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Capital Markets - November, 2021
225 articles
- Ackman SPAC Can't Lean On SEC To Beat Suit, Investor Says
- Grayscale Calls SEC's Rejection Of Bitcoin ETFs Unfair
- Fed's Powell Says He Won't Sideline Supervision Vice Chair
- Brazilian Fintech Startup Nubank Cuts IPO Projection To $2.5B
- Rimon, Schiff Hardin Steer Cannabis SPAC's $200M IPO
- Seward & Kissel Hires Ex-Practus Atty For Investment Group
- Chatham Ups Bid For RR Donnelley To $10.25 A Share
- SEC's Proxy Voting Proposal Could Shake Up Private Funds
- Without Leadership Buy-In, Law Firm DEI Efforts Stand To Fail
- Troutman, Covington Lead SPAC Deal For $3.3B Bitcoin Miner
- Electric Vehicle Biz Makes Plans For $150M IPO
- JPMorgan Can't Get Quick OK For $60M Spoofing Deal
- Eversheds-Led Cannabis REIT Launches Plans For $106M IPO
- What 2021 Enforcement Results Say About SEC's Agenda
- SEC Issues Guidance On 'Spring-Loaded' Executive Comp
- Former FINRA Market Regulation Chief Joins Sidley Austin
- Hivemind Capital Launches With $1.5B For Crypto Bets
- Confronting Origination Credit: Self-Advocacy Tips For Attys
- Blockchain Loses Bid To End Claims In IP Theft, Poaching Suit
- RR Donnelley Acknowledges Chatham Bid Against Atlas
- Big Names Could Stack December's IPO Pipeline
- EU Unveils New Plans To Boost Capital Markets Union
- EU Opens In-Depth Probe Of Technical Foam Deal
- 1st Circ. OKs Tossing Investment Analyst's Defamation Suit
- Reed Smith Steers Fintech-Oriented SPAC's $250M IPO Filing
- 2 Firms Want To Lead, Combine XL Fleet Merger Suits In Del.
- Senator Probes Stablecoin Issuers Over Investor, Market Risk
- SEC's Alleging An Asset Is A Security Does Not Make It So
- A Real-World Guide To Staying Discovery In Federal Court
- Investor Disavows Toshiba Spinoff Plan, Calls For Change
- Global-E Buys Fellow E-Commerce Services Co. In $500M Deal
- Bitcoin Trial Jurors Mull Claims 'Inventor' Stole, Hid Assets
- Olympic Skater Seeks To Ice Claim Of Fraudulent Token Sales
- SDNY Judge Leans Toward Split BitMEX Trials
- Financial Co. Sues For Coverage In Investment Advising Case
- 3 Firms Guide Men's Grooming Biz's $1B SPAC Merger
- Dream Industrial REIT Prices $197M Worth Of Green Notes
- Bank Regulators Will Roll Out Crypto Guidance In 2022
- SEC Warning To Crypto Attys Harkens To Prior Crackdowns
- IMF Warns Against El Salvador's Adoption Of Bitcoin
- Investors Say E-Discovery Co. Misled On Financial Disclosure
- India-Focused SPAC Leads 2 Public Debuts Totaling $236M
- Int'l Securities Org. Urges Oversight Of ESG Ratings Providers
- Impossible Foods Bags $500M In Mirae Asset-Led Funding
- Bitcoin 'Inventor' Takes Stand Once More At Close Of Trial
- Legato Merger Targets Infrastructure With Second SPAC
- Lobe & Loeb Hires Corporate Attorney From MoFo
- Takeaways And Next Steps After FSOC's Climate Risk Report
- Medical Cannabis Co. Akanda Files Confidential IPO Docs
- Cooley-Led Crypto Biz MoonPay Blasts Off With $555M Series A
- 3 Cases Could Influence Electric Vehicle SPAC Litigation
- Reed Smith Steers Sustainability-Geared SPAC's $220M Filing
- Biden Sticks With Powell For Second Term As Fed Chair
- Bitcoin 'Inventor' Brings In Autism Expert To Help Defense
- Pomerantz Chases Its Own Archegos Litigation Against Banks
- FinCEN Urges Banks To Help Spot Environmental Crimes
- Movie Producer Owes SEC $5M For Pot Investment Scheme
- SEC Floats Increased Reporting For Securities Lending
- Surge In Tips To SEC Exposes Gaps In Internal Reporting
- Congress Adds Fuel To SEC's Ambitions To Regulate SPACs
- SEC Fines McKinsey Unit $18M Over Insider Info Policies
- Pomerantz, Block & Leviton To Lead Nikola Investor Class
- KinderCare Says 'Regulatory Delays' Derailed $503M IPO Plan
- Ledgewood Guides Fintech-Focused SPAC In $350M Debut
- SEC Accuses NJ Trader Of $5.8M Market Manipulation Scheme
- House Sends Biden's $1.75T Budget Plan To Senate
- SEC Says Fines Surged, Disgorgement Plunged In FY 2021
- Ameritrade Stockholders Fight For Del. Suit Against Schwab
- Biden OCC Pick Takes Hits From Both Sides In Senate Hearing
- Sen. Warren Urges Probe Of Trump's SPAC Merger Plans
- Reps. Push To Amend Crypto Reporting In Infrastructure Law
- Robinhood MDL Gets Its Antitrust Wing Clipped By Fla. Judge
- Cooley-Led Salad Chain Sweetgreen Serves Up $364M IPO
- Did Trump's SPAC Violate Federal Securities Law?
- Cooley, Davis Polk Rep SPAC Deal For $4B Crypto Co. Bitdeer
- Facing GOP Heat, Biden OCC Pick To Praise 'American Dream'
- Lawmakers Hear Calls For Increased Stablecoin Regulation
- Fed Governor Opposes Restricting Stablecoins To Banks
- Braze Hits $8B Valuation In Cooley, Simpson Thacher-Led IPO
- SEC Approves Universal Proxy, Seeks To Ease Regs On Firms
- Hard Drives In Bitcoin Trial Are Inaccessible, Jury Told
- Heed These Rules, Or Risk Your Argument On Appeal
- SEC Cases Against Public Cos. Fell Again In FY21
- Cryptocurrency Buyers Say Blockchain Biz Cut Them Out
- Sidley-Led Orion Clinches $2.3B Metals Investment Fund
- Skadden, Davis Polk Lead SPAC Deal For $1B Data Provider
- SEC's Roisman Wary Of Playing Into 'Gamification' Fears
- Bitcoin 'Inventor' Scolded For Online Comments During Trial
- Ripple Labs Wants Smaller Role For SEC In Crypto Oversight
- Fed Orders China's ICBC To Revamp NY Branch Risk Function
- Medical Device Co. To Pay $10M To End Suit Over Stock Drop
- SEC Panel Urged To Boost Rural Access To Capital Raising
- Chinese Fintech Co. Investors Want $7.5M Deal Approved
- Cos. Must Brace For Financial Regs On Climate-Related Risk
- Greenberg Traurig Adds Tax Pro In Chicago
- What To Include In Orders Governing Remote Arbitration
- Gibson Dunn, Latham Rep Peloton's $1B Stock Offering
- Ellenoff, Ropes Steer India-Focused Tech SPAC's $200M IPO
- Lionbridge Takes Trade Secrets Coverage Row To 1st Circ.
- Switzerland Opens Door For SPACs To List With New Rules
- NYC Investment Firm Manager Accused Of Securities Fraud
- GOP Reps. Say 'Digital Dollar' Must Serve US Interests
- SEC's 2021 Tipster Awards Topped All Prior Years Combined
- 3 Firms Guide $1.2B, 3-Way Skin Care Blank-Check Tie-Up
- 9 Companies Gear Up For November's Last Hurrah Of IPOs
- Duke Energy To Add 2 Board Members Amid Activist Dispute
- Embracing ESG: CBRE GC Talks Effective Compliance Emails
- Paradigm Launches Blockbuster $2.5B Cryptocurrency Fund
- Mayer Brown DC Office Grabs Simpson Securities Expert
- Robbins Geller To Lead DraftKings Investor Class Action
- Ginkgo Says Milbank Probe Rebuts Short-Seller's Fraud Claim
- Barclays, Others OK $50M Deal To End Gold Price-Fixing Suit
- SEC Seeks To Enforce Contested Subpoenas Against DeFi Biz
- Customers Sue Robinhood Over Data Security Breach
- O'Melveny-Led Blockchain Game Platform Forte Lands $725M
- Global ESG Disclosure Standardization Efforts Show Promise
- KKR Investor Wants Records To Probe $560M Insider Payout
- SEC Policy Easing Investor Proposals Could Spark Pushback
- SEC Rejects VanEck ETF Investing Directly In Bitcoin
- The Hazards Of Female Lawyers Being 'Office Moms'
- Wynn's $3.2B SPAC Deal For Online Gambling Biz Called Off
- DLA Piper Grabs Former Kirkland Investment Expert In Calif.
- Chancery Roasts Loews Attys In $690M Award To Investors
- Growing Role For Attorneys As 'Greenwashing' Risks Mount
- Cravath, Baker McKenzie-Led J&J Plans Consumer Biz Spinoff
- Crypto Industry Should Brace For Brewing Enforcement Storm
- SEC Warns Advisers That Fee Failures May Constitute Fraud
- CityCoins Launches Crypto Token To Raise Funds For NYC
- Bitcoin 'Inventor's' Online Comments Admitted In Trial
- Latham, Cooley Rep Expensify For $3.3B Valuation In IPO
- Sen. Burr's In-Law Ordered To Testify In SEC Trading Probe
- SEC Halts Registration Of 'American CryptoFed' Digital Tokens
- Discovery Immunity For Draft Expert Reports Lacks Clarity
- Latham, Davis Polk Rep Security Co.'s $808M Go-Public Deal
- Perkins Coie-Led Blockchain SPAC Prices Upsized $261M IPO
- Ex-McKinsey Partner Charged With Insider Trading On Deal
- UK Tells S&P To Protect Divested Biz In $44B IHS Markit Bid
- Latham-Led Rivian Prices Year's Largest IPO At $11.9B
- Bitcoin 'Inventor' Accused At Trial Of Lying About Trust
- Ex-Deutsche Traders Want Out Of CFTC's Spoofing Claims
- Investors Ask 2nd Circ. To Revive Offering Fraud Claims
- SEC's Crenshaw Urges DeFi Cos. To Play By Disclosure Rules
- White & Case, Simpson Thacher Steer Hertz's $1.3B Offering
- $18M AMC Stock Fraud Deal Gets Initial OK
- Defense Tips For Navigating SEC's New Admissions Policy
- A Phased Approach To In-House Legal Tech Adoption
- Latham-Led Bitcoin Miner Iris Energy Launches $215M IPO
- Judge Awards $839K To Sellers In Theater Securities Dispute
- Cannabis Marketing Co. Hits $500M Valuation In SPAC Deal
- US Oil Agrees To Pay $2.5M Over SEC Disclosures
- Paul Weiss, Gibson Dunn Steer GE's Split Into 3 Cos.
- NY Fines Dubai-Based Bank $100M Over Sanctions Violations
- US Sanctions Continue To Gum Up $1.2B Award Enforcement
- OCC Head Urges Bank Boards To Lean In On Climate Risk
- SEC's Grewal Denies 'Regulation By Enforcement' On Crypto
- PDVSA, US Co. Locked In Post-Trial Fight Over $150M Debt
- Bitcoin 'Inventor' Struggles To Explain Conflicting Evidence
- SEC Taps Kirkland Partner As New PCAOB Chair
- Robinhood Says Hacker Stole Millions Of Customers' Info
- Federal Reserve's Quarles To Step Down By Year-End
- Latham-Led Early Childhood Ed. Provider Sets Up $503M IPO
- Confronting Origination Credit: How Firms Can Redo Policies
- Paul Hastings, Davis Polk Rep $1B FiscalNote Go-Public Deal
- Justices Pass On Bid To Curb SEC Role In AML Enforcement
- Investors Pledge $100M For Blockchain-Based Gaming
- SEC OKs Audit Watchdog's Rule On Foreign Firm Inspections
- Banks Brandish Odd-Lots Win In Treasuries Antitrust Fight
- EV Truck Maker Rivian's Potential $9.9B IPO Tops Deep Lineup
- JPMorgan Sued In Del. For Docs On $920M DOJ Settlement
- Latham, Skadden Rep $291M Russian Real Estate Listings IPO
- Ackman's Firms Fire Back At Challenge To Legality Of SPACs
- How To Comply With ABA's New Language Access Guidance
- Kirkland Guides ESG-Focused Blank Check Co.'s $200M IPO
- SEC Senior Counsel Named Head Of Whistleblower Office
- Incorporating Safeguards For CFPB Info Request Targets
- Bitcoin 'Inventor' Tells Jury That Pal Was Too Sick To Help
- Slack Seeks Full 9th Circ. Review In Direct Listing Case
- Feds Aim To Hone 1MDB Evidence At Ex-Goldman Exec's Trial
- Gas Import Terminal Giant Hit With Securities Class Action
- Why Slack Decision Struck A Nerve With Corporate America
- Gensler To Attys: Don't Help Crypto Cos. Hide From The SEC
- Deals Rumor Mill: Axel Springer, SoftBank, The Athletic
- BakerHostetler Adds IPO And Securities Atty In NY
- Ex-OCC Chief Brooks Heads To Bitfury After Binance.US Exit
- 2 Firms Rep TradeStation's $1.4B Go-Public Deal
- Cooley Pilots Personal Finance Co. NerdWallet's $131M IPO
- Electric Truck Co. Nikola Earmarks $125M To Settle SEC Probe
- 'Satoshi' Atty Hits Back At Wright's Bitcoin IP Suit
- Judge Wants More Info Before OK'ing $27.5M Block.one Deal
- SEC Gets Default Win Against Ga. Firm In $3.3M Fraud Case
- Brother Says Emails Show Programmer Co-Invented Bitcoin
- SEC Guidance May Make It Harder To Block Shareholder Votes
- Lawmakers Question SEC Reluctance Over Bitcoin ETF
- Hertz To Uplist On Nasdaq As Part Of $1B Offering
- Latham, Sidley Guide Claros Mortgage's Reduced $103M IPO
- Sustainable Sneaker Brand Allbirds Steps Up With $303M IPO
- Kirkland, Paul Hastings Guide Kevin Durant-Backed SPAC
- Willkie Creates New Office Managing Partner Post In NY
- Best Practices For Hiring And Integrating Freelance Lawyers
- UBS Hit With Forex Rigging Suit In UK
- Sens. Pressed For Legacy Libor Fix As Litigation Risk Looms
- SIFMA Hails SEC's Decision On Audit Trail Cyber Liability
- NY Judge Says Time's Up For Venezuela Over $40M Bond
- Business Software Firms Weave, Backblaze Join IPO Blitz
- Kirkland, Paul Hastings Steer Black Rifle Coffee's SPAC Deal
- Crypto Mining-Linked Products Weren't Securities, Jury Finds
- Questions To Ask If Doing Business In A Corruption Hot Spot
- AMC Investors Want Initial OK For $18M Deal In Securities Suit
- US Treasury Eyeing Foreign Crypto Activity, Official Says
- Regulators Urge Congress To Act On Stablecoin Risks
- Fracking Co. Investors Want Class Cert. In Fraud Suit
- Bitcoin 'Inventor' Changed Tune After Friend Died, Jury Told
- IPO Market Could End 2021 With A Furious Finish
- Puerto Rico To Send Notice To Retirees On Bankruptcy Plan
- King & Spalding Grabs Corporate Partner From Norton Rose
- Ascendas REIT Issues $122M In New Notes
- Embracing ESG: Cognizant Counsel, CSO Talk Collaboration
- Ultra Petroleum Investor Seeks Out Of Securities Suit
- Uber Investors Eye Class Cert. In Suit Over 'Train Wreck' IPO
- Davis Polk Guides Nubank's Plans For $3B Market Debut
- BitMEX Bosses Can Wait To Reveal AML Trial Strategy
- As Social Impact Becomes The Test, Firms Asked To Step Up
- The 2021 Law360 Pulse Social Impact Leaders
- Social Impact Leaders: A Look At Our New Law Firm Ranking
- HSBC Escapes Currency Firm's UK Forex-Rigging Suit