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Capital Markets - September, 2021
216 articles
- Infrastructure Bill In Limbo As House Continues To Mull Vote
- Robinhood's College Tour May Fly In The Face Of Regulators
- Dems Release Bill To Revamp Bank Merger Review Process
- Ropes, Latham Steer Hair Care Company's Upsized $1.6B IPO
- German Bank Successor Liable For $1.2B Cum-Ex Tax Debt
- Fintech, Gaming SPACs Raise $375M In IPOs
- Gunderson-Led Theseus Pharma To Launch $125M IPO
- How Investors Can Avoid Falling Prey To Crypto Scams
- Senate Confirms Rohit Chopra As CFPB Director
- Deals Rumor Mill: Willis Towers Watson, Huntsman, Fanatics
- Fed's Powell Says 'No Intention' To Seek US Ban On Crypto
- 2nd Circ. Floats NY High Court Punt In Citi $500M Revlon Fight
- Goldman-Backed Chat Service Symphony Settles With CFTC
- CFTC Fines SocGen $1.5M Over Swap Dealer Disclosures
- NFLer's Ex-Roommate Convicted In Insider Trading Scheme
- CFTC Hits Crypto Exchange Kraken With $1.25M Fine
- CFTC Accuses Investment Firm Of Forex Trading Fraud
- SEC Accuses Former Goldman Analyst Of Insider Trading
- SEC Proposes That Funds Beef Up Proxy Voting Disclosures
- Warby Parker Shares Beat Benchmark Following Direct Listing
- Tether, Bitfinex Must Face Crypto Market Manipulation Claims
- Allvue Delays IPO, Citing 'Adverse Market Conditions'
- Silver Mining Co. Hits JPMorgan With Spoofing RICO Suit
- What 9th Circ. Privilege Test Means For Dual-Purpose Advice
- Latham, Davis Polk Rep Planned $901M Luxury Gym IPO
- SEC Says Cannabis Pill Maker Ran $2M Securities Fraud
- CFTC Fines Citi, 2 Others Over Swap Reporting Failures
- Amplitude Shares Rise Following Nasdaq Direct Listing
- Lifting The Veil On The Supreme Court's Shadow Docket
- Wealth Manager Denies Claims In $9M Crypto Fraud Suit
- CFTC's Berkovitz To Reunite With Gensler As Top SEC Lawyer
- Winston & Strawn Adds Capital Markets Partner In Chicago
- Warren Won't Back 'Dangerous' Powell For 2nd Term At Fed
- Tilray Gets Securities Fraud Claims Tossed For Now
- Gensler Warns Panel About Costs Of Going Public Via SPACs
- Blockchain Biz Announces $100M Investment Unit
- 8 Firms Guide 3 Cos. For $969M In Planned IPOs
- Puerto Rico Fiscal Board Seeks Pension Cut Deal
- MoFo Nabs Another Fintech Partner From Reed Smith
- SEC Files Suit Over 'Meme Stock' Options Trading Scheme
- Embracing ESG: United Natural Foods GC Talks Bottom Line
- Crypto Whiz Cops Plea Before North Korea Sanctions Trial
- Big Firms' Compliance Costs Nearly Doubled Since COVID
- 4 Firms Drive SPAC Deal For $20B Electric Car Co. Polestar
- SEC's 1st Crowdfunding Enforcement Turns Heat On Portals
- Interest-Earning Crypto Crackdown Is Bigger Than Coinbase
- China Bans All Crypto Transactions In Broad Clampdown
- COVID Test Maker, Analytics Firm Price IPOs Totaling $740M
- SEC Sues UK Father And Son, 2 Others In Microcap Scam
- Robinhood Taps Crypto CCO, And Other Top People Moves
- SPAC Investor Sues Over Post-Deal Slide Of Telehealth Co.
- 3 Attorney Ethics Considerations For Litigation Funding
- Key Trends In Recent Cyber-Related Securities Class Actions
- SEC Letter Raises Climate Reporting Bar Before Rules Drop
- Home REIT Raises $481M In Upsized Offering
- SEC Brings First Disclosure Rule Action Against Muni Adviser
- Money Transfer Firm Remitly Leads Trio Of Fintech IPOs
- JPMorgan To Pay Treasury Futures Investors $16M For Spoofs
- 4 Steps For Improving Board Diversity Per New Nasdaq Rule
- Canadian Regulators Warn Crypto Platforms About Marketing
- Ex-OppenheimerFunds Analyst Charged With Insider Trading
- Biden Picks Ex-Davis Polk Atty, Law Prof For OCC Chief
- MVP: Wilson Sonsini's Rezwan Pavri
- V&E Steers Climate-Focused Blank-Check Firm's $200M IPO
- Fed 'Closely Monitoring' Wells Fargo's Cleanup, Powell Says
- Senators Probe SPAC Creators Over Possible Market Abuses
- Citi Wants Grand Jury Docs In Ex-Trader's Forex Probe Suit
- Cooley-Guided Freshworks' $1B IPO Leads 4 New Offerings
- Treasury GC Nominee Takes Heat From Warren Over Recusals
- How ABA Opinion Shifts Alternative Biz Structure Landscape
- Investors Say Robinhood's MDL Dismissal Bid Is Too Early
- MVP: Fenwick's Ran Ben-Tzur
- Treasury Sanctions Crypto Firm Over Ransomware Ties
- SEC Dumps FINRA Fine Against Brokerage In 'Rare' Rebuke
- OCC's Chief Warns Of 'Fool's Gold Rush' In Crypto
- SPAC Shareholder Sues Over Loss On $1B XL Fleet Merger
- Ripple Loses Bid For SEC Staff's Crypto Trading Records
- NY Banking Agency Pitches Small Biz Loan Disclosure Rule
- Freshfields-Led Universal Music Strikes Chord With Investors
- FINRA Seeks To Demystify The Social Media 'Influencer'
- Crypto Platforms To See More SEC Crackdowns, Gensler Says
- Virtu's Access To Insurer's Files Curbed In $11M Hacking Fight
- Ex-Locke Lord Atty, Others Escape Investors' OneCoin Suit
- MVP: Paul Weiss' John C. Kennedy
- Why Coinbase Was Destined To Lose Its Battle With The SEC
- SEC Chair Frets About 'Clothesless' Libor Alternative
- Minority BitMEX Owner Wants Out Of CFTC Suit
- Ice Cube's TM Suit Against Robinhood Wrecked For Good
- Officials Should Be Canned Over Pandemic Trades, Fed Told
- Software, Fintech Startups Lift IPO Targets To Start Busy Week
- Olaplex Joins Crowded IPO Pipeline With Plans To Raise $1B
- Coinbase Backs Off Lending Program After SEC Pressure
- Embracing ESG: HPE Counsel Talk Effective Board Oversight
- The UK Reforms That Add Investor Allure To SPACs
- MVP: Davis Polk's Derek Dostal
- 3 Firms Drive SPAC Deal Forming $1.4B Investment Firm
- SEC's 1st Crowdfunding Suit Targets Pair Of Cannabis Cos.
- Pandemic IG Eyes Borrowers, Lenders On Fraud Deep-Dive
- IPO Lockup Periods Begin To Loosen Amid Market Pressure
- Treasury Hits Alleged Terrorist Operatives With Sanctions
- Hong Kong Exchange Proposes Rules To Allow SPAC Listings
- RBC Unit To Pay SEC $863K Over Muni Bond 'Flippers' Claims
- Justice Gap Demands Look At New Legal Service Models
- Cohen Milstein Wants To Lead Tower Research Spoofing Suit
- MVP: Goodwin Procter's Bradley C. Weber
- Ice Cube's Robinhood TM Suit Comes Down To Endorsement
- PDVSA Eyes Sanctions Officials' Convos In $150M Debt Suit
- SEC Settles With Calif. School District Over $28M Bond Sale
- Fed To Review Trading Rules For Officials After Backlash
- PE-Backed Identity Software Co. Leads 2 IPOs Totaling $528M
- Despite Risks, Venezuela May Rekindle Investor Interest
- OFAC Settlement Extends Sanctions' Reach Beyond US Dollar
- Blockchain Biz Avalanche Raises $230M In Private Token Sale
- Self-Styled 'Bad Guy,' Partner Bank $8.5M Despite SEC Action
- Deals Rumor Mill: Stripe, Novolex, Unilever
- Skadden, Kirkland Lead Prenetics' $1.7B SPAC Deal
- Navigating Dealer Status After SEC Settlement With Adviser
- 'Roaring Kitty' Ex-Employer Fined $4M Over GameStop Posts
- Wilson Sonsini, Kirkland Steer Gogoro's $2.35B SPAC Deal
- Crypto Fund Boss Gets 7½ Years For $90M Ponzi Scheme
- 9 Companies Storm Capital Markets With IPOs Totaling $3B
- Kirby McInerney, Gilbert Interim Leads In CDS Market Rig Suit
- Nikola Founder Seeks To Shift NY Fraud Case To Arizona
- Man Can't Sue IRS Over Crypto Exchange Docs, 1st Circ. Told
- Crypto Ranking Site Accused Of Manipulating Token Price
- SEC Whistleblower Bounty Program Hits $1B Milestone
- 3 Firms Guide Fintech Biz Pagaya's $8.5B Go-Public Deal
- Warren Says Fed Must Break Up 'Irredeemable' Wells Fargo
- GOP Sens. Chide SEC's Gensler On Disclosure Rules, Crypto
- SEC Seals $10M Deal With Firm That 'Lied' About Data Usage
- Fla. Biotech Co.'s Misleading IPO Hurt Investors, Suit Says
- Uber Aims To Slash 'Piggyback' Investor Claims In IPO Suit
- 3 Firms Guide Sportradar's $513M IPO
- Sea Mining Biz Seeks $220M From Would-Be SPAC Investors
- Vivendi Readies Universal Music Spinoff At $39B Valuation
- These Firms Have The Most Women In Equity Partnerships
- Board Diversity Considerations In Light Of New Nasdaq Rules
- Biden Taps 2 For CFTC, Boosts Behnam To Permanent Chair
- Pinterest 'Co-Creator' Says She Got Nothing From $14B IPO
- 7 Companies To Join September Blitz With IPOs Topping $2.8B
- FINRA Fines Ex-Merrill Lynch Rep Over Alleged Spoofing
- Embracing ESG: Leidos GC Talks Social Responsibility
- Forge Global To Go Public In $2B SPAC Deal
- Ga. Telecom Can't Get Out Of Investment Banker's $2M Suit
- Skadden Picks Up Ex-SEC Enforcement Unit Chief In NYC
- Law360's Glass Ceiling Report: What You Need To Know
- Coinbase Seeks $1.5B From Investors For Possible M&A
- SEC Nabs $539M Settlement With Chinese Billionaire's Groups
- Coinbase Probe Shows SEC Game To Play Hardball On Crypto
- Judge Rejects Ex-Goldman Exec's Bid To Avoid 1MDB Trial
- Centra Tech Investors Score Class Cert. In Suit Over $32M ICO
- 9 Firms Rep Quartet Of Blank-Check Cos. Raising $710M
- Didi Hit With Another Investor Suit Over $4.3B IPO
- FINRA Names New Head Of Supervision, Havlik To Depart
- 15 Firms To Guide IPOs Exceeding $3.4B As Activity Resumes
- Learning From The Latest SEC Cybersecurity Enforcement
- Swiss Regulator Approves First Digital Tokens Exchange
- FenXun Adds Senior Counsel To Capital Markets Team
- Robinhood Can't Get Out Of Revamped Data Breach Suit
- SIFMA Wants More Time To Give SEC 'Gamification' Input
- 'Suspicious' Judge Unsure Of SEC's Crypto Claim In IPro Case
- SEC Panel Endorses Tougher Regs On SPACs, Insider Trading
- OCC Slaps Wells Fargo With $250M Fine Over Home Loans
- CFTC's Quintenz Joins Andreessen Horowitz As Adviser
- Hedge Fund Manager Cops To $100M Securities Fraud
- Deals Rumor Mill: Engie, Advance.AI, Aramex
- SEC Fines NJ Adviser $400K Over High Mutual Fund Fees
- Libor Replacement Must Factor In Fed's Influence Over SOFR
- O'Melveny Adds Capital Markets Pro From Simpson Thacher
- CFTC's Berkovitz Says He's Stepping Down Next Month
- Lessons In Crisis Lawyering 20 Years After 9/11
- Cooley, Davis Polk Rep $1.6B E-Commerce Go-Public Deal
- Coinbase May Face SEC Action Over Cryptocurrency Product
- Robinhood CCO On Quest To Build Top-Tier Compliance Unit
- Judge Nixes Sanctions, Fees After CME's $15.7M TM Trial Win
- Adoption Of Extended M&A Valuation Models Seems Unlikely
- Centra Tech Investors Again Seek Class Cert. Over $32M ICO
- Comparing 'Ultimate Beneficial Owner' Rules In EU And US
- BitMEX Shakes Crypto Traders' Racketeering Charges
- Coin Metrics Snags Refinitiv Top Attorney For GC Role
- FINRA Fines Santander Over Report Disclosure Issues
- Embattled Credit Suisse Names New Compliance Chief
- FCA Board Flags Risks Of Regulator's SPAC Rule Changes
- SEC Marketing Rule Keeping Compliance Pros Up At Night
- 6 Companies Recharge IPO Market With Plans To Raise $2.7B
- Broker Loses Bid To Block 'Unfair' Virtual FINRA Hearing
- Thai Regulator Seeks To Shut Down Crypto Exchange Huobi
- El Salvador Loads Up On Bitcoin As Novel Law Takes Effect
- Marsh McLennan Names New Global Compliance Chief
- Kraft Bundled Bad News To Blur Probe's Impacts: SEC Official
- Lawyers Gear Up For Packed IPO Pipeline As Autumn Nears
- Fintech, Energy-Centric SPACs Together Raise $400M In IPOs
- McDermott Expands Into Asia With Launch Of Singapore Hub
- Bond Investors Denied 2nd Circ. Redo In Market-Rigging Suit
- CMBS Issuance On The Rise, But Questions Remain
- SEC Must Tackle Proxy Adviser Problems
- Kraft Heinz To Pay $62M To End SEC Accounting Fraud Probe
- Justices Shelve Securities Discovery Case As Sides Near Deal
- Singapore Unveils Regulatory Regime To Allow SPAC Listings
- Why So Many Law Firms Are Rallying In Defense Of SPACs
- Pot Co. IAnthus Fights Hedge Fund Over Debt Plan Deadline
- SEC Wins Access To Ripple's Internal Slack Messages
- Virtual Currencies Gain Recognition In Texas Commercial Law
- Deals Rumor Mill: Mailchimp, Hexaware, ParshipMeet
- Trump Ally Barrack Signals Brady Fight In Lobbying Case
- Why Structured Data Is Increasingly Important To Your Case
- Pulling Up Stakes: Latham, Wilson Sonsini And Schiff Hardin
- Ex-CFTC 'Crypto Dad' Leaves BlockFi Board After 4 Months
- Cos. 'Begging' For ESG Guidance From SEC, Report Says
- Data Analytics Gives SEC Enforcement Edge On Earnings
- Embracing ESG: AIG Counsel Talks SEC Risk Alert
- 2 Firms Rep Fintech-Focused Blank-Check Co.'s $250M IPO
- 6 Firms Jockey To Lead DraftKings Investors' Merger Row
- Latham Opens Austin Office With Focus On Emerging Cos.
- Robinhood Says Potential $3.4B Offering Is Under SEC Review
- Moye White Expands For First Time, Merges With Atlanta Firm