Capital Markets Archive » July, 2022

Capital Markets - July, 2022

258 articles

• The 2022 Regional Powerhouses
• SEC Settles With Investment Co., Sues Ex-Director For Losses
• JPMorgan Trader Missed 'Memo From Al Capone,' Jury Hears
• DC Circ. Backs SEC In 'D-Limit' Fight With Citadel
• SEC Seeks To Boost FINRA Oversight Of Proprietary Traders
• Emerging SALT Trends For Cryptocurrency And NFTs
• Fla. Gov. Proposes Anti-ESG Law For State-Run Funds
• NY Crypto Moratorium Would Provoke Miner Exodus
• Shareholder Latest To Object To $180M FirstEnergy Deal
• Judge Denies 'Frivolous' Vacate Bid By Ex-MSD Analyst
• 2 Firms To Lead Edgio Investor Suit In Del. Over Power Grab
• Upstart Investor Sues Execs Over AI-Based Lending Claims
• NY Bank Regulator's Top Rule For Crypto Cos.: No Surprises
• Ex-BofA Trader Avoids Prison For Spoofing Treasury Notes
• Regulators Need To Get Ready For DeFi, Ex-CFTC Chief Says
• Ex-UChicago Prof's Insider Trades Merit Prison, Feds Say
• JPMorgan Team Conspired To Spoof Metals Market, Jury Told
• Why The SEC's Rejection Of A Bitcoin ETF Was Spot On
• SEC's Climate Rule Is Compatible With The 1st Amendment
• US Chamber Sues SEC Over Trump-Era Proxy Rule Reversal
• Insurers Off The Hook For Adviser's $15M Copyright Deal
• Liquidators Say Three Arrows' Founders Are Still Hiding
• Jones Day Adds Financial Markets Atty In DC
• 7th Circ. Won't Revive Cboe Investors' VIX Manipulation Suit
• JPMorgan, UBS Among 3 Fined By SEC Over ID Theft Controls
• Crypto Securities Cases Are Trending Upward In 2022
• House Lawmakers Say Stablecoin Bill Could Land In Sept.
• Toomey Says 'Sluggish' SEC Has Hurt Crypto Investors
• Gensler Says SEC Reviewing Auditor Independence Rules
• Uber Investors Get Class Cert. In 'Train Wreck' IPO Suit
• SEC's Gensler Defends Agency's Crypto Accounting Memo
• Inside The Failed $6.6B Spirit, Frontier Merger
• How Lawyers Can Set Ethical Boundaries Post-Pandemic
• Spirit Airlines Terminates $6.6B Merger With Frontier
• Troutman Adds Derivatives Expertise With Ex-Stroock Atty
• Matterport Ex-CEO Can Sell His Shares, Del. Justices Affirm
• SEC Objects To Ripple's Attempt To Hide Financial Info
• UBS Says It's Part Of Big-Bank Electronic Messaging Probe
• SEC's Peirce Finds Ally In Push Against ESG Reporting
• CFTC's Relief Extension To Chinese Exchange Draws Protest
• Sarbanes-Oxley At 20: How It Complicates Musk's Twitter Case
• A Lawyer's Guide To Collecting Fees From Nonpaying Clients
• Investment Adviser Decries Pension Plan's $22M Add-On
• 4 Firms Guide $360M Aussie Supply-Chain Biz Merger
• Alibaba Seeks Primary HK Listing Amid US-China Spat
• Latham & Watkins Gains A Third Partner From Kirkland & Ellis
• Blackstone Lands North Of $4.7B For Recent PS Buy
• These Law Firms Have The Most Diverse Equity Partnerships
• Abri SPAC Calls Off Merger With Crypto Exchange Apifiny
• SEC Tests Its Reach With Coinbase Insider Trading Case
• Benchmark-Rigging Suit Inks Additional $22.5M In Settlements
• How Lawyers Can Benefit From TikTok Without Being 'Cringe'
• Catching Up With Delaware's Chancery Court
• Ripple Battle Offers Defense Strategy Against SEC Privilege
• Blank Rome Guides Electric Boat Maker's IPO Launch
• 3 Firms Guide Dutch Biotech Startup's $326M SPAC Merger
• 2 Firms Lead $287M Merger Of IT Co. AnyTech365 With SPAC
• MoFo Hires 8th Corporate Partner In 7 Months
• Voyager Scoffs At FTX's Unsolicited 'Lowball' Ch. 11 Bid
• Law360's Diversity Snapshot: What You Need To Know
• The SPAC Crash Forces Merger Targets To Rethink Strategies
• Voyager Wants Quinn Emanuel As Ch. 11 Special Counsel
• NJ Adviser Pays $5.8M SEC Fine In Wrap Fee Settlement
• Top Delaware Cases To Watch In 2022: A Midyear Report
• Alibaba Seeks Ax Of Consolidated Investor Class Suit
• Ill. Group Drops Antitrust Suit Against Cannabis Cos. For Now
• FirstEnergy Directors Fight Atty Fees In $180M Settlement
• Trustee For Cred Sues Over $784M Loss In Crypto Venture
• DC Circ. Says Agencies Must Allow Comments Before Rule Ax
• E-Retailer Brüush Oral Care Reveals Plans for $15.3M IPO
• Ex-UChicago Prof Seeks No Jail Time For Insider Trading
• Freddie Mac Taps Ex-Santander Pro, Fed Atty As CCO
• Alleged Ponzi Schemer Can't Undo SEC's Default Win
• Trade Orgs Sue SEC Over Pared-Back Proxy Oversight Rules
• GOP Sens. Blast Gensler's Response To Climate Query
• Investors Reach $11.5M Settlement With Akazoo Auditor
• 3 Firms Guide Biopharma Co. ZyVersa's $109M SPAC Merger
• Crypto Dominos Keep Falling, J&J Wants Talc Injunction
• Crypto Industry Could Cast Skeptic Eye On Cyber Guidance
• GOP Lawmakers Ask SEC To Kill Crypto Accounting Bulletin
• Must Your Client Pay An Opponent's Expert For Prep Time?
• Deals Rumor Mill: SoftBank, Porsche, ConocoPhillips
• Coinbase Insider Trading Case Exposes Rift Over SEC's Role
• Crypto Biz Owner Found Guilty Of $6M Investor Theft
• 2 Firms Vie To Lead Netflix Investor Suit
• Investors Sue Zillow Execs In Home-Buying Meltdown
• 2nd Circ. Won't Revive BofA, Morgan Stanley Spoofing Case
• Edgio Investors Say Board Grabbed Power In Yahoo Unit Buy
• SEC Makes $12M Deal With Health Care Co. Over Fraud Claims
• Food Truck Owner Charged With $1.5M COVID Relief Fraud
• Crypto Miner And SPAC Cancel Plans For $294M Merger
• As The Economy Stumbles, Where Are All The Bankruptcies?
• Why Real Estate Lawyers Should Keep An Eye On Blockchain
• SEC Tipster Awards Slow After Record Year
• 5th Circ. Urged Not To Rehear SEC In-House Courts Challenge
• Treasury Asks Judge To Nix Fannie, Freddie Investor Suit
• SEC Enforcement Chief Pressed On ESG, Crypto Cases
• SEC Delays Action On NYSE Bid To Ease Direct Listing Limits
• Who Owns Crypto In Ch. 11? A Trillion-Dollar Question
• Bar Exam Policies On Menstruation Still Fall Short
• Voyager OK'd For Credit Card Payments Over Judge Concerns
• Fed Pitches Rule To Aid Libor Transition For Legacy Contracts
• Challenging Times May Be Ahead For Venture Capital Industry
• Spencer Fane Continues Houston Growth With 6 New Attys
• Solar Energy Firm Eyes IPO After SPAC Merger Flop
• UK Court Tears Down Legal Hurdle By OKing NFT Service
• Shumaker Loop Adds M&A Partner In Tampa
• CFTC Grants 2 Extra Months For Climate Risk Comments
• FibroGen Can't Dodge Securities Suit Over Anemia Drug
• TC Energy CEO Insists Columbia Deal Was Fair At Del. Trial
• Crypto Hedge Fund Faced $2.36B Loan As Creditors Swarmed
• Credit Suisse Pays FDIC $19.35M In Colonial Bank RMBS Deal
• Celsius Says Ch. 11 Is Focused On Reorganization Plans
• Mayer Brown Task Force Tackles Residential Market Stress
• Equitable Financial To Pay $50M To Investors In SEC Deal
• Federal Housing Agency Seeks Public Input On Fintech
• Dechert Helps Progress Residential Securitize $210M Portfolio
• US Treasury Glitch Led To $472M In Uncollected Debt
• Cannabis Co. GC Joins Sullivan & Worcester As NY Partner
• Navigating Manager Selection After Franchise Securitization
• 3 Firms Guide Mining Co.'s $31M Canadian IPO
• Investment Bank Sues PE Firm For $2.6M In Unpaid Fees
• Brookfield Asset Management VP Joins Gibson Dunn
• Paul Hastings Adds Ex-Latham Finance Team In London
• BofA To Pay $200M As SEC's Messaging App Probe Deepens
• Keys To Crafting Hybrid Work Policies At Law Firms
• Health Care Platform Cancels $100M IPO Amid Market Woes
• Catching Up With Delaware's Chancery Court
• Long-Running Feud Over SEC's Proxy Rules Isn't Over
• Fed's New Bank Regulatory Chief Has A Lot On His Plate
• McAfee's Former Bodyguard Settles SEC, CFTC Crypto Suits
• AmTrust Inks $13M Deal To End Securities Fraud Suit
• Binary Options Seller Extradited On $5.8M Fraud Charges
• FINRA Cheating Cases Put Remote Test-Takers On Notice
• Your AI Program Probably Isn't A Person In A Court Of Law
• 3 Firms Guide Tech-Focused SPAC's $200M IPO Filing
• Skadden, Kirkland Steer Asian Fintech Firm's $125M US IPO
• Del. Investor Suit Says Humbl Directors Overhyped Biz Claims
• Bills Position Ohio At The Dawn Of Digital Asset Frontier
• Disclosure Strategy After BIS Export Control Policy Update
• Investor Claims Energy Transfer Execs Hid Spill Info
• Fed Reserve OIG Clears Powell, Clarida Of Improper Trading
• Bankrupt Crypto Co. Celsius Hit With Securities Class Action
• Momentus, SPAC Left On The Hook For Investor Suit
• Ropes & Gray Taps Paul Weiss Atty For Securitization Group
• Celsius CEO Blames Ch. 11 On Crypto Crash, 'Poor Decisions'
• Feds' Witness Accused Of Lying In JPMorgan Spoofing Trial
• NY Court Backs $5.2M Arbitration Award For Bitcoin SV Hack
• Texas Man Must Pay $2.8M For 'Ponzi-Type Scheme'
• Debevoise Advising UPC Insurance In Potential Sale
• Tips For Handling Audio Data In E-Discovery Post-Pandemic
• Ch. 11 Cheat Sheet: Celsius Network LLC
• Credit Suisse Strikes $13.7M Deal With Investors In Libor Case
• SEC Pushed Musk Over Unlabeled Tweets On Twitter Deal
• Baker McKenzie Taps New Practice And Industry Group Heads
• Bank Regulators Fine BofA $225M For Pandemic Relief Lapses
• Deals Rumor Mill: Stripe, Presidio, Freshippo
• Crypto Lender Celsius Files For Ch. 11 Amid Market Downturn
• Senate Democrats Say Fed Ethics Rules Need 'Real Teeth'
• Meet The Lawyers Backing Twitter Against Elon Musk
• Musk Ties Twitter Deal Exit To Long-Shot Breach Claim
• Musk And Twitter's Journey From Deal Room To Courtroom
• Crypto Issues Grow, Mediation Over Abuse OK'd In Ch. 11
• SEC Pares Back Trump-Era Proxy Oversight Rules
• US Patent Takeaways From Russia Sanctions Exemption
• How Congress Is Reshaping Its Role In Economic Sanctions
• Lessons From The SEC's Largest-Ever Audit Firm Penalty
• Nixon Peabody Announces New Real Estate Practice Leader
• Senate Confirms Michael Barr As Fed's Supervision Vice Chair
• Linklaters Snags 2 Finance Partners From Alston & Bird
• Pershing Square Investor Drops Suit Over SPAC Status
• Crypto Co. Owner Duped Backers With Golden Lies, Jury Told
• Fresh Market Supermarket Chain Pulls IPO Plans
• Judge Slams SEC's 'Hypocrisy' In Ripple Discovery Battle
• Life After 'Varsity Blues': What's Next For The Boston Feds
• Investors' Attys Get $11.7M From $35M KPMG Settlement
• JPMorgan Desk Did What It Took To Profit, Ex-Trader Says
• 2 Asset Managers Charged In $1.2B Venezuelan Oil Co. Fraud
• Credit Suisse Wants Delisted Exchange-Traded Note Suit Axed
• Crypto Bill Would Put Energy Use Of Digital Assets In Context
• Strategies For Effectively Marketing Law Firm ESG Practices
• Ackman To Dissolve Massive $4B SPAC, Refund Investors
• Gunderson Dettmer Adds Mintz Capital Markets Expert In SF
• Two Firms Lead SPAC Merger For $1B Entertainment Co.
• Why Investors May Pursue Int'l Arbitration On Russian Default
• Croatia Cleared To Adopt Euro As Currency In January
• Liquidators Get OK To Subpoena Three Arrows Founders
• Musk-Twitter Saga In Uncharted Waters, With Ending Unclear
• Witness Harassment In SEC's Ripple Case Spurs Redactions
• Crypto Exchange CoinFLEX Says Investor Owes $84M
• 'Let's Go Brandon' Meme Coin Suit Tossed, For Now
• Cred Can Keep Trying To Claw Back Bitcoin From Investor
• Dechert Hires Ex-SEC Investment Management Counsel
• Renewable Energy Biz To Uplist As Part Of $35M Offering
• Agreement Among Litigants Key To Using E-Discovery Tech
• EU Watchdog Eyes Simplifying Sanctions For Settlement Fails
• JPMorgan Metals Desk Cheated Market As A Team, Feds Say
• JPMorgan Traders' Attys. Awarded $20M In Spoofing Case
• Crypto Risks Call For Stronger Rules, Fed Vice Chair Warns
• Crypto Co. Celsius Called 'Ponzi Scheme' In Ex-Partner's Suit
• Voyager Says Hope Is Not Lost For Ch. 11 Creditor Recovery
• FirstEnergy Corp. Investor Attys Seek $48M In Fees
• 7th Circ. Backs Spoofing Convictions Of Ex-Deutsche Traders
• BlockFi Wants Securities Suit Over Crypto Accounts Axed
• Warren Urges SEC To Push Ahead With SPAC Regulation
• Checking In On DOJ's Promised White Collar Crackdown
• Top SEC Controversies In 2022: Midyear Report
• REIT Digital 9 Raises $61M Through Share Sale
• Renewable Energy Firm Sees Green With $21M Paris IPO
• Notice Woes Pause Action On $31.5M Schwab Suit Deal In Del.
• Don't Miss It: V&E, Greenberg Traurig Guide Week's Hot Deals
• Law School Admissions Shouldn't Hinge On Test Scores
• Invisalign Maker's 'Puffery' Isn't Investor Fraud, 9th Circ. Says
• Ex-Medical Device Exec Charged With Insider Trading
• Consulting Co. Can't Ax Financial Adviser's Contract Claims
• Global Securities Watchdog Charts Out Crypto 'Road Map'
• Gov't Workers Can't Hold Crypto And Work On Crypto Policy
• Ch. 11 Cheat Sheet: Voyager Digital Holdings Inc.
• Crypto Ponzi Ruling May Influence Future Howey Analysis
• JPMorgan Spoofing Trial Set To Open With Rare RICO Charges
• Deals Rumor Mill: Merck, Sequoia, Ridgeback
• More Ethanol Producers Accused Of Rigging EU Benchmarks
• Robinhood Inks $20M Deal To Settle Suit Over Account Hacks
• Chancery Court Confirms Polychain Capital Arbitration Ruling
• FirstEnergy Investors Lose Bid To Get Bribe Suit Tossed
• Chinese Online Educator Launches Plans For $30M US IPO
• Embracing Revenue Operations For Strong Law Firm Growth
• Ex-LeClairRyan Partner Joins BestEx Trading Tech Firm As GC
• SEC Asks Full 5th Circ. To Rehear In-House Courts Challenge
• 6 Firms Guide Brazilian Enviro Firm's $581M SPAC Merger
• CFTC Commissioner Calls $6M BNP Deal 'Missed Opportunity'
• Deutsche Challenges Bid To Hear Swap Suit In Rome
• Crypto Platform Voyager Hits Ch. 11 Amid 'Cryptopocalypse'
• Supreme Court Embraces Originalism In 'Momentous' Term
• ATBCoin Investors Seek Class Cert. To Pursue Fraud Claims
• Pro Say & The Term Discuss A Historic Supreme Court Term
• SEC Can't Play Judge And Jury Of Its Cases, Justices Told
• After EY Cheating Scandal, Will The 'Big Four' Finally Get It?
• NY Denies Power Plant Air Permit For Crypto Miner Greenidge
• SEC Says REIT CEO Is Dodging Discovery In Fraud Case
• Market Conditions Blamed For Canceled Merger, Panera IPO
• Plenty Of Suitors But Still No Deal For Kohl's
• The Firms That Won Big At The Supreme Court
• The Sharpest Dissents From The Supreme Court Term
• The Funniest Moments Of The Supreme Court Term
• Judge Says Stock Loan Antitrust Class Should Be Certified
• State Of Energy Dealmaking: Midyear Report
• Catching Up With Delaware's Chancery Court
• BlockFi Nabs $400M Credit Line Amid Crypto Turmoil
• Why Private VC-Backed Cos. Need A New Valuation Method
• Make Room For Serendipity In Your Legal Job Search
• The Biggest Enviro Policy Moves Of 2022: Midyear Report
• Don't Miss It: Kirkland, Latham Guide Week's Hot Deals
• SEC Should Reject Climate Rules Over First Amendment Issue
• Tepid Equity Markets Start 2nd Half Of '22 On Shaky Ground
• The Chattiest Justice Of The Term Is ...
• Breaking Down The Vote: The High Court Term In Review
• UK Litigation Roundup: Here's What You Missed In London