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Capital Markets - December, 2023
228 articles
- Bankman-Fried Inks Pact With FTX Debtors Over Embed Deal
- SEC Fines Energy Co. $5M For Faking Inflated Revenue
- SEC Doles Out More Than $28M To 7 Whistleblowers
- SEC Reaches $1.7M Deal With Purported DAO Over Crypto Bonds
- The Most-Read Legal Industry Law360 Guest Articles Of 2023
- IRS Launches Prefiling Tool For Monetizing Energy Credits
- SEC Says Sanctions Not Warranted After Judge's Threat
- SEC Faces Renewed Petition Over 'Gag Orders'
- HSBC Urges Court To Ax First Citizens' $1B SVB Secrets Suit
- ABA Tax Tells IRS To Narrow Digital Asset Reg Definitions
- FINRA Gives Prometheum Final OK For Crypto Trades
- SEC Rebounds From Rare Trial Loss With $240K Fine
- Texas Judge Trims Bitcoin Miner Investor Suit
- Whistleblower Suit Barred By Ch. 11 Plan, Investor Says
- Software Co. Visma Hits $21B Valuation With New Investment
- Deutsche Bank Must Face Trader's Malicious Prosecution Suit
- What The 2023 Bank Failures Taught Us, And What's To Come
- NY Atty Freed After Deal To Hand Over Docs In $5.2M Suit
- SEC's Accredited-Investor Report Could Signal Tighter Rules
- How SEC And NY Cyber Reporting Rules Affect Key Industries
- Barnes & Thornburg Adds Exec Compensation Partner In DC
- Synchrony Financial Shareholder Attys Ask For $885K Fee
- Deals Rumor Mill: Warner Bros, Blue Origin, Chuck E. Cheese
- McDermott's Energy Project Finance Team Gains Milbank Atty
- Attorneys' Busiest Times Can Be Business Opportunities
- Exxon, Chevron Top 2023's 10 Largest M&A Deals
- Top Connecticut Cases Of 2023
- How M&A Lawyers Coped With The 2023 UK Deal Drought
- NC Man Admits To Role In New Jersey Deli Fraud Scheme
- 5th Circ. May Not Be Done Axing SEC Rules
- 6th Circ. OKs $7.5M Award Against Ex-Merrill Lynch Broker
- Judge Quickly Rejects SBF's Bid To Delay Sentencing Hearing
- 9th Circ. Urged To Revisit Its Coinbase Arbitration Ruling
- Golden Heaven Sued Over Its Amusement Park 'Hellscapes'
- Vesttoo Creditors Get OK To Collect Votes On Ch. 11 Plan
- The Top Bankruptcy Cases And Issues Of 2023
- A Difficult Year For CRE, But Future May Be Brighter
- In The World Of Legal Ethics, 10 Trends To Note From 2023
- Del. Courts Saw APE Wars, Fox Fury And A Barr Fight In 2023
- Kirkland, Cole Schotz Get $21M In BlockFi Legal Fees OK'd
- More SPAC Woes As One Vehicle Shutters, Another Deal Nixed
- More Changes Needed To Attract UK Listings, Experts Say
- Choppy Conditions Tripped Up Capital Markets Again In 2023
- Pharma Co. Impel Hits Ch. 11 With $127M Debt And Sale Plans
- E-Bike Rental Co. Bird Hits Ch. 11 With Sale Plans
- 5th Circ. Axes SEC's Stock Buyback Rules
- Indicted Stimwave CEO Hit With $41M Civil Suit From SEC
- Purported VC Exec Gets 8 Years For $6M Pre-IPO Share Scam
- Regulators Urged To Monitor DeFi Like Traditional Finance
- Insurance Co. Investor Seeks $3.5M Fee For Chancery Deal
- SEC Urges 5th Circ. To Deny Appeal In Nasdaq Diversity Case
- 14 States File Amicus In Puerto Rico Utility's Bond Fight
- Justices Urged To Weigh If Syndicated Loans Are Securities
- Crypto Custodian Prime Core Gets Final OK For Ch. 11 Plan
- Realty Income's $9.3B REIT Buy Challenged By Shareholder
- 2nd Circ. Backs Madoff Trustee's $19M Clawback Award
- Funko Says Its Inventory Comments Did Not Defraud Investors
- FCA Commits To Relaxing Listing Rules Amid IPO Drought
- Volume-Based Transaction Pricing Proposal Raises Questions
- FTX Inks Deal With Bahamas Liquidators On Customer Claims
- Paul Weiss, Kirkland Steer $179M Buy Of Bitcoin Mining Sites
- What WeWork's Ch. 11 Filing Means For Landlords
- SEC, NY Cybersecurity Rules Create Complexity For Insurers
- How Attorneys Can Be More Efficient This Holiday Season
- Top 10 Whistleblowing And Retaliation Events Of 2023
- MDL Judge Refuses To Certify Class In Rate-Swaps Suit
- CFTC Wins OK For $2.7B Binance Deal, $150M Zhao Payout
- SEC Sues To Stop 'Staggering' Nigerian Fintech Fraud
- Crypto Co. DCG Wants $1.1B Subsidiary Bankruptcy Suit Axed
- Mango Markets Trader Must Face Fraud Case, Judge Rules
- Investors Say Carvana Special Committee 'Took A Back Seat'
- Latham-Led Gas Producer Enters US Market Via Direct Listing
- FTX Ch. 11 Plan Proposes To Pay Customers Cash, Not Crypto
- Nikola Founder Gets 4 Years After Proclaiming Innocence
- Understanding Advance Notice Bylaws Is Key For All Parties
- Catching Up With Delaware's Chancery Court
- Kirkland, Goodwin Steer $800M Deal Involving A-Rod's SPAC
- Software Co. Ebix Hits Ch. 11 With Bid For Insurance Biz
- Children's Book Writing Makes Me A Better Lawyer
- IPOs In 2024 Will Be Invite-Only, Life Sciences Insiders Say
- Energy Co. Investors Get Final OK For $8.2M Deal In IPO Suit
- FTX's $24B Tax Bill Could Wipe Out Any Creditor Recovery
- 7 Biggest Massachusetts Top Court Rulings Of 2023
- Skadden-Led Chinese Procurement Platform Inks $62M IPO
- Bannon Ally Wants 'Fatally Deficient' Fraud Charges Tossed
- A Review Of 2023's Most Notable Securities Litigation
- Greenberg Traurig Hires Banking Head From Seward & Kissel
- Dykema Brings On Corporate Pro From Real Estate Boutique
- Rosen Law Firm To Lead CS Disco Inc. IPO Class Action
- SEC Turns Away Coinbase's Bid For Crypto Rulemaking
- Taxation With Representation: Latham, Freshfields, Debevoise
- Crypto Firm SafeMoon Files Ch. 7 After Exec Indictments
- Arrow Financial Execs Accused Of Hiding Weak Controls
- Match.com Case Could Test Del.'s Vaunted MFW Standard
- Trump-Tied SPAC Loses Millions More In PIPE Financing
- CoinList To Pay $1.2M To Settle OFAC Sanctions Claims
- Commodities Firm Pays $106M To Settle Brazil Bribery Claims
- Athena Tech SPAC, Air Water Ventures Terminate $300M Deal
- Judge Says SEC Annuity Suit Doesn't Supersede State Law
- Ex-Amazon Coder Pleads Guilty In $12M Crypto Hacking Case
- Musk's Challenge To SEC Twitter Probe Faces Skeptical Judge
- ESG Investing Caught In Culture War Crosshairs In 2023
- 4 Key Ways CFIUS Affected Private Equity In 2023
- Deals Rumor Mill: Macy's, KKR, General Atlantic
- Celsius Founders Can't Shed FTC Crypto Fraud Claims
- Credit Suisse To Pay SEC $10M Over Barred Advisory Work
- SEC Tackles Treasury Market Risk With New Clearing Mandate
- US Trustee Asks Court To Reject Prime Core Releases
- EU States, Parliament Agree To Set Up New AML Body
- Dexia, Banca Intesa Win €55M Venice Swaps Appeal
- How Clients May Use AI To Monitor Attorneys
- Fla. Judge Won't DQ Duane Morris In Suit Over $35M Scheme
- SEC's Short-Selling Rules Targeted In New 5th Circ. Challenge
- GOP Reps Seek IG Probe Of SEC Market Surveillance Tool
- Feds Want 11 Years For Nikola Founder's Stock Fraud
- Battery Developer Says 'Vague' Statements Aren't Fraud
- 8 Ways To Negotiate Improved Disgorgement Outcomes
- FTX Says It Doesn't Have To Pay $24B Tax Bill To IRS
- Foley & Lardner Adds Fund Pros From Choate In Boston
- How The NY AG Leads Investigations In Civil Securities Fraud
- Apex Fintech Revives IPO Plans After Canceled SPAC Merger
- Philly Mall Owner Gets $30M Of $60M Bankruptcy Loan
- Crypto Platform KuCoin To Pay $22M, Exit NY To End Suit
- SiriusXM Agrees To Merge With Liberty Media Tracking Stock
- Elon Musk Must Face Trimmed Investor Suit Over Buyout
- Rocket Mortgage Says Reddit 'Frenzy' Dooms Class Cert. Bid
- Healthcare-Focused SPAC Gardiner Acquisition Calls It Quits
- BlockFi Bankruptcy Attys Request Roughly $40M In Fees
- Justices Urged To Toss 2nd Circ. BofA Preemption Decision
- Quinn Emanuel DQ, Dogecoin Sanctions Nixed In Musk Suit
- GM Misled Investors On Safety Of Driverless Tech, Suit Says
- Chinese Procurement Biz Orders Up Plans For $66M IPO
- The Pop Culture Docket: Judge D'Emic On Moby Grape
- Catching Up With Delaware's Chancery Court
- $1.1B Debt Sends Mall REIT Back Into Ch. 11
- Cigna Opts For $10B Buyback As Humana Deal Rumors Fizzle
- EU Policymakers Clear Way For Passing Of Landmark AI Act
- Calif. Privacy Board Wary Of Overbroad AI Regulations
- Venezuela Says Immediate Appeal Needed In Citgo Cases
- Nasdaq Pays $4M To Settle Alleged Iran Sanctions Breaches
- McKinsey Rival Wants Out Of Exec's Defamation Countersuit
- Binance Investors Want To Depose Ex-CEO 'Before He Flees'
- Nikola Investors Fight Call For Del. SPAC Fraud Suit Toss
- SEC Taps New Attys To Respond To Judge's Sanctions Threat
- Fla. Judge Says Banyan Cay DIP Lenders Are Still Owed $1.5M
- Ex-JPM Traders' Appeal Can't Stop Spoofing Suit, CFTC Says
- US Chamber Looks To Kill SEC Buyback Rules At 5th Circ.
- What Banks Should Know About FDIC Assessment Rule
- UK Litigation Roundup: Here's What You Missed In London
- Performing Music Makes Me A Better Lawyer
- No Shortage Of Action For Energy Deal-Makers In 2023
- CFTC Wins $61M Order Against Fla. Forex Trading Firm CEO
- Binance Founder Must Remain In US Until Sentencing
- Musk Asks Justices To Let Him Nix SEC Deal Over Tesla Tweets
- OCC Flags AI As 'Emerging' Risk In Banking System
- Chinese Tutoring Co. Escapes Investor Suit Over Reg Reforms
- EV Co.'s SPAC Suit Gets Initial OK For $1.9M Settlement
- SEC Sues 4 Cos. Linked To Alleged $89M Pre-IPO Fraud
- Online Trader's Go-Public Plans Fail As SPAC Merger Fizzles
- Athletes, YouTubers, Banks Want Out Of FTX Litigation
- Kwok Investors Want Feds To Release $302M In Seized Crypto
- Binance Seeks To Arbitrate Fraud Oversight Investor Suit
- EU Fines Ethanol Producer €47M For Benchmark Manipulation
- Democratic AGs Say National Banks Bucking Investigations
- The SEC's Cooled Down But Still Spicy Private Fund Rules
- Deals Rumor Mill: Panera Bread, Neiman Marcus, Hahn & Co.
- Cellphone Co. To Settle Investor's Revived Suit
- BofA CEO Shrugs Off Mortgage Fears In CFPB Funding Case
- Feds Charge NJ Man With $89M Pre-IPO Investment Fraud
- Feds Say No Reliable Proof For FTX's $0 Tax Estimate
- SEC's Climate Proposal Leads Rules Lined Up For 2024 Votes
- FTX Says Ch. 11 Plan Coming Before Year's End
- FINRA Fines SoFi, 3 Others Over Securities Lending Claims
- SEC Wins $26M From Crypto 'Mining' Firm
- Bitzlato Exec Pleads Out To $700M Dirty Crypto Exchange Rap
- Del. Justices Urged To Reverse $1.2B Galaxy-BitGo Deal Spike
- Core Scientific Securities Litigant Can't File Ch. 11 Class Claim
- Prime Core Wants $10M Loan To Fund Ch. 11 Wind-Down
- Breaking Down High Court's New Code Of Conduct
- UK-Based Gold Miner Eyes US Listing Via $115M SPAC Merger
- High Court's Chevron Review May Be A Crypto Game-Changer
- Financial-Services Focused SPAC Blue Room Files $200M IPO
- Winston & Strawn Closing Hong Kong Office Next Year
- SEC Chair Warns Businesses Against AI Washing: 'Don't Do It'
- Big Bank CEOs Bemoan Basel III Ahead Of Senate Grilling
- 9th Circ. Says Coinbase Can Arbitrate Fraud Transfer Action
- SEC, Terraform Clash Over Jury's Role At Upcoming Trial
- LinkedIn, Zoom May Be Enforcers' Next Recordkeeping Target
- Floor & Decor Insider Trading Case Moves Ahead In Del.
- Virtu Attacks SEC's 'Hypothetical' Information Security Suit
- Trump, SBF Trials Spotlight Nonverbal Signaling, Prof Says
- Export-Import Bank Slammed As Major Fossil Fuel Financier
- Another Khosla-Backed SPAC To Fold As Merger Search Fails
- Legal Profession Gender Parity Requires Equal Parental Leave
- 'Paper Tiger' Finds Its Fangs: Repeat Offenders And The CFPB
- Justices Weigh Limits Of Possible Ruling Against SEC Courts
- Sidley Austin's Woodbridge Work Not Free Speech, Panel Told
- SEC Head Accountant Flags Cash Flow Statement Concerns
- GenesisCare Lender Objects To DIP Refinancing Move
- Binance's Compliance Chief Is Optimistic About Monitorship
- AMC Stockholder Appeals Chancery 'APE' Stock Split Deal
- Rivian Investors Seek Class Cert. In Suit Against EV Maker
- Blank-Check Co. Aimei Health Technology Prices $60M IPO
- Gensler Says Coordination Possible With EU On Climate Regs
- Activist Short-Sellers Are The Dark Knights Of Wall Street
- Chinese Co. Investors Ink $4.5M Deal In IPO Disclosures Suit
- Core Scientific Seeks Court Nod On $77M Bitcoin Mine Buy
- 5 Firms Build Chinese Battery Biz's $450M SPAC Merger
- SEC Tells 5th Circ. Buyback Rules Not Fixed Before Deadline
- Wachtell Steers $1 Billion Infusion Into NJ Consultancy
- Catching Up With Delaware's Chancery Court
- Justices Call O'Connor 'American Hero,' 'Perfect Trailblazer'
- SIFMA Slams States' Bid To Rewrite Broker Conduct Rules
- Former Clerks Say Justice O'Connor Still Worth Emulating
- Therapy Co. SPAC Investors Fight Del. Stock-Drop Suit Toss
- K&L Gates Adds ETF Firm GC To Asset Management Practice
- Crypto Site Blockas Hit With User Suit Over $2.5M Account
- UiPath Brass Puffed Up Co. To Enrich Themselves, Suit Says
- New Regs Will Strengthen Voluntary Carbon Offset Market
- Judge Threatens SEC With Sanctions In Crypto Case
- 4 Decisions For Which Justice O'Connor Will Be Remembered
- How FinCEN's Proposed Rule Stirs The Pot On Crypto Mixing
- Off The Bench: NBA Sales, More Crypto Woes, Favre Appeal
- Justice O'Connor Shattered Barriers, Built Bridges
- NJ Panel Says Public Contractor Law Applies To Joint Venture
- SPAC Eyeing AirAsia Parent Merger Risks Nasdaq Delisting
- Sandra Day O'Connor, First Woman On Supreme Court, Dies
- Writing Thriller Novels Makes Me A Better Lawyer