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Capital Markets - October, 2021
221 articles
- Fla. Bitcoin Trial May Mine Origins Of The Cryptocurrency
- DOJ Reloads Key Weapon In Fight Against Corporate Crime
- Texas Bitcoin Miner Taps Kirkland For Market Debut Plans
- Canadian Mining Co. Lied To Drive Up Stock Price, Class Says
- Taxation With Representation: Latham, V&E, Gibson Dunn
- SEC Fines Treasuries Clearing Agency $8M Over Risk Controls
- Israeli Trading Co. Fight Must Be Arbitrated, Court Hears
- Investor Sues Gas Co. Over Merger Details With Sinclair Oil
- SEC Says NJ Broker Stole $2.8M With Fraudulent Transfers
- Levi & Korsinsky To Lead Coinbase Investors' Stock-Drop Suit
- King & Spalding Lures Exec Comp Partner From Jones Day
- Cleary-Led Chipmaker's $2.6B IPO Leads Trio Of Offerings
- Blockchain Biz Alchemy Hits $3.5B Value In Series C Round
- Mutual Of Omaha Agent Settles In Timber Co. Ponzi Scheme
- Deals Rumor Mill: Impossible Foods, Francisco Partners, Orix
- SEC Says Sen. Burr's In-Law Won't Comply In Trading Probe
- Puerto Rico Fiscal Board Gives OK To Amended Bond Act
- State Street Compliance Pro To Join Former Wells Fargo Unit
- CFTC Chair Nominee Vows Leadership On Crypto, Climate
- Trump Media Co. Investors May Get Windfall From SPAC Deal
- Facebook Hit With Investor Suit Over Whistleblower Claims
- SEC Inks $38.8M Settlement With Akazoo Over Fraud Charges
- Latham, Cooley Steer Rent The Runway's Upsized $357M IPO
- Brazil's Nubank Confidentially Files For IPO
- Fed Officials Face Fines For Trading Violations Under New Bill
- 3 Common Tactics For Challenging SPAC Deals In Court
- Lawyers Can And Should Commit To Climate Action
- Informatica Raises $841M In Return To Public Markets
- Latham, V&E Drive $3.4B Deal For Phillips 66 Takeover Of MLP
- Wyden Plan Would Tax Billionaires To Fund Biden's Agenda
- Global Body Backs New UK Rules For Libor Transition
- Hemp Biz Launches Blockchain-Based Litigation Funding
- Robinhood Traders Bid For Class Cert. In App Outage Case
- House Panel Mulls More Scrutiny For US-Listed Chinese Cos.
- Crypto Exchange Coinlist Hits $1.5B Valuation In Series A
- 'No Excuses' For Dragging Feet On Libor, OCC's Hsu Warns
- Crypto 'Thought Leader' Can't Duck CEO's Defamation Claims
- What Enron Scandal Means To Investors 20 Years Later
- Prickett Jones Seeks To Steer Class In Unfair Stock Deal Suit
- Greensill's Ch. 11 Plan Approved With Trimmed Releases
- Judge Tosses Investors' Suit Against Chinese Electric Car Co.
- Latham, Sidley Steer Claros Mortgage's Planned $134M IPO
- Big Banks Beat Investors' Odd-Lot Bonds Antitrust Suit
- Apollo Stockholder Sues For Books Over $640M Tax Payout
- 20 Years After The Patriot Act, FinCEN Still Has Room To Grow
- Citadel Clashes With SEC At DC Circ. Over 'D-Limit' Orders
- Massive Walgreens Worker Class Inks $13.75M 401(k) Deal
- Trendy Salad Chain Sweetgreen Files Plans To Go Public
- Federal Judges Face Stricter Trade Disclosures Under New Bill
- State Street Corp. Names New Chief Risk Officer
- 3 Firms Guide Volvo In Undersized $2.3B IPO
- Confronting Origination Credit: Why GCs Need To Speak Up
- Cooley-Led Shoe Brand Allbirds Kicks Off IPO Plans
- Attys For GreenSky Investors In IPO Suit Get $6.2M In Fees
- Mixmax Investor Sues In Del. To Inspect Corporate Books
- Latham Snags Baker Botts Pro For New Austin Office
- Skadden, White & Case Rep $1B FaZe Clan Go-Public Deal
- Mirae Lands $450M CMBS Loan From Deutsche, Goldman
- Ex-Ripple, SEC Atty To Fill Binance.US' Top Legal Role
- NY Nurses, Investment Manager Spar Over Arbitration Award
- Gibson Dunn-Led Pipeline Co. Prices $229M IPO Below Range
- U.S. Treasury Council Backs SEC's Climate Disclosure Plans
- EU Clears S&P Global's $44B IHS Markit Deal With Conditions
- 4 Firms Rep $193M In Biotech, Life Sciences-Focused IPOs
- Blank-Check Co. Iconic Sports Leads 3 IPOs Totaling $761M
- What Blockchain Means For The Future Of US Health Care
- AXA Fund Launches $582M Green Bond Deal
- Slack's Direct Listing Ruling Could Have Far-Reaching Impact
- State Crypto Lending Concerns Point To SEC Action Ahead
- Bank Regulators Eye Updated Guidance To Fight Bias In AI
- NY Gov. Signs Law Mandating State Auto-IRA Program
- Trump SPAC Shares Explode Despite Several Trading Halts
- Coinbase Looks To Arbitrate Claims It Ran Deceptive Contest
- Crypto Exchange FTX Trading Valued At $25B For Series B-1
- Fed Tightens Stock Trading Rules For Officials After Backlash
- Schiff Hardin Expands Corporate Group With 3 Additions
- Deals Rumor Mill: PayPal, ByteDance, Houzz
- CFPB Targets Amazon, Facebook, Others In Payments Probe
- CFTC Makes History With $200M Whistleblower Award
- Moroccan Hotelier's Starwood Agency Claims Sent Packing
- Greensill Creditors Call Ch. 11 Plan Releases Too Broad
- Warren Bill Would Reserve PE Clawbacks For Creditors
- SEC's Lee Pushes For 'Global Solution' To Climate Disclosure
- CFPB Says Consumers Must Know Risks As Libor Nears End
- ESG Disclosure Mandate Faces Hurdles Regardless Of Path
- FTC Accuses Loan Underwriter Of Facilitating Bogus Training
- Financial Planning Tips For Retiring Law Firm Partners
- Ex-SEC Director To Advise Digital-Asset Securities Biz
- RICO Claim Trimmed In $33M Bitcoin Suit Against Pa. Attys
- Canada's Coinberry Taps Ex-JPM CCO To Head Compliance
- V&E Steers Bitcoin Miner's Upsized $127M IPO
- Gensler Says SEC Has Draft Universal Proxy Proposal In Hand
- Credit Suisse To Pay $475M Over Mozambique Bribe Scandal
- 6 Firms Rep Quartet Of Blank-Check Cos. Raising $561M
- Preparing Remote Deposition Defenses For Corporate Entities
- Cleary-Led Chipmaker Leads Four IPO Launches Totaling $4B
- Energy Co. Investor Seeks Del. TRO For Preferred Offering
- UK To Clear S&P's $44B IHS Markit Bid If Concerns Addressed
- Tether Action Sees CFTC Staking Territory In Crypto Oversight
- SEC Says 'Game-Like' Trading Apps Need More Examination
- ProShares To Launch US's First Bitcoin Futures ETF
- Informatica Plans $8.3B Valuation In Public Markets Return
- Preserving Disgorgement Tax Deductibility In SEC Settlements
- Cancer-Focused Biotech Xilio Joins Packed IPO Pipeline
- NY Joins Crackdown On Crypto Lending Products
- 3 Firms Guide €709M Deal For Silver Lake Stake In Euroclear
- Kahn Swick To Lead Post-SPAC Investor Suit Against CarLotz
- Why Law Schools Should Require Justice Reform Curriculum
- SEC Awards Total Of $40M To 2 Whistleblowers
- Rosen Law Firm To Lead Class In Robinhood MDL
- British Asset Manager Wins Signoff For Bitcoin ETF
- DOL Plan Could Make ESG Retirement Investing Hip — Again
- Latham-Led Orthopedics Firm Leads 2 IPOs Totaling $165M
- Health Care Co. Hit With Stock-Drop Suit Over Medicare Freeze
- 5 SPACs Hit Public Markets For $875M Total
- 3 Firms Construct SPAC Deal For $2.6B Philippines Casino
- Alston Real Estate Leader Sees More Fundraising Competition
- Tether To Pay CFTC $41M Over Stablecoin Reserve Claims
- Banks Still Reporting Significant Libor Exposures, EBA Warns
- SEC Resurrects Proposed Rules For Clawing Back Exec Pay
- After SEC Rejection, Bitwise Tries Again For A Bitcoin ETF
- 3 Firms Pilot Tempo Automation's $919M SPAC Deal
- Mortgage Biz Accepts Crypto Payments In Industry First
- Rosen Law To Lead Didi Investor Suit Over China Crackdown
- Fenwick-Led Software Company Among 3 IPOs Raising $1.2B
- 4 Antitrust Risk Areas To Watch For Government Contractors
- CFTC Hits UBS With $500K Fine Over Deleted Recordings
- Deals Rumor Mill: GlaxoSmithKline, Kobalt, Hyphen Group
- Real Estate Rumors: DR Horton, Harbor Group, Starwood REIT
- Abrams & Bayliss 'On The Line' In Biogen Fee-Shift Request
- McDermott Continues Energy Hiring With Baker McKenzie Atty
- 3 Firms Drive Walgreens' $5.2B Deal For Control Of VillageMD
- SEC's Top Enforcer Says Admissions Are Back On The Menu
- Sen. Brown Says Tenure Of Fed's Quarles Was 'Failure'
- Ontario Court Grants Extension Of Pot Co. IAnthus Takeover
- Goldman, Morgan Stanley Acted On Insider Info, Suit Says
- GOP Sens. Warn Of Political Bias In Fed Bank President Picks
- Crypto Miner, Winery Launch Plans For 2 IPOs Totaling $175M
- Girardi Scandal Provides Important Ethics Lessons
- 4th BitMEX Anti-Money Laundering Suspect To Appear In NY
- 'Gamification' Exposes Major Reg BI Flaw, SEC Official Says
- Paul Hastings-Led Payments Firm Prices Upsized $660M IPO
- Practical Implications Of Delaware's New Demand-Futility Test
- Fried Frank, Cooley Craft SeatGeek's $1.35B SPAC Deal
- SEC Chair Wary Of Conflicts, Bias In Predictive Data Tools
- SEC Official Warns Vast Swaths Of Economy Are 'Going Dark'
- SEC Official Urges SPACs To Disclose Conflicts Of Interest
- Binance Launches $1B Fund For Further Crypto Adoption
- Embracing ESG: Jabil GC Talks Compliance Preparation
- 3 Firms Pilot TradeZero's $556M Go-Public SPAC Deal
- FINRA Urges Firms To Review New Money Laundering Rules
- Celsius Hits $3B Valuation Despite Regulatory Scrutiny
- Hot Dog Restaurateur Leads 5 IPO Launches Exceeding $1B
- UK Plans To Review Secondary Issues To Boost Public Firms
- CFTC's Stump On Speaking Out, Crypto And Market Access
- New DOJ Crypto Team Puts Exchanges In Hot Seat
- FINRA Probes Firms' SPAC Dealings As Part Of New Sweep
- Cooley-Led Personal Finance Site NerdWallet Files IPO
- Blank-Check Co. RedBall In Tie-Up Talks With SeatGeek
- 3 Ways CLOs Can Drive ESG Efforts
- Bid To Expand Retail Access To Private Investments May Stall
- CoinFlip Is Latest Co. To Hire CCO As Crypto Scrutiny Mounts
- Renren Investors To Settle Derivative Claims With $300M Deal
- SelectQuote Investor Says Revenue Revelations Tanked Stock
- Venezuela Hit With $1.2B Judgment Over Defaulted Bonds
- Podcaster Can't Cite 'Truth' To Fight Bitcoin Libel Case
- 10 Years On, SEC's Market Access Rule Still Lacks Clarity
- Taxation With Representation: Shearman, Latham, Boggs
- FINRA Fines Merrill Lynch Over Alleged Short Sale Issues
- CFTC's Stump Reflects On An Agency In Flux
- Citi Must Turn Over DOJ Docs In Ex-Forex Trader's Suit
- Fed Official Says Big Banks May Need Climate Risk Guidance
- How Law Firms Can Rethink Offices In A Post-Pandemic World
- Fitness Chain's Reduced IPO Tops 3 Offerings Totaling $1.3B
- FINRA Aims To Boost Routing Disclosures On Unlisted Trades
- 3 Firms Guide $200M Telecoms-Focused Blank-Check IPO
- Next Fed Supervision Vice Chair Must Restore Bank Oversight
- Banking App Says It Cleared CFPB's Paycheck Advance Probe
- What To Expect From SEC's Equity Market Recommendations
- 8th Circ. Revives Freddie And Fannie Shareholder FHFA Suit
- Latham, Skadden Steer Starry's $1.66B SPAC Deal
- Deals Rumor Mill: Volvo, Francisco Partners, Telefonica
- SEC Hits Back At Bid To Curb Its AML Reporting Enforcement
- CCOs Play Key Role As Corruption, Supply Chain Risks Surge
- Think Finance Investors Ask Court To Nix Class Cert.
- Goldman, Investors Lay Out Cert. Fight Args For NY Judge
- Paul Weiss, Latham To Steer HireRight's Planned IPO
- 4 Firms Guide Canadian Fintech's Upsized $369M US IPO
- Ex-Duane Morris Atty Launches Cannabis-Focused Boutique
- 3 Firms Guide SPAC Deal For $1.5B Rigetti Computing
- Kodak Hit With New Investor Suit Over NY AG's Probe
- SEC Probes Exchange-Traded Products For Investor Risks
- Crypto Top Of Mind For Lawmakers In Hearing With SEC Chair
- Fed's Quarles Tells Banks To 'Pick Up Pace' On Leaving Libor
- Feds Accuse Hemp Co. Executives Of $15M Investment Scam
- Senate Panel Clears 2 Biden Treasury Picks, Ties On Others
- FINRA Fines Merrill Lynch $1.5M Over Muni Securities Issue
- Ozy Media Sued By Investor Over Exec Impersonation Scandal
- Warren Criticizes 'Corruption' At Fed Over Stock Trades
- 2nd Circ. Revives Fraud Suit Over $38.6M Helbiz Crypto ICO
- Morgan Stanley, UBS Escape Failed Stock Lending Co.'s Suit
- Pandora Papers Spark Calls To Expedite New AML Rules
- XRP Holders Can't Intervene In SEC's Ripple Suit
- Warren Asks SEC To Probe Potential Insider Trading At Fed
- 3 Firms Rep In GlobalFoundries' Planned $1B IPO
- Embracing ESG: Baker Hughes CLO Talks Sustainability Team
- Uber Must Face New Class Members' Claims In IPO Suit
- Coding Platform Leads 6 IPO Launches That Could Top $1.8B
- Supreme Court's Return Could Deliver Conservative Windfall
- Pro Say: A Supreme Court Term Packed With Landmark Cases
- Toomey, SIFMA Say No To New SEC 'Gamification' Regs
- SEC To Move Headquarters Under New GSA Lease
- Russian Bank Founder Cops To Tax Fraud, Owes US $500M
- Va. Consumers Score Class Cert. In Payday Lending Suit
- 4 Points To Watch As Regulators Revamp SPAC Rules
- 3 IPOs Across Far-Flung Industries Raise $823M Combined
- Up Next At High Court: State Water Rights, CIA Black Sites
- What Mainstreaming Of Litigation Finance Means For Industry
- Canadian Hemp Co. Sheds SDNY Stock Drop Suit
- Taxation With Representation: Ropes, Kirkland, Latham
- Kavanaugh Tests Positive For COVID, Has No Symptoms