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Capital Markets - March, 2022
304 articles
- Wall Street Giants Beat Treasury Auction Rigging MDL, Again
- Barnes & Thornburg Taps Ex-Apollo Global Private Funds Pro
- Despite New Name, Compliance Still Key To SEC Exams Unit
- Fed. Circ. Forecast: Cisco To Seek Recusal After $2.7B Loss
- SPACs Could Face More Litigation Risks Under SEC Proposal
- OCC Chief Sees 'Elevated' Bank Risks Amid Ukraine Invasion
- Crypto Bosses Deny Charges Of $40M Fraud And Obstruction
- SEC Staff Outline Disclosure Best Practices For Crypto Cos.
- Israeli Railway Safety Provider Prices $16M IPO At Low End
- Binance Wins Dismissal Of Crypto Token Class Action
- Deals Rumor Mill: Hasbro, Ascent Resources, NPD Group
- Gensler Says Climate Rule Part Of SEC's Disclosure Mandate
- Russia Sanctions Usher In New Age Of Economic Warfare
- 5 Mediation Mistakes That Create Obstacles To Settlement
- Skadden Led Defense Side In 3-Year Rise In Securities Filings
- Robinhood Gets Judge To Strike Down Mass. Investment Rule
- Crypto Biz Helium Raises $200M For Wireless Network
- SEC Warns Brokers To Act In Retail Investors' Best Interest
- 1MDB Testimony Is All But Over In Ex-Goldman Exec's Trial
- FDIC Floats Big-Bank 'Principles' For Managing Climate Risk
- The Problem With GOP Attack On Jackson Immigration Ruling
- SEC Warns Of 'Greenwashing' In 2022 Exam Priorities Report
- Blockchain Biz LayerZero Valued At $1B For Funding Round
- A Reminder On Retaining Records Of Staff's Communications
- Skadden Guides Crane Co.'s Split Into Two Companies
- SEC Proposes New Requirements To Rein In SPACs
- Icahn Says Southwest Gas Cheated With $400M Stock Offering
- K&L Gates Nabs Former Trilliant Counsel In Raleigh
- ATBCoin Investor Deal OK'd But Not 'Enforced,' Judge Says
- Feds Grill Ex-Goldman Exec's Wife At 1MDB Trial
- Ex-Compliance Chief Pleads Guilty In NY Ponzi Scheme Case
- Texas Woman Alleges $8M Romance Crypto Scam
- Trading Exec Squandered Millions On Luxuries, Court Finds
- Democrats' Digital-Cash Bill Emphasizes Financial Privacy
- CFTC Back In Full Force After Senate Confirms 4 Biden Picks
- Chinese Internet Of Things Biz Wuxin Files For $41M IPO
- Dentons Steers Cannabis Provider's Direct Listing Plans
- Last Of Biden's Fed Picks Advanced To Senate Floor
- House Oversight Committee Opens Credit Suisse Inquiry
- SEC Accuses Twilio Software Engineers Of Insider Trading
- Ex-Goldman Sachs Exec's 1MDB Defense Case Takes Shape
- SEC Seeks $2.1B, 400 New Staffers In 2023 Budget
- Democrats' Bill Would Require Treasury To Test Digital Cash
- White House Seeks $2.7B Budget Bump For US Treasury
- NY Banking Regulator Aims To Speed Up Crypto Licensing
- Akerman Adds Debt Finance Partners In New York, Atlanta
- SEC Proposal Would Expand Oversight Of Securities Dealers
- Exchanges Defeat Revived 'Flash Boys'-Inspired Suits
- Time May Not Solve Compliance Issues With NY Lending Law
- Catching Up With Delaware's Chancery Court
- Citibank Says Tipster Fails On 'Barebones' Award Claim
- Firms To Seek Up To $6M For $31.5M Schwab Suit Deal In Del.
- Law360 Reveals Titans Of The Plaintiffs Bar
- Ethics Principles Call For Justice Thomas Recusal On Election
- FDIC Ready To Push Forward On Bank Merger Policy Review
- McGonigle Nabs Ex-CFTC Attorney For Chicago Office
- Judge Snubs FirstEnergy Deal With Call For Depositions
- SEC's SF Chief Latest To Exit In String Of Departures
- Fed Rate Hikes Add Twists To Uncertain Debt Markets
- Mixmax Investor Sues Over CEO's 'Invalid' Salary Increases
- 5th Circ. Says Oil Dealers Due $4.5M For Cleanup Fees
- NY's Top Bank Cop Vows To Target 'Kitchen Table' Concerns
- Commerzbank Can't Reopen RMBS Suit
- Blockchain Platform Avalanche Unveils $100M NFT Fund
- FinCEN Head Says AML Compliance Is Key Amid Ukraine War
- The Trouble With Decentralized Autonomous Organizations
- Spencer Fane Names Three New Practice Group Leaders
- Emerging Economic Effects From Russia-Ukraine War
- Cooley, Davis Polk Rep Lung Disease Biopharma's $69M IPO
- 3D Lauds Shareholder Rejection Of Toshiba's Separation Plan
- 5 Ways Law Firm Leaders Can Prioritize Strategic Thinking
- Taxation With Representation: Latham, Paul Hastings
- Bitcoin Developers Don't Owe Duty To Users, Court Rules
- Ex-Goldman Exec Says FCPA Charge Misapplied In 1MDB Trial
- Investors Settled More Cases Last Year, But Deal Values Sank
- SEC's Acting Exam Chief Leaving Agency After 2 Decades
- $140M USAA Deal Shows How A Bank Got Too Big, Too Fast
- FINRA Boots Alpine Over 'Deplorable' Treatment Of Clients
- Tracking The Expansion Of CFTC's Manipulation Rule
- Regulators Get Ready To Propose New SPAC Rules
- Rep. Waters Seeks Info On Finance Firms' Russia Divestments
- Olam's Food Ingredients Unit Delays UK IPO Over Ukraine War
- Hemp-Based Cigarette Maker Files For $17M IPO
- Deals Rumor Mill: Prologis, Telecom Italia, Kohl's
- How Law Schools Can Navigate Toward Equity And Inclusion
- Moscow Stock Exchange Reopens With Short-Selling Ban
- Chancery Orders Partial Unredaction Of Penguins Deal Terms
- Energy Cos. Will Bear Brunt Of SEC's Climate Disclosure Rule
- Wells Fargo Beats Claims It Aided Bitcoin Fraud Scheme
- Stroock Tax And Corporate Group Adds Partner
- NAIC's Climate Survey Proposals Draw Insurer Concerns
- Where Judge Jackson Stands On Key Civil Procedure Issues
- Swedish Developer's IPO Soars In Otherwise Chilly Market
- Ropes & Gray Adds New Co-Lead For Securitization Practice
- Raytheon Says COVID, Not DOJ Probe, Led To Stock Price Dip
- Crypto Co. Acala Unveils $250M Venture-Backed Fund
- China's First Carbon Futures ETF Debuts In Hong Kong
- 4 Firms Lead SPAC Deal For $1.28B Israeli Cybersecurity Co.
- FirstEnergy's Ex-CEO Bribed Ohio Officials, Investors Say
- Schulte Roth & Zabel Nabs Financial Atty From Dentons
- Feds Trace $35M 1MDB Kickback Trail To Ex-Goldman Exec
- IAnthus, Gotham Green Again Seek Toss Of Investor Suits
- SEC Climate Plan Would Unleash Flood Of Demands On Cos.
- Judge Demands Names Of FirstEnergy Execs Who Paid Bribes
- A16Z Vet Launches Haun Ventures With $1.5B For Crypto Bets
- Ropes & Gray Taps SEC Trial Atty For New LA Office
- Capitolis Raises $110M To Bolster Its Capital Markets Platform
- FinCEN Alerts On Sanctions Evasion Signal Shifting Approach
- Del. Justices Asked To Affirm $690M Award Due To 'Bad Faith'
- Former Jones Day Atty Joins Winston & Strawn In Dallas
- Conn. Atty Enriched Self With Sham Stock Sales, Jury Hears
- 7 Firms Build $1.25B SPAC Deal For Japanese Crypto BizÂ
- Skadden Lands Ex-SEC Enforcer Who Led 1st SPAC Action
- Uncertainty, Activism And SPACs Top Of Mind For M&A Attys
- 3 Firms Rep $1.1B Purchase Of Wealth Management Tools
- Cooley-Led Biopharm Startup Plans For $60M IPO
- TD Ameritrade OKs $2.3M Deal Over Scottrade Clients' Tax Hit
- Int'l Securities Watchdog Mulls Stronger Investor Protections
- K&L Gates Adds Derivatives And Finance-Focused Atty In DC
- Kohl's Draws Attention From Several Potential Suitors
- What High Court Vaccine Ruling Could Mean For Crypto Regs
- Catching Up With Delaware's Chancery Court
- SEC Unveils Long-Awaited Climate Disclosure Proposal
- How To Avoid Prematurely Publicizing A Case Outcome
- Cozen O'Connor Brings On 3 More Miller Thomson Attys
- Ex-SEC Assistant Chief Litigator Joins Arnold & Porter
- NY High Court Backs Credit Suisse Unit In RMBS Appeal
- New Chief Investor Advocate Wants A Crackdown On Conflicts
- Russian Banks Expand Digital Services To Counter Sanctions
- SEC's Cybersecurity Proposal Leaves Cos. Less Wiggle Room
- 3 Firms Steer Debut Of Hong Kong's First Blank-Check Firm
- Patent Drafting Best Practices For Cryptocurrency Innovations
- CFTC Tipster Gets $10M, Providing Original Info With 'Color'
- SEC's Ripple Case Shows Limits Of Outdated Securities Test
- SEC Taps Norton Rose Atty To Top Municipal Securities Post
- New York Jury Finds Ex-Crypto Exec Guilty Of Wire Fraud
- Ex-SEC Official Warns That Global M&A Could Be In Trouble
- NY Nurses' $140M Pension Plan Arbitration Award Wins OK
- PDVSA Tells 2nd Circ. Seeking Info In Venezuela Is Dangerous
- FinCEN Puts $5M Bounty On Assets 'Stolen' By Russian Elites
- Senate Dems Move To Bulk Up Crypto Sanctions Power
- Jointly, A Pot Ratings App, Raises $5M In Seed Funding
- Latham-Led Triumvira Immunologics Clinches $100M Series A
- Ex-Carfax Co. Investors Seek To Certify Del. Buyback Suit
- Loeb & Loeb, Ellenoff Steer Goldenstone Acquisition's IPO
- FINRA Notice Aims To Clarify Compliance Chief Liability
- Regulating Crypto Shouldn't Hinge On Securities Status
- PDVSA Looks To Slash Investment Firm's $3.3M Fee Bid
- It's Time To Hold DC Judges Accountable For Misconduct
- Metals SPAC Inks $1.1B Deal For Aussie Copper Mine
- Senate Banking Panel Backs Powell, Other Biden Fed Picks
- Raging Bull To Pay $2.4M Over Stock Earnings Claims
- Ex-Crypto Exec Charged With Fraud Spars With Feds At Trial
- Consumer Services-Focused SPAC Backs Out Of $250M IPO
- Executive Order Is First Step In Supporting Digital Assets
- CFTC Chair Warns Of 'Unknowns' As Ukraine Crisis Continues
- Ex-Coinbase, Uber Atty Joins UK Crypto Firm As Top Lawyer
- Investors Fight Blackstone-Tied Cos.' $1.9B Merger Vote
- Latest Compliance Hires Reflect Surging ESG Pressures
- Cerner Corp. Sued Again In Del. For Oracle Deal Info
- Mid-Trial Report: An Ex-Goldman Exec And 1MDB
- Payment Co. Asks To Exit 'Bare-Bones' $75M Forex Fraud Suit
- CFTC Fines UK Firm $3.25M Over Swaps Biz Reporting
- Latham & Watkins Hires Paul Hastings' Securities Co-Chair
- Honest Co. Wants Investor Suit Over Diaper Sales Trashed
- PDVSA Says Del. Suit Over $246M Debt Must Be Nixed
- British Cannabis Producer Akanda Raises $16M IPO
- Ethereum Biz Tops $7B Valuation In S&C-Guided Round
- London Exchange Eyes Streamlined Path Into Private Markets
- Linklaters Nabs V&E Finance Trio In London
- Firms Seek Fees For Mooted Nextdoor SPAC Deal Suit In Del.
- Raskin Withdraws As Biden's Pick For Fed Supervision Chief
- What Tighter Sanctions Against Russia Mean For Companies
- KPMG, Investors Reach $35M Deal Over Miller Energy Audit
- 4 Ways To Preserve Confidentiality Of Litigation Funding Docs
- SEC Commissioner Lee Plans To Step Down As Term Expires
- Fugitive 1MDB Financier Made Off With $1.42B, Feds Say
- Mortgage Co. Hit With Shareholder Suit Over Lackluster IPO
- Judge Orders Expert 'Hot Tub' In Robinhood Outage Suit
- RM Sotheby's Sued In Del. For Pilfering Ex-Worker's Clients
- Bank Of China Unit Sues To Reclaim Plane From Russian Biz.
- Vanguard Faces Investor Class Action Over 'Massive' Tax Bills
- 5 Legal Tips For SPACs Facing Looming Acquisition Deadlines
- How The DOJ Is Building Its Crypto AML Playbook
- Catching Up With Delaware's Chancery Court
- Cooley Snags O'Melveny Partner To Open 2nd LA Office
- Peruvian Produce Exporter Pulls $450M IPO As Listings Cool
- New Judge Assigned In Foreign Gov't Bond-Rigging Case
- Remote Hearings Are Ill-Suited Default For Litigation Realities
- Fintech's $2.5B Deal Latest De-SPAC Axed Over Foggy Market
- SEC Pays $14M To Tipster Who Beat Initial Claim Denial
- JPMorgan Hit With Investor Suit Over $200M Records Fine
- Investors Accuse Wrigley Heir Of Fraud Over Cannabis SPAC
- Funds Say Boeing's 737 Max Cover-Ups Caused Stock Losses
- ABA's New Anti-Bias Curriculum Rule Is Insufficient
- SEC Denies ETF Applications By NYDIG And Global X
- Former Linklaters Attys Join Cleary Offices In NY, Brussels
- Gett's $1B SPAC Deal Quashed Over Market Uncertainty
- Ex-SEC Official Urges Regulators To Counter SPAC 'Myths'
- How FinCEN Shell Co. Rules Differ From Past BSA Standards
- Another Toshiba Investor Says Spinoff Plan Is No Good
- 1MDB Financier Raised Red Flags At Goldman, Jury Hears
- 2nd Circ. Urged To Revive Suit After Judge's Stock Conflict
- Morgan Stanley, Goldman Sachs Archegos-Tied Suits Merged
- IP Forecast: Cox To Take Another Swing At $1B Verdict
- SEC Schedules Vote On Climate Change Disclosure Plan
- Venture Firms To Deploy $165M To Drive Bitcoin Adoption
- Dechert Hires Ex-Goldman Fintech Pro From Morgan Lewis
- Credit Suisse Swept Into SEC's Employee Messaging Probe
- Davis Polk Steers Latin America SPAC's $200M IPO
- Snap Execs Minimized Apple Privacy Changes, Investor Says
- McDermott Adds 4 Transactions Partners In NY, Dallas
- US Judge Finds Conn. Atty Liable For Illegal Stock Sales
- 4 Takeaways For Asset Managers From SEC's Cyber Rule Plan
- Libor Transition Measure Makes Way Into $1.5T Spending Bill
- GGP-Brookfield Dividend Issue Drives Del. Justices In Circles
- Biden Order Grapples With Crypto's Rise
- SEC Under Fire Over Shorter Rule Proposal Comment Periods
- Tester Says GOP's Fed Nominee Boycott Is 'A Mistake'
- SEC Wants Companies To Beef Up Cybersecurity Disclosures
- Meta Painted Rosy Ad Effect Of Apple Changes, Investors Say
- Warren, Porter Slam FINRA Reply To Arbitration Bias Claims
- Tim Hortons China's Go-Public Deal Revised Down To $1.4B
- DOJ's Crypto Team Signals New Era Of Enforcement
- Personal Finance App Acorns Lands Nearly $2B Valuation
- Remote Hearings Should Be The Default In Civil Litigation
- Latham-Led Early Childhood Ed. Provider Rekindles IPO Plans
- 2nd Circ. Will Hear Goldman's 3rd Bite In Class Cert. Battle
- Fla. Judge Adds $43M In Interest To $100M Bitcoin Verdict
- Biden Orders Wide-Ranging Studies Of Cryptocurrency Risks
- 1MDB: Ex-Goldman Exec Posed As Wife To Fool Future Wife
- 6 Firms Vie To Lead Investor Suit Over Insurer COVID Costs
- Chancery Denies Stay In Lordstown Motors-SPAC Merger Suit
- SEC Says Adviser Overcharged Teachers In Million-Dollar Deal
- Crypto Execs Charged With Stealing $40M, Obstructing Probe
- Electric Car Maker Rivian Accused Of Misleading Investors
- SEC Developing More Rules Aimed At Shareholder Proposals
- BitMEX BSA Case Raises Key Crypto Questions
- Bain Capital Launches $560M Crypto-Focused Fund
- Attorneys Today Need To Depose Like There's No Tomorrow
- Greenberg Traurig Adds Corporate Attorney To Philly Office
- Crypto Whiz Asks For 2 Years Over N. Korea Sanctions Charge
- Wilson Sonsini Adds Corporate Partner In San Francisco
- Covington, White & Case Rep Carbon Capture Biz's $2.2B Deal
- FINRA Fines Deutsche Bank $2M Over Order Routing Issues
- 5th Circ. Punts On Fannie, Freddie Investors' FHFA Suit
- Catching Up With Delaware's Chancery Court
- SPAC CEO Awarded Some Defense Fees For Suits, SEC Probe
- Investor Suit Says AI Co. Concealed 'Struggling' Partnership
- FinCEN Urges Firms To Help Thwart Russia Sanctions Evasion
- What To Look For As Musk's Twitter Battle With SEC Plays Out
- 9F Seeks Quick Dismissal Of IPO Fraud Suit
- Judge Denies Trading Firm Exec's Request To Toss Receiver
- Cozen O'Connor Moves Vancouver Office, Adds 5 Lawyers
- Coinbase Blocks 25,000 Russia-Tied Crypto Addresses
- Market Fog Dooms Weather Tech Co.'s $1.2B SPAC Deal
- Getty Trust Says Allianz Cost It $71M As COVID Shook Markets
- NYC Lender Sues Billionaire Bros. In $2.5B LA Hotel Project
- S&P Accused Of Monopolizing Use Of Securities ID Numbers
- Judge's Bank Stock Prompts Call To Revive Rigging Claims
- SEC's Lee Wants Regulators To Step Up Scrutiny Of Lawyers
- Citigroup Seeks New CCO Amid Fed-Mandated Risk Reorg
- Robinson & Cole Grows In NY With 3-Atty SPAC Team
- Colorado Pharma Co. Investor Sues Over Stock Split, Grant
- Ericsson Hit With Class Action After Report On ISIS Bribes
- 2 SPACs Led By Same Team Withdraw IPOs Totaling $600M
- SEC Strikes $5.5M Deal With VC Firm, CEO Over Fund Fees
- Anticipating SEC's Final Exec Compensation Disclosure Rule
- How Crypto Cos. Might Move Forward After BlockFi Settlement
- Ex-Goldman Exec Says Boss Faked Relationships For Gain
- Bottling Co. Says It Was Swindled By Bogus $55.3M Loan
- Del. Justices Reverse Ruling On Cox-Verizon Wireless Deal
- PDVSA Says Creditor's Targeting Of Citgo Shares Is Illegal
- Powell Calls For 'Strong' Crypto Regs Amid Sanctions Worries
- Class Seeks Bond-Rigging Suit Redo After Judge's Recusal
- Florida Men To Pay Over $1.6M For Precious Metals Fraud
- Deals Rumor Mill: Fanatics, Life Insurance Corp., Amazon
- Beauty Tech Developer Perfect Corp Inks $1B SPAC Merger
- SEC, NY Adviser Strike $30M Deal Over Fee Disclosure Issues
- FCA Takes Aim At Crypto-Fraudsters As Scam Checks Soar
- CFTC Nominees Sail Through Senate Confirmation Hearing
- SEC Accuses Calif. Atty Of Bogus Fruit Co. IPO Scam
- Treasury Urges Crypto Exchanges To Get In Line With BSA
- 8 Firms Guide Blank-Check Co. Trio For $525M In IPOs
- NY Seeks Blockchain Analytics To Combat Sanctions Evasion
- Sens. Urge US Treasury To Monitor Russia's Crypto Use
- Fintech Co. Affirm Hit With Investor Suit Over 'Reckless' Tweet
- Powell Says Fed Is On 'High Alert' For Cyberattacks
- What Rejected Renren Settlement Means For Investor Suits
- Judge Allows Citgo Sales Process To Go Forward
- BlockFi Account Holders File Suit In Wake Of $100M SEC Deal
- Major Crypto Exchanges Won't Ban All Russian Transactions
- Clover Health Must Face Shareholders' Suit Over DOJ Probe
- IPO Market Appears Stalled For The Near Future
- Ex-Goldman Exec Says Pal Urged Kushner To Nix 1MDB Probe
- SEC Asks For Default Win In Goldman Insider Trading Suit
- 3 Firms Rep $200M Life Sciences, Sustainable Tech SPAC IPO
- Ex-Hong Kong Securities Regulator To Join Kirkland In August
- Tesla Blasts JPMorgan's Bid For Early Win In $162M Suit
- Retailers' Resilience During COVID Bodes Well For The Future
- DeFi Firm Must Face Subpoenas From SEC, NY Judge Rules
- Timing Of Trump Adviser Indictment Not Political, Feds Say
- FINRA Says Broker Earned 'Secret' Comp On $10M Fundraise
- How Attorneys Can Ethically Terminate A Client Relationship