Block Investor's Merger With Rival
- Fed Chief Backs Congressional Fix On Legacy Libor Contracts
- SEC Sets Early Record For Whistleblower Awards In FY 2021
- Apache Faces Investor Suit Over Failed Drilling Project
- Ex-MGM, CBS Execs' 7th Blank-Check Co. Lands $1.5B In IPO
- Transaction Toolkit For A More Litigious M&A Environment
- Takeaways From DOJ Fraud Section's Pandemic Year
- Real Estate Rumors: City National Bank, Silverstein, Perry
- Financial Institutions Must Prepare For Climate Regulations
- Latham, Skadden Rep Joby Aviation's $6.6B Go-Public Deal
- Congress' Expansion Of SEC Disgorgement Was Irresponsible
- 8 Firms Power $8B SPAC Deal For Indian Clean Energy Giant
- It's Time For Law Firms To Start Loving And Leveraging Data
- PwC 'Punished' Thorough Auditing, Whistleblower Testifies
- SEC Bars Ex-KPMG Auditors Over College's Tax Problem
- FinCEN Head Says Data Security Key To New Reporting Plan
- Investment Firm M31 Capital Preps Bitcoin Hedge Fund
- Nasdaq Hopes SEC Greenlights Revised Direct Listings Plan
- Kirkland, White & Case Drive Home A-Rod's $500M SPAC
- Fed's Powell Says Looking Into Digital Dollar Is 'High Priority'
- Keys To Protecting Clients During Law Firm Dissolution
- Bitfinex And Tether Settle NY Probe With $18.5M Fine And Ban
- Puerto Rico's Fiscal Board Announces $11B Bond Debt Deal
- US, PetroSaudi Tussle Over Fate Of $330M 1MDB Funds
- Virtual Meetings Creating New Compliance Gap, Report Warns
- Latham Lands Tech Transactions Atty From Mayer Brown
- 4 Firms Build $8.5B SPAC Deal For Metal Packaging Biz
- PwC Whistleblower Testifies About Cozy Auditing Practices
- PwC, Citi, Goldman Sachs Dodge Startup Stock-Drop Suit
- 4th Circ. Won't Revive Securities Suit Against Triangle Capital
- VC-Backed Startups Roblox And Oscar Health Ready Listings
- Akin Gump Adds Longtime Sullivan & Cromwell Benefits Atty
- FINRA Official Urges 'Holistic' Approach To Trading Oversight
- Davis Polk, Weil Power $11.75B Lucid Motors SPAC Merger
- 4 Firms Guide Cannabis Co.'s $1.9B Go-Public Deal
- Justices Won't Review Immigration Atty's $2.4M Judgment
- Ripple Eyes Internal SEC Discussions On Token's Legal Status
- Sidley, Graubard Steer Fintech Co.'s Go-Public At $4.7B Value
- What CFTC Reporting Changes Mean For Pool Operators
- Real Estate Rumors: Citi, Civic Builders, EastBanc
- Cyxtera Technologies To Go Public In $3.4B SPAC Merger
- Shearman Nabs Ex-Jones Day Capital Markets Pro
- How Case Management Orders Can Support New Attorneys
- Barclays Escapes UK Municipalities' Libor Loan Suits
- Companies Beef Up Risk Disclosures As Biden Era Begins
- Kessler Topaz Garners $41.1M For Repping Snap Investors
- Citi's Loss Over $500M 'Blunder' Won't Be Easy To Shake
- Compliance Vet To Guide Black, Latinx-Focused Banking Co.
- MicroStrategy Raises $1B In Upsized Offering To Buy Bitcoin
- Taxation With Representation: Latham, White & Case, Sidley
- Davis Polk, Paul Hastings Rep Fintech SPAC's $250M IPO
- An In-House Counsel's Guide To Better Work Management
- Congress Hits Robinhood Hard In 1st GameStop Hearing
- First-Ever Bitcoin ETF Launches On Toronto Stock Exchange
- Robinhood Can't Ditch Online Traders' Suit Over Outages
- The Best Ways To Respond To Enforcement From SEC, CFTC
- 3 Firms Fuel $1.5B SPAC Deal For Satellite Imagery Co.
- Quinn Emanuel To Return Fee To Bankrupt Crypto Firm Cred
- Ex-RBC Compliance Pro Joins BestEx Trading Tech Firm
- Ex-SEC Chairman Jay Clayton Returns To Sullivan & Cromwell
- Avoiding Materially Adverse Conflicts After New ABA Opinion
- Deals Rumor Mill: SpaceX, Marqeta, Aerion
- What To Expect When Reddit And Robinhood Face Congress
- Cannabis Co. Helix Faces Investor Suit Over Proposed Merger
- Ripple Labs Accused Of 'Word Games' In $175M Stock Row
- Goldman, JP Morgan Prevail Over Aluminum Antitrust Claims
- NY AG, Feds Say Crypto Platform Sold Unregistered Securities
- Movie Producer Settles SEC's Pot Co. Ponzi Scheme Suit
- US-Style SPAC Launches In Germany Hunting For Tech Biz
- Sportsbooks Could Use Derivatives Market, But Is It Betting?
- Mastercard Unveils Card Linked To Bahamas' Digital Currency
- Coinbase Appoints New CCO As It Prepares To Go Public
- GameStop Investor Sues 'Roaring Kitty' Over Market Frenzy
- SEC Sues Morningstar Over 'Adjustments' In CMBS Ratings
- SEC, Ripple Say No Settlement In Sight Over Token Sale Fight
- 2 Ways Insurance Regulation Will Change Under Biden Admin.
- 2 Craft Cos. Hope To Reap Rewards Of Hot IPO Market
- Sidley, Morgan Lewis Steer $3.69B Reverse Morris Trust Deal
- US Legal System Can Benefit From Nonlawyer Ownership
- Asset Manager Considerations After SEC's Pricing Data Case
- Ex-Treasury Senior Adviser Joins Cravath From Rival Firm
- MicroStrategy Plans $600M Bitcoin Buy Amid Record Surge
- Citi Can't Recover Funds Sent In $900M Revlon Loan 'Blunder'
- AmEx Discloses Federal Probes Into Card Sales Practices
- Senate Dems Press SEC To Strengthen Insider Trading Rule
- Va. Consumers Seek Class Cert. In Payday Lending Suit
- Ex-Cred CFO Declares Bankruptcy After $8M Turnover Order
- Davis Polk, Skadden Steer Cannabis SPAC's $175M IPO
- King & Spalding, White & Case Rep $4B Sharecare-SPAC Deal
- Taxation With Representation: Kirkland, Cleary, Faegre
- Davis Polk, White & Case Steer SPAC Union For $2.4B Fintech
- Credit Suisse Pays $600M To Settle Toxic RMBS Case
- Trump-Era Retirement Rollover Regs Taking Effect As Planned
- SPAC Surge Could Have Ripple Effects Overseas
- GOP Sens. Ask SEC To Scrap Nasdaq Diversity Plan
- Key Deliverables For SPAC Parties Amid Growth Trend
- Managing Dueling Agendas In Banking Regulation
- SEC's $30M Ponzi Suit Takes Step Toward Victim Payments
- Lyft Wants Calif. State IPO Suit Scrapped In Light Of Fed. Case
- SEC Draws 'Critical' Line Between Settlements And Waivers
- Coronavirus Litigation: The Week In Review
- Pet Care App Rover Valued At $1.35B In Blank-Check Union
- Early Robinhood Ruling Marks Rocky Start For Traders' Suits
- Deals Rumor Mill: Microsoft, Xos Trucks, Bilfinger
- Firms See Tech As Key To Anti-Money Laundering Compliance
- Calif. Biotech Firm Settles SEC's COVID-19 Blood Test Claims
- SEC's 'Boilerplate' Deal With Ex-State Street Exec Irks Judge
- Building A Law Firm Knowledge Bank For Thought Leadership
- Investors Swoon Over Bumble's $2B Upsized IPO
- Securities Market Urgently Needs Federal Insider Trading Law
- Shareholder Accuses Peabody Of Hiding Mine Safety Issues
- Latest OCC Crypto Bank Approval Hints At Post-Trump Future
- Atlanta Firm To Pay FINRA Fine Over Fund-Switching Lapses
- Apollo-Backed Co. Joins SPAC Wave With Upsized $600M IPO
- Robinhood Users Face Uphill Fight For TRO In GameStop Suit
- Blank-Check Merger Values Genomic, Patient Data Biz At $2B
- Let's Emerge From The Pandemic As Legal Innovators
- What New Corporate Disclosures Mean For Real Estate
- Holland & Knight Adds Ex-DLA Piper Finance Partner
- Congress Should Leave Proxy Advice Rule Review Up To SEC
- Cooley, Kirkland Pilot SPAC Merger For $3.8B Air Taxi Startup
- Nasdaq, NYSE Challenge New SEC Stock Price Data Rules
- SEC Judge Fines Accountants Over CBD Co.'s Cooked Books
- SEC Enforcement Gets Obama-Era Investigative Power Back
- NY Regulator Encourages Banks To Fund Climate Resilience
- Ex-HSBC Banker Can't Skip Prison, But Wins Vaccine Delay
- SEC Wants Clearer Risk Disclosures Amid Market Volatility
- FINRA GameStop Probe May Put Firms' Compliance In Focus
- Greenberg Leads Appgate In Merger To Go Public
- Kirkland, Wilson Sonsini Guide Deal Forming $1.3B Biotech
- A Road Map For US Involvement In Europe's Cum-Ex Probe
- 2nd Circ. Says No 2nd Shot For Milberg In $12M Fee Dispute
- Anticipating Predictive Analytics' Potential Uses In Litigation
- Hyzon Motors Valued At $2.7B In SPAC Deal Driven By 3 Firms
- Clover Health Investor Says Co. Hid DOJ Probe During Merger
- Robinhood Sued Over 20-Year-Old Trader's Suicide
- 3 Firms Steer Blank-Check Merger Creating $2.9B 3D Tech Biz
- Investment Co. Claims Fund Is Trying To Extort Weed Shares
- Bumble Upsizes IPO As More Companies Join Pipeline
- Tesla Buys $1.5B Of Bitcoin As Musk Touts Meme Crypto
- This Black History Month, Law Firms Should Challenge Norms
- 'Short Squeeze' Class Actions Face Uphill Battle
- EB-5 Investors Settle Claims PNC, Ex-Banker Aided Fraud
- Armstrong Teasdale Finishes Kerman Purchase In London
- 2 Firms Guide Blank-Check Co.'s $1B Tripled Offering Plans
- What Energy Sector Should Expect From Biden's Tax Policies
- Financial Services Co. Boss Gets 2 Years For $4.4M Fraud
- Debt Markets Off To Strong Start In 2021 As Cos. Seek Cash
- Calif. Firm Wants 'Short Squeeze' Suits Sent To San Francisco
- PayPal Says CFPB Investigating Venmo's Collection Practices
- Congress Should Make TCJA Income Definition Permanent
- SEC Names Acting Deputy Director Of Enforcement
- Trio Of Fintech-Focused SPACs Raise $895M Total In IPOs
- Goodwin-Led Gene Therapy Co. Nabs $150M Via PIPE
- Judges On Race
- Gibson Dunn Forms US-UK Enviro Social Governance Group
- Law Firm Penalties On Departing Partners Just Got Riskier
- Luckin Coffee Seeks Ch. 15 Protection In New York
- Biden Pulls Trump Picks For 1st Circ., Other Courts, Agencies
- Sana's Smash IPO Tops Biotech Trio Raising $811M Combined
- SEC Seeks Comments On Money Market Fund Reform
- Bitcoin Agent Avoids Prison For Lying To Get $3.25M Payment
- Illiquid Asset Valuation Presents Unique Risks Amid Pandemic
- 7 Takeaways From Recent Del. Statutory Appraisal Litigation
- Countries Need Int'l Forum For Sovereign Debt Restructuring
- Latham, Ogier Steer PE-Backed Atotech's $498M Public Debut
- Deals Rumor Mill: WeWork, Nestle, Kraft Heinz
- NJ Case Has Lessons On Arbitration Clauses In Atty Retainers
- 23andMe Inks $3.5B Deal With Richard Branson-Backed SPAC
- Canadian Court Preserves Restructure Of Pot Co. IAnthus
- FINRA Warns Of Potential China-Linked Trading Schemes
- Securities Filings Drop In 2020 With Fewer M&A, State Suits
- Pair Of Tech IPOs Soar After Exceeding $1.3B Combined
- Cred Inc. Subsidiary's Ch. 11 Case Survives Dismissal Bid
- It's Time For The SEC To Overhaul Cryptocurrency Regulation
- Project Finance Will Be Key To Developing Hydrogen Market
- O'Melveny-Led Cannabis Finance REIT Readies $100M IPO
- Top Sen. Banking Republican Seeks Capital Markets Bill Ideas
- 3 Firms Guide Payoneer's SPAC Go-Public At $3.3B Value
- Tips For Protecting Privilege When Working With Outside PR
- 3 Procurement Priorities For Law Firms In Uncertain Times
- Insurance Software Co. Valued At $7B In Go-Public Deal
- SPACs Surged In January Following Record-Breaking 2020
- Winston, Ropes Pilot $2.1B Deal For Satellite Launch Co.
- Warren Seeks Answers From Robinhood Over Trading Limits
- Former WageWorks Execs Must Repay Co. $2M In SEC Deal
- FINRA Report Puts 'Game-Like' Trading Apps On Notice
- An OFAC Compliance Checklist For Ransomware Payments
- Fried Frank, Skadden Guide $190M Nasdaq Divestiture
- Fla. Judge Cites News, Chats In Recusing From Robinhood
- Simpson Thacher-Led Bumble Eyes $1B IPO
- How Debtor-In-Possession Loans Guide On Libor's Exit
- UK Is Proof Nonlawyer Ownership Threatens Legal Profession
- FHFA Promotes Atty To General Counsel
- Arnold & Porter Nabs Ex-Jones Day Capital Markets Pro
- Lawsuits Mount As Robinhood Eases Trading Restrictions
- SEC Names ESG Adviser Amid More Progressive Agenda
- Milberg Asks 2nd Circ. For 2nd Chance In $12M Fee Dispute
- Robinhood Raises $3.4B As Retail Stock Trading Soars
- 3 Firms Guide SPAC Deal Creating $3B Car Battery Co.
- High-Speed Trader To Pay $15M To Settle Spoofing Suit
- Blitz Of Biotechs Join Crowded IPO Lineup To Start February
- Arnold & Porter, Skadden Rep $2B Wheels Up Go-Public Deal
- Microcap Firms Agree To Arbitrate Part Of Client Theft Suit
- Remote Bar Exams Pose New Learning Disability Challenges
- Pulling Up Stakes: Proskauer, Latham, Milbank
- Cooley, Mintz Levin Craft $3.05B Deal For Drug Developer
- Rockets Owner Takes $6.6B Casino, Restaurants Biz Public