Capital Markets Archive » April, 2024

Capital Markets - April, 2024

336 articles

• 2nd Circ. Revives Commerzbank RMBS Suit Against US Bank
• SEC Says Penny Stock Firm Failed To Register As A Dealer
• 'Bitcoin Jesus' Dodged Nearly $50M In Taxes, Feds Say
• Skadden, Latham Lead Travel Firm Viking's Upsized $1.5B IPO
• 5th Circ. Questions Texas' Standing In SEC Proxy Rule Battle
• Debt Box Wants Attorney Fees Paid If SEC Brings New Action
• Genius Sports Investors Urge Chancery To Save Merger Suit
• Chancery Partially Vacates Trump Media Suit Fast-Track Order
• Crypto Exec Denies $2B Laundering Charges, Is Out On Bail
• Truth Social Investor Had No Criminal Intent, NY Jury Told
• NY Bank Investors Spar Over Bid To Merge, Pause Suits
• Navigating SPAC Market Challenges For Microcap Issuers
• Dechert Adds Wilson Sonsini, Ex-SEC Crypto Expert In DC
• Expect Tougher Bank Exams 1 Year After Spring 2023 Failures
• Software Firm Silvaco Launches Plans For $108M IPO
• Binance Founder Gets 4 Mos. For Lax Money Laundering Policy
• Think Like A Lawyer: Follow The Iron Rule Of Trial Logic
• Robinhood's Top Lawyer Saw Pay Slashed By 29% In 2023
• Pomerantz, Glancy Prongay Spar To Lead LexUrban Fraud Suit
• Terraform Says SEC's $5.4B Sanction Bid Fails Under Morrison
• TD Ameritrade Fined $600K Over Flawed Automated Approvals
• Maker Of 'Let's Go Brandon' Coin Seeks Lawsuit Transfer
• High Court Uncertainty Stalls SEC Case Against Marcum CPA
• Bank Of China Beats Investor Suit Over Oil Derivative Trading
• 'Tornado Cash' Crypto Fraud Wasn't Free Speech, Feds Say
• Circuit Split Brews Over Who's A Securities Seller Under Act
• Catching Up With Delaware's Chancery Court
• Banks Have Won Syndicated Loan Battle, But Not The War
• Venezuela Says It Has Proof Of Special Master Improprieties
• The Art Of Asking: Leveraging Your Contacts For Referrals
• Viking Upsizes IPO To $1.2B As More Companies Enter Fray
• Orrick Adds Morgan Lewis Securities Regulatory Atty In DC
• L'Occitane Chair Bids $6.4B To Take Cosmetics Brand Private
• Proskauer Brings On WndrCo GC As NY Private Funds Partner
• Justices Won't Hear Musk's Case Against SEC Gag Order
• Law360 Reveals Titans Of The Plaintiffs Bar
• Binance Can Arbitrate Suit Over Terra Stablecoin Collapse
• CFTC Receives Competing Visions For AI's Regulatory Future
• Crypto Mining Co. Execs Face Suit Over Merger Shortcomings
• Crypto Atty's Senate Bid Takes Detour For SEC-Coinbase Suit
• Soccer Star Says Binance Is Target Of $1B Fla. Suit, Not Him
• Willkie Attys Turned An SEC 'Twist' Into A Win For A Client
• Republic First Bank Fails In Biggest Bust Since 2023 Turmoil
• Truist Unit Survives Early Dismissal Bid In NC Poaching Suit
• The Drawbacks Of Banking Regulators' Merger Review Plans
• TETRA Tech Shareholder Sues In Del. To Stop Poison Pill
• Locke Lord Strikes $12M Deal To End Claims Over Gas Fraud
• SEC Off-Channel Comms Action Hints At Future Enforcement
• Therapy Co. SPAC Investors To Settle Del., Ill. Merger Suits
• Freshfields Guides PE Giant CVC Capital's Upsized $2.1B IPO
• Tesla Says Investors May Want To Influence Shareholder Vote
• Crypto Co. DCG Hires 1st Legal Chief Amid New York AG Fight
• FDIC Tables Plans To Scrutinize Big 'Passive' Bank Investors
• Crypto Co. Sues 'Crusading' Gensler Over SEC's Ether Stance
• Rubrik Leads Trio Of IPOs That Buoy Recovering Market
• Chancery Seeks More Info About Bond In Truth Social Case
• Autodesk Faces Investor Suit Over Internal Controls
• Deals Rumor Mill: Paramount, Salesforce, ShipBob
• SEC, Trade Group Ask DC Circ. To Revive Proxy Advisory Rule
• Chancery's Carvana Suit Toss Shows Special Committee Value
• Hedge Fund Goes Public With Gripes About Legal Tech Co.
• Being An Equestrian Makes Me A Better Lawyer
• Cooley, Latham Lead Data Security Firm Rubrik's $752M IPO
• Hedge Fund Says Credit Suisse Misled On Bonds' Health
• Crypto Mixer Execs Arrested Over $2B In Illicit Transactions
• NGM Biopharma Investor Seeks Stock Appraisal In Del.
• Trump Media Exec Urges GOP To Probe Stock 'Manipulation'
• Chancery Lets $344M Carlyle Tax-Payout Suit Move Ahead
• Forex Trader Must Pay $11.8M For Ponzi-Like Scheme
• Sanction Bank Workers Who Hid IP Grab, Branding Firm Says
• Binance Founder Should Get 3 Years, Not Probation, Feds Say
• Investors Say Macquarie No Magic Bullet For Citi In Fraud Suit
• Boston Pension Doubles Down On Bid To Lead NYCB Suit
• Seyfarth Picks Up BCLP Corporate Finance Pro In Atlanta
• Private Equity Lag Continues To Stunt M&A Growth
• Faegre Drinker Adds Perkins Coie Investment Partner In DC
• Feds Nab Latest OneCoin Plea On $35M Laundering Charge
• 4 Ways To Refresh Your Law Firm's Marketing Strategy
• NY Medical Clinic Investor Sues In Del. To Inspect Corp. Books
• Globetrotters Say SBA's 'Bureaucratic Hell' Cost COVID Grant
• SEC Critics Preview Future Challenges To Agency Action
• CFTC Formalizes Policy On Uncleared Swaps Recordkeeping
• Ripple Labs Says Its SEC Fine Should Be No More Than $10M
• Seller Fights Lender Over First Dibs On $3 Million Property
• EV Co.'s SPAC Suit Gets Final OK For $1.9M Settlement
• Goosehead Insurance Investor Looks To Pause Chancery Deal
• Trump's Stake In Truth Social Swells An Additional $1.2B
• Crypto Industry Groups Sue SEC Over Dealer Definition
• What 3rd Circ. Trust Ruling Means For Securitization Market
• Tips For Balanced Board Oversight After A Cyberincident
• Del. Chancery To Rethink Fast-Track Of Truth Social Suit
• Feds Want About 3 Years In Prison For LA Bank Embezzler
• PE Giant Faces Sanctions Bid For Mexico Corruption Claim
• DOL's Final Investment Advice Regs Expand ERISA's Reach
• PacWest Wants Suit Over Alleged Rate Hike Exposure Axed
• NY's 'Buy-Now, Pay-Later' Oversight Bill Delayed But Not Dead
• CFTC Says Gemini Can't Pin Misstatements On 'Intermediary'
• Real Estate Investment Cos. Owe SEC $8.4M For $17.5M Fraud
• Exec In Insider Trading Case Says Feds Denied Him Counsel
• Robinhood 'Meme Stock' Investors Lose New Class Cert. Bid
• Freshfields-Led CVC Unveils Range On $1.7B Amsterdam IPO
• Address Complainants Before They Become Whistleblowers
• Ensuring Nonpublic Info Stays Private Amid SEC Crackdown
• Steptoe & Johnson Adds Securities Duo In Oklahoma
• What Cos. Are Reporting Under New SEC Cybersecurity Rule
• Walden Macht Launches Securities Group With Ex-Sidley Atty
• Catching Up With Delaware's Chancery Court
• SEC Says Terraform, Founder Owe $5.3B After Fraud Verdict
• PE-Backed Cruise Operator Viking Sets Sights On $1B IPO
• SBF Inks Deal To Help FTX Investors Go After Promoters
• Ill. Judge Accepts 3rd Try To Allege Fraud Against Boeing
• Trump Media CEO Fears Illegal Short Selling Is Harming Stock
• Casino SPAC Can Return Money, Not Shares, Chancery Rules
• AI Co. Founder Faces SEC Suit After Fraud Charges
• IRS Previews New Digital Assets Reporting Form
• China Seeks To Boost Hong Kong's Status As Market Hub
• Climate Lawsuits Aren't The SEC's Only Legal Headache
• Binance Ruling Spotlights Muddled Post-Morrison Landscape
• Hatteras Fund Investors Sue In Chancery After 95% Drop
• Ex-Pharma Exec Says Judge 'Coercive' In SEC Contempt Case
• Ex-BigLaw Atty Can Stay Free During OneCoin Fraud Appeal
• SEC Faces $1.8M Atty Fee Bid After Sanctions In Crypto Case
• Hedge Fund Says Its $100M Award Over Peru Bonds Is Valid
• Doximity Faces Investor Suit Over Slashed Revenue Hopes
• SEC Exams Division Flags Misleading Claims In Adviser Ads
• Pharma Ex-Exec Can't Revive $12M Underpayment Suit in US
• Investors In Failed Manila Casino Deal Sue For SPAC Shares
• Red States Back Call To Overturn Nasdaq Diversity Rule
• Bank Wants To Exit Suit Over $100M Of Special Needs Trusts
• 23andMe Taps Dechert To Review CEO Buyout Proposal
• Atty Wants Law Firm Subpoenaed In $12M Somali Fraud Case
• Alston & Bird Adds A Former New York Insurance Deputy
• 3 Firms Advise French Software Firm Planisware's $257M IPO
• Deals Rumor Mill: Tapestry-Capri, StubHub IPO, Salesforce
• Del. Match.com Ruling Maintains Precedent In Time Of Change
• Crypto Trader Convicted Of $110M Mango Markets Scam
• Crowell & Moring Adds Corporate Partners From Neal Gerber
• SEC Urged To Rethink Whistleblower Awards To Short-Sellers
• Wilson Sonsini-Led Digital Marketer Ibotta Inks Upsized IPO
• RTX Investor Sues Brass In Del. For Better Antitrust Oversight
• Karuna Investor Ends Suit After Bristol-Myers Seals $14B Deal
• New Stablecoin Bill Eyes Investor Protections, AML Regime
• MoFo Advises Southwest Gas Carve-Out Centuri's $260M IPO
• Coding Bootcamp Fined $164K For Misleading Student Loans
• SEC Has Careful Eye On Disclosures Amid Israel-Hamas War
• Trader's Alleged $110M Mango Markets Fraud In Jury's Hands
• First 10b5-1 Insider Trading Case Raises Compliance Issues
• Bankman-Fried Appeal May Cite Unusual Preview Testimony
• Panel Agrees Pot Investor's Deal In 2017 Suit Nixes 2019 Suit
• PE-Backed Aerospace Parts Company Primes $275M IPO
• FDIC Bank Merger Reviews Could Get More Burdensome
• Loeb & Loeb Adds 2 Corporate Partners From Morrison Cohen
• Whitewater Kayaking Makes Me A Better Lawyer
• Crypto Co. Can't Be Sued Over 'Scam Token,' 2nd Circ. Hears
• Israeli Ad Tech Co. Overhyped Microsoft Ties, Investor Claims
• Businessman Urges Calif. Court To Refuse $4.4M Award
• Wis. Bank Must Face Bias Claims In Tribal Peyote Case
• SEC Hit With Class Action Over Database Privacy Concerns
• Genesis To Return $2B Of Crypto Under Gemini Settlement
• SEC Gets Partial Win In Muni Adviser Disclosure-Rule Suit
• Barnes & Noble Education Reaches Deals To Reduce Debt
• Binance.US Adds Ex-NY Fed Compliance Chief To Board
• Winston & Strawn Corporate Attorney Joins McGuireWoods
• This Earth Day, Consider How Your Firm Can Go Greener
• Latham Adds 2 Simpson Thacher Attys To Its NY Office
• Cooley-Led Data Security Firm Rubrik Eyes $679M IPO
• Trump Media Files To Register More Shares For Potential Sale
• SEC Scores Win In $119M Rochester, NY Muni Bond Suit
• Justices Leave Lower Courts To Parse Corporate 'Half-Truths'
• Chancery Denies Forte Biosciences' Bid To Toss Investor Suit
• Barclays To Pay FINRA Fine Over Research Analysts Conflicts
• New Proposal Signals Sharper Enforcement Focus At CFIUS
• UK Trading Platform Marex Eyes US Markets For $300M IPO
• Catching Up With Delaware's Chancery Court
• Senators Demand Info On CFTC Chats With Bankman-Fried
• Freshfields-Led CVC Plans €1.25B IPO In Amsterdam
• Justices Won't Review Ex-NYC Union Head's Bribery Rap
• Feds Rest In $110M Mango Markets Trial Of Crypto Trader
• Crypto-Friendly Atty Reveals Backers In Bid To Unseat Warren
• Chamber Defends SEC Climate Regs From Enviros' Challenge
• Peru Says Gramercy's $100M Bond Arbitration Bid Too Late
• Capital Recruiter Awarded $7.8M In Back Fees In Breach Suit
• Traversing The Web Of Nonjudicial Grievance Mechanisms
• KB Home's 'Emeritus' Director Bylaw Invalid, Chancery Rules
• Lionsgate Ups PIPE To $225M Before $4.6B SPAC Merger
• Freshfields Continues Litigation Growth With NY Partner Hire
• Trump Media Attys Flag Co-Founders' Del. Suit Expansion
• Credit Suisse, Lloyds, Others Ink $3.5M Libor Deal
• Ex-Amazon Engineer Gets 3 Years For $12M Crypto Hacks
• Post-Moelis Del. Corp. Law Proposal Would Hurt Stockholders
• Investors Again Seek Asset Freeze To Enforce $60M Awards
• 3 Firms Guide Safety Inspection Firm UL's Upsized $946M IPO
• PCAOB Says China Focus Boosted Its '23 Enforcement Haul
• Crypto Trader Hit With Judgment In SEC's $4.3M Fraud Case
• Flopped Casino SPAC Investor Sues In Del. To Block Payout
• Dallas Developers Must Each Pay Bond In $400M Foreclosure
• Deals Rumor Mill: US Steel, Germany's Stada, Paramount
• At 'SEC Speaks,' A Focus On Rebuilding Trust Amid Criticism
• Proskauer Adds Kirkland Partner For Tax, Estate Issues
• FTX Brass, Investors Can't Move Bankruptcy Suit To MDL
• Treasury Proposes Steeper Foreign Investment Law Penalties
• Latham, Goodwin Lead Nursing-Care Co.'s Upsized $450M IPO
• Push For Bank Capital Hike Has 'Damaged' Fed, Quarles Says
• GOP Rep. Calls On SEC To Delay Climate Rule Compliance
• Texas Panel Seeks Evidence In $1M Real Estate Quagmire
• SEC Says Crypto Firm Kraken Can't 'Subvert' Securities Test
• BDO Fights SEC's 'Misdirected' Call For 2nd Circ. Rehearing
• Former SEC Small Business Office Chief Joins Mayer Brown
• United Airlines Hit With Chancery Suit Over Poison Pill
• FTX Strikes Deal With Voyager Over $445M Claim
• CFTC Names New Watchdog After Whistleblower Allegations
• FDIC Details Prep For Winding Down Failing Financial Giants
• DeFi Platform Uniswap Discloses SEC Enforcement Notice
• NYSE Seeks To Provide SPACs More Time To Close Mergers
• Practicing Law With Parkinson's Disease
• 'Smart' Glass Maker View Escapes SPAC Merger Suit For Good
• Ex-BigLaw Atty In OneCoin Scam A Flight Risk, Feds Say
• Blackwells Unveils Takeover Plans For Hospitality REIT
• PCAOB Fines KPMG, Deloitte Units $27M For Cheating Claims
• Macy's, Activist Firm End Board Fight, Takeover Talks Proceed
• Six Firms Vie To Lead NY Community Bank Losses Suit
• Crypto Booster Says $1B SEC Fraud Suit Offends Free Speech
• Crypto Trader Says $110M Mango Markets Trades Were Legit
• Nikola Investors' SPAC Fraud Suit Moves Ahead
• Trump Media Co-Founders OK'd To Revise Share-Lockup Suit
• Treasury Proposes Long-Awaited Stock Buyback Tax Rules
• Fintech Investment Biz To Go Public Via $700M SPAC Merger
• Crypto Mining CEO's Asset Freeze Fight Axed At 11th Circ.
• House GOP To Air Measure Rejecting SEC Climate Rule
• TD Bank Wants 'Absurd' First Horizon Merger Suit Tossed
• Life Sciences GCs On Tighter Regs, Outside Counsel Advice
• Calif. Verdict Showcases SEC's New 'Shadow Trading' Theory
• Treasury Renews Call For Tools To Combat Crypto Crime
• Fund Managers Want Ga. Attys' Tax Shelter Fraud Suit Tossed
• Insurer Owes $2M For Loan Scheme, Financing Co. Says
• Playing Hockey Makes Me A Better Lawyer
• Venezuelan Oil Co. Gets $2B Bond Fraud Suit Nixed In NY
• BitMEX Co-Founder Can't Escape Investors' Manipulation Suit
• W.Va. Blocks Citi, HSBC, Others Over Fossil Fuel 'Boycotts'
• Canadian Atty Settles SEC's Penny Stock Claims For $335K
• Mich. Regulators' Fraud Fears Are 'Nonsense,' Developer Says
• SEC 'Shadow Trading' Victory Could Bring DOJ Knocking
• Southwest Gas Unit Centuri Eyes Spinoff Through $242M IPO
• Czech Firm Says Its Vista Deal Offers Benefits Over Rival Bid
• ESG Challenges In Focus After Sierra Club Opposes SEC Rule
• Walmart-Backed Digital Marketer Ibotta Primes $450M IPO
• Catching Up With Delaware's Chancery Court
• Ex-IRS Criminal Investigations Head Joins Crypto Data Firm
• For Lawyers, Pessimism Should Be A Job Skill, Not A Life Skill
• Tradeweb Pays $785M For Investment Tech Firm ICD
• Glancy Prongay To Lead EB-5 Grocery Co. Fraud Stock Suit
• 3 Firms Build $2.3B Hospitality Biz SPAC Merger
• Linklaters Guides Cosmetics Biz On €1.25B Raise In EU IPO
• Perrigo Inks $97M Deal With Investors In Securities Fraud Suit
• Starbucks Tells Judge Union Dealings Aren't 'Mission Critical'
• Genesis Used GBTC Share Proceeds To Buy 32,041 Bitcoin
• Jury Finds Pharma Exec 'Shadow Traded' With Inside Info
• UBS Beats Blockchain Co.'s Spoofing Suit, For Now
• Private Capital Considerations Amid Market Revival
• Gunderson, Sidley Steer Biotech's Scaled-Down $110M IPO
• Skadden-Led Cruise Operator Viking Files $100M IPO
• Green Energy Co. Duped Investors Out Of $40M, Suit Says
• Terraform And Founder Do Kwon Held Liable For Crypto Fraud
• 2nd Circ. Revives Coinbase Securities Class Action
• Intent-Based Theory Of Liability In Hwang Creates Ambiguity
• SEC Points Jury To 'Coincidence' In Shadow Trading Trial
• Crypto Bank, Chair Blast FTX Investors' 'Gatling Gun' Claims
• Morgan Stanley, Goldman Sachs Can't Duck Archegos Claims
• Huawei Slated For 2026 Sanctions, IP Theft Trial
• Latham Led Firms In 1st Quarter IPOs As Outlook Brightens
• Crypto Co. Fined $700,000 For Duping Investors Into 'AI' Trading
• SEC Fines Adviser Senvest $6.5M In Texting Probe Case
• BAE Stuck $8.2B Retirement Plan With Hefty Fees, Court Told
• Ginnie Mae, HUD Must Face Bank's Vacated Lien Suit
• BitMEX Can't Ax Investor Suit After 2nd Circ.'s Binance Ruling
• Attys Awarded $1.5M In Fees On Tax Disclosure Suit
• SEC Voluntarily Puts Climate Regs On Ice During Court Battle
• Requiring Leave To File Amicus Briefs Is A Bad Idea
• Ex-CEO Reaches Legal Fee Agreement With Trump-Tied SPAC
• Del. Justices Reverse Chancery On Match.com Deal Fairness
• Deals Rumor Mill: Alphabet, Honeywell, Syngenta IPO
• Withers Adds Former In-House Corp. Atty In San Francisco
• Accused 'Shadow Trader' Takes Stand To Slam SEC's Case
• Judge Consolidates Wells Fargo Unwanted Products Suits
• OneCoin Atty Gets 4 Years For Role In $4B Crypto Fraud
• Mortgage Co. Targeted In News Report Hit With RICO Suit
• SEC Atty Says Macquarie 'Overstated' High Court Case
• Healthcare Company Hid Rising Costs Before IPO, Suit Says
• FIS Didn't Lie To Itself About Short-Lived Merger, Execs Say
• NY Bank, Investors Want Derivative Suits Merged, Paused
• NY High Court Ruling Significance Debated In $2B Note Suit
• 4 Ways To Motivate Junior Attorneys To Bring Their Best
• A Look At Recent Challenges To SEC's Settlement 'Gag Rule'
• SEC Investigators Say Attys Harm Clients By 'Behaving Badly'
• Flexibility Is Key In Hybrid Capital Investment Strategies
• How American Airlines ESG Case Could Alter ERISA Liability
• Kirkland Lands Former SEC Enforcement Leader In Dallas
• Defense Attys Must Prep For Imminent AI Crime Enforcement
• Top 10 Deals Of Q1 Led By GE Energy Spinoff, Capital One
• Disney Thwarts Trian Revolt, Retaining All 12 Board Members
• Truth Social Investors Cop To Fraud In $23M Insider Case
• UK Regulators Propose Special Regime For Digital Securities
• Paul Hastings Adds Group Co-Chair With Finance Duo Hire
• Gas Tycoon Owes $100M To UBS, Lenders After Trial Loss
• Rakoff Says SEC Can't Get Early Win For Broker Claim
• SEC Republicans Criticize 'Punishing' Rulemaking Agenda
• Theseus Investor Seeks Appraisal After Concentra Merger
• Arena Group Shareholders Sue Former CEO In Delaware
• SelectQuote Beats Investor Suit Over Revenue Reports
• King & Spalding Lands 3 Kasowitz Partners For Biz Litigation
• Tipsters May Be Key To Financial Regulators' ESG Efforts
• Feds Seek 4 Years For Ex-Amazon Coder In Novel Crypto Case
• Prosecutors Call Indicted Exec's Misconduct Claims 'Flawed'
• 3 Firms Guide Safety Testing Group UL's Estimated $770M IPO
• Cohen Milstein Hires CFTC Whistleblower Office Leader In DC
• Serving As A Sheriff's Deputy Made Me A Better Lawyer
• Nat'l Security Info Ordered Sealed In $12M Somali Fraud Case
• AmEx Sends Credit Card Applicants' Data To Meta, Suit Says
• Cybersecurity Heads Back SolarWinds' Push To Nix SEC Suit
• Cooley, Latham Guide Data Security Firm Rubrik's IPO Filing
• Chinese Investment Fund Looks To Enforce $4.4M Award
• Nasdaq Sank Minority-Led SPAC's Tech Co. Merger, Suit Says
• Investors Group Says New EB-5 Guidance Violates APA
• Optical Co. Beats Investor Suit Over Pandemic Staffing Levels
• SEC Wins $93M Judgment Against Commonwealth Financial
• Catching Up With Delaware's Chancery Court
• Trump's Truth Social Florida Suit Leaves Del. Judge 'Agog'
• Spinning For Terraform Was Tough, Crypto Rep Tells Jury
• Gunderson-Led Contineum Joins Pipeline Eyeing $150M IPO
• Colo. Judge Pleads For Brevity In Palantir Shareholder Suit
• Fed Beats Crypto-Focused Bank's Master Account Suit
• Last Hemp Co. Exec Agrees To SEC Injunction In $14M Scam
• GE Vernova Spinoff Approved, Valued At $35.7B
• The SEC Is Engaging In Regulation By Destruction
• Masimo Rips Politan's New Attempt To Grab Board Seats
• Former Minn. Chief Justice Instructs On Writing Better Briefs