Capital Markets Archive » October, 2021

Capital Markets - October, 2021

221 articles

• Fla. Bitcoin Trial May Mine Origins Of The Cryptocurrency
• DOJ Reloads Key Weapon In Fight Against Corporate Crime
• Texas Bitcoin Miner Taps Kirkland For Market Debut Plans
• Canadian Mining Co. Lied To Drive Up Stock Price, Class Says
• Taxation With Representation: Latham, V&E, Gibson Dunn
• SEC Fines Treasuries Clearing Agency $8M Over Risk Controls
• Israeli Trading Co. Fight Must Be Arbitrated, Court Hears
• Investor Sues Gas Co. Over Merger Details With Sinclair Oil
• SEC Says NJ Broker Stole $2.8M With Fraudulent Transfers
• Levi & Korsinsky To Lead Coinbase Investors' Stock-Drop Suit
• King & Spalding Lures Exec Comp Partner From Jones Day
• Cleary-Led Chipmaker's $2.6B IPO Leads Trio Of Offerings
• Blockchain Biz Alchemy Hits $3.5B Value In Series C Round
• Mutual Of Omaha Agent Settles In Timber Co. Ponzi Scheme
• Deals Rumor Mill: Impossible Foods, Francisco Partners, Orix
• SEC Says Sen. Burr's In-Law Won't Comply In Trading Probe
• Puerto Rico Fiscal Board Gives OK To Amended Bond Act
• State Street Compliance Pro To Join Former Wells Fargo Unit
• CFTC Chair Nominee Vows Leadership On Crypto, Climate
• Trump Media Co. Investors May Get Windfall From SPAC Deal
• Facebook Hit With Investor Suit Over Whistleblower Claims
• SEC Inks $38.8M Settlement With Akazoo Over Fraud Charges
• Latham, Cooley Steer Rent The Runway's Upsized $357M IPO
• Brazil's Nubank Confidentially Files For IPO
• Fed Officials Face Fines For Trading Violations Under New Bill
• 3 Common Tactics For Challenging SPAC Deals In Court
• Lawyers Can And Should Commit To Climate Action
• Informatica Raises $841M In Return To Public Markets
• Latham, V&E Drive $3.4B Deal For Phillips 66 Takeover Of MLP
• Wyden Plan Would Tax Billionaires To Fund Biden's Agenda
• Global Body Backs New UK Rules For Libor Transition
• Hemp Biz Launches Blockchain-Based Litigation Funding
• Robinhood Traders Bid For Class Cert. In App Outage Case
• House Panel Mulls More Scrutiny For US-Listed Chinese Cos.
• Crypto Exchange Coinlist Hits $1.5B Valuation In Series A
• 'No Excuses' For Dragging Feet On Libor, OCC's Hsu Warns
• Crypto 'Thought Leader' Can't Duck CEO's Defamation Claims
• What Enron Scandal Means To Investors 20 Years Later
• Prickett Jones Seeks To Steer Class In Unfair Stock Deal Suit
• Greensill's Ch. 11 Plan Approved With Trimmed Releases
• Judge Tosses Investors' Suit Against Chinese Electric Car Co.
• Latham, Sidley Steer Claros Mortgage's Planned $134M IPO
• Big Banks Beat Investors' Odd-Lot Bonds Antitrust Suit
• Apollo Stockholder Sues For Books Over $640M Tax Payout
• 20 Years After The Patriot Act, FinCEN Still Has Room To Grow
• Citadel Clashes With SEC At DC Circ. Over 'D-Limit' Orders
• Massive Walgreens Worker Class Inks $13.75M 401(k) Deal
• Trendy Salad Chain Sweetgreen Files Plans To Go Public
• Federal Judges Face Stricter Trade Disclosures Under New Bill
• State Street Corp. Names New Chief Risk Officer
• 3 Firms Guide Volvo In Undersized $2.3B IPO
• Confronting Origination Credit: Why GCs Need To Speak Up
• Cooley-Led Shoe Brand Allbirds Kicks Off IPO Plans
• Attys For GreenSky Investors In IPO Suit Get $6.2M In Fees
• Mixmax Investor Sues In Del. To Inspect Corporate Books
• Latham Snags Baker Botts Pro For New Austin Office
• Skadden, White & Case Rep $1B FaZe Clan Go-Public Deal
• Mirae Lands $450M CMBS Loan From Deutsche, Goldman
• Ex-Ripple, SEC Atty To Fill Binance.US' Top Legal Role
• NY Nurses, Investment Manager Spar Over Arbitration Award
• Gibson Dunn-Led Pipeline Co. Prices $229M IPO Below Range
• U.S. Treasury Council Backs SEC's Climate Disclosure Plans
• EU Clears S&P Global's $44B IHS Markit Deal With Conditions
• 4 Firms Rep $193M In Biotech, Life Sciences-Focused IPOs
• Blank-Check Co. Iconic Sports Leads 3 IPOs Totaling $761M
• What Blockchain Means For The Future Of US Health Care
• AXA Fund Launches $582M Green Bond Deal
• Slack's Direct Listing Ruling Could Have Far-Reaching Impact
• State Crypto Lending Concerns Point To SEC Action Ahead
• Bank Regulators Eye Updated Guidance To Fight Bias In AI
• NY Gov. Signs Law Mandating State Auto-IRA Program
• Trump SPAC Shares Explode Despite Several Trading Halts
• Coinbase Looks To Arbitrate Claims It Ran Deceptive Contest
• Crypto Exchange FTX Trading Valued At $25B For Series B-1
• Fed Tightens Stock Trading Rules For Officials After Backlash
• Schiff Hardin Expands Corporate Group With 3 Additions
• Deals Rumor Mill: PayPal, ByteDance, Houzz
• CFPB Targets Amazon, Facebook, Others In Payments Probe
• CFTC Makes History With $200M Whistleblower Award
• Moroccan Hotelier's Starwood Agency Claims Sent Packing
• Greensill Creditors Call Ch. 11 Plan Releases Too Broad
• Warren Bill Would Reserve PE Clawbacks For Creditors
• SEC's Lee Pushes For 'Global Solution' To Climate Disclosure
• CFPB Says Consumers Must Know Risks As Libor Nears End
• ESG Disclosure Mandate Faces Hurdles Regardless Of Path
• FTC Accuses Loan Underwriter Of Facilitating Bogus Training
• Financial Planning Tips For Retiring Law Firm Partners
• Ex-SEC Director To Advise Digital-Asset Securities Biz
• RICO Claim Trimmed In $33M Bitcoin Suit Against Pa. Attys
• Canada's Coinberry Taps Ex-JPM CCO To Head Compliance
• V&E Steers Bitcoin Miner's Upsized $127M IPO
• Gensler Says SEC Has Draft Universal Proxy Proposal In Hand
• Credit Suisse To Pay $475M Over Mozambique Bribe Scandal
• 6 Firms Rep Quartet Of Blank-Check Cos. Raising $561M
• Preparing Remote Deposition Defenses For Corporate Entities
• Cleary-Led Chipmaker Leads Four IPO Launches Totaling $4B
• Energy Co. Investor Seeks Del. TRO For Preferred Offering
• UK To Clear S&P's $44B IHS Markit Bid If Concerns Addressed
• Tether Action Sees CFTC Staking Territory In Crypto Oversight
• SEC Says 'Game-Like' Trading Apps Need More Examination
• ProShares To Launch US's First Bitcoin Futures ETF
• Informatica Plans $8.3B Valuation In Public Markets Return
• Preserving Disgorgement Tax Deductibility In SEC Settlements
• Cancer-Focused Biotech Xilio Joins Packed IPO Pipeline
• NY Joins Crackdown On Crypto Lending Products
• 3 Firms Guide €709M Deal For Silver Lake Stake In Euroclear
• Kahn Swick To Lead Post-SPAC Investor Suit Against CarLotz
• Why Law Schools Should Require Justice Reform Curriculum
• SEC Awards Total Of $40M To 2 Whistleblowers
• Rosen Law Firm To Lead Class In Robinhood MDL
• British Asset Manager Wins Signoff For Bitcoin ETF
• DOL Plan Could Make ESG Retirement Investing Hip — Again
• Latham-Led Orthopedics Firm Leads 2 IPOs Totaling $165M
• Health Care Co. Hit With Stock-Drop Suit Over Medicare Freeze
• 5 SPACs Hit Public Markets For $875M Total
• 3 Firms Construct SPAC Deal For $2.6B Philippines Casino
• Alston Real Estate Leader Sees More Fundraising Competition
• Tether To Pay CFTC $41M Over Stablecoin Reserve Claims
• Banks Still Reporting Significant Libor Exposures, EBA Warns
• SEC Resurrects Proposed Rules For Clawing Back Exec Pay
• After SEC Rejection, Bitwise Tries Again For A Bitcoin ETF
• 3 Firms Pilot Tempo Automation's $919M SPAC Deal
• Mortgage Biz Accepts Crypto Payments In Industry First
• Rosen Law To Lead Didi Investor Suit Over China Crackdown
• Fenwick-Led Software Company Among 3 IPOs Raising $1.2B
• 4 Antitrust Risk Areas To Watch For Government Contractors
• CFTC Hits UBS With $500K Fine Over Deleted Recordings
• Deals Rumor Mill: GlaxoSmithKline, Kobalt, Hyphen Group
• Real Estate Rumors: DR Horton, Harbor Group, Starwood REIT
• Abrams & Bayliss 'On The Line' In Biogen Fee-Shift Request
• McDermott Continues Energy Hiring With Baker McKenzie Atty
• 3 Firms Drive Walgreens' $5.2B Deal For Control Of VillageMD
• SEC's Top Enforcer Says Admissions Are Back On The Menu
• Sen. Brown Says Tenure Of Fed's Quarles Was 'Failure'
• Ontario Court Grants Extension Of Pot Co. IAnthus Takeover
• Goldman, Morgan Stanley Acted On Insider Info, Suit Says
• GOP Sens. Warn Of Political Bias In Fed Bank President Picks
• Crypto Miner, Winery Launch Plans For 2 IPOs Totaling $175M
• Girardi Scandal Provides Important Ethics Lessons
• 4th BitMEX Anti-Money Laundering Suspect To Appear In NY
• 'Gamification' Exposes Major Reg BI Flaw, SEC Official Says
• Paul Hastings-Led Payments Firm Prices Upsized $660M IPO
• Practical Implications Of Delaware's New Demand-Futility Test
• Fried Frank, Cooley Craft SeatGeek's $1.35B SPAC Deal
• SEC Chair Wary Of Conflicts, Bias In Predictive Data Tools
• SEC Official Warns Vast Swaths Of Economy Are 'Going Dark'
• SEC Official Urges SPACs To Disclose Conflicts Of Interest
• Binance Launches $1B Fund For Further Crypto Adoption
• Embracing ESG: Jabil GC Talks Compliance Preparation
• 3 Firms Pilot TradeZero's $556M Go-Public SPAC Deal
• FINRA Urges Firms To Review New Money Laundering Rules
• Celsius Hits $3B Valuation Despite Regulatory Scrutiny
• Hot Dog Restaurateur Leads 5 IPO Launches Exceeding $1B
• UK Plans To Review Secondary Issues To Boost Public Firms
• CFTC's Stump On Speaking Out, Crypto And Market Access
• New DOJ Crypto Team Puts Exchanges In Hot Seat
• FINRA Probes Firms' SPAC Dealings As Part Of New Sweep
• Cooley-Led Personal Finance Site NerdWallet Files IPO
• Blank-Check Co. RedBall In Tie-Up Talks With SeatGeek
• 3 Ways CLOs Can Drive ESG Efforts
• Bid To Expand Retail Access To Private Investments May Stall
• CoinFlip Is Latest Co. To Hire CCO As Crypto Scrutiny Mounts
• Renren Investors To Settle Derivative Claims With $300M Deal
• SelectQuote Investor Says Revenue Revelations Tanked Stock
• Venezuela Hit With $1.2B Judgment Over Defaulted Bonds
• Podcaster Can't Cite 'Truth' To Fight Bitcoin Libel Case
• 10 Years On, SEC's Market Access Rule Still Lacks Clarity
• Taxation With Representation: Shearman, Latham, Boggs
• FINRA Fines Merrill Lynch Over Alleged Short Sale Issues
• CFTC's Stump Reflects On An Agency In Flux
• Citi Must Turn Over DOJ Docs In Ex-Forex Trader's Suit
• Fed Official Says Big Banks May Need Climate Risk Guidance
• How Law Firms Can Rethink Offices In A Post-Pandemic World
• Fitness Chain's Reduced IPO Tops 3 Offerings Totaling $1.3B
• FINRA Aims To Boost Routing Disclosures On Unlisted Trades
• 3 Firms Guide $200M Telecoms-Focused Blank-Check IPO
• Next Fed Supervision Vice Chair Must Restore Bank Oversight
• Banking App Says It Cleared CFPB's Paycheck Advance Probe
• What To Expect From SEC's Equity Market Recommendations
• 8th Circ. Revives Freddie And Fannie Shareholder FHFA Suit
• Latham, Skadden Steer Starry's $1.66B SPAC Deal
• Deals Rumor Mill: Volvo, Francisco Partners, Telefonica
• SEC Hits Back At Bid To Curb Its AML Reporting Enforcement
• CCOs Play Key Role As Corruption, Supply Chain Risks Surge
• Think Finance Investors Ask Court To Nix Class Cert.
• Goldman, Investors Lay Out Cert. Fight Args For NY Judge
• Paul Weiss, Latham To Steer HireRight's Planned IPO
• 4 Firms Guide Canadian Fintech's Upsized $369M US IPO
• Ex-Duane Morris Atty Launches Cannabis-Focused Boutique
• 3 Firms Guide SPAC Deal For $1.5B Rigetti Computing
• Kodak Hit With New Investor Suit Over NY AG's Probe
• SEC Probes Exchange-Traded Products For Investor Risks
• Crypto Top Of Mind For Lawmakers In Hearing With SEC Chair
• Fed's Quarles Tells Banks To 'Pick Up Pace' On Leaving Libor
• Feds Accuse Hemp Co. Executives Of $15M Investment Scam
• Senate Panel Clears 2 Biden Treasury Picks, Ties On Others
• FINRA Fines Merrill Lynch $1.5M Over Muni Securities Issue
• Ozy Media Sued By Investor Over Exec Impersonation Scandal
• Warren Criticizes 'Corruption' At Fed Over Stock Trades
• 2nd Circ. Revives Fraud Suit Over $38.6M Helbiz Crypto ICO
• Morgan Stanley, UBS Escape Failed Stock Lending Co.'s Suit
• Pandora Papers Spark Calls To Expedite New AML Rules
• XRP Holders Can't Intervene In SEC's Ripple Suit
• Warren Asks SEC To Probe Potential Insider Trading At Fed
• 3 Firms Rep In GlobalFoundries' Planned $1B IPO
• Embracing ESG: Baker Hughes CLO Talks Sustainability Team
• Uber Must Face New Class Members' Claims In IPO Suit
• Coding Platform Leads 6 IPO Launches That Could Top $1.8B
• Supreme Court's Return Could Deliver Conservative Windfall
• Pro Say: A Supreme Court Term Packed With Landmark Cases
• Toomey, SIFMA Say No To New SEC 'Gamification' Regs
• SEC To Move Headquarters Under New GSA Lease
• Russian Bank Founder Cops To Tax Fraud, Owes US $500M
• Va. Consumers Score Class Cert. In Payday Lending Suit
• 4 Points To Watch As Regulators Revamp SPAC Rules
• 3 IPOs Across Far-Flung Industries Raise $823M Combined
• Up Next At High Court: State Water Rights, CIA Black Sites
• What Mainstreaming Of Litigation Finance Means For Industry
• Canadian Hemp Co. Sheds SDNY Stock Drop Suit
• Taxation With Representation: Ropes, Kirkland, Latham
• Kavanaugh Tests Positive For COVID, Has No Symptoms