Capital Markets Archive » December, 2021

Capital Markets - December, 2021

185 articles

• The Most-Read Legal Industry Guest Articles Of 2021
• No Proof Bitcoin 'Inventor' Owed Friend, Juror Tells Law360
• Investor Balks At Reddit-Based Brief In Ackman SPAC Spat
• Goldman Takes 3rd Shot At Nixing Cert. For Investor Class
• FCC Revises IHeart's Foreign Ownership Conditions
• Expect More Auditor Enforcement Actions From SEC In 2022
• Loeb & Loeb To Guide Malaysia-Focused SPAC's $100M IPO
• A Law Firm Leader's Guide To Seeking Effective Feedback
• Reed Smith-Advised Health Care SPAC Makes $75M Offering
• How SEC Proposal Would Change Stock Buyback Landscape
• Gibson Dunn Hires New Partners For London Practice
• January 1MDB Trial Slated To Proceed, Despite Virus Surge
• IAnthus, Gotham Green Want Investors' Latest Pot Suits Axed
• SEC Taps Law Prof, Ex-Ropes Atty For Key Regulatory Spot
• JPMorgan, Traders Finally Get OK On $60M Spoofing Deal
• China Mobile Eyes $7.6B Shanghai Listing After US Delisting
• Ropes & Gray Plans LA Office, Adds Paul Hastings PE Atty
• What M&A Activity Looks Like Right Now
• Kraken Says Staked Buy Is One Of Crypto's Largest Deals
• Data Management Biz Cohesity Files Confidentially For IPO
• Web3 Biz Multichain Hits $1.2B Valuation With Fresh Funding
• NatWest's Trading Unit Pleads Guilty To Spoofing Markets
• Electric Truck Co. Nikola To Pay $125M To End SEC Probe
• White & Case, Skadden Steer SPAC Deal For $2.4B Air Taxi Biz
• DLA Piper Hit With $180M Malpractice Suit From Investor
• $200M JPMorgan Fine Signals Broader Regulatory Crackdown
• Ex-Citibank Exec In Contempt For Bid To Enforce $9.5M Award
• SEC Fines PE Firm $4.5M For Fee Overcharges
• SEC's Return To No-Action Letters Will Bring Transparency
• University Of Chicago Prof. Charged With Insider Trading
• DeFi Exec Says SEC's Subpoenas Broke Agency Rules
• SenseTime Restarts IPO Plans After Being Blacklisted By US
• 3 Firms Guide ZeroFox's $1.4B Go-Public Merger, Acquisition
• Embracing ESG: Whirlpool CLO Talks Structural Improvement
• SEC Republican Commissioner Roisman To Step Down
• Investing Portal Settles Out Of SEC's 1st Crowdfunding Case
• Polygon To Launch $200M Venture For 'Web3' Social Media
• Fla. High Court Is Wrong To Ban CLE Diversity Requirements
• How US Is Leading On Cryptocurrency Scrutiny
• 3 Firms Shape Rezolve's $2B Go-Public SPAC Deal
• Hong Kong's New SPAC Regulations To Go Live In January
• 2 SPACs Raise Combined $300M In IPOs Steered By 4 Firms
• Taxation With Representation: Skadden, Wachtell, Simpson
• IPO Stampede Powered Record Capital Markets Activity In '21
• JPMorgan Fined $200M For Not Retaining Staff's Texts, Emails
• Trump's Social Media SPAC Exec Accused Of 'Brazen' Fraud
• OCC Urges Largest Banks' Top Brass To Address Climate Risk
• PDVSA Says It Didn't Get A Fair Shake In $40M Debt Fight
• Alden Global Affiliate Sues Lee Enterprises Over Board Slate
• 3 Firms To Guide Private Equity Firm TPG's IPO
• Senate Finance Panel OKs Biden Pick For Top Treasury Atty
• Lawyers Must Prepare For Contract Tech Co. Consolidation
• Texas Bank To Pay $8M Fine Over Money Laundering Lapses
• Latham, Skadden Steer Payroll Software Maker's IPO Filing
• Hunton Nabs Ex-Murray Barnes Public Finance Atty
• Pittsburgh Penguins Owner Accused Of Steamrolling Deal
• US Broadened Reach Of Targeted Sanctions In 2021
• Gibson Dunn, Winston Rep Rubicon's $1.7B SPAC Deal
• Deals Rumor Mill: Telecom Italia, Colgate Energy, MoneyGram
• Biden Taps 2 For CFTC, Behnam Confirmed As Agency Chair
• SEC Seeks To Stabilize Money Market Funds, Swaps Trading
• SEC Takes Aim At Corporate Insider Abuses In New Proposals
• Lawmakers Worry Rampant Mergers Crushing US Innovation
• RR Donnelley Dumps Atlas For Chatham's $2.3B Bid
• Ex-OppenheimerFunds Analyst Admits Making Inside Trades
• Crypto Bank Anchorage Tops $3B Valuation In Series D
• Ex-McKinsey Partner Pleads Guilty To Insider Trading
• 5 Alt Data Best Practices After SEC Enforcement Action
• Wilson Sonsini, Freshfields Steer Samsara's $805M IPO
• BigLaw's Big Guns Of Revenue Keep Growing
• SEC Returns To Written 'No Action' Letters In Policy Flip
• CFPB's Chopra Isn't Backing Down In FDIC Board Fight
• Treasury Seeks AML Info Ahead Of Yellen Report To Congress
• Morgan Stanley, 3 Others Ink $104M Deal In Rigging Case
• 4 Firms Rep $37M In IPOs For Satellite, Winemaking Cos.
• U.S. Sanctions Barred Payments On $118M Debt, PDVSA Says
• Solana Ventures Spearheads $150M Blockchain Gaming Fund
• Investor Can't Serve Crypto Execs Via Twitter, Court Says
• Bitcoin Investment Firm Valued At $7B In Funding Round
• SEC Wants Claims In 1st Crowdfunding Case Kept Alive
• How Firms Can Adapt Amid COVID's Shifting Legal Needs
• 'Outrageous' Forex Fraud Lands Trader 2-Year Sentence
• 5 Firms Vie To Lead Insider-Trading Suit Over Archegos Crash
• Wachtell, Weil Rep $9.3B Neogen-3M Biz Reverse Morris Trust
• 4 Firms Shape Rentokil's $6.7B Pest Control Biz Deal
• Key Commodities Trends To Watch In 2022
• Prestige Draws Young Attys, But Keeping Them Takes Work
• Full 5th Circ. Reopens Challenge To SEC Judges' Removability
• SenseTime Delays Hong Kong IPO After US Investment Ban
• Crypto Giant Binance To Shutter Singapore Platform
• SEC's Republican Members Rip Gensler Rule Review Agenda
• 2 Firms Steer $1.8B Harley Electric Motorcycle Go-Public Deal
• Bitcoin Miner Claims Investors' Suit Copies 'Unverified' Report
• FINRA Strikes $3M Deal With Wells Fargo Units
• Embracing ESG: Synchrony Counsel Talk Role Of Legal Teams
• Sullivan, Paul Weiss Rep $5.5B Warehouse Biz Go-Public Deal
• SEC Sued For Docs On Ex-Officials' Potential Crypto Conflicts
• Prestige Leaders: A Look At Our New Law Firm Ranking
• The 2021 Law360 Pulse Prestige Leaders
• Prestige Leaders: Sizing Up Firms By Revenue
• CFPB Memo Says Majority Rules At FDIC Amid Board Fight
• Chancery Won't Let Polychain's 'Sweeping' Redactions Stand
• Chatham Says RR Donnelley Isn't Being Fair In Bidding War
• DOJ Levies Rare Commodities-Based Insider Trading Charges
• Investor Class Cert. Win Offers Post-Goldman Insight
• Facebook Whistleblower Saga Caps Historic Year For Tipsters
• Republican Senators Bash DOL's ESG Retirement Proposal
• Crypto Company B2C2 Appoints Justice Dept. Veteran As GC
• SEC Says 'Bond' Figure Helped Stock Fraudsters Score $77M
• Fertitta Entertainment, SPAC Call Off Planned $6.6B Merger
• Kirkland, Paul Weiss Rep In Corcentric's $1.2B Go-Public Deal
• Taxation With Representation: Ashurst, Freshfields, Gibson
• Dechert Grabs Large Share Of 2021 Single-Family CMBS Deals
• Getty Images Inks $4.8B SPAC Deal Driven By 4 Firms
• PDVSA Must Pay $166M To Dresser-Rand, Court Says
• SEC Hits Ex-Snap Inc. Engineer With Insider Trading Suit
• FDIC Board Falls Into Disarray Over Bank Merger Review Vote
• SEC's Chair Expresses Concern Over SPAC Deals
• Deals Rumor Mill: Porsche, DuPont, Uber
• What Shifting Crypto Policy Means For Banks, Market Players
• Biden Seeks Higher Penalties For Attys Enabling Corruption
• Faegre Drinker Grabs Benefits Expert From Jackson Lewis
• WilmerHale Steers Jeb Bush-Led SPAC's $200M IPO
• SEC Fights Alleged Penny Stock Fraudster's Dismissal Bid
• Norton Rose Fulbright Names New Global Chair
• Wilson Sonsini Guides Cloud Software Biz's $1.2B IPO
• Ex-OmniView CEO Gets 11 Years For Penny Stock Fraud
• For Junior Lawyers, Authenticity And A Solid Pitch Are Key
• Davis Polk-Led Fintech Startup Nubank Debuts With $2.6B IPO
• JPay Founder, Money Manager Charged In $4M Trading Fraud
• Crypto CEOs Press Lawmakers For Clear, But Narrow, Regs
• Goldman Investors Again Win Cert. After High Court Review
• Eversheds Guides Cannabis-Focused REIT In $100M IPO
• A Compliance Primer For Attorneys Outsourcing Legal Work
• Former FDIC Policy Executive Joins Davis Wright Tremaine
• Morris Manning, MoFo Guide Modiv's $84M IPO Filing
• Ex-GGP Investors Tell Del. Justices Brookfield Dividend Unfair
• 2 Firms Rep In Consumer Goods Biz's $1.5B Go-Public Deal
• CFPB Adopts Rule To Smooth Libor's End In Consumer Loans
• Experian Predicts 'Cyberdemic' To Continue Through 2022
• FINRA Fines Wells Fargo $2.25M Over Customer Data Issue
• Biden's OCC Pick Omarova Bows Out Amid Senate Opposition
• 4 Firms Guide Weather Security Platform's $1.2B SPAC Merger
• Gibson Dunn Pilots Fintech-Focused SPAC's $300M IPO
• Lewis Brisbois Adds Corporate Law Partner In DC
• US Treasury Proposes Rule To Crack Down On Shell Cos.
• 4 Firms Shape Biosimilar Biz Alvotech's $2.3B SPAC Deal
• When And How To Depose Fact Witnesses Remotely In 2022
• FinCEN Eyes Rules To Curb Money Laundering In Real Estate
• SEC Hits Dialysis Co., Execs With Accounting Fraud Claim
• How Crypto Industry Can Fight Regulatory Overreach In Court
• Binance, Animoca Brands Unveil $200M Gaming Incubator
• Cannabis Co. Investors Want $7M Deal To End IPO Suit
• Embracing ESG: PayPal CLO Talks Gauging Impact And Intent
• OCC Report Warns Banks Of Growing Cyber, Climate Risks
• Bitcoin 'Inventor' Hit With $100M Jury Verdict
• Trump's Social Media SPAC Merger Probed By SEC, FINRA
• Latham Adds Mayer Brown Partner To DC, NY Practices
• SEC Seeks Docs In Probe Of $11.75B Lucid Motors SPAC Deal
• 2 Firms Guide Schwazze's Latest Financing And Pot Co. Buys
• GOP Senator Decries Gensler's Crypto Stance As Vague
• More Chinese Companies Expected To Follow Didi's Delisting
• Sidley Pilots $200M IPO For FanDuel Alums' Gambling SPAC
• Taxation With Representation: Skadden, Latham
• UK Litigation Roundup: Here's What You Missed In London
• AmEx Business Travel Unit Hits $5.3B Value In SPAC Deal
• In Farewell, Fed's Quarles Warns Of Risks In Crisis Lending
• Ex-Informant Says Florida Court Can't Hear SEC Suit
• Asset Manager Defiance Launches 1st ETF Focused On NFTs
• SEC Finalizes Rule Aiming To Keep Foreign Issuers In Check
• Spurned Railroad Buyer Gets Chancery Case Fast-Tracked
• Robinhood Tells Court Mass. Regulator Exceeding Authority
• SEC Says Latvian Citizen Was Serial Crypto Fraudster
• Deals Rumor Mill: Lundin Energy, Vifor Pharma, Lone Star
• FCA Revamps UK Listing Rules To Attract Start-Ups
• Gensler Eye To Eye With Clayton On SEC Role In Crypto Regs
• Judge Told SEC's Penny Stock Fraud Suit Is Time-Barred
• Crypto Scam Suspect Wants Jail Calls With Wife Out Of Trial
• Freight Co.'s Ex-CFO Gets 2 Years For Accounting Scheme
• Crypto.com To Pay $216M For Pair Of Derivatives Exchanges
• Chancery Tosses Most Counts Aimed At Vaccine Firm Insiders
• Latham, Pillsbury Rep 3D Printing Biz's $974M Go-Public Deal
• Husch Blackwell Grows Virtual Office With Finance Hire
• Judge Orders Deadlocked Bitcoin Jury To Keep Deliberating
• Latham, Skadden Lead SPAC Deal For $1.3B Energy Co. Voltus